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Disclosery

USCA RIA LLC

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13F filer, CIK 1525212, HOUSTON, TX

USCA RIA LLC reported $1,648,242,000 across 570 holdings for the quarter ended 2021-06-30, in a 13F-HR filed 2021-07-28. Its ten largest share positions make up 15.42% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001754960-21-000148

Period
2021-06-30
Reported value
$1.65B
Holdings
570
Top 10 weight
15.42%
New
67
Sold out
22

Largest buys vs the previous quarter

SecurityShares changeApprox. value
RDVYnew+177,281$8.52M
AMZNadded+1,174$4.04M
SOnew+45,246$2.74M
SPYadded+6,205$2.66M
BTGadded+529,607$2.23M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
IUSBexited-179,886-$9.49M
LQDexited-49,870-$6.49M
AGGYexited-109,636-$5.61M
ACWVexited-34,649-$3.42M
RSPreduced-21,235-$3.2M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2021

Share positions as resolved from 13F-HR 0001754960-21-000148, largest first. % of portfolio is the value over $1,648,242,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
PETIQ INCPETIQ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 6,600 shares 6,600$255K0.02%new
AURORA CANNABIS INC-NEWAURORA CANNABIS INC-NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 25,019 shares; 2021Q2: 28,027 shares 28,027$253K0.02%+3,008
FOXFOX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 13,200 shares; 2020Q2: 13,650 shares; 2020Q3: 13,200 shares; 2020Q4: not reported; 2021Q1: 7,150 shares; 2021Q2: 7,151 shares 7,151$252K0.02%+1Timeline
RGRSTURM RUGER & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 2,800 shares 2,800$252K0.02%newTimeline
GSIEGOLDMAN SACHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 7,174 shares 7,174$251K0.02%newTimeline
ATLANTICA YIELD PLCATLANTICA YIELD PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 8,000 shares; 2020Q4: 8,000 shares; 2021Q1: 6,750 shares; 2021Q2: 6,750 shares 6,750$251K0.02%0
SOFISOFI TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 13,000 shares 13,000$249K0.02%newTimeline
DHRDANAHER CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 12,238 shares; 2020Q2: not reported; 2020Q3: 938 shares; 2020Q4: 938 shares; 2021Q1: 901 shares; 2021Q2: 918 shares 918$246K0.01%+17Timeline
FIWFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 3,000 shares; 2021Q1: 3,000 shares; 2021Q2: 2,950 shares 2,950$246K0.01%-50Timeline
EQTEQT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: 17,798 shares; 2019Q4: 14,647 shares; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 10,000 shares; 2020Q4: 15,647 shares; 2021Q1: 17,500 shares; 2021Q2: 11,000 shares 11,000$245K0.01%-6,500Timeline
AMATAPPLIED MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: 57,663 shares; 2020Q1: 14,683 shares; 2020Q2: 14,060 shares; 2020Q3: 14,016 shares; 2020Q4: not reported; 2021Q1: 1,689 shares; 2021Q2: 1,711 shares 1,711$244K0.01%+22Timeline
USDPUSD PARTNERS LP COM UIT REPSTGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: 26,300 shares; 2019Q4: 20,715 shares; 2020Q1: 24,745 shares; 2020Q2: 45,033 shares; 2020Q3: 45,033 shares; 2020Q4: 37,585 shares; 2021Q1: 37,585 shares; 2021Q2: 32,033 shares 32,033$242K0.01%-5,552Timeline
IVOVVANGUARD ADMIRAL FDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: 2,772 shares; 2019Q4: 2,772 shares; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 1,490 shares; 2021Q2: 1,490 shares 1,490$241K0.01%0Timeline
GDDYGODADDY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 3,050 shares; 2021Q2: 2,760 shares 2,760$240K0.01%-290Timeline
ILMNILLUMINA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 1,300 shares; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 500 shares 500$237K0.01%newTimeline
iShares MSCI Frontier 100iShares MSCI Frontier 100Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 7,155 shares 7,155$237K0.01%new
UBERUBER TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 4,663 shares 4,663$234K0.01%newTimeline
SCHFSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 5,907 shares 5,907$233K0.01%newTimeline
BKNGBOOKING HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 134 shares; 2021Q1: not reported; 2021Q2: 106 shares 106$232K0.01%newTimeline
HOLXHOLOGIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 3,476 shares; 2020Q4: 3,476 shares; 2021Q1: 3,476 shares; 2021Q2: 3,476 shares 3,476$232K0.01%0Timeline
LINDE PLC/OLDLINDE PLC/OLDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 782 shares; 2021Q1: 782 shares; 2021Q2: 797 shares 797$230K0.01%+15
AVUVAMERICAN CENTY ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 3,000 shares 3,000$228K0.01%newTimeline
HYGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: 2,315 shares; 2019Q4: 2,729 shares; 2020Q1: not reported; 2020Q2: 2,590 shares; 2020Q3: 2,590 shares; 2020Q4: 2,590 shares; 2021Q1: 2,590 shares; 2021Q2: 2,590 shares 2,590$228K0.01%0Timeline
ETGEATON VANCE TX ADV GLBL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 10,758 shares; 2021Q2: 10,758 shares 10,758$226K0.01%0Timeline
SPESPECIAL OPPORTUNITIES FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 14,800 shares 14,800$225K0.01%newTimeline
MRVLMARVELL TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 3,820 shares 3,820$223K0.01%newTimeline
MGAMAGNA INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 3,002 shares; 2021Q2: 2,402 shares 2,402$222K0.01%-600Timeline
CORESITE RLTY CORPCORESITE RLTY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 1,636 shares 1,636$220K0.01%new
DRAFTKINGS INCDRAFTKINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 4,225 shares 4,225$220K0.01%new
VEUVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: 4,149 shares; 2019Q4: 4,587 shares; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 3,439 shares; 2021Q2: 3,439 shares 3,439$218K0.01%0Timeline
DFEBFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 6,369 shares; 2021Q2: 6,369 shares 6,369$218K0.01%0Timeline
PAASPAN AMERN SILVER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 7,600 shares; 2020Q4: 7,600 shares; 2021Q1: 7,600 shares; 2021Q2: 7,600 shares 7,600$217K0.01%0Timeline
LYFTLYFT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: 8,488 shares; 2019Q4: 8,425 shares; 2020Q1: 9,581 shares; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 5,581 shares; 2021Q1: 6,299 shares; 2021Q2: 3,595 shares 3,595$217K0.01%-2,704Timeline
MCEWEN MNG INCMCEWEN MNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 64,100 shares; 2020Q3: 106,900 shares; 2020Q4: 106,900 shares; 2021Q1: 106,900 shares; 2021Q2: 156,900 shares 156,900$217K0.01%+50,000
CARRCARRIER GLOBAL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 15,632 shares; 2020Q3: 17,285 shares; 2020Q4: 17,257 shares; 2021Q1: 17,116 shares; 2021Q2: 4,413 shares 4,413$214K0.01%-12,703Timeline
PHOINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 3,936 shares 3,936$211K0.01%newTimeline
MDIVFIRST TR EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 16,497 shares; 2020Q3: 16,747 shares; 2020Q4: 14,130 shares; 2021Q1: 12,411 shares; 2021Q2: 12,411 shares 12,411$210K0.01%0Timeline
IVZINVESCO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: 217,868 shares; 2019Q4: 249,242 shares; 2020Q1: 331,511 shares; 2020Q2: 17,741 shares; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 7,772 shares 7,772$208K0.01%newTimeline
NZFNUVEEN MUN CR INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: 12,500 shares; 2019Q4: 12,500 shares; 2020Q1: 13,000 shares; 2020Q2: 10,000 shares; 2020Q3: 10,000 shares; 2020Q4: 11,960 shares; 2021Q1: 11,960 shares; 2021Q2: 11,960 shares 11,960$206K0.01%0Timeline
AAPADVANCE AUTO PARTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 1,000 shares 1,000$205K0.01%newTimeline
NVGNUVEEN AMT FREE MUN CR INC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 11,420 shares 11,420$204K0.01%newTimeline
MUSTCOLUMBIA ETF TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 8,976 shares 8,976$203K0.01%newTimeline
IPINTERNATIONAL PAPER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: 32,530 shares; 2019Q4: 30,641 shares; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 3,299 shares 3,299$202K0.01%newTimeline
PSLVSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: 30,466 shares; 2019Q4: 28,066 shares; 2020Q1: 19,066 shares; 2020Q2: 17,266 shares; 2020Q3: 19,866 shares; 2020Q4: 21,216 shares; 2021Q1: 20,716 shares; 2021Q2: 21,716 shares 21,716$202K0.01%+1,000Timeline
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: 100,109 shares; 2019Q4: 34,985 shares; 2020Q1: 23,246 shares; 2020Q2: 79,586 shares; 2020Q3: 65,255 shares; 2020Q4: 46,230 shares; 2021Q1: 25,271 shares; 2021Q2: 23,770 shares 23,770$202K0.01%-1,501
MLMMARTIN MARIETTA MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 569 shares 569$200K0.01%newTimeline
BCSFBAIN CAP SPECIALTY FIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: 21,400 shares; 2020Q1: 89,600 shares; 2020Q2: 26,441 shares; 2020Q3: 16,121 shares; 2020Q4: 12,522 shares; 2021Q1: 17,091 shares; 2021Q2: 12,522 shares 12,522$192K0.01%-4,569Timeline
CENTENNIAL RESOURCE DEV INCCENTENNIAL RESOURCE DEV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: 32,750 shares; 2019Q4: 20,050 shares; 2020Q1: 27,050 shares; 2020Q2: 27,050 shares; 2020Q3: 27,050 shares; 2020Q4: 27,050 shares; 2021Q1: 27,050 shares; 2021Q2: 27,050 shares 27,050$183K0.01%0
