PBAU PGIM ROCK ETF TR
FollowS&P 500 BUFFER (fund)
9 managers (9 13F filers) reported a position in PBAU shares at 2025-06-30, 229,245 shares in all. 4 filers opened a position and 1 filer sold out during the quarter.
- Managers
- 9
- 13F filers
- 9
- New
- 4
- Added
- 2
- Reduced
- 1
- Sold out
- 1
- Shares held by filers
- 229,245
Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.
13D and 13G filers
No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.
Insider trades
No Form 4 transaction on this security in the data.
13F holders, Q2 2025
Filers in the available 13F reports with a share position at 2025-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.
| Holder | Shares | Value | % of portfolio | Change | Source |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC | 162,727 | $4.58M | 0.01% | +41,653 | 13F-HRTimelineGroup |
| JIM SAULNIER & ASSOCIATES, LLC | 25,285 | $712K | 0.49% | -202 | 13F-HRTimeline |
| Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC | 16,444 | $463K | <0.01% | +400 | 13F-HRTimelineGroup |
| WOLVERINE TRADING, LLC | 9,279 | $261K | 0.01% | new | 13F-HRTimeline |
| COMMONWEALTH EQUITY SERVICES, LLC | 7,462 | $210K | <0.01% | new | 13F-HRTimeline |
| ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA | 5,351 | $151K | <0.01% | new | 13F-HR/ATimelineGroup |
| DHJJ Financial Advisors, Ltd. | 2,077 | $58.5K | 0.02% | 0 | 13F-HRTimeline |
| UBS Group AGin group UBS Group AG | 620 | $17.5K | <0.01% | new | 13F-HRTimelineGroup |
| CONCOURSE FINANCIAL GROUP SECURITIES, I… | 0 | $0 | 0 | 13F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios. |