13F-HR filed by USCA RIA LLC
USCA RIA LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-13, with 248 holding rows worth $462,078,000.
- Accession
- 0001525212-19-000002
- Filer
- CIK 1525212
- Filed
- 2019-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 248 entries on the cover page, a total value of $462,078,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $462,078,000 with VALUE read as thousands by filing date, 13F file number 028-14897. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 151,869 | $16,564,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 63,511 | $12,064,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 278,893 | $10,375,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 176,855 | $10,086,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 8,388 | $9,842,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 146,726 | $9,517,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 32,374 | $9,145,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 79,117 | $8,840,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,742 | $8,444,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 148,874 | $7,995,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 161,280 | $7,695,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 129,466 | $7,435,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 77,849 | $7,153,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 55,660 | $6,856,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 83,629 | $6,737,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 51,866 | $6,175,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 19,820 | $5,960,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,051 | $5,944,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 93,808 | $5,627,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 273,601 | $5,283,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 93,634 | $5,050,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 22,999 | $5,039,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 35,637 | $4,992,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 57,659 | $4,986,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 113,949 | $4,982,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 49,055 | $4,875,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 22,818 | $4,379,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 79,887 | $4,259,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,147 | $4,252,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 81,999 | $4,235,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 33,269 | $4,206,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 26,448 | $4,175,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 70,315 | $4,158,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 35,593 | $4,052,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 31,432 | $3,835,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 24,341 | $3,807,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 11,007 | $3,802,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 101,231 | $3,767,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 20,886 | $3,676,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 83,447 | $3,582,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 60,392 | $3,578,000 | thousands by filing date | |
| VTI | 922908769 | COM | 23,744 | $3,436,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 107,279 | $3,405,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 47,253 | $3,353,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 21,882 | $3,350,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 166,817 | $3,345,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 23,433 | $3,255,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 35,269 | $3,212,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 16,603 | $3,210,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 19,181 | $3,002,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 24,217 | $2,991,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 74,110 | $2,965,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 27,118 | $2,893,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 18,186 | $2,890,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 22,290 | $2,855,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 70,243 | $2,786,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 31,891 | $2,681,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 127,479 | $2,678,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 34,900 | $2,648,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 73,135 | $2,643,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 41,782 | $2,600,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 31,978 | $2,543,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 16,592 | $2,511,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 15,005 | $2,455,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 12,042 | $2,333,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 41,690 | $2,310,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 138,034 | $2,269,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 85,016 | $2,219,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 29,084 | $2,162,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 17,317 | $2,146,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 66,410 | $2,142,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 104,902 | $2,115,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 240,401 | $2,111,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 52,675 | $2,010,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 13,587 | $2,005,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 81,021 | $1,986,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,496 | $1,849,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 38,817 | $1,828,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 38,946 | $1,812,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 10,363 | $1,740,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 34,507 | $1,730,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 22,889 | $1,715,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 10,727 | $1,684,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 21,500 | $1,614,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 122,193 | $1,607,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,450 | $1,595,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 8,402 | $1,533,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 60,362 | $1,493,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 13,315 | $1,480,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 68,495 | $1,471,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 26,706 | $1,438,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 8,029 | $1,433,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 23,103 | $1,425,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 30,505 | $1,408,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 23,716 | $1,380,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 30,559 | $1,313,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 82,100 | $1,295,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 23,886 | $1,281,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 82,606 | $1,270,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 18,425 | $1,234,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 8,332 | $1,220,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 9,560 | $1,213,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 22,960 | $1,211,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 21,004 | $1,205,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 188,900 | $1,198,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 5,874 | $1,172,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 19,240 | $1,166,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 105,075 | $1,158,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 15,330 | $1,149,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 24,703 | $1,138,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 22,543 | $1,119,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 39,108 | $1,105,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,245 | $1,100,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 41,377 | $1,090,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 80,554 | $1,054,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 21,452 | $1,025,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,028 | $1,008,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 5,736 | $1,006,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 29,700 | $977,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 26,370 | $959,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 19,410 | $949,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 8,881 | $942,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 9,401 | $935,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 68,300 | $912,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 29,073 | $880,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 33,305 | $869,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 41,121 | $860,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 12,980 | $858,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 11,237 | $832,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 15,107 | $821,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 40,000 | $800,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 15,988 | $799,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 59,439 | $794,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 4,351 | $793,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 37,744 | $775,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 84,350 | $771,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 9,416 | $766,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 67,340 | $754,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 16,017 | $718,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 9,500 | $685,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 6,651 | $670,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 19,871 | $658,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 7,517 | $653,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,942 | $646,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 13,637 | $629,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 11,804 | $623,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,252 | $608,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 11,699 | $603,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 13,465 | $580,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 13,300 | $550,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 7,738 | $540,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 22,578 | $538,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 9,187 | $522,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 11,100 | $517,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 14,235 | $502,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 22,325 | $497,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,490 | $497,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 13,438 | $491,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 9,278 | $487,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 37,555 | $485,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 8,300 | $479,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 9,245 | $478,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 6,928 | $474,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 12,323 | $472,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 12,713 | $461,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,513 | $443,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 6,457 | $433,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 13,074 | $430,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 39,835 | $426,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 37,178 | $425,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 9,675 | $420,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,060 | $414,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,445 | $408,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 11,547 | $407,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 13,272 | $404,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 7,424 | $401,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 19,157 | $397,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 3,500 | $371,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 2,738 | $371,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 6,503 | $362,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 579 | $355,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,352 | $350,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 6,912 | $347,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,450 | $344,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 5,761 | $343,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 14,929 | $339,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 3,000 | $335,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,772 | $332,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 6,620 | $331,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 29,162 | $328,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,600 | $328,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 32,585 | $326,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,899 | $317,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 100,000 | $315,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,822 | $312,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 4,165 | $309,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,352 | $300,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 1,508 | $298,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 4,035 | $290,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 290 | $285,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 22,950 | $285,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 7,539 | $280,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 4,779 | $275,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 11,358 | $275,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,692 | $272,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,283 | $270,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 8,617 | $270,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,636 | $269,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,407 | $266,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 13,493 | $254,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,960 | $247,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 14,000 | $246,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 8,704 | $245,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 8,372 | $243,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,264 | $238,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,781 | $234,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,410 | $233,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 8,880 | $229,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 26,050 | $229,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,210 | $224,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 7,497 | $219,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,211 | $218,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,950 | $218,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,798 | $216,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 6,901 | $212,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,029 | $212,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,000 | $209,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 18,950 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 4,536 | $203,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 7,307 | $203,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 13,500 | $203,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,077 | $202,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,028 | $200,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 1,758 | $200,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 58,367 | $198,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 21,830 | $197,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 33,010 | $189,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 18,235 | $168,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 12,465 | $132,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,053 | $126,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,325 | $93,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 75,538 | $88,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 15,500 | $69,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 10,298 | $62,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 18,372 | $57,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 14,000 | $40,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 25,000 | $25,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 16,526 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001525212-19-000002 | this filing | 2019-05-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001525212-19-000004 | base | 2019-08-14 | acceptance time not in the bulk data set |