13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 1,624 holding rows worth $5,124,812,000.
- Accession
- 0001085146-14-001177
- Filer
- CIK 1462245
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, 1,624 entries on the cover page, a total value of $5,124,812,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,124,812,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAdvanced Investment Partners, LLC028-13572
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAFAM CAPITAL, INC.028-10139
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerApex Capital Management028-11050
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerAstor Asset Management, LLC028-13903
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBlackRock Inc.028-12019
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBRC Investment Management LLC028-11434
- reports for this filerBRINKER CAPITAL INC028-14331
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCambridge Financial Group, Inc.028-11448
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Wealth Planning, LLC028-15439
- reports for this filerCHILTON CAPITAL MANAGEMENT LLC028-03569
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCS MCKEE LP028-01203
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerDENVER INVESTMENT ADVISORS LLC028-05416
- reports for this filerDSM CAPITAL PARTNERS LLC028-10309
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEAGLE GLOBAL ADVISORS LLC028-06213
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerENVESTNET ASSET MANAGEMENT INC028-13411
- reports for this filerEQUITY INVESTMENT CORP/GA028-10606
- reports for this filerEstabrook Capital Management028-11540
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFRANKLIN RESOURCES INC028-00734
- reports for this filerFRED ALGER MANAGEMENT INC028-00869
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerGood Harbor Financial, LLC028-14913
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHaverford Financial Services, Inc.028-11678
- reports for this filerHAVERFORD TRUST CO028-02396
- reports for this filerHAYS ADVISORY LLC028-10649
- reports for this filerHEITMAN LLC028-12002
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerING INVESTMENT MANAGEMENT CO028-01217
- reports for this filerInvesco Ltd.028-11246
- reports for this filerINVESTMENT MANAGEMENT OF VIRGINIA LLC028-05332
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT, INC.028-03133
- reports for this filerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- reports for this filerLattice Strategies LLC028-15118
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMD SASS INVESTORS SERVICES INC028-04057
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerNeuberger Berman Group LLC028-13573
- reports for this filerNEW AMSTERDAM PARTNERS LLC/NY028-05406
- reports for this filerNEWGATE CAPITAL MANAGEMENT LLC028-03871
- reports for this filerNGAM ADVISORS, L.P.028-05788
- reports for this filerNORTHERN TRUST CORP028-00290
- reports for this filerNORTHROAD CAPITAL MANAGEMENT LLC028-10409
- reports for this filerNUANCE INVESTMENTS, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerOAK ASSOCIATES LTD /OH/028-02338
- reports for this filerOFI SteelPath, Inc.028-15436
- reports for this filerO'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPENN CAPITAL MANAGEMENT CO INC028-11296
- reports for this filerPerkins Investment Management, LLC028-10527
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerPZENA INVESTMENT MANAGEMENT LLC028-03791
- reports for this filerREAVES W H & CO INC028-01347
- reports for this filerRENAISSANCE GROUP LLC028-04884
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRNC CAPITAL MANAGEMENT LLC028-00970
- reports for this filerBoston Partners028-12484
- reports for this filerROOSEVELT INVESTMENT GROUP INC028-03511
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSAROFIM FAYEZ028-00132
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSHELTON CAPITAL MANAGEMENT028-05709
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerADDITIONAL MANAGERS DO NOT FIT TEMPLATE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| U S GEOTHERMAL INC | 90338S102 | COM | 22,000 | $17,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 13,225 | $17,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 13,000 | $16,000 | thousands by filing date | principal |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 14,000 | $16,000 | thousands by filing date | principal |
| RESOURCE CAP CORP | 76120WAA2 | NOTE 6.000prct12/0 | 16,000 | $16,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 1,400 | $15,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 45,000 | $15,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 1,600 | $15,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10,000 | $15,000 | thousands by filing date | call |
| RAMBUS INC DEL | 750917AC0 | NOTE 5.000% 6/1 | 15,000 | $15,000 | thousands by filing date | principal |
| METABOLIX INC | 591018809 | COM | 11,500 | $15,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 12,000 | $15,000 | thousands by filing date | principal |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 10,000 | $15,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 10,000 | $14,000 | thousands by filing date | put |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 13,000 | $14,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 29,500 | $13,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 22,200 | $13,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 25,100 | $12,000 | thousands by filing date | call |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 12,000 | $12,000 | thousands by filing date | principal |
