13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 1,624 holding rows worth $5,124,812,000.
- Accession
- 0001085146-14-001177
- Filer
- CIK 1462245
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, 1,624 entries on the cover page, a total value of $5,124,812,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,124,812,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAdvanced Investment Partners, LLC028-13572
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerAFAM CAPITAL, INC.028-10139
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerApex Capital Management028-11050
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerAstor Asset Management, LLC028-13903
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBlackRock Inc.028-12019
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBRC Investment Management LLC028-11434
- reports for this filerBRINKER CAPITAL INC028-14331
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCambridge Financial Group, Inc.028-11448
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Wealth Planning, LLC028-15439
- reports for this filerCHILTON CAPITAL MANAGEMENT LLC028-03569
- reports for this filerClearbridge Investments, LLC028-11611
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCS MCKEE LP028-01203
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerDENVER INVESTMENT ADVISORS LLC028-05416
- reports for this filerDSM CAPITAL PARTNERS LLC028-10309
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEAGLE GLOBAL ADVISORS LLC028-06213
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerENVESTNET ASSET MANAGEMENT INC028-13411
- reports for this filerEQUITY INVESTMENT CORP/GA028-10606
- reports for this filerEstabrook Capital Management028-11540
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFRANKLIN RESOURCES INC028-00734
- reports for this filerFRED ALGER MANAGEMENT INC028-00869
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerGood Harbor Financial, LLC028-14913
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHaverford Financial Services, Inc.028-11678
- reports for this filerHAVERFORD TRUST CO028-02396
- reports for this filerHAYS ADVISORY LLC028-10649
- reports for this filerHEITMAN LLC028-12002
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerING INVESTMENT MANAGEMENT CO028-01217
- reports for this filerInvesco Ltd.028-11246
- reports for this filerINVESTMENT MANAGEMENT OF VIRGINIA LLC028-05332
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT, INC.028-03133
- reports for this filerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- reports for this filerLattice Strategies LLC028-15118
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMD SASS INVESTORS SERVICES INC028-04057
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerNeuberger Berman Group LLC028-13573
- reports for this filerNEW AMSTERDAM PARTNERS LLC/NY028-05406
- reports for this filerNEWGATE CAPITAL MANAGEMENT LLC028-03871
- reports for this filerNGAM ADVISORS, L.P.028-05788
- reports for this filerNORTHERN TRUST CORP028-00290
- reports for this filerNORTHROAD CAPITAL MANAGEMENT LLC028-10409
- reports for this filerNUANCE INVESTMENTS, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerOAK ASSOCIATES LTD /OH/028-02338
- reports for this filerOFI SteelPath, Inc.028-15436
- reports for this filerO'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPENN CAPITAL MANAGEMENT CO INC028-11296
- reports for this filerPerkins Investment Management, LLC028-10527
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerPZENA INVESTMENT MANAGEMENT LLC028-03791
- reports for this filerREAVES W H & CO INC028-01347
- reports for this filerRENAISSANCE GROUP LLC028-04884
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerRNC CAPITAL MANAGEMENT LLC028-00970
- reports for this filerBoston Partners028-12484
- reports for this filerROOSEVELT INVESTMENT GROUP INC028-03511
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSAROFIM FAYEZ028-00132
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSHELTON CAPITAL MANAGEMENT028-05709
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerADDITIONAL MANAGERS DO NOT FIT TEMPLATE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 8,336 | $467,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 12,957 | $467,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 32,304 | $465,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 10,376 | $464,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 31,854 | $464,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 56,900 | $464,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 4,549 | $458,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 4,535 | $458,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 44,359 | $458,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 66,077 | $457,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 18,335 | $455,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 6,383 | $453,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 34,903 | $452,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 12,523 | $450,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 17,259 | $448,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 21,502 | $446,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,509 | $445,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 14,322 | $444,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 13,048 | $443,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 3,201 | $442,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 5,458 | $441,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 10,403 | $441,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 819 | $440,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,683 | $440,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 53,329 | $439,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 26,310 | $438,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 16,017 | $436,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 3,704 | $435,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 47,275 | $434,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 15,761 | $434,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 92,310 | $433,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 15,807 | $432,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 27,500 | $431,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 6,630 | $431,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 31,549 | $428,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 11,141 | $427,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 31,677 | $426,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 16,203 | $426,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 5,315 | $424,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 66,514 | $424,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 138,500 | $424,000 | thousands by filing date | call |
