13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-16, with 2,112 holding rows worth $10,449,137,000.
- Accession
- 0001085146-17-001387
- Filer
- CIK 1462245
- Filed
- 2017-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 2,112 entries on the cover page, a total value of $10,449,137,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,449,137,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer12th Street Asset Management Company, LLC028-16737
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerACR Alpine Capital Research, LLC028-14059
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAMG Funds LLC028-11395
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerAperio Group, LLC028-11964
- reports for this filerApex Capital Management028-11050
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerAstor Asset Management, LLC028-13903
- reports for this filerAstor Investment Management LLC028-16121
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBELMONT ASSET MANAGEMENT 028-10518
- reports for this filerBlackRock (Isle of Man) Ltd028-13740
- reports for this filerBLACKROCK CAPITAL MANAGEMENT INC028-10210
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBlackRock Inc.028-12019
- reports for this filerBLAIR WILLIAM & CO/IL028-04871
- reports for this filerBoston Partners028-12484
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBRC Investment Management LLC028-11434
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerBrown Advisory LLC028-05775
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerCapital Innovations LLC028-15733
- reports for this filerCapital Wealth Planning, LLC028-15439
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCORBYN INVESTMENT MANAGEMENT INC/MD028-04242
- reports for this filerCS MCKEE LP028-01203
- reports for this filerCUMBERLAND ADVISORS INC028-11051
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerMACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST028-05267
- reports for this filerDENVER INVESTMENT ADVISORS LLC028-05416
- reports for this filerDF DENT & CO INC028-03691
- reports for this filerDSM CAPITAL PARTNERS LLC028-10309
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEAGLE GLOBAL ADVISORS LLC028-06213
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerENVESTNET ASSET MANAGEMENT INC028-13411
- reports for this filerJFB Holdings Corp028-10606
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFRANKLIN RESOURCES INC028-00734
- reports for this filerFRED ALGER MANAGEMENT INC028-00869
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHaverford Financial Services, Inc.028-11678
- reports for this filerHaverford Trust Co028-02396
- reports for this filerHAYS ADVISORY LLC028-10649
- reports for this filerHEITMAN LLC028-12002
- reports for this filerHGK ASSET MANAGEMENT INC028-01321
- reports for this filerHORIZON ASSET MANAGEMENT LLC028-06986
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerHorizon Kinetics LLC028-14519
- reports for this filerInvesco Global Asset Management (N.A.), Inc. 028-05685
- reports for this filerInvesco Ltd.028-11246
- reports for this filerISTHMUS PARTNERS, LLC028-16855
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKarpus Management, Inc.028-11445
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT, INC.028-03133
- reports for this filerLaffer Investments028-10975
- reports for this filerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- reports for this filerLattice Strategies LLC028-15118
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMADISON INVESTMENT HOLDINGS INC028-03477
- reports for this filerMariner Wealth Advisors-NYC, LLC028-16888
- reports for this filerMD SASS INVESTORS SERVICES INC028-04057
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNATIXIS028-12482
- reports for this filerNeuberger Berman Group LLC028-13573
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNEW AMSTERDAM PARTNERS LLC/NY028-05406
- reports for this filerNEWGATE CAPITAL MANAGEMENT LLC028-03871
- reports for this filerNGAM ADVISORS, L.P.028-05788
- reports for this filerADDITIONAL MANAGERS DO NOT FIT TEMPLATE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GREEN PLAINS INC | 393222104 | COM | 50,000 | $333,000 | thousands by filing date | call |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 14,912 | $333,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 8,361 | $332,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 8,029 | $332,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 15,357 | $331,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 16,137 | $331,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 45,356 | $329,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 5,535 | $329,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,914 | $328,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 25,821 | $328,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 18,944 | $327,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 24,458 | $327,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 8,669 | $326,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 4,910 | $326,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 11,864 | $326,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 4,877 | $325,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 15,145 | $324,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 43,088 | $324,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 4,717 | $323,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 5,450 | $323,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 41,214 | $322,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 24,955 | $321,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 13,320 | $319,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 245,078 | $319,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 2,144 | $317,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 21,931 | $317,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 2,573 | $315,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 17,100 | $315,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 9,158 | $314,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 9,943 | $314,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 10,733 | $312,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 3,209 | $311,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 57,415 | $311,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 5,426 | $310,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 5,567 | $310,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 7,090 | $310,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 18,462 | $309,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 2,398 | $308,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 8,986 | $308,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 39,136 | $308,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 3,709 | $307,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,430 | $306,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 11,629 | $306,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 5,298 | $306,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 7,371 | $306,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 19,247 | $306,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 3,810 | $304,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 4,883 | $304,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 8,067 | $304,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 7,257 | $304,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,646 | $303,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 3,355 | $302,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 26,793 | $301,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 8,337 | $301,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 17,336 | $301,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 17,902 | $300,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 2,665 | $299,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 6,238 | $299,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 21,218 | $299,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 5,728 | $297,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 14,275 | $297,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 5,775 | $296,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 21,435 | $295,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 9,483 | $295,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 5,847 | $294,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,875 | $294,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,962 | $294,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 27,362 | $294,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 6,722 | $293,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,655 | $293,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 6,237 | $292,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 6,023 | $289,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,906 | $288,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 5,302 | $288,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 2,083 | $288,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,271 | $287,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 10,490 | $287,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 19,018 | $286,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 25,577 | $286,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,988 | $286,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 30,583 | $285,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 5,226 | $285,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 7,967 | $285,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 61,409 | $284,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 9,897 | $284,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 5,813 | $284,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 3,952 | $284,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 7,892 | $283,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 11,131 | $282,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 19,424 | $281,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 2,846 | $280,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 10,560 | $277,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 8,092 | $276,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 8,909 | $274,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 9,311 | $274,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 4,541 | $274,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 5,923 | $271,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 6,348 | $270,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 11,300 | $269,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 11,688 | $269,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,002 | $269,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 14,784 | $269,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 2,081 | $268,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 8,404 | $267,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,818 | $267,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 6,154 | $266,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,423 | $265,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 10,798 | $265,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 11,238 | $264,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 17,991 | $264,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 14,457 | $262,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 3,885 | $261,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 27,000 | $261,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 18,233 | $261,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,269 | $261,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 30,959 | $261,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 52,234 | $260,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 31,070 | $260,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 10,577 | $260,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 8,449 | $259,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 7,877 | $259,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 32,029 | $259,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 32,181 | $259,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 9,247 | $258,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 129,315 | $258,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,156 | $257,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 8,736 | $257,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 4,861 | $256,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 6,210 | $256,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 10,100 | $256,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 8,256 | $255,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 6,050 | $254,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 13,646 | $254,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,752 | $253,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 11,796 | $253,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 5,328 | $252,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 19,121 | $252,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 10,000 | $252,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 9,213 | $252,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,398 | $251,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 7,987 | $251,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,248 | $250,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 17,394 | $250,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 5,892 | $250,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 19,394 | $250,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 6,017 | $250,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 41,670 | $250,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 4,069 | $249,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 3,441 | $249,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,498 | $249,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 4,870 | $249,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,335 | $249,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 21,123 | $249,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,624 | $248,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 3,648 | $247,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 19,678 | $247,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,044 | $247,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 28,563 | $247,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 3,517 | $247,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 7,730 | $245,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 5,353 | $245,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 16,060 | $244,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 13,707 | $244,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 8,270 | $243,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 5,943 | $243,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 7,879 | $242,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 16,885 | $242,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 9,150 | $242,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 22,086 | $241,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,184 | $240,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 6,860 | $240,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 5,748 | $240,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 4,611 | $240,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 15,560 | $238,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 4,025 | $238,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 4,617 | $237,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 15,661 | $237,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 7,571 | $237,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 11,412 | $237,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 4,467 | $237,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 10,121 | $235,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 2,989 | $235,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 15,876 | $235,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 3,845 | $234,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 3,346 | $234,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 9,104 | $234,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,947 | $233,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 9,721 | $233,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 8,511 | $232,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 12,305 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 4,400 | $231,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 11,733 | $231,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 3,768 | $230,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 3,591 | $230,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 6,938 | $230,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 7,429 | $229,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 9,175 | $229,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 11,466 | $229,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 7,720 | $229,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 11,022 | $227,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 6,686 | $226,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 4,244 | $226,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,223 | $225,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 7,760 | $225,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 14,884 | $225,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 3,021 | $225,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 5,998 | $225,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 28,250 | $225,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 3,088 | $224,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 6,176 | $224,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,285 | $222,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 43,803 | $222,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 9,972 | $222,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 6,185 | $221,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 2,191 | $221,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 19,368 | $221,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 13,728 | $220,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 3,605 | $220,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,736 | $219,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,957 | $219,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,003 | $219,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 14,260 | $219,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 11,752 | $219,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 5,009 | $219,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 15,470 | $218,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 16,456 | $218,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 15,000 | $218,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,107 | $217,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 8,180 | $217,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,834 | $216,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 2,841 | $216,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,175 | $215,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 4,296 | $215,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 6,597 | $215,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,101 | $215,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 14,699 | $215,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 4,467 | $214,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 14,146 | $214,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 5,839 | $214,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 6,963 | $214,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,858 | $213,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,714 | $213,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 3,616 | $213,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 6,082 | $212,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 9,315 | $212,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,060 | $212,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 31,686 | $211,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 14,893 | $210,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 3,382 | $210,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 5,900 | $210,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 17,961 | $209,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 9,043 | $209,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 23,177 | $209,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 5,169 | $208,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 10,449 | $208,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 5,591 | $207,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 3,051 | $207,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 39,405 | $206,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 15,485 | $205,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,736 | $205,000 | thousands by filing date | |
| RH | 74967X103 | COM | 4,402 | $204,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 13,882 | $203,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,715 | $202,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 3,066 | $202,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 8,700 | $202,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 4,706 | $202,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 2,519 | $202,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 38,203 | $202,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 7,515 | $201,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 3,807 | $201,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 12,895 | $201,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 7,530 | $200,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 23,149 | $199,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 17,725 | $198,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 13,297 | $196,000 | thousands by filing date | |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 27,400 | $195,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 14,542 | $194,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 14,873 | $193,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 15,225 | $192,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 20,794 | $189,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 10,069 | $188,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 11,869 | $186,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 15,336 | $185,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 12,340 | $185,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 31,096 | $185,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 13,152 | $184,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 142,000 | $184,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 12,093 | $183,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 19,988 | $183,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 13,094 | $182,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 36,317 | $182,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 58,545 | $179,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 15,252 | $179,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 48,809 | $178,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 15,560 | $176,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 44,478 | $175,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 13,703 | $172,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 15,965 | $172,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 19,632 | $171,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 27,194 | $171,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 15,306 | $170,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 20,000 | $170,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,727 | $166,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 63,000 | $161,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 10,510 | $161,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 15,431 | $161,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 14,787 | $160,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 21,871 | $158,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,245 | $157,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 72,250 | $156,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 17,641 | $154,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,727 | $153,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 13,660 | $153,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 315,400 | $153,000 | thousands by filing date | put |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 58,400 | $153,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 26,586 | $153,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 10,456 | $153,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 17,152 | $152,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 19,187 | $150,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 12,116 | $150,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 10,785 | $150,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 10,200 | $148,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 14,471 | $147,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 12,941 | $145,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 10,816 | $145,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 10,600 | $145,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 22,600 | $144,000 | thousands by filing date | put |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 16,476 | $144,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 12,161 | $143,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 12,280 | $143,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 12,000 | $142,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 18,869 | $140,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 14,577 | $139,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 22,407 | $139,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 10,683 | $138,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 10,914 | $137,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 13,728 | $136,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 65,000 | $136,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 21,236 | $134,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 10,080 | $132,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 16,046 | $131,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 11,591 | $129,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,935 | $126,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 19,900 | $126,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 10,418 | $125,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 12,125 | $125,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 31,730 | $125,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 15,471 | $125,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 15,000 | $125,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 66,139 | $124,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 13,623 | $123,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 28,130 | $123,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 15,810 | $119,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 16,723 | $118,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 12,377 | $117,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 17,396 | $117,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 40,824 | $116,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 70,000 | $114,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 35,275 | $113,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 10,540 | $112,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 18,435 | $110,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 50,000 | $109,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 16,433 | $108,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 12,741 | $106,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 10,981 | $106,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 25,000 | $105,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 54,400 | $104,000 | thousands by filing date | put |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 30,000 | $104,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 