NEWGATE CAPITAL MANAGEMENT LLC

13F filer, CIK 939761, Greenwich, CT

NEWGATE CAPITAL MANAGEMENT LLC reported $143,154,000 across 101 holdings for the quarter ended 2015-03-31, in a 13F-HR filed 2015-05-14. Its ten largest share positions make up 42.97% of the portfolio.

Filed 2015-05-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:16:30 UTC13F-HR 0001398344-15-003267

Period: 2015-03-31
Reported value: $143M
Holdings: 101
Top 10 weight: 42.97%
New: 23
Sold out: 26

Largest buys vs the previous quarter

Security	Shares change	Approx. value
PIMCO DYNAMIC CR INCOME FDnew	+196,229	$4.01M
BLACKROCK DEBT STRAT FD INCadded	+623,990	$2.33M
NUVEEN INS MUNICIPAL OPP FDnew	+123,689	$1.82M
NUVEEN QUALITY INC MUNI FUNDnew	+128,339	$1.8M
TEIadded	+138,211	$1.49M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
DSLexited	-163,490	-$3.23M
BLACKROCK MUNIHOLDINGS QUAL…exited	-147,164	-$1.97M
BCXreduced	-190,068	-$1.82M
XJQCXreduced	-195,471	-$1.77M
NUVEEN INSD QUALITY MUN FD Ireduced	-116,292	-$1.56M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2015

