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PBAU PGIM ROCK ETF TR

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S&P 500 BUFFER (fund)

6 managers (6 13F filers) reported a position in PBAU shares at 2025-03-31, 179,718 shares in all. 1 filer opened a position and 3 filers sold out during the quarter.

Managers
6
13F filers
6
New
1
Added
2
Reduced
1
Sold out
3
Shares held by filers
179,718

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2025

Filers in the available 13F reports with a share position at 2025-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC121,074$3.21M<0.01%+18,81413F-HRTimelineGroup
JIM SAULNIER & ASSOCIATES, LLC25,487$676K0.53%+4,32413F-HRTimeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC16,044$425K<0.01%013F-HRTimelineGroup
OLD MISSION CAPITAL LLC15,036$399K0.01%new13F-HRTimeline
DHJJ Financial Advisors, Ltd.2,077$55.1K0.02%-14313F-HRTimeline
CONCOURSE FINANCIAL GROUP SECURITIES, I…0$0013F-HRTimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.