Skip to content

PBAU PGIM ROCK ETF TR

Follow

S&P 500 BUFFER (fund)

11 managers (12 13F filers) reported a position in PBAU shares at 2025-09-30, 512,253 shares in all. 5 filers opened a position and 1 filer sold out during the quarter.

Managers
11
13F filers
12
New
5
Added
5
Reduced
2
Sold out
1
Shares held by filers
512,253

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q3 2025

Filers in the available 13F reports with a share position at 2025-09-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC181,576$5.34M0.01%+18,84913F-HRTimelineGroup
JIM SAULNIER & ASSOCIATES, LLC96,541$2.84M1.58%+71,25613F-HRTimeline
Spire Wealth Managementin group Spire Wealth Management77,492$2.28M0.08%new13F-HRTimelineGroup
COMMONWEALTH EQUITY SERVICES, LLC52,944$1.56M<0.01%+45,48213F-HRTimeline
Kestra Advisory Services, LLCgroup of 2 filers holding49,029$1.44M+32,585Timeline
AMERICAN ASSET MANAGEMENT INC.28,395$835K0.75%new13F-HRTimeline
WOLVERINE TRADING, LLC9,256$272K0.01%-2313F-HRTimeline
Steward Partners Investment Advisory, L…8,053$237K<0.01%new13F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA4,688$138K<0.01%-66313F-HRTimelineGroup
DHJJ Financial Advisors, Ltd.3,238$95.3K0.03%+1,16113F-HRTimeline
PNC Financial Services Group, Inc.in group PNC Financial Services Group,…1,041$30.6K<0.01%new13F-HRTimelineGroup