Share positions as resolved from 13F-HR 0001398344-15-003267, largest first. % of portfolio is the value over $143,157,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
XJQCXNUVEEN CR STRATEGIES INCOME	1,300,156	$11.8M	8.22%	-195,471	Timeline
BLACKROCK DEBT STRAT FD INCBLACKROCK DEBT STRAT FD INC	2,498,914	$9.32M	6.51%	+623,990
XAWFXALLIANCEBERNSTEIN GLOBAL HIG	590,099	$7.42M	5.18%	-6,104	Timeline
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUST	1,087,015	$6.02M	4.21%	-208,019
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNI	445,485	$5.33M	3.72%	-309
VVRINVESCO SR INCOME TR	1,028,283	$4.87M	3.4%	-104,224	Timeline
TEITEMPLETON EMERGING MKTS INCO	424,751	$4.58M	3.2%	+138,211	Timeline
BGXBLACKSTONE LONG SHORT CR INC	265,946	$4.29M	3%	+50,396	Timeline
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD	196,229	$4.01M	2.8%	new
NUVEEN SENIOR INCOME FUNDNUVEEN SENIOR INCOME FUND	587,643	$3.91M	2.73%	+60,530
BCXBLACKROCK RES & COMMODITIES	401,131	$3.83M	2.68%	-190,068	Timeline
JFRNUVEEN FLOATING RATE INCOME	318,882	$3.61M	2.52%	-19	Timeline
NUVEEN SHORT DURATION CREDITNUVEEN SHORT DURATION CREDIT	209,455	$3.59M	2.51%	-678
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FD	486,358	$3.5M	2.44%	-17,332
EVFEATON VANCE SR INCOME TR	414,102	$2.7M	1.88%	-4,502	Timeline
TSMTAIWAN SEMICONDUCTOR MANUFAC	100,756	$2.37M	1.65%	-3,195	Timeline
XFRAXBLACKROCK FLOATING RATE INCO	167,456	$2.33M	1.63%	+46,993	Timeline
DREYFUS STRATEGIC MUN BD FDDREYFUS STRATEGIC MUN BD FD	256,017	$2.07M	1.45%	+9,991
BIDUBAIDU INC	9,496	$1.98M	1.38%	-135	Timeline
DREYFUS STRATEGIC MUNS INCDREYFUS STRATEGIC MUNS INC	234,866	$1.97M	1.38%	-51,994
NUVEEN INS MUNICIPAL OPP FDNUVEEN INS MUNICIPAL OPP FD	123,689	$1.82M	1.27%	new
NUVEEN QUALITY INC MUNI FUNDNUVEEN QUALITY INC MUNI FUND	128,339	$1.8M	1.26%	new
BGBBLACKSTONE STRATEGIC CRED 20	106,857	$1.73M	1.21%	-17,216	Timeline
CFCF INDUSTRIES HOLD	5,506	$1.56M	1.09%	-1,599	Timeline
CXCEMEX SAB DE CV	164,636	$1.56M	1.09%	+12,701	Timeline
XCAFXMORGAN STANLEY CHINA A SH FD	41,279	$1.36M	0.95%	+11,766	Timeline
IBNICICI BK LTD	124,112	$1.29M	0.9%	-16,624	Timeline
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L	58,303	$1.19M	0.83%	+5,823
LDPCOHEN & STEERS LTD DURATION	49,112	$1.18M	0.83%	-42,588	Timeline
ADVANCED SEMICONDUCTOR ENGRADVANCED SEMICONDUCTOR ENGR	157,940	$1.14M	0.79%	-36,939
AAPLAPPLE INC	9,114	$1.13M	0.79%	0	Timeline
KEPKOREA ELEC PWR CORP	55,326	$1.13M	0.79%	+10,406	Timeline
BAPCREDICORP LTD	7,572	$1.06M	0.74%	+4,095	Timeline
LPLLG DISPLAY CO LTD	70,013	$1M	0.7%	-825	Timeline
NUVEEN DIV ADVANTAGE MUN FDNUVEEN DIV ADVANTAGE MUN FD	69,405	$984K	0.69%	new
ITUBITAU UNIBANCO HLDG S A	84,896	$939K	0.66%	-4,623	Timeline
HALHALLIBURTON CO	21,388	$938K	0.66%	-5,885	Timeline
TRNTRINITY INDS INC	26,116	$927K	0.65%	-629	Timeline
HUANENG PWR INTL INCHUANENG PWR INTL INC	18,807	$904K	0.63%	-5,047
EGA EMERGING GLOBAL SHS TREGA EMERGING GLOBAL SHS TR	65,839	$866K	0.6%	+1,113
TESORO CORPTESORO CORP	9,285	$848K	0.59%	-2,738
CIGCIA ENERGETICA DE MINAS GERA	205,353	$840K	0.59%	+769	Timeline
SHIP FINANCE INTL LTDSHIP FINANCE INTL LTD	54,363	$805K	0.56%	-975
CECELANESE CORP DEL	14,394	$804K	0.56%	-564	Timeline
BBDBANCO BRADESCO S A	86,412	$802K	0.56%	+5,140	Timeline
BAKER HUGHES INCBAKER HUGHES INC	12,562	$799K	0.56%	-2,220
HUNHUNTSMAN CORP	35,744	$792K	0.55%	-1,271	Timeline
BABAALIBABA GROUP HLDG LTD	9,505	$791K	0.55%	+5,648	Timeline
ENBENBRIDGE INC	15,613	$757K	0.53%	+5,998	Timeline
LYBLYONDELLBASELL INDUSTRIES NV	8,607	$756K	0.53%	-2,341	Timeline
MLCOMELCO RESORTS AND ENTMNT LTD	34,849	$747K	0.52%	+654	Timeline
AU OPTRONICS CORPAU OPTRONICS CORP	142,904	$716K	0.5%	new
FCXFREEPORT MCMORAN INC	34,241	$649K	0.45%	+1,549	Timeline
VLOVALERO ENERGY CORP	10,134	$645K	0.45%	new	Timeline
PBRPETROLEO BRASILEIRO S A	104,934	$631K	0.44%	+19,873	Timeline
NUVEEN INSD QUALITY MUN FD INUVEEN INSD QUALITY MUN FD I	46,720	$626K	0.44%	-116,292
PPLPPL CORP	18,575	$625K	0.44%	+11,589	Timeline
BCCBOISE CASCADE CO DEL	16,675	$625K	0.44%	+2,487	Timeline
KMIKINDER MORGAN INC DEL	14,632	$615K	0.43%	-602	Timeline
PBFPBF ENERGY INC	17,629	$598K	0.42%	new	Timeline
MEOHMETHANEX CORP	10,486	$562K	0.39%	-65	Timeline
WLKWESTLAKE CORPORATION	7,585	$546K	0.38%	-3,032	Timeline
OGEOGE ENERGY CORP	16,784	$531K	0.37%	-4,195	Timeline
WESTERN REFNG INCWESTERN REFNG INC	10,299	$509K	0.36%	-3,871
AFBALLIANCEBERNSTEIN NATL MUN I	36,232	$496K	0.35%	new	Timeline
TATA MTRS LTDTATA MTRS LTD	10,143	$457K	0.32%	-14,982
STLDSTEEL DYNAMICS INC	22,696	$456K	0.32%	-9,166	Timeline
NATNORDIC AMERICAN TANKERS LIMI	37,610	$448K	0.31%	new	Timeline
VEDANTA LTDVEDANTA LTD	36,153	$445K	0.31%	new
DALDELTA AIR LINES INC	9,819	$441K	0.31%	new	Timeline
CCITIGROUP INC	8,074	$416K	0.29%	0	Timeline
RIORIO TINTO PLC	9,870	$409K	0.29%	-6,888	Timeline
CVICVR ENERGY INC	9,396	$400K	0.28%	+3,052	Timeline
BACBANK OF AMER CORP	25,837	$398K	0.28%	0	Timeline
EOGEOG RES INC	4,332	$397K	0.28%	-187	Timeline
GBXGREENBRIER COS INC	6,743	$391K	0.27%	new	Timeline
METAMETA PLATFORMS INC	4,737	$389K	0.27%	0	Timeline
NUENUCOR CORP	8,166	$388K	0.27%	-3,054	Timeline
TRANSCANADA CORPTRANSCANADA CORP	8,545	$365K	0.25%	new
CNQCANADIAN NAT RES LTD MED TER	11,639	$357K	0.25%	-4,239	Timeline
NUVEEN MUN ADVANTAGE FD INNUVEEN MUN ADVANTAGE FD IN	25,973	$357K	0.25%	new
MOSMOSAIC CO	7,725	$356K	0.25%	new	Timeline
MUMICRON TECHNOLOGY INC	12,830	$348K	0.24%	new	Timeline
HOLLYFRONTIER CORPHOLLYFRONTIER CORP	8,519	$343K	0.24%	-3,130
EMNEASTMAN CHEM CO	4,720	$327K	0.23%	-1,763	Timeline
POWERSHARES GLOBAL ETF TRUSTPOWERSHARES GLOBAL ETF TRUST	12,561	$321K	0.22%	new
STATE STREET IG PUBLIC &PRI…STATE STREET IG PUBLIC &PRIVATE C…	13,197	$320K	0.22%	new
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW	12,978	$317K	0.22%	-5,264
ALON USA ENERGY INCALON USA ENERGY INC	18,724	$310K	0.22%	+681
WMBWILLIAMS COS INC	6,052	$306K	0.21%	-2,365	Timeline
SQMSOCIEDAD QUIMICA Y MINERA DE	15,755	$288K	0.2%	new	Timeline
PSXPHILLIPS 66	3,626	$285K	0.2%	new	Timeline
ASHRDBX ETF TR	6,730	$280K	0.2%	-8,982	Timeline
DVNDEVON ENERGY CORP NEW	4,552	$275K	0.19%	-74	Timeline
ENSCO PLCENSCO PLC	12,100	$255K	0.18%	new
ENCANA CORPENCANA CORP	22,250	$248K	0.17%	-7,793
OCEAN RIG UDW INCOCEAN RIG UDW INC	35,956	$237K	0.17%	+243
AGRIUM INCAGRIUM INC	2,212	$231K	0.16%	new
KGCKINROSS GOLD CORP	101,403	$227K	0.16%	new	Timeline
NPKINPK INTERNATIONAL INC	20,952	$191K	0.13%	-8,661	Timeline
PMMFRANKLIN MANAGED MUN INCOME	11,071	$82K	0.06%	-152,968	Timeline