| GAFISA S A | 362607301 | SPONS ADR | 133,307 | $424,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 15,491 | $423,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 11,446 | $422,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 12,926 | $419,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 7,028 | $419,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 142,000 | $419,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 15,918 | $419,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 5,036 | $415,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 5,214 | $415,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 4,263 | $413,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 10,000 | $412,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 3,148 | $412,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 18,225 | $412,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 28,625 | $406,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 4,450 | $403,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 8,796 | $403,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 88,837 | $402,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 5,680 | $399,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 3,011 | $399,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 9,756 | $399,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 19,046 | $398,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 6,734 | $396,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 5,939 | $394,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 10,163 | $393,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 21,358 | $393,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 56,596 | $392,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 60,922 | $391,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 15,793 | $389,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 13,546 | $389,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 9,962 | $389,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 20,257 | $389,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 30,490 | $389,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,137 | $386,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,693 | $386,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 3,127 | $386,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 22,950 | $386,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,735 | $385,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 5,593 | $384,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 9,281 | $384,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 26,400 | $383,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 33,570 | $382,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 30,401 | $380,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 19,847 | $379,000 | thousands by filing date | |
| EUNITS 2 YR U S MKT PARTN TR | 298411109 | UNIT | 31,750 | $378,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 4,626 | $376,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 3,170 | $376,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 8,858 | $376,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 6,646 | $376,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 3,508 | $373,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 5,649 | $373,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 17,109 | $373,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 29,275 | $372,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 8,856 | $370,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 36,429 | $368,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 36,594 | $365,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 114,137 | $365,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 83,220 | $363,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 8,057 | $362,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 7,198 | $360,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 7,810 | $358,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 5,639 | $358,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 29,520 | $357,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 13,431 | $355,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 38,353 | $355,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 17,500 | $355,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 30,631 | $353,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 6,094 | $351,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 14,297 | $350,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 6,057 | $349,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 5,000 | $345,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,842 | $343,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 87,497 | $341,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 4,973 | $340,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 26,395 | $340,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 11,150 | $339,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 10,505 | $339,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 3,064 | $338,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 14,150 | $338,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,407 | $337,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 15,870 | $337,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 6,921 | $337,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 12,741 | $336,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 12,378 | $336,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 14,960 | $335,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 15,537 | $332,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 7,663 | $331,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 45,925 | $331,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 29,239 | $331,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 4,580 | $330,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 44,436 | $329,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 30,022 | $329,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 8,898 | $327,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 25,142 | $326,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,979 | $325,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 26,804 | $324,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 7,313 | $324,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 3,231 | $324,000 | thousands by filing date | principal |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 67,839 | $323,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 20,736 | $322,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 14,101 | $322,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 26,824 | $322,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 24,726 | $321,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 33,409 | $320,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 5,735 | $319,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,073 | $317,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 122,600 | $317,000 | thousands by filing date | put |
| LINKEDIN CORP | 53578A108 | COM | 1,715 | $317,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 6,468 | $316,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 11,610 | $316,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 3,135 | $316,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,649 | $314,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 12,042 | $313,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 4,453 | $312,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 15,548 | $312,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 7,544 | $311,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 15,725 | $311,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 4,424 | $311,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 5,900 | $310,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 145,500 | $310,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 16,974 | $306,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 46,292 | $306,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,642 | $305,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 16,680 | $305,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 10,324 | $304,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 22,583 | $303,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,462 | $302,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 32,361 | $301,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 37,789 | $300,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,351 | $300,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 10,856 | $299,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 15,170 | $299,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,535 | $298,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 7,232 | $298,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 