13F-HR filed by NEWGATE CAPITAL MANAGEMENT LLC
NEWGATE CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-07-23, with 130 holding rows worth $717,364,000.
- Accession
- 0001398344-13-003343
- Filer
- CIK 939761
- Filed
- 2013-07-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 130 entries on the cover page, a total value of $717,364,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $717,364,000 with VALUE read as thousands by filing date, 13F file number 028-03871. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,293,967 | $23,705,000 | thousands by filing date | |
| MARKET VECTORS INDIA S/C | 57060U563 | INDI | 651,455 | $18,423,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,352,563 | $17,475,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 445,437 | $17,038,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 4,117,520 | $16,717,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,225,617 | $16,117,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 94,340 | $15,800,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 2,872,708 | $15,369,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 3,821,062 | $14,940,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 146,932 | $13,900,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 561,438 | $13,896,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 681,414 | $13,853,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 2,187,014 | $13,713,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 389,608 | $12,674,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 418,898 | $12,412,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 334,604 | $12,126,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,306,211 | $11,717,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 215,785 | $11,480,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,152,499 | $10,960,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 389,423 | $10,768,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 721,167 | $10,363,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 859,564 | $10,203,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 197,267 | $9,808,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 738,946 | $9,614,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 233,746 | $9,443,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 133,931 | $9,228,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 138,636 | $9,186,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 388,580 | $9,108,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 580,140 | $9,004,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 1,272,343 | $8,067,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 117,776 | $7,336,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 56,293 | $7,203,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 469,905 | $6,992,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,950,516 | $6,749,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 456,190 | $6,574,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 76,067 | $6,536,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 79,170 | $6,531,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 104,190 | $6,372,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 227,198 | $6,275,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 471,987 | $6,259,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 548,896 | $6,208,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 557,377 | $6,142,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 199,673 | $5,513,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 526,997 | $5,486,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 404,879 | $5,466,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 389,276 | $5,220,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 468,827 | $5,073,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 138,646 | $5,065,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 340,876 | $4,997,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 57,173 | $4,920,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 101,346 | $4,860,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 442,376 | $4,857,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 223,842 | $4,784,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 54,988 | $4,782,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 106,676 | $4,779,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 110,020 | $4,590,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 169,124 | $4,583,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 710,994 | $4,565,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 270,224 | $4,475,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 203,973 | $4,428,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 412,145 | $4,360,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 42,101 | $4,344,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 326,384 | $4,325,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 25,164 | $4,316,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 101,442 | $4,167,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 78,668 | $4,081,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 818,584 | $4,077,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 48,586 | $4,057,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 451,123 | $3,929,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 97,852 | $3,731,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 265,762 | $3,707,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 86,014 | $3,662,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 167,602 | $3,645,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 380,157 | $3,630,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 437,027 | $3,588,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 32,962 | $3,575,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 54,580 | $3,482,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 590,323 | $3,447,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 267,548 | $3,376,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 171,426 | $3,372,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 137,320 | $3,281,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 167,047 | $3,129,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 74,624 | $3,074,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 60,293 | $3,026,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 74,222 | $3,024,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 52,139 | $3,006,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 158,668 | $3,005,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 422,174 | $2,888,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 395,764 | $2,782,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 156,268 | $2,763,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 129,991 | $2,518,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 188,446 | $2,455,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 180,188 | $2,434,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 20,536 | $2,365,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 26,311 | $2,348,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 15,869 | $2,323,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 41,454 | $2,308,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 50,974 | $2,297,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 39,067 | $2,271,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 33,876 | $2,252,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 41,742 | $2,246,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 165,580 | $2,210,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 536,562 | $2,195,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 49,946 | $2,050,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 136,976 | $1,838,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 177,538 | $1,774,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 36,095 | $1,758,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 119,061 | $1,619,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 95,813 | $1,377,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 307,077 | $1,342,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 89,423 | $1,247,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 59,869 | $1,244,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 113,454 | $1,240,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 82,382 | $1,191,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 24,724 | $1,140,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 81,420 | $1,026,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 69,415 | $894,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,986 | $788,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 46,512 | $623,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 53,690 | $618,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 24,021 | $594,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 14,283 | $554,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 31,869 | $424,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 67,989 | $347,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,068 | $339,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 16,062 | $338,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 26,023 | $335,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,628 | $328,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 9,864 | $295,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 5,542 | $243,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-13-003343 | this filing | 2013-07-23 | acceptance time not in the bulk data set |