Sold out in Q1 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
DSLDOUBLELINE INCOME SOLUTIONS	163,490	$3.23M	shares
BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITY	147,164	$1.97M	shares
NUVNUVEEN MUN VALUE FD INC	161,308	$1.55M	shares
COMPANHIA PARANAENSE ENERG CCOMPANHIA PARANAENSE ENERG C	85,388	$1.12M	shares
JSC MMC NORILSK ADRJSC MMC NORILSK ADR	74,819	$1.03M	shares
NUVEEN SELECT TAX FREE INCOMNUVEEN SELECT TAX FREE INCOM	74,842	$1.01M	shares
KBKB FINL GROUP INC	30,197	$985K	shares
NASPERS LTD ADR N SHSNASPERS LTD ADR N SHS	6,876	$894K	shares
IQIINVESCO QUALITY MUN INCOME T	62,697	$779K	shares
RDYDR REDDYS LABS LTD	13,951	$704K	shares
DELEK US HOLDINGS INCDELEK US HOLDINGS INC	23,356	$635K	shares
BHPBHP BILLITON LIMITED	13,232	$626K	shares
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC	8,532	$559K	shares
SESA STERLITE LTDSESA STERLITE LTD	36,874	$501K	shares
POWERSHARESPOWERSHARES	20,881	$500K	shares
AESAES CORP	34,131	$470K	shares
WORWORTHINGTON ENTERPRISES INC	14,818	$446K	shares
IGEISHARES TR	10,599	$406K	shares
VWOVANGUARD INTL EQUITY INDEX F	8,615	$345K	shares
SRLNSSGA ACTIVE ETF TR	7,055	$344K	shares
NABORS INDUSTRIES LTDNABORS INDUSTRIES LTD	26,049	$338K	shares
DAIMLER A G ADR F SPONSORED…DAIMLER A G ADR F SPONSORED AD	3,450	$286K	shares
Volkswagen Ag Preferred ADRVolkswagen Ag Preferred ADR	6,328	$272K	shares
WHITING PETE CORP NEWWHITING PETE CORP NEW	7,718	$255K	shares
CVECENOVUS ENERGY INC	10,850	$224K	shares
NUVEEN SELECT QUALITY MUN FDNUVEEN SELECT QUALITY MUN FD	12,198	$169K	shares

How Q1 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001398344-15-003267	base		2015-05-14	acceptance time not in the bulk data set	2026-10-07 19:16:30 UTC