CONSOLIDATED COMMUNICATIONSCONSOLIDATED COMMUNICATIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 30,004 shares; 2020Q2: 30,004 shares; 2020Q3: 27,504 shares; 2020Q4: 25,000 shares; 2021Q1: 25,000 shares; 2021Q2: 20,000 shares 20,000$176K0.01%-5,000
KIOKKR INCOME OPPORTUNITIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 10,520 shares; 2021Q2: 10,520 shares 10,520$175K0.01%0Timeline
KAYNE ANDERSON NEXTGEN ENER…KAYNE ANDERSON NEXTGEN ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: 15,222 shares; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 32,250 shares; 2020Q4: 27,150 shares; 2021Q1: 22,100 shares; 2021Q2: 22,000 shares 22,000$167K0.01%-100
TECH AND ENERGY TRANSITIONTECH AND ENERGY TRANSITIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 14,100 shares 14,100$140K0.01%new
GELGENESIS ENERGY L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 12,600 shares; 2020Q3: 12,600 shares; 2020Q4: 11,600 shares; 2021Q1: 11,600 shares; 2021Q2: 11,550 shares 11,550$134K0.01%-50Timeline
NOKNOKIA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: 43,510 shares; 2019Q4: 18,700 shares; 2020Q1: 18,700 shares; 2020Q2: 18,700 shares; 2020Q3: 21,055 shares; 2020Q4: 20,905 shares; 2021Q1: 21,680 shares; 2021Q2: 22,180 shares 22,180$118K0.01%+500Timeline
U S SILICA HLDGS INCU S SILICA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: 10,300 shares; 2019Q4: 10,000 shares; 2020Q1: 10,000 shares; 2020Q2: 10,000 shares; 2020Q3: 10,000 shares; 2020Q4: 10,000 shares; 2021Q1: 10,000 shares; 2021Q2: 10,000 shares 10,000$116K0.01%0
SILVERCREST METALS INCSILVERCREST METALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 11,000 shares; 2021Q1: 12,500 shares; 2021Q2: 12,500 shares 12,500$109K0.01%0
AGIALAMOS GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 11,600 shares; 2020Q3: 14,100 shares; 2020Q4: 14,100 shares; 2021Q1: 14,100 shares; 2021Q2: 14,100 shares 14,100$108K0.01%0Timeline
SEISOLARIS ENERGY INFRAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: 10,073 shares; 2020Q1: 10,271 shares; 2020Q2: 10,420 shares; 2020Q3: 10,584 shares; 2020Q4: 10,736 shares; 2021Q1: 10,827 shares; 2021Q2: 10,939 shares 10,939$107K0.01%+112Timeline
PRETIUM RESOURCES INCPRETIUM RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 17,500 shares; 2020Q2: 16,500 shares; 2020Q3: 10,000 shares; 2020Q4: 10,000 shares; 2021Q1: 11,000 shares; 2021Q2: 11,000 shares 11,000$105K0.01%0
NNDMNANO DIMENSION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 12,500 shares 12,500$103K0.01%newTimeline
LYGLLOYDS BANKING GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 27,000 shares; 2020Q2: 42,000 shares; 2020Q3: 40,000 shares; 2020Q4: 40,000 shares; 2021Q1: 40,000 shares; 2021Q2: 40,000 shares 40,000$102K0.01%0Timeline
NMLNEUBERGER ENGY INFRSTR & INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 18,287 shares; 2021Q1: 18,287 shares; 2021Q2: 18,287 shares 18,287$91K0.01%0Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: 16,900 shares; 2019Q4: 16,900 shares; 2020Q1: 16,900 shares; 2020Q2: 16,900 shares; 2020Q3: 11,900 shares; 2020Q4: 11,900 shares; 2021Q1: 11,900 shares; 2021Q2: 11,900 shares 11,900$78K<0.01%0
BIONANO GENOMICS INCBIONANO GENOMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 10,000 shares 10,000$73K<0.01%new
YAMANA GOLD INCYAMANA GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 11,012 shares; 2020Q3: 13,012 shares; 2020Q4: 13,012 shares; 2021Q1: 13,012 shares; 2021Q2: 13,012 shares 13,012$55K<0.01%0
PORTMAN RIDGE FIN CORPPORTMAN RIDGE FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 10,092 shares; 2021Q2: 22,092 shares 22,092$53K<0.01%+12,000
PROSPECT CAP CORPPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: 40,000 shares; 2019Q4: 40,000 shares; 2020Q1: 40,000 shares; 2020Q2: 40,000 shares; 2020Q3: 40,000 shares; 2020Q4: 40,000 shares; 2021Q1: not reported; 2021Q2: 40,000 shares 40,000$43K<0.01%new
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: 30,000 shares; 2019Q4: 30,000 shares; 2020Q1: 30,000 shares; 2020Q2: 30,000 shares; 2020Q3: 30,000 shares; 2020Q4: 30,000 shares; 2021Q1: not reported; 2021Q2: 30,000 shares 30,000$30K<0.01%new
PROSPECT CAP CORPPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: 25,000 shares; 2019Q4: 25,000 shares; 2020Q1: 25,000 shares; 2020Q2: 25,000 shares; 2020Q3: 25,000 shares; 2020Q4: 25,000 shares; 2021Q1: not reported; 2021Q2: 25,000 shares 25,000$26K<0.01%new
EROS INTL PLCEROS INTL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q3: 58,300 shares; 2019Q4: 65,900 shares; 2020Q1: 59,150 shares; 2020Q2: 56,650 shares; 2020Q3: 48,400 shares; 2020Q4: 42,150 shares; 2021Q1: 38,000 shares; 2021Q2: 15,000 shares 15,000$23K<0.01%-23,000