13,174 | $296,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 12,674 | $295,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 50,783 | $295,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 3,326 | $294,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 5,835 | $294,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 10,448 | $294,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 21,122 | $292,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 5,661 | $291,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 3,668 | $289,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 10,579 | $289,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 9,000 | $287,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 118,940 | $287,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 4,290 | $284,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 8,003 | $283,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,039 | $283,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,152 | $281,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 5,562 | $280,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 8,267 | $280,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 23,202 | $279,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,998 | $279,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 15,890 | $279,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 23,000 | $278,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,051 | $277,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,430 | $277,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 21,679 | $277,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 6,297 | $276,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 9,687 | $276,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 775 | $273,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 66,689 | $273,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 7,787 | $271,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 3,256 | $271,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,172 | $270,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 9,568 | $270,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 18,441 | $269,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 8,969 | $269,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 11,067 | $269,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 8,751 | $267,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,830 | $265,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 10,470 | $265,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 6,333 | $264,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 8,579 | $263,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 6,539 | $262,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 39,440 | $262,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,033 | $261,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 3,022 | $261,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 11,600 | $261,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,759 | $261,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 20,633 | $261,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 7,000 | $261,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,764 | $260,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 5,040 | $260,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 3,000 | $259,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 13,258 | $258,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 6,950 | $256,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 20,000 | $255,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,550 | $254,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 29,560 | $254,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 21,179 | $252,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 48,000 | $252,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 5,931 | $251,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 4,010 | $250,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 2,530 | $250,000 | thousands by filing date | principal |
| ROSS STORES INC COM | 778296103 | Stock | 3,481 | $249,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 13,105 | $249,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 12,965 | $248,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 47,407 | $248,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,261 | $247,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 632 | $247,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 61,618 | $247,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,581 | $246,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 13,700 | $243,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,922 | $242,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 18,100 | $242,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 6,500 | $241,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 19,649 | $240,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 3,539 | $240,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 25,514 | $238,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,603 | $237,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,047 | $236,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 16,494 | $234,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 11,800 | $233,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 6,240 | $233,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,357 | $231,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 4,697 | $231,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 11,653 | $231,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 934 | $229,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 26,186 | $227,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 15,225 | $227,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 4,097 | $227,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 17,927 | $226,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 20,000 | $226,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 60,000 | $226,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 2,637 | $226,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 191,000 | $225,000 | thousands by filing date | principal |
| DYCOM INDS INC COM | 267475101 | Stock | 7,083 | $224,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 8,365 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 5,750 | $222,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,254 | $221,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 7,136 | $221,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 2,421 | $221,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,792 | $220,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3,020 | $220,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 10,940 | $220,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 2,685 | $220,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 8,158 | $220,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 9,000 | $220,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 8,200 | $218,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 6,750 | $218,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 3,953 | $217,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 6,250 | $217,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 5,080 | $216,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 9,010 | $216,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 12,655 | $216,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 5,114 | $215,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 4,595 | $215,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 2,853 | $215,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 6,365 | $214,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,302 | $214,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 4,254 | $213,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 