| ERA GROUP INC | 26885G109 | COM | 5,000 | $12,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 10,800 | $11,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 7,400 | $11,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 19,600 | $11,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 900 | $10,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 1,900 | $10,000 | thousands by filing date | call |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 14,000 | $10,000 | thousands by filing date | principal |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 20,000 | $10,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,000 | $9,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 400 | $9,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 500 | $8,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 16,300 | $7,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 2,000 | $7,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 1,000 | $7,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 2,000 | $6,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 3,500 | $6,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 700 | $5,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 2,400 | $5,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 13,600 | $5,000 | thousands by filing date | call |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,800 | $5,000 | thousands by filing date | call |
| HEWLETT PACKARD CO | 428236103 | COM | 6,500 | $5,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,000 | $4,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 2,000 | $4,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 500 | $4,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 4,300 | $4,000 | thousands by filing date | call |
| WP CAREY INC COM | 92936U109 | REIT | 7,200 | $4,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,000 | $4,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 3,000 | $4,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,000 | $3,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 600 | $3,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 300 | $3,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 800 | $3,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 12,000 | $3,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 2,000 | $3,000 | thousands by filing date | call |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 21,000 | $3,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 15,000 | $2,000 | thousands by filing date | put |
| Duke Energy Corporation | 26441C204 | COM | 1,900 | $2,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 500 | $2,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 1,000 | $2,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 600 | $2,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 200 | $2,000 | thousands by filing date | call |
| IDEX CORP COM | 45167R104 | Stock | 2,000 | $2,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 200 | $2,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 500 | $2,000 | thousands by filing date | put |
| XEROX CORP | 984121103 | COM | 1,000 | $2,000 | thousands by filing date | call |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 3,000 | $2,000 | thousands by filing date | put |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,300 | $1,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 500 | $1,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 300 | $1,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 200 | $1,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 1,100 | $1,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 100 | $1,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 500 | $1,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 500 | $1,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 200 | $1,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 1,200 | $1,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 1,200 | $1,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 100 | $1,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 1,200 | $1,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 400 | $1,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 500 | $1,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 200 | $1,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 100 | $1,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 1,800 | $1,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 17,300 | $1,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 500 | $1,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 10,000 | $1,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 10,000 | $1,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 400 | $1,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 400 | $1,000 | thousands by filing date | call |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 48,200 | $1,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 23,800 | $1,000 | thousands by filing date | call |
| ERA GROUP INC | 26885G109 | COM | 2,500 | $1,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| American Express Company | 025816109 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 4,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Citigroup Inc. | 172967424 | COM | 0 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| International Business Machines Corporation | 459200101 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| iShares Silver Trust | 46428Q109 | COM | 4,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KLA CORP | 482480100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Morgan Stanley | 617446448 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Southern Company | 842587107 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Walmart Inc. | 931142103 | COM | 1,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EXXON MOBIL CORP | 30231G102 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALLSTATE CORP COM | 020002101 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUCOR CORP COM | 670346105 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENUINE PARTS CO COM | 372460105 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| 3M CO COM | 88579Y101 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RALPH LAUREN CORP | 751212101 | CL A | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CANADIAN SOLAR INC | 136635109 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| APACHE CORP | 037411105 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COMPUGEN LTD | M25722105 | ORD | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENSCO PLC | G3157S106 | SHS CLASS A | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LINKEDIN CORP | 53578A108 | COM | 1,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001177 | this filing | 2014-05-15 | acceptance time not in the bulk data set |