Sold out in Q2 2021

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
IUSBISHARES TR179,886$9.49Mshares
LQDISHARES TR49,870$6.49Mshares
AGGYWISDOMTREE TR109,636$5.61Mshares
ACWVISHARES INC34,649$3.42Mshares
IGIWESTERN ASSET INVT GRADE OPP111,173$2.38Mshares
ACIALBERTSONS COMPANIES INC110,475$2.11Mshares
WESTERN ASSET MUN DEF OPP TRWESTERN ASSET MUN DEF OPP TR75,605$1.6Mshares
JHSCJOHN HANCOCK EXCHANGE TRADED39,945$1.35Mshares
VYMVANGUARD WHITEHALL FDS11,597$1.17Mshares
CITRIX SYSTEMS INCCITRIX SYSTEMS INC7,500$1.05Mshares
SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGS13,550$1.04Mshares
MSOSADVISORSHARES TR21,336$905Kshares
ICLNISHARES TR33,216$807Kshares
MRNAMODERNA INC5,375$704Kshares
BLACKROCK MUNIENHANCED FD INBLACKROCK MUNIENHANCED FD IN52,308$618Kshares
OTISOTIS WORLDWIDE CORP8,394$575Kshares
SEAGEN INCSEAGEN INC3,060$425Kshares
MCOMOODYS CORP762$228Kshares
NDAQNASDAQ INC1,500$221Kshares
PGXINVESCO EXCH TRADED FD TR II10,647$160Kshares
WHOLE EARTH BRANDS INCWHOLE EARTH BRANDS INC10,000$130Kshares
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUST18,900$88Kshares

How Q2 2021 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001754960-21-000148 base2021-07-28acceptance time not in the bulk data set

