PBAU PGIM ROCK ETF TR

S&P 500 BUFFER (fund)

8 managers (8 13F filers) reported a position in PBAU shares at 2024-12-31, 157,148 shares in all. 3 filers opened a position and 0 filers sold out during the quarter.

Managers: 8
13F filers: 8
New: 3
Added: 1
Reduced: 2
Sold out: 0
Shares held by filers: 157,148

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q4 2024

Filers in the available 13F reports with a share position at 2024-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

Holder	Shares	Value	% of portfolio	Change	Source
PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC	102,260	$2.74M	<0.01%	+50,716	13F-HR Timeline Group
JIM SAULNIER & ASSOCIATES, LLC	21,163	$568K	0.49%	-6,772	13F-HR Timeline
Kestra Advisory Services, LLCin group Kestra Advisory Services, LLC	16,044	$430K	<0.01%	0	13F-HR Timeline Group
JANE STREET GROUP, LLCin group JANE STREET GROUP, LLC	11,476	$308K	<0.01%	new	13F-HR Timeline Group
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA	3,883	$104K	<0.01%	new	13F-HR Timeline Group
DHJJ Financial Advisors, Ltd.	2,220	$59.6K	0.02%	-40	13F-HR Timeline
UBS Group AGin group UBS Group AG	102	$2.74K	<0.01%	new	13F-HR Timeline Group
CONCOURSE FINANCIAL GROUP SECURITIES, I…	0	$0	0%	0	13F-HR TimelineValue filed as zero, left out of ratios. Amount filed as zero, left out of ratios.