USCA RIA LLC

13F filer, CIK 1525212, HOUSTON, TX

USCA RIA LLC reported $1,275,658,000 across 464 holdings for the quarter ended 2020-09-30, in a 13F-HR filed 2020-10-27. Its ten largest share positions make up 33.56% of the portfolio.

Filed 2020-10-27 (acceptance time not in the bulk data set), ingested 2026-10-07 18:48:21 UTC13F-HR 0001754960-20-000073

Period: 2020-09-30
Reported value: $1.28B
Holdings: 464
Top 10 weight: 33.56%
New: 68
Sold out: 55

Largest buys vs the previous quarter

Security	Shares change	Approx. value
QQQadded	+83,859	$23.3M
SPYadded	+68,746	$23M
AAPLadded	+168,340	$19.5M
DGRWadded	+297,037	$14.7M
IBBadded	+67,407	$9.13M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
GILDreduced	-50,916	-$3.22M
UPSreduced	-19,036	-$3.17M
TGTreduced	-18,762	-$2.95M
BPreduced	-131,613	-$2.3M
KLACexited	-11,527	-$2.24M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2020

Share positions as resolved from 13F-HR 0001754960-20-000073, largest first. % of portfolio is the value over $1,275,658,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
QQQINVESCO QQQ TR	480,782	$134M	10.47%	+83,859	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	286,518	$96M	7.52%	+68,746	Timeline
AGGISHARES TR	562,350	$66.4M	5.2%	+11,864	Timeline
AAPLAPPLE INC	230,437	$26.7M	2.09%	+168,340	Timeline
MSFTMICROSOFT CORP	118,523	$24.9M	1.95%	-1,439	Timeline
AMZNAMAZON COM INC	5,614	$17.7M	1.39%	+22	Timeline
EPDENTERPRISE PRODS PARTNERS L	1,092,611	$17.3M	1.35%	+36,833	Timeline
VTIVANGUARD INDEX FDS	90,867	$15.5M	1.21%	-7,701	Timeline
DGRWWISDOMTREE TR	308,154	$15.3M	1.2%	+297,037	Timeline
CSCOCISCO SYS INC	378,176	$14.9M	1.17%	+11,305	Timeline
GOOGALPHABET INC	10,035	$14.7M	1.16%	-56	Timeline
PFEPFIZER INC	381,542	$14M	1.1%	+26,288	Timeline
JNJJOHNSON & JOHNSON	91,043	$13.6M	1.06%	+914	Timeline
ABBVABBVIE INC	147,984	$13M	1.02%	-25,217	Timeline
QCOMQUALCOMM INC	104,578	$12.3M	0.96%	-17,156	Timeline
INTCINTEL CORP	235,627	$12.2M	0.96%	+43,490	Timeline
JPMJPMORGAN CHASE & CO	124,596	$12M	0.94%	+2,029	Timeline
VZVERIZON COMMUNICATIONS INC	182,742	$10.9M	0.85%	+12,405	Timeline
TAT&T INC	378,137	$10.8M	0.85%	+44,405	Timeline
SPYGSPDR SERIES TRUST	213,026	$10.7M	0.84%	+18,948	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	49,963	$10.6M	0.83%	+841	Timeline
VVISA INC	51,921	$10.4M	0.81%	+818	Timeline
CVXCHEVRON CORPORATION	141,817	$10.2M	0.8%	+20,054	Timeline
IBBISHARES TR	69,389	$9.4M	0.74%	+67,407	Timeline
GDXVANECK ETF TRUST	239,255	$9.37M	0.73%	+11,564	Timeline
