13F-HR filed by JIM SAULNIER & ASSOCIATES, LLC
JIM SAULNIER & ASSOCIATES, LLC filed this 13F-HR for the quarter ended 2026-06-30, filed 2026-07-28, with 152 holding rows worth $248,575,830.
- Accession
- 0002044420-26-000003
- Filer
- CIK 2044420
- Filed
- 2026-07-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2026
A holdings report, 152 entries on the cover page, a total value of $248,575,830 stated on the cover page (in dollars after the unit check, H1), rows summing to $248,575,830 with VALUE read as dollars as filed, 13F file number 028-24453. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 453,418 | $31,512,546 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 244,296 | $23,843,267 | dollars as filed | |
| Vanguard 0-3 Month Treasury Bill | 922040845 | COM | 295,874 | $22,391,762 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 162,238 | $11,559,485 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 113,001 | $8,295,376 | dollars as filed | |
| VTI | 922908769 | COM | 18,734 | $6,932,403 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N874 | S&P 500 BUFFER | 154,475 | $4,816,256 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N858 | S&P 500 BUFFER | 147,369 | $4,544,860 | dollars as filed | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 12,394 | $4,262,471 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 18,893 | $4,117,452 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N833 | S&P 500 BUFFER | 127,411 | $3,986,690 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N767 | S&P 500 BUFFER | 112,057 | $3,471,929 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 37,625 | $3,241,055 | dollars as filed | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 40,045 | $3,226,448 | dollars as filed | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 62,051 | $3,095,709 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N817 | S&P 500 BUFFER | 96,541 | $3,033,309 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N403 | S&P 500 BUFFER | 93,746 | $2,992,129 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N601 | S&P 500 BUFFER | 91,628 | $2,940,654 | dollars as filed | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 125,153 | $2,770,883 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N205 | S&P 500 BUFFER | 84,492 | $2,727,757 | dollars as filed | |
| VWO | 922042858 | SHS | 42,433 | $2,532,805 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N809 | S&P 500 BUFFER | 81,028 | $2,513,059 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 27,345 | $2,505,922 | dollars as filed | |
| ISHARES TR | 46438G455 | LARG CAP MAR ETF | 82,922 | $2,243,461 | dollars as filed | |
| ISHARES TR | 46436E841 | IBONDS 27 TRM TS | 98,664 | $2,207,123 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,096 | $2,126,471 | dollars as filed | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 16,371 | $1,915,688 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,136 | $1,860,073 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N783 | S&P 500 BUFFER | 55,826 | $1,723,589 | dollars as filed | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 16,217 | $1,680,848 | dollars as filed | |
| Apple Inc | 037833100 | COM | 5,767 | $1,668,820 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,166 | $1,621,964 | dollars as filed | |
| CALAMOS ETF TR | 12811T845 | NASDAQ 100 STRUT | 60,133 | $1,610,260 | dollars as filed | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 15,639 | $1,583,246 | dollars as filed | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 15,718 | $1,582,286 | dollars as filed | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 20,922 | $1,406,799 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N775 | S&P 500 BUFFER | 45,254 | $1,386,786 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 14,374 | $1,386,101 | dollars as filed | |
| CALAMOS ETF TR | 12811T878 | NASD 100 ST JUNE | 49,128 | $1,357,407 | dollars as filed | |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 60,840 | $1,317,177 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 17,095 | $1,311,215 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H307 | ALLIANZIM US EQ | 26,872 | $1,283,810 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H786 | US LRGCP B20 FEB | 34,981 | $1,243,225 | dollars as filed | |
| ISHARES TR | 46438G851 | IBONDS OCT 2033 | 47,604 | $1,242,205 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N759 | S&P 500 BUFFER | 39,721 | $1,229,321 | dollars as filed | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 22,079 | $1,143,229 | dollars as filed | |
| CALAMOS ETF TR | 12811T860 | NASD 100 ST SEPT | 39,141 | $1,100,195 | dollars as filed | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 11,959 | $1,092,748 | dollars as filed | |
| ISHARES TR | 46438G703 | IBONDS OCT 2028 | 39,506 | $1,038,997 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 12,088 | $1,033,433 | dollars as filed | |
| CALAMOS ETF TR | 12811T837 | RUSSE 2000 JULY | 37,159 | $1,028,130 | dollars as filed | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 9,586 | $1,017,032 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H208 | ALLIANZIM US EQT | 27,197 | $1,010,091 | dollars as filed | |
| ISHARES TR | 46438G588 | LARG CAP SEP ETF | 36,141 | $1,007,069 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N643 | S&P 500 MAX MAY | 37,411 | $1,001,492 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N569 | SP 500 MAX BUFR | 38,433 | $991,206 | dollars as filed | |
| ISHARES TR | 46438G802 | IBONDS OCT 2029 | 32,786 | $861,953 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N577 | PGIM S&P 500 MAX | 32,672 | $846,855 | dollars as filed | |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 42,531 | $831,057 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H752 | ALLIA US MAY ETF | 23,820 | $828,221 | dollars as filed | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 8,398 | $825,540 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 3,269 | $779,133 | dollars as filed | |
| ISHARES TR | 46438G885 | CMN | 28,974 | $760,847 | dollars as filed | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 7,876 | $760,522 | dollars as filed | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 32,503 | $743,985 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H778 | ALLIANZIM US EQT | 19,597 | $707,642 | dollars as filed | |
| CALAMOS ETF TR | 12811T852 | NASDAQ 100 STRU | 25,481 | $698,434 | dollars as filed | |
| ISHARES TR | 46436E460 | IBONDS DEC 2031 | 33,505 | $676,457 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 1,811 | $675,603 | dollars as filed | |
