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PBAU PGIM ROCK ETF TR

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S&P 500 BUFFER (fund)

16 managers (17 13F filers) reported a position in PBAU shares at 2026-03-31, 645,042 shares in all. 5 filers opened a position and 0 filers sold out during the quarter.

Managers
16
13F filers
17
New
5
Added
3
Reduced
1
Sold out
0
Shares held by filers
645,042

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q1 2026

Filers in the available 13F reports with a share position at 2026-03-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC292,549$8.67M0.01%+60,57613F-HRTimelineGroup
JIM SAULNIER & ASSOCIATES, LLC96,541$2.86M1.39%013F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management79,843$2.37M0.08%+26913F-HRTimelineGroup
Kestra Advisory Services, LLCgroup of 2 filers holding49,029$1.45M0Timeline
COMMONWEALTH EQUITY SERVICES, LLC28,585$847K<0.01%-22,48313F-HRTimeline
AMERICAN ASSET MANAGEMENT INC.28,395$842K0.73%013F-HRTimeline
KINTRA WEALTH, LLC22,993$682K0.05%new13F-HRTimeline
Blue Water Asset Management10,483$311K0.11%013F-HRTimeline
LeClair Wealth Partners LLC10,483$311K0.11%new13F-HRTimeline
Steward Partners Investment Advisory, L…8,053$239K<0.01%013F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA7,668$227K<0.01%new13F-HRTimelineGroup
HARBOUR INVESTMENTS, INC.5,559$165K<0.01%new13F-HRTimeline
DHJJ Financial Advisors, Ltd.3,238$96K0.03%013F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…1,097$32.5K<0.01%+3013F-HRTimelineGroup
Sunrise Financial Services, LLC520$15.4K0.01%013F-HRTimeline
UBS Group AGin group UBS Group AG6$178<0.01%new13F-HRTimelineGroup