13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-16, with 2,112 holding rows worth $10,449,137,000.
- Accession
- 0001085146-17-001387
- Filer
- CIK 1462245
- Filed
- 2017-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 2,112 entries on the cover page, a total value of $10,449,137,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,449,137,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer12th Street Asset Management Company, LLC028-16737
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerACR Alpine Capital Research, LLC028-14059
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAMG Funds LLC028-11395
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerAperio Group, LLC028-11964
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerAstor Asset Management, LLC028-13903
- reports for this filerAstor Investment Management LLC028-16121
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBELMONT ASSET MANAGEMENT 028-10518
- reports for this filerBlackRock (Isle of Man) Ltd028-13740
- reports for this filerBLACKROCK CAPITAL MANAGEMENT INC028-10210
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBlackRock Inc.028-12019
- reports for this filerBLAIR WILLIAM & CO/IL028-04871
- reports for this filerBoston Partners028-12484
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBRC Investment Management LLC028-11434
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerCapital Innovations LLC028-15733
- reports for this filerCapital Wealth Planning, LLC028-15439
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCORBYN INVESTMENT MANAGEMENT INC/MD028-04242
- reports for this filerCS MCKEE LP028-01203
- reports for this filerCUMBERLAND ADVISORS INC028-11051
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerMACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST028-05267
- reports for this filerDENVER INVESTMENT ADVISORS LLC028-05416
- reports for this filerDF DENT & CO INC028-03691
- reports for this filerDSM CAPITAL PARTNERS LLC028-10309
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEAGLE GLOBAL ADVISORS LLC028-06213
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerENVESTNET ASSET MANAGEMENT INC028-13411
- reports for this filerJFB Holdings Corp028-10606
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFRANKLIN RESOURCES INC028-00734
- reports for this filerFRED ALGER MANAGEMENT INC028-00869
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHaverford Financial Services, Inc.028-11678
- reports for this filerHaverford Trust Co028-02396
- reports for this filerHAYS ADVISORY LLC028-10649
- reports for this filerHEITMAN LLC028-12002
- reports for this filerHGK ASSET MANAGEMENT INC028-01321
- reports for this filerHORIZON ASSET MANAGEMENT LLC028-06986
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerHorizon Kinetics LLC028-14519
- reports for this filerInvesco Global Asset Management (N.A.), Inc. 028-05685
- reports for this filerInvesco Ltd.028-11246
- reports for this filerISTHMUS PARTNERS, LLC028-16855
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKarpus Management, Inc.028-11445
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT, INC.028-03133
- reports for this filerLaffer Investments028-10975
- reports for this filerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- reports for this filerLattice Strategies LLC028-15118
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMADISON INVESTMENT HOLDINGS INC028-03477
- reports for this filerMariner Wealth Advisors-NYC, LLC028-16888
- reports for this filerMD SASS INVESTORS SERVICES INC028-04057
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNATIXIS028-12482
- reports for this filerNeuberger Berman Group LLC028-13573
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNEW AMSTERDAM PARTNERS LLC/NY028-05406
- reports for this filerNEWGATE CAPITAL MANAGEMENT LLC028-03871
- reports for this filerNGAM ADVISORS, L.P.028-05788
- reports for this filerADDITIONAL MANAGERS DO NOT FIT TEMPLATE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| 22ND CENTY GROUP INC | 90137F103 | COM | 10,000 | $12,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 12,000 | $12,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 5,800 | $11,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 190,900 | $11,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 500 | $11,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,100 | $11,000 | thousands by filing date | put |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 11,000 | $11,000 | thousands by filing date | principal |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 26,571 | $11,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,000 | $10,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 10,000 | $10,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 10,000 | $10,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 10,000 | $10,000 | thousands by filing date | principal |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 36,125 | $10,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 13,200 | $9,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 1,000 | $9,000 | thousands by filing date | call |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,000 | $9,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 4,000 | $9,000 | thousands by filing date | put |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 10,800 | $9,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,500 | $8,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 2,000 | $8,000 | thousands by filing date | call |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 7,000 | $8,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,000 | $8,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 710 | $8,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 5,000 | $8,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 4,800 | $7,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,000 | $7,000 | thousands by filing date | call |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 5,000 | $7,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 20,000 | $7,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 15,000 | $7,000 | thousands by filing date | put |
| COACH INC | 189754104 | COM | 1,300 | $7,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 1,000 | $6,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 6,000 | $6,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,600 | $6,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,200 | $5,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 1,800 | $5,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,000 | $5,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,000 | $5,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 800 | $5,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 800 | $5,000 | thousands by filing date | call |
| TRANSCANADA CORP | 89353D107 | COM | 2,000 | $5,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 10,200 | $5,000 | thousands by filing date | call |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 8,000 | $5,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 1,000 | $4,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 1,000 | $4,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 3,000 | $4,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 7,000 | $4,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,300 | $4,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 15,500 | $4,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 300 | $4,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 8,000 | $4,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 1,500 | $4,000 | thousands by filing date | call |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 12,000 | $4,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,500 | $3,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 3,300 | $3,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 1,500 | $3,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 200 | $3,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 1,600 | $3,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 2,000 | $3,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 1,100 | $2,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,800 | $2,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 2,000 | $2,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 700 | $2,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,000 | $2,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 3,500 | $2,000 | thousands by filing date | call |
| BROADCOM LTD | Y09827109 | SHS | 600 | $2,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 4,500 | $1,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 1,000 | $1,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 2,000 | $1,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 500 | $1,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 7,500 | $1,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 2,000 | $1,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 200 | $1,000 | thousands by filing date | call |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 500 | $1,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 300 | $1,000 | thousands by filing date | call |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 2,000 | $1,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 10,000 | $1,000 | thousands by filing date | call |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 200 | $1,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Eaton Corp. Plc | G29183103 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 4,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Gilead Sciences,Inc. | 375558103 | COM | 5,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Microsoft Corp | 594918104 | COM | 1,800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NVIDIA Corp | 67066G104 | COM | 2,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Schlumberger Limited | 806857108 | COM | 3,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Schlumberger Limited | 806857108 | COM | 7,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 14,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Union Pacific Corporation | 907818108 | COM | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Union Pacific Corporation | 907818108 | COM | 4,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EXXON MOBIL CORP | 30231G102 | COM | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EXXON MOBIL CORP | 30231G102 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SNAP ON INC COM | 833034101 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EOG RES INC COM | 26875P101 | Stock | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EOG RES INC COM | 26875P101 | Stock | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZOETIS INC CL A | 98978V103 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HORMEL FOODS CORP COM | 440452100 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| 3M CO COM | 88579Y101 | Stock | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 6,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 8,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311107 | CL A | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MYLAN NV | N59465109 | SHS EURO | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 7,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 2,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001387 | this filing | 2017-05-16 | acceptance time not in the bulk data set |