| CALAMOS ETF TR | 12811T787 | S&P 500 STRUCT | 25,796 | $662,957 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H844 | ALLIANZIM US EQT | 18,344 | $653,322 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F730 | FT VEST US EQT | 13,131 | $618,733 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 4,869 | $607,424 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N593 | SP 500 MAX SEPT | 22,812 | $600,067 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,799 | $595,914 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H737 | ALLIA US JUN ETF | 16,605 | $571,046 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N650 | S&P 500 MAX APR | 20,871 | $568,839 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,101 | $563,962 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,273 | $559,664 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N676 | S&P 500 MAX FEB | 20,207 | $550,742 | dollars as filed | |
| SPY | 78462F103 | SHS | 731 | $545,769 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 19,152 | $530,514 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N619 | S&P 500 MAX AUG | 19,202 | $510,869 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 10,014 | $505,631 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 2,473 | $494,894 | dollars as filed | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 10,076 | $487,992 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 991 | $473,272 | dollars as filed | |
| CALAMOS ETF TR | 12811T779 | S&P 500 STRU FEB | 17,469 | $457,775 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 10,018 | $448,130 | dollars as filed | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 17,321 | $443,069 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020698 | TOTAL INFLATION | 5,672 | $434,794 | dollars as filed | |
| INNOVATOR EQUITY ETF DEFINED PROTECTION 1 YR JULY | 45783Y251 | ETF | 14,495 | $434,415 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 376 | $434,013 | dollars as filed | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 16,398 | $416,842 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 856 | $414,167 | dollars as filed | |
| ISHARES IBONDS OCT 2031 TERM TIPS ETF | 46438G877 | ETF | 15,443 | $405,988 | dollars as filed | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 5,069 | $396,979 | dollars as filed | |
| ISHARES TR | 46438G604 | IBONDS OCT 2027 | 15,126 | $396,909 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,192 | $390,145 | dollars as filed | |
| VGT | 92204A702 | SHS | 3,264 | $390,118 | dollars as filed | |
| FT VEST US EQUITY DEEP BUFFER ETF - JANUARY | 33740F631 | ETF | 8,492 | $386,592 | dollars as filed | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,094 | $375,617 | dollars as filed | |
| ISHARES TR | 46436E148 | IBONDS DEC 2033 | 15,552 | $375,287 | dollars as filed | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 4,836 | $365,122 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 3,204 | $364,676 | dollars as filed | |
| CALAMOS ETF TR | 12811T811 | S&P 500 STRCTURD | 13,142 | $363,836 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U802 | FT VEST U.S. | 8,834 | $361,134 | dollars as filed | |
| INNOVATOR INTERNATIONAL DEVELOPED POWER BUFFER ETF FEBRUARY | 45783Y350 | ETF | 11,369 | $355,581 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,076 | $350,099 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F714 | FT VEST US EQT | 6,972 | $343,580 | dollars as filed | |
| CALAMOS ETF TR | 12811T753 | S&P 500 STR APRI | 12,746 | $342,931 | dollars as filed | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,608 | $340,083 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H505 | ALLIA US OCT ETF | 8,140 | $333,007 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 3,211 | $328,511 | dollars as filed | |
| ISHARES TR | 46438G505 | IBONDS OCT 2026 | 12,356 | $322,374 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H695 | CMN | 8,559 | $321,305 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,231 | $319,820 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 342 | $319,660 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,675 | $319,121 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,591 | $314,378 | dollars as filed | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 6,544 | $313,734 | dollars as filed | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 10,647 | $313,339 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,109 | $312,786 | dollars as filed | |
| IJH | 464287507 | COM | 3,992 | $307,824 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 6,131 | $307,439 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 249 | $298,474 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,376 | $292,754 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,985 | $290,589 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,526 | $289,596 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,676 | $286,424 | dollars as filed | |
| CALAMOS ETF TR | 12811T761 | S&P 500 STR MARC | 10,901 | $281,735 | dollars as filed | |
| ISHARES TR | 46432F834 | COM | 2,945 | $281,071 | dollars as filed | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 940 | $280,920 | dollars as filed | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 2,546 | $277,842 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 4,915 | $277,059 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 727 | $259,808 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 2,697 | $259,586 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F672 | FT VEST UQ EQT | 5,549 | $259,027 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N684 | S&P 500 MAX JAN | 9,342 | $256,018 | dollars as filed | |
| ISHARES TR | 46436E296 | IBONDS DEC 2032 | 10,923 | $247,888 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 12,896 | $246,576 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 2,959 | $244,523 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 1,651 | $242,176 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 2,451 | $236,385 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 645 | $235,701 | dollars as filed | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 5,037 | $208,939 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 4,392 | $208,752 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 2,007 | $208,648 | dollars as filed | |
| SPDW | 78463X889 | COM | 4,107 | $206,965 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 4,871 | $205,556 | dollars as filed | |
| PGIM ROCK ETF TR | 69420N635 | S&P 500 MAX JUNE | 7,667 | $204,441 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H745 | ALLIANZIM US EQT | 5,388 | $203,613 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0002044420-26-000003 | this filing | 2026-07-28 | acceptance time not in the bulk data set |