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

FilingSubjectFiledAcceptedIngested
13F-HR 0001754960-21-000148 Quarter ended 2021-06-302021-07-28acceptance time not in the bulk data set
13F-HR 0001754960-21-000068 Quarter ended 2021-03-312021-04-27acceptance time not in the bulk data set
13F-HR 0001754960-21-000025 Quarter ended 2020-12-312021-01-27acceptance time not in the bulk data set
13F-HR 0001754960-20-000073 Quarter ended 2020-09-302020-10-27acceptance time not in the bulk data set
13F-HR 0001754960-20-000058 Quarter ended 2020-06-302020-08-13acceptance time not in the bulk data set
13F-HR/A 0001754960-20-000028 Quarter ended 2020-03-312020-04-22acceptance time not in the bulk data set
13F-HR/A 0001754960-20-000029 Quarter ended 2020-03-312020-04-22acceptance time not in the bulk data set
13F-HR 0001754960-20-000020 Quarter ended 2020-03-312020-04-13acceptance time not in the bulk data set
13F-HR 0001525212-20-000001 Quarter ended 2019-12-312020-01-27acceptance time not in the bulk data set
13F-HR/A 0001525212-19-000007 Quarter ended 2019-09-302019-11-07acceptance time not in the bulk data set
13F-HR 0001525212-19-000006 Quarter ended 2019-09-302019-10-31acceptance time not in the bulk data set
13F-HR/A 0001525212-19-000005 Quarter ended 2019-06-302019-08-14acceptance time not in the bulk data set
13F-HR/A 0001525212-19-000004 Quarter ended 2019-03-312019-08-14acceptance time not in the bulk data set
13F-HR 0001525212-19-000003 Quarter ended 2019-06-302019-08-02acceptance time not in the bulk data set
13F-HR 0001525212-19-000002 Quarter ended 2019-03-312019-05-13acceptance time not in the bulk data set
13F-HR 0001525212-19-000001 Quarter ended 2018-12-312019-02-12acceptance time not in the bulk data set
13F-HR 0001525212-18-000004 Quarter ended 2018-09-302018-11-02acceptance time not in the bulk data set
13F-HR 0001525212-18-000003 Quarter ended 2018-06-302018-08-08acceptance time not in the bulk data set
13F-HR 0001525212-18-000002 Quarter ended 2018-03-312018-05-09acceptance time not in the bulk data set
13F-HR 0001525212-18-000001 Quarter ended 2017-12-312018-02-09acceptance time not in the bulk data set
13F-HR 0001525212-17-000004 Quarter ended 2017-09-302017-11-07acceptance time not in the bulk data set
13F-HR 0001525212-17-000003 Quarter ended 2017-06-302017-08-07acceptance time not in the bulk data set
13F-HR 0001525212-17-000002 Quarter ended 2017-03-312017-05-01acceptance time not in the bulk data set
13F-HR 0001525212-17-000001 Quarter ended 2016-12-312017-02-09acceptance time not in the bulk data set
13F-HR 0001525212-16-000013 Quarter ended 2016-09-302016-11-15acceptance time not in the bulk data set
13F-HR 0001525212-16-000012 Quarter ended 2016-06-302016-08-15acceptance time not in the bulk data set
13F-HR/A 0001525212-16-000011 Quarter ended 2016-03-312016-05-23acceptance time not in the bulk data set
13F-HR 0001525212-16-000010 Quarter ended 2016-03-312016-05-16acceptance time not in the bulk data set
13F-HR 0001525212-16-000009 Quarter ended 2015-12-312016-02-08acceptance time not in the bulk data set
13F-HR 0001525212-15-000008 Quarter ended 2015-09-302015-11-13acceptance time not in the bulk data set
13F-HR/A 0001525212-15-000006 Quarter ended 2015-03-312015-09-17acceptance time not in the bulk data set
13F-HR/A 0001525212-15-000007 Quarter ended 2015-06-302015-09-17acceptance time not in the bulk data set
13F-HR 0001525212-15-000004 Quarter ended 2015-06-302015-08-12acceptance time not in the bulk data set
13F-HR 0001525212-15-000003 Quarter ended 2015-03-312015-06-03acceptance time not in the bulk data set
13F-HR 0001289851-15-000004 Quarter ended 2014-12-312015-02-11acceptance time not in the bulk data set
13F-HR 0001525212-14-000006 Quarter ended 2014-09-302014-11-14acceptance time not in the bulk data set
13F-HR 0001525212-14-000005 Quarter ended 2014-06-302014-08-28acceptance time not in the bulk data set
13F-HR 0001525212-14-000003 Quarter ended 2014-03-312014-05-12acceptance time not in the bulk data set
13F-HR 0001525212-14-000001 Quarter ended 2013-12-312014-02-05acceptance time not in the bulk data set
13F-HR 0001525212-13-000012 Quarter ended 2013-09-302013-11-14acceptance time not in the bulk data set
13F-HR 0001525212-13-000011 Quarter ended 2013-06-302013-08-19acceptance time not in the bulk data set