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PBAU PGIM ROCK ETF TR

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S&P 500 BUFFER (fund)

17 managers (18 13F filers) reported a position in PBAU shares at 2026-06-30, 829,648 shares in all. 2 filers opened a position and 1 filer sold out during the quarter.

Managers
17
13F filers
18
New
2
Added
4
Reduced
4
Sold out
1
Shares held by filers
829,648

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q2 2026

Filers in the available 13F reports with a share position at 2026-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC482,514$15.2M0.02%+189,96513F-HRTimelineGroup
JIM SAULNIER & ASSOCIATES, LLC96,541$3.03M1.22%013F-HRTimeline
Kestra Advisory Services, LLCgroup of 2 filers holding49,029$1.54M0Timeline
KINTRA WEALTH, LLC47,574$1.53M0.08%+24,58113F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management46,407$1.46M0.04%-33,43613F-HRTimelineGroup
AMERICAN ASSET MANAGEMENT INC.27,719$871K0.71%-67613F-HRTimeline
Pathstone Holdings, LLCin group Pathstone Holdings, LLC17,550$551K<0.01%new13F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC14,953$470K<0.01%-13,63213F-HRTimeline
OLD MISSION CAPITAL LLC11,094$349K0.01%new13F-HRTimeline
Blue Water Asset Management10,483$329K0.11%013F-HRTimeline
Steward Partners Investment Advisory, L…8,053$253K<0.01%013F-HRTimeline
HARBOUR INVESTMENTS, INC.5,559$175K<0.01%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA4,343$136K<0.01%-3,32513F-HRTimelineGroup
DHJJ Financial Advisors, Ltd.3,238$102K0.03%013F-HRTimeline
UBS Group AGin group UBS Group AG2,786$87.5K<0.01%+2,78013F-HRTimelineGroup
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…1,285$40.4K<0.01%+18813F-HRTimelineGroup
Sunrise Financial Services, LLC520$16.3K0.01%013F-HRTimeline