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Disclosery

NorthRoad Capital Management LLC

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13F filer, CIK 1219062, New York, NY

NorthRoad Capital Management LLC reported $43,826,000 across 38 holdings for the quarter ended 2016-09-30, in a 13F-HR filed 2016-11-14. Its ten largest share positions make up 39.09% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001219062-16-000017

Period
2016-09-30
Reported value
$43.8M
Holdings
38
Top 10 weight
39.09%
New
0
Sold out
15

Largest buys vs the previous quarter

None.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
DEOreduced-38,719-$4.49M
SAPreduced-41,405-$3.78M
NVSreduced-47,183-$3.72M
NSRGYreduced-45,717-$3.61M
WPPreduced-26,902-$3.17M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2016

Share positions as resolved from 13F-HR 0001219062-16-000017, largest first. % of portfolio is the value over $43,826,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
TE CONNECTIVITY LTDTE CONNECTIVITY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 111,216 shares; 2015Q1: 92,608 shares; 2015Q2: 93,846 shares; 2015Q3: 107,830 shares; 2015Q4: 101,956 shares; 2016Q1: 95,668 shares; 2016Q2: 85,292 shares; 2016Q3: 38,177 shares 38,177$2.46M5.61%-47,115
SENSATA TECHNOLOGIES HOLDINGSENSATA TECHNOLOGIES HOLDINGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 97,768 shares; 2016Q1: 146,666 shares; 2016Q2: 130,829 shares; 2016Q3: 59,035 shares 59,035$2.29M5.22%-71,794
DEODIAGEO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 85,228 shares; 2015Q1: 72,884 shares; 2015Q2: 74,846 shares; 2015Q3: 71,282 shares; 2015Q4: 67,011 shares; 2016Q1: 63,385 shares; 2016Q2: 54,770 shares; 2016Q3: 16,051 shares 16,051$1.86M4.25%-38,719Timeline
SAPSAP SEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 99,252 shares; 2015Q1: 78,793 shares; 2015Q2: 81,318 shares; 2015Q3: 77,629 shares; 2015Q4: 73,446 shares; 2016Q1: 69,075 shares; 2016Q2: 59,194 shares; 2016Q3: 17,789 shares 17,789$1.63M3.71%-41,405Timeline
NSRGYNESTLE SA-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 110,235 shares; 2015Q1: 87,168 shares; 2015Q2: 88,832 shares; 2015Q3: 84,577 shares; 2015Q4: 79,664 shares; 2016Q1: 75,414 shares; 2016Q2: 65,500 shares; 2016Q3: 19,783 shares 19,783$1.56M3.57%-45,717Timeline
NVSNOVARTIS AGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 96,114 shares; 2015Q1: 75,630 shares; 2015Q2: 77,457 shares; 2015Q3: 61,315 shares; 2015Q4: 57,213 shares; 2016Q1: 54,676 shares; 2016Q2: 66,223 shares; 2016Q3: 19,040 shares 19,040$1.5M3.43%-47,183Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 111,698 shares; 2015Q1: 90,463 shares; 2015Q2: 94,027 shares; 2015Q3: 89,914 shares; 2015Q4: 82,238 shares; 2016Q1: 108,561 shares; 2016Q2: 90,057 shares; 2016Q3: 29,624 shares 29,624$1.48M3.38%-60,433
TEVATEVA PHARMACEUTICAL INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 135,697 shares; 2015Q1: 91,035 shares; 2015Q2: 92,733 shares; 2015Q3: 89,037 shares; 2015Q4: 84,593 shares; 2016Q1: 79,186 shares; 2016Q2: 70,250 shares; 2016Q3: 32,148 shares 32,148$1.48M3.37%-38,102Timeline
PRGOPERRIGO CO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 30,742 shares; 2016Q1: 38,914 shares; 2016Q2: 34,728 shares; 2016Q3: 15,603 shares 15,603$1.44M3.29%-19,125Timeline
WPPWPP PLC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 68,582 shares; 2015Q1: 51,813 shares; 2015Q2: 53,351 shares; 2015Q3: 50,839 shares; 2015Q4: 47,911 shares; 2016Q1: 45,335 shares; 2016Q2: 39,007 shares; 2016Q3: 12,105 shares 12,105$1.43M3.25%-26,902Timeline
BIDUBAIDU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 19,891 shares; 2016Q3: 7,807 shares 7,807$1.42M3.24%-12,084Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 127,552 shares; 2015Q1: 104,487 shares; 2015Q2: 123,965 shares; 2015Q3: 118,809 shares; 2015Q4: 109,197 shares; 2016Q1: 105,976 shares; 2016Q2: 91,272 shares; 2016Q3: 26,408 shares 26,408$1.26M2.88%-64,864