19,355 | $213,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 6,800 | $211,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 4,869 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,922 | $210,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 2,108 | $210,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 8,260 | $210,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,164 | $209,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 1,511 | $208,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,392 | $207,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 10,745 | $207,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 5,418 | $207,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 5,446 | $207,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,198 | $206,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 9,300 | $206,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 7,683 | $205,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 4,927 | $205,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 8,201 | $204,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 10,500 | $204,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 23,500 | $203,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 8,440 | $202,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 5,429 | $202,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,465 | $201,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 26,890 | $201,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 11,360 | $200,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 16,235 | $199,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 13,800 | $199,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 12,564 | $197,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 37,900 | $196,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 14,905 | $196,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 12,200 | $196,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 14,104 | $194,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,000 | $193,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 13,884 | $192,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 10,800 | $191,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 10,628 | $190,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 10,200 | $185,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 55,282 | $184,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 13,750 | $184,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 25,381 | $182,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 29,400 | $179,000 | thousands by filing date | call |
| ASIA PAC FD INC | 044901106 | COM | 17,288 | $179,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 22,513 | $178,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 14,800 | $176,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,113 | $173,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 1,047,941 | $169,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 100,800 | $168,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 19,200 | $161,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 10,300 | $160,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 21,333 | $160,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 11,304 | $158,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 11,831 | $158,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 12,135 | $157,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 13,613 | $157,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 11,920 | $156,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 18,000 | $148,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 10,484 | $147,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 41,315 | $146,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 10,909 | $146,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 11,025 | $145,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 43,242 | $144,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 13,650 | $143,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 12,422 | $141,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 13,330 | $140,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 17,500 | $140,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 14,384 | $136,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 26,768 | $134,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 15,000 | $134,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 38,920 | $132,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 20,289 | $130,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 31,000 | $130,000 | thousands by filing date | call |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 12,773 | $126,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 21,999 | $125,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 62,000 | $124,000 | thousands by filing date | call |
| CACHE INC | 127150308 | COM | 42,600 | $124,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 21,700 | $123,000 | thousands by filing date | call |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 16,800 | $123,000 | thousands by filing date | call |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,441 | $119,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 12,000 | $118,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 11,905 | $118,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 18,278 | $116,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 15,132 | $114,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 25,932 | $114,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 4,300 | $113,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 35,375 | $108,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 30,272 | $107,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 34,300 | $106,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 11,720 | $105,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 17,560 | $102,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 21,800 | $100,000 | thousands by filing date | call |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 18,240 | $99,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 25,467 | $99,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 26,580 | $98,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 100,000 | $97,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 16,000 | $90,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 11,900 | $89,000 | thousands by filing date | call |
| Lincoln National Corporat | 524901105 | COM | 27,300 | $87,000 | thousands by filing date | call |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 189,262 | $85,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 41,400 | $82,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 16,355 | $78,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 19,500 | $76,000 | thousands by filing date | call |
| MAST THERAPEUTICS INC | 576314108 | COM | 110,892 | $76,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 26,650 | $76,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 10,971 | $73,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 16,000 | $73,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 12,200 | $70,000 | thousands by filing date | call |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 12,239 | $68,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 27,390 | $67,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 88,000 | $66,000 | thousands by filing date | call |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 15,545 | $66,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 10,000 | $66,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 35,550 | $66,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 10,000 | $65,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 20,200 | $64,000 | thousands by filing date | put |