177,966 | $104,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 11,531 | $102,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 15,640 | $101,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 14,285 | $101,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 11,215 | $100,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 11,742 | $98,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 13,303 | $97,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 11,480 | $96,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 10,000 | $95,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 20,560 | $94,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 215,000 | $93,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 13,513 | $92,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 15,890 | $92,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 30,340 | $90,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 25,735 | $88,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 10,133 | $87,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 21,125 | $86,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 28,058 | $84,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 7,321 | $82,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 40,000 | $81,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 96,193 | $81,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 94,800 | $79,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 11,120 | $79,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 18,918 | $78,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 165,000 | $77,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 47,188 | $77,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 13,686 | $76,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,540 | $76,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 32,625 | $73,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 61,200 | $73,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,359 | $68,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 68,000 | $68,000 | thousands by filing date | principal |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 17,202 | $66,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 13,333 | $65,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 32,600 | $64,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 37,200 | $64,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 15,025 | $61,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 43,403 | $61,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 23,738 | $59,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 16,454 | $58,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 3,455 | $58,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 14,765 | $57,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 43,100 | $56,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 8,984 | $56,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 10,856 | $55,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 11,083 | $54,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 125,020 | $54,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 50,000 | $52,000 | thousands by filing date | principal |
| VIRNETX HLDG CORP | 92823T108 | COM | 22,300 | $52,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 12,393 | $51,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 16,246 | $50,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 112,000 | $50,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 14,000 | $49,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 56,000 | $49,000 | thousands by filing date | principal |
| SUPERVALU INC | 868536103 | COM | 12,603 | $48,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 10,000 | $48,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 25,219 | $47,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 16,389 | $46,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 10,766 | $46,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 78,627 | $45,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,800 | $44,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 77,000 | $44,000 | thousands by filing date | put |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 29,940 | $42,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 11,500 | $41,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 97,000 | $41,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 5,097 | $41,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 75,739 | $41,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 13,611 | $41,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 26,500 | $41,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 29,300 | $40,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 11,831 | $40,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 10,000 | $40,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 20,215 | $39,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 10,950 | $37,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 30,500 | $36,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $33,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 10,800 | $33,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 11,100 | $33,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 10,500 | $32,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 4,300 | $31,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 20,266 | $29,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 11,279 | $29,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 20,228 | $29,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 11,350 | $29,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 47,034 | $29,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 42,000 | $28,000 | thousands by filing date | principal |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 69,700 | $27,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 12,500 | $26,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 15,584 | $25,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 15,800 | $25,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 17,300 | $25,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 14,000 | $25,000 | thousands by filing date | principal |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 27,000 | $24,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 23,000 | $23,000 | thousands by filing date | principal |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 15,350 | $23,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 11,678 | $22,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 10,500 | $21,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 4,200 | $21,000 | thousands by filing date | call |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 15,666 | $21,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 11,950 | $21,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 12,500 | $20,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 7,000 | $19,000 | thousands by filing date | call |
| SEARS CDA INC | 81234D109 | COM | 14,078 | $19,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 19,000 | $19,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 18,000 | $19,000 | thousands by filing date | principal |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 24,000 | $19,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,500 | $18,000 | thousands by filing date | put |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 12,000 | $18,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 7,000 | $17,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 8,800 | $17,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 2,400 | $17,000 | thousands by filing date | call |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 15,005 | $17,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 10,000 | $17,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 10,248 | $17,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 15,429 | $17,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,900 | $16,000 | thousands by filing date | call |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 14,000 | $16,000 | thousands by filing date | principal |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 8,000 | $15,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 11,000 | $15,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 12,000 | $15,000 | thousands by filing date | principal |
| AMERICAN LORAIN CORP | 027297100 | COM | 27,540 | $15,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 7,300 | $14,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 13,000 | $14,000 | thousands by filing date | principal |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 12,000 | $14,000 | thousands by filing date | principal |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 8,500 | $13,000 | thousands by filing date | call |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 10,000 | $13,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 11,000 | $13,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 13,000 | $13,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 13,000 | $13,000 | thousands by filing date | principal |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 13,000 | $13,000 | thousands by filing date | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 900 | $12,000 | thousands by filing date | call |
| VANECK RUSSIA ETF | 92189F403 | ETF | 5,000 | $12,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001387 | this filing | 2017-05-16 | acceptance time not in the bulk data set |