SOMLYSECOM LTD ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 367,576 shares; 2015Q1: 292,975 shares; 2015Q2: 302,119 shares; 2015Q3: 288,895 shares; 2015Q4: 273,317 shares; 2016Q1: 257,629 shares; 2016Q2: 220,783 shares; 2016Q3: 67,354 shares 67,354$1.26M2.87%-153,429Timeline
AKZO NOBEL N.V. SPON ADRAKZO NOBEL N.V. SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 265,249 shares; 2015Q1: 207,512 shares; 2015Q2: 214,189 shares; 2015Q3: 205,090 shares; 2015Q4: 207,467 shares; 2016Q1: 197,401 shares; 2016Q2: 171,334 shares; 2016Q3: 53,380 shares 53,380$1.21M2.75%-117,954
RHHBYROCHE HOLDINGS LTD-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 212,305 shares; 2015Q1: 170,177 shares; 2015Q2: 173,967 shares; 2015Q3: 166,148 shares; 2015Q4: 156,768 shares; 2016Q1: 148,676 shares; 2016Q2: 128,851 shares; 2016Q3: 38,837 shares 38,837$1.2M2.74%-90,014Timeline
LVMUYLVMH MOET HENNESSY-UNSP ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 147,490 shares; 2015Q1: 124,085 shares; 2015Q2: 127,046 shares; 2015Q3: 120,573 shares; 2015Q4: 90,393 shares; 2016Q1: 88,611 shares; 2016Q2: 93,034 shares; 2016Q3: 34,078 shares 34,078$1.16M2.64%-58,956Timeline
SBGSYSCHNEIDER ELECT SE-UNSP ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 463,841 shares; 2015Q1: 380,742 shares; 2015Q2: 390,613 shares; 2015Q3: 373,350 shares; 2015Q4: 342,848 shares; 2016Q1: 332,712 shares; 2016Q2: 286,759 shares; 2016Q3: 82,725 shares 82,725$1.15M2.61%-204,034Timeline
CRH PLC ADSCRH PLC ADSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 234,037 shares; 2015Q1: 155,746 shares; 2015Q2: 161,349 shares; 2015Q3: 154,572 shares; 2015Q4: 145,939 shares; 2016Q1: 137,711 shares; 2016Q2: 118,813 shares; 2016Q3: 34,249 shares 34,249$1.14M2.6%-84,564
Compass Group Plc-ADSCompass Group Plc-ADSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 331,112 shares; 2015Q1: 258,388 shares; 2015Q2: 266,574 shares; 2015Q3: 254,338 shares; 2015Q4: 239,818 shares; 2016Q1: 225,770 shares; 2016Q2: 193,086 shares; 2016Q3: 56,856 shares 56,856$1.1M2.52%-136,230
TECHNIP NEW SPONSORED ADRTECHNIP NEW SPONSORED ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 234,839 shares; 2015Q1: 190,358 shares; 2015Q2: 194,494 shares; 2015Q3: 234,978 shares; 2015Q4: 216,119 shares; 2016Q1: 214,885 shares; 2016Q2: 189,831 shares; 2016Q3: 69,862 shares 69,862$1.07M2.45%-119,969
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 136,646 shares; 2015Q1: 110,742 shares; 2015Q2: 113,071 shares; 2015Q3: 107,863 shares; 2015Q4: 99,778 shares; 2016Q1: 96,328 shares; 2016Q2: 83,213 shares; 2016Q3: 24,764 shares 24,764$1.07M2.44%-58,449
INGING GROEP N.V.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 331,859 shares; 2015Q1: 306,609 shares; 2015Q2: 310,896 shares; 2015Q3: 296,013 shares; 2015Q4: 282,348 shares; 2016Q1: 270,112 shares; 2016Q2: 240,439 shares; 2016Q3: 85,124 shares 85,124$1.05M2.4%-155,315Timeline
MUFGMITSUBISHI UFJ FINANCIAL GROQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 1,006,673 shares; 2015Q1: 915,397 shares; 2015Q2: 936,911 shares; 2015Q3: 896,787 shares; 2015Q4: 848,301 shares; 2016Q1: 800,570 shares; 2016Q2: 691,159 shares; 2016Q3: 201,767 shares 201,767$1.02M2.33%-489,392Timeline
HTHIYHITACHI LTD ADR (10COM)NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 53,796 shares; 2015Q4: 72,585 shares; 2016Q1: 69,597 shares; 2016Q2: 61,927 shares; 2016Q3: 21,720 shares 21,720$1.01M2.32%-40,207Timeline
TESCO PLC SPONSORED ADRTESCO PLC SPONSORED ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 535,530 shares; 2015Q1: 455,997 shares; 2015Q2: 644,806 shares; 2015Q3: 618,202 shares; 2015Q4: 563,170 shares; 2016Q1: 552,403 shares; 2016Q2: 478,574 shares; 2016Q3: 140,607 shares 140,607$995K2.27%-337,967