| BOSTON BEER INC CL A | 100557107 | Stock | 20,000 | $64,000 | thousands by filing date | put |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 7,650 | $62,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 12,600 | $58,000 | thousands by filing date | call |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 48,617 | $58,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 69,400 | $56,000 | thousands by filing date | call |
| INTERMOLECULAR INC | 45882D109 | COM | 20,000 | $56,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 14,900 | $55,000 | thousands by filing date | call |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 22,300 | $55,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 4,300 | $54,000 | thousands by filing date | call |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 50,000 | $53,000 | thousands by filing date | principal |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 37,600 | $53,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 32,800 | $52,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 23,800 | $51,000 | thousands by filing date | call |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 10,000 | $51,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 47,900 | $50,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549104 | COM | 11,414 | $50,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 12,300 | $46,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 28,700 | $46,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 12,400 | $46,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 5,723 | $46,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 20,000 | $45,000 | thousands by filing date | principal |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 33,000 | $44,000 | thousands by filing date | principal |
| Boeing Company | 097023105 | COM | 5,800 | $43,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 40,000 | $43,000 | thousands by filing date | call |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 10,000 | $43,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 25,000 | $42,000 | thousands by filing date | principal |
| Delcath Systems Inc | 24661p104 | COM | 150,077 | $42,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 12,672 | $40,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 10,200 | $40,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 10,280 | $40,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 17,000 | $39,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $39,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 18,005 | $39,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 23,000 | $37,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 5,900 | $37,000 | thousands by filing date | call |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 32,000 | $37,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 35,000 | $37,000 | thousands by filing date | principal |
| GIGA TRONICS INC | 375175106 | COM | 28,000 | $37,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 15,000 | $36,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 35,000 | $36,000 | thousands by filing date | principal |
| CUMMINS INC COM | 231021106 | Stock | 7,000 | $35,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 33,000 | $35,000 | thousands by filing date | principal |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 27,100 | $34,000 | thousands by filing date | call |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 35,000 | $34,000 | thousands by filing date | principal |
| SONUS NETWORKS INC | 835916107 | COM | 10,140 | $34,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 13,000 | $33,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 31,000 | $33,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 31,000 | $33,000 | thousands by filing date | principal |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 25,000 | $33,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,000 | $32,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 30,000 | $32,000 | thousands by filing date | principal |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 10,000 | $32,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 35,050 | $32,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 34,000 | $32,000 | thousands by filing date | principal |
| NIKE,Inc. Class B | 654106103 | COM | 17,300 | $31,000 | thousands by filing date | put |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 28,000 | $30,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 27,000 | $30,000 | thousands by filing date | principal |
| HESS CORP | 42809H107 | COM | 15,900 | $29,000 | thousands by filing date | call |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 31,000 | $29,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 28,300 | $28,000 | thousands by filing date | call |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 10,100 | $28,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 12,300 | $28,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38147QMF0 | CNV | 28,000 | $27,000 | thousands by filing date | principal |
| WABASH NATL CORP | 929566AH0 | CNV | 19,000 | $26,000 | thousands by filing date | principal |
| CELGENE CORP | 151020104 | COM | 12,500 | $25,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 23,000 | $25,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 27,000 | $25,000 | thousands by filing date | principal |
| ARES COML REAL ESTATE CORP | 04013VAB4 | NOTE 7.000%12/1 | 24,000 | $25,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 80,000 | $24,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 19,000 | $24,000 | thousands by filing date | principal |
| SILVER WHEATON CORP | 828336107 | COM | 125,000 | $24,000 | thousands by filing date | put |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 49,500 | $24,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 23,000 | $23,000 | thousands by filing date | principal |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 16,000 | $23,000 | thousands by filing date | principal |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 5,600 | $23,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 28,400 | $22,000 | thousands by filing date | call |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,000 | $22,000 | thousands by filing date | put |
| COMMAND SEC CORP | 20050L100 | COM | 12,446 | $22,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 20,000 | $21,000 | thousands by filing date | principal |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 17,000 | $21,000 | thousands by filing date | principal |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 25,000 | $21,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 1,600 | $20,000 | thousands by filing date | put |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 17,000 | $20,000 | thousands by filing date | put |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 18,000 | $20,000 | thousands by filing date | principal |
| YAHOO INC | 984332106 | COM | 9,700 | $20,000 | thousands by filing date | call |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 36,534 | $20,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 20,000 | $20,000 | thousands by filing date | principal |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 10,500 | $19,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 11,000 | $18,000 | thousands by filing date | principal |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 17,000 | $18,000 | thousands by filing date | principal |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 17,883 | $18,000 | thousands by filing date | |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 18,000 | $18,000 | thousands by filing date | principal |
| UBS AG | 90270KAW9 | NOTE 2/1 | 19,000 | $18,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 15,500 | $17,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001177 | this filing | 2014-05-15 | acceptance time not in the bulk data set |