13F-HR filed by NEWGATE CAPITAL MANAGEMENT LLC
NEWGATE CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-08, with 106 holding rows worth $381,792,000.
- Accession
- 0001398344-14-004040
- Filer
- CIK 939761
- Filed
- 2014-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 106 entries on the cover page, a total value of $381,792,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $381,795,000 with VALUE read as thousands by filing date, 13F file number 028-03871. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,975,589 | $18,492,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 763,729 | $16,336,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 57,658 | $10,771,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 706,546 | $9,348,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 623,375 | $8,964,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 935,335 | $8,783,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 692,281 | $8,591,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,071,256 | $8,559,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 212,721 | $8,309,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,254,314 | $8,153,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 659,945 | $7,589,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 139,439 | $7,498,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 540,964 | $7,157,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,200,916 | $6,953,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 140,645 | $6,450,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 264,291 | $6,327,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 177,022 | $6,153,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 423,886 | $6,091,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,205,575 | $6,040,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 83,839 | $5,953,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 306,755 | $5,939,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 398,058 | $5,824,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 187,149 | $5,684,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 113,461 | $5,662,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 33,677 | $5,236,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 294,858 | $5,075,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 609,674 | $5,036,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,154,682 | $4,919,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 137,685 | $4,907,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 405,433 | $4,906,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 685,557 | $4,833,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 270,287 | $4,792,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 369,342 | $4,783,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 109,327 | $3,990,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 263,019 | $3,819,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 168,016 | $3,733,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 121,771 | $3,422,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 34,172 | $3,337,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 146,440 | $3,157,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 48,301 | $3,105,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 440,042 | $2,997,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 162,604 | $2,992,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 33,025 | $2,990,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 37,050 | $2,973,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 64,605 | $2,856,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 41,227 | $2,822,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 76,249 | $2,723,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 204,263 | $2,706,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 16,781 | $2,652,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 32,582 | $2,551,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 353,294 | $2,526,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 161,014 | $2,518,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 29,507 | $2,472,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 44,844 | $2,434,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 56,479 | $2,408,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 52,230 | $2,398,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 89,746 | $2,358,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 42,122 | $2,354,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 52,617 | $2,300,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 27,878 | $2,296,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 38,767 | $2,274,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 15,792 | $2,266,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 163,883 | $2,248,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 88,313 | $2,243,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 93,409 | $2,215,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 46,897 | $2,196,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 34,826 | $2,152,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 147,526 | $2,145,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 73,456 | $2,142,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 75,749 | $2,138,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 87,869 | $2,135,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 101,055 | $1,913,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 103,518 | $1,858,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 212,120 | $1,837,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 89,539 | $1,819,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 46,980 | $1,764,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 91,541 | $1,702,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 38,535 | $1,684,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 63,693 | $1,659,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 323,227 | $1,616,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 37,192 | $1,601,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 18,140 | $1,585,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 88,284 | $1,569,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 36,607 | $1,569,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 95,043 | $1,432,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 85,695 | $1,391,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 11,717 | $1,369,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 89,714 | $1,350,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 55,602 | $1,264,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 74,705 | $1,254,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 124,364 | $1,214,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 28,159 | $1,124,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 65,136 | $910,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 70,814 | $892,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 78,048 | $850,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 26,195 | $848,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 9,114 | $847,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 259,070 | $834,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 39,249 | $565,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 18,271 | $451,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 4,064 | $442,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 11,790 | $428,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 25,837 | $397,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 7,818 | $368,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 12,873 | $169,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 74,700 | $64,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-14-004040 | this filing | 2014-08-08 | acceptance time not in the bulk data set |