HSBCHSBC HLDGS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 115,313 shares; 2015Q1: 110,602 shares; 2015Q2: 113,211 shares; 2015Q3: 108,215 shares; 2015Q4: 99,299 shares; 2016Q1: 97,050 shares; 2016Q2: 84,299 shares; 2016Q3: 25,828 shares 25,828$971K2.22%-58,471Timeline
AXAHYAXA -SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 246,103 shares; 2015Q1: 198,119 shares; 2015Q2: 202,482 shares; 2015Q3: 193,409 shares; 2015Q4: 182,838 shares; 2016Q1: 172,274 shares; 2016Q2: 148,849 shares; 2016Q3: 43,738 shares 43,738$925K2.11%-105,111Timeline
ERICTELEFONAKTIEBOLAGET LM ERICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 435,150 shares; 2015Q1: 340,851 shares; 2015Q2: 374,172 shares; 2015Q3: 455,306 shares; 2015Q4: 514,723 shares; 2016Q1: 499,998 shares; 2016Q2: 433,227 shares; 2016Q3: 126,458 shares 126,458$912K2.08%-306,769Timeline
SVNDYSeven & I Holdings Co Ltd UnspQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 222,317 shares; 2015Q1: 165,535 shares; 2015Q2: 169,109 shares; 2015Q3: 129,517 shares; 2015Q4: 124,437 shares; 2016Q1: 118,163 shares; 2016Q2: 104,490 shares; 2016Q3: 38,384 shares 38,384$872K1.99%-66,106Timeline
BHPBHP BILLITON LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 92,924 shares; 2015Q1: 78,977 shares; 2015Q2: 82,707 shares; 2015Q3: 110,080 shares; 2015Q4: 100,656 shares; 2016Q1: 98,557 shares; 2016Q2: 85,263 shares; 2016Q3: 24,657 shares 24,657$854K1.95%-60,606Timeline
SYNGENTA AG ADRSYNGENTA AG ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 96,769 shares; 2015Q1: 74,062 shares; 2015Q2: 76,387 shares; 2015Q3: 72,936 shares; 2015Q4: 69,201 shares; 2016Q1: 65,256 shares; 2016Q2: 31,009 shares; 2016Q3: 9,084 shares 9,084$796K1.82%-21,925
CABGYCARLSBERG AS SPONSORED ADR CLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: not reported; 2015Q1: 230,923 shares; 2015Q2: 237,063 shares; 2015Q3: 225,484 shares; 2015Q4: 217,083 shares; 2016Q1: 205,418 shares; 2016Q2: 108,934 shares; 2016Q3: 40,019 shares 40,019$770K1.76%-68,915Timeline
CREDIT SUISSE GROUP-ADRCREDIT SUISSE GROUP-ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 175,889 shares; 2015Q1: 170,806 shares; 2015Q2: 176,362 shares; 2015Q3: 168,774 shares; 2015Q4: 155,119 shares; 2016Q1: 212,488 shares; 2016Q2: 183,907 shares; 2016Q3: 52,465 shares 52,465$689K1.57%-131,442
BNPQYBNP PARIBAS SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 87,690 shares; 2015Q4: 86,986 shares; 2016Q1: 82,298 shares; 2016Q2: 72,732 shares; 2016Q3: 26,602 shares 26,602$689K1.57%-46,130Timeline
DBSDYDBS GROUP HOLDINGS-SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 74,485 shares; 2015Q1: 47,486 shares; 2015Q2: 48,546 shares; 2015Q3: 46,224 shares; 2015Q4: 43,228 shares; 2016Q1: 42,142 shares; 2016Q2: 37,172 shares; 2016Q3: 13,704 shares 13,704$625K1.43%-23,468Timeline
RYCEYROLLS-ROYCE HOLDINGS-SP ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 63,282 shares; 2015Q1: 53,872 shares; 2015Q2: 45,123 shares; 2015Q3: 214,835 shares; 2015Q4: 196,557 shares; 2016Q1: 196,103 shares; 2016Q2: 173,636 shares; 2016Q3: 63,212 shares 63,212$589K1.34%-110,424Timeline
BCSBARCLAYS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 303,561 shares; 2015Q1: 232,905 shares; 2015Q2: 235,823 shares; 2015Q3: 224,517 shares; 2015Q4: 208,464 shares; 2016Q1: 204,576 shares; 2016Q2: 182,447 shares; 2016Q3: 63,991 shares 63,991$556K1.27%-118,456Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: 7,592 shares; 2015Q1: 6,987 shares; 2015Q2: 6,741 shares; 2015Q3: 6,616 shares; 2015Q4: 6,439 shares; 2016Q1: 6,647 shares; 2016Q2: 6,608 shares; 2016Q3: 4,269 shares 4,269$336K0.77%-2,339Timeline

