PBAU PGIM ROCK ETF TR
FollowS&P 500 BUFFER (fund)
11 managers (12 13F filers) reported a position in PBAU shares at 2025-12-31, 559,941 shares in all. 0 filers opened a position and 1 filer sold out during the quarter.
- Managers
- 11
- 13F filers
- 12
- New
- 0
- Added
- 3
- Reduced
- 1
- Sold out
- 1
- Shares held by filers
- 559,941
Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.
13D and 13G filers
No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.
Insider trades
No Form 4 transaction on this security in the data.
13F holders, Q4 2025
Filers in the available 13F reports with a share position at 2025-12-31, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.
| Holder | Shares | Value | % of portfolio | Change | Source |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INCin group PRUDENTIAL FINANCIAL INC | 231,973 | $6.95M | 0.01% | +50,397 | 13F-HRTimelineGroup |
| JIM SAULNIER & ASSOCIATES, LLC | 96,541 | $2.89M | 1.5% | 0 | 13F-HRTimeline |
| Spire Wealth Managementin group Spire Wealth Management | 79,574 | $2.38M | 0.08% | +2,082 | 13F-HRTimelineGroup |
| COMMONWEALTH EQUITY SERVICES, LLC | 51,068 | $1.53M | <0.01% | -1,876 | 13F-HRTimeline |
| Kestra Advisory Services, LLCgroup of 2 filers holding | 49,029 | $1.47M | 0 | Timeline
| |
| AMERICAN ASSET MANAGEMENT INC. | 28,395 | $851K | 0.72% | 0 | 13F-HRTimeline |
| Blue Water Asset Management | 10,483 | $314K | 0.11% | 13F-HRTimeline | |
| Steward Partners Investment Advisory, L… | 8,053 | $241K | <0.01% | 0 | 13F-HRTimeline |
| DHJJ Financial Advisors, Ltd. | 3,238 | $97K | 0.03% | 0 | 13F-HRTimeline |
| PNC Financial Services Group, Inc.in group PNC Financial Services Group,… | 1,067 | $32K | <0.01% | +26 | 13F-HRTimelineGroup |
| Sunrise Financial Services, LLC | 520 | $15.6K | 0.01% | 13F-HRTimeline |