Sold out in Q3 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
ACNACCENTURE PLC IRELAND5,406$612Kshares
ORCLORACLE CORP12,417$508Kshares
JNJJOHNSON & JOHNSON3,959$480Kshares
OMCOMNICOM GROUP INC5,794$472Kshares
MMM3M CO2,679$469Kshares
ROSTROSS STORES INC8,101$459Kshares
WRBBERKLEY W R CORP7,058$423Kshares
JPMJPMORGAN CHASE & CO6,396$397Kshares
MKLMARKEL GROUP INC398$379Kshares
GWWWW GRAINGER INC1,627$370Kshares
DISCOVERY INCDISCOVERY INC15,236$363Kshares
XOMEXXON MOBIL CORP3,855$361Kshares
JACOBS ENGINEERING GROUP INCJACOBS ENGINEERING GROUP INC7,243$361Kshares
NTRSNORTHERN TR CORP4,959$329Kshares
IBMINTERNATIONAL BUSINESS MACHS2,163$328Kshares

How Q3 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001219062-16-000017 base2016-11-14acceptance time not in the bulk data set

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

FilingSubjectFiledAcceptedIngested
13F-HR 0001219062-16-000017 Quarter ended 2016-09-302016-11-14acceptance time not in the bulk data set
13F-HR 0001219062-16-000015 Quarter ended 2016-06-302016-08-17acceptance time not in the bulk data set
13F-HR 0001219062-16-000012 Quarter ended 2016-03-312016-05-12acceptance time not in the bulk data set
13F-HR 0001219062-16-000010 Quarter ended 2015-12-312016-02-09acceptance time not in the bulk data set
13F-HR 0001219062-15-000008 Quarter ended 2015-09-302015-11-12acceptance time not in the bulk data set
13F-HR 0001219062-15-000006 Quarter ended 2015-06-302015-08-10acceptance time not in the bulk data set
13F-HR 0001219062-15-000004 Quarter ended 2015-03-312015-05-14acceptance time not in the bulk data set
13F-HR 0001219062-15-000002 Quarter ended 2014-12-312015-02-05acceptance time not in the bulk data set
13F-HR 0001219062-14-000011 Quarter ended 2014-09-302014-11-07acceptance time not in the bulk data set
13F-HR 0001219062-14-000009 Quarter ended 2014-06-302014-08-14acceptance time not in the bulk data set
13F-HR 0001219062-14-000006 Quarter ended 2014-03-312014-05-02acceptance time not in the bulk data set
13F-HR 0001219062-14-000003 Quarter ended 2013-12-312014-02-10acceptance time not in the bulk data set
13F-HR 0001219062-13-000004 Quarter ended 2013-09-302013-10-30acceptance time not in the bulk data set
13F-HR 0000310407-13-000201 Quarter ended 2013-06-302013-07-31acceptance time not in the bulk data set