RTXRTX CORPORATION	162,458	$9.35M	0.73%	-6,222	Timeline
WMTWALMART INC	64,903	$9.08M	0.71%	-220	Timeline
GOOGLALPHABET INC	5,818	$8.53M	0.67%	+67	Timeline
MAMASTERCARD INCORPORATED	24,203	$8.19M	0.64%	-218	Timeline
DOWDOW HLDGS INC	173,903	$8.18M	0.64%	+15,679	Timeline
IUSBISHARES TR	147,282	$8.01M	0.63%	new	Timeline
PMPHILIP MORRIS INTL INC	106,776	$8.01M	0.63%	-296	Timeline
PGPROCTER & GAMBLE CO	55,255	$7.68M	0.6%	-9,861	Timeline
GLDSPDR GOLD TR	42,315	$7.5M	0.59%	+1,038	Timeline
IBMINTERNATIONAL BUSINESS MACHS	60,538	$7.37M	0.58%	+1,320	Timeline
EMREMERSON ELEC CO	111,924	$7.34M	0.58%	+27,474	Timeline
COSTCOSTCO WHOLESALE CORPORATION	20,399	$7.24M	0.57%	-125	Timeline
NVSNOVARTIS AG	79,531	$6.92M	0.54%	-3,226	Timeline
BMYBRISTOL-MYERS SQUIBB CO	113,128	$6.82M	0.53%	-19,590	Timeline
HDHOME DEPOT INC	24,449	$6.79M	0.53%	+3,000	Timeline
KMIKINDER MORGAN INC DEL	549,065	$6.77M	0.53%	+8,450	Timeline
DUKDUKE ENERGY CORP NEW	74,227	$6.57M	0.52%	-1,653	Timeline
UPSUNITED PARCEL SVCS INC	39,044	$6.51M	0.51%	-19,036	Timeline
KOCOCA COLA CO	130,710	$6.45M	0.51%	+5,819	Timeline
TGTTARGET CORP	40,690	$6.41M	0.5%	-18,762	Timeline
MCDMCDONALDS CORP	28,915	$6.35M	0.5%	-653	Timeline
PYPLPAYPAL HLDGS INC	30,703	$6.05M	0.47%	-4,215	Timeline
GILDGILEAD SCIENCES INC	94,823	$5.99M	0.47%	-50,916	Timeline
DDOMINION ENERGY INC	74,879	$5.91M	0.46%	-6,808	Timeline
BACBANK OF AMER CORP	234,354	$5.65M	0.44%	+4,671	Timeline
MOALTRIA GROUP INC	142,193	$5.49M	0.43%	+748	Timeline
LQDISHARES TR	40,083	$5.4M	0.42%	+38,132	Timeline
CMICUMMINS INC	25,409	$5.37M	0.42%	+850	Timeline
XOMEXXON MOBIL CORP	155,279	$5.33M	0.42%	+1,868	Timeline
NEMNEWMONT CORP	83,219	$5.28M	0.41%	+6,972	Timeline
ESEVERSOURCE ENERGY	61,834	$5.17M	0.4%	+757	Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	131,228	$4.94M	0.39%	+13,876
BTIBRITISH AMERN TOB PLC	134,124	$4.85M	0.38%	+17,085	Timeline
FDNFIRST TR EXCHANGE-TRADED FD	25,701	$4.84M	0.38%	+705	Timeline
AGGYWISDOMTREE TR	89,141	$4.8M	0.38%	new	Timeline
CMCSACOMCAST CORP NEW	103,033	$4.77M	0.37%	-3,662	Timeline
VLOVALERO ENERGY CORP	109,838	$4.76M	0.37%	+50,947	Timeline
TRVTRAVELERS COMPANIES INC	43,290	$4.68M	0.37%	+3,860	Timeline
METAMETA PLATFORMS INC	17,337	$4.54M	0.36%	+759	Timeline
BARRICK GOLD CORPBARRICK GOLD CORP	157,265	$4.42M	0.35%	+36,214
WFCWELLS FARGO & CO	178,737	$4.2M	0.33%	+46,510	Timeline
XLKSELECT SECTOR SPDR TR	36,002	$4.2M	0.33%	-1,330	Timeline
GMGENERAL MTRS CO	141,756	$4.2M	0.33%	-3,378	Timeline
MAINMAIN STR CAP CORP	141,095	$4.17M	0.33%	+3,303	Timeline
AFLAFLAC INC	113,301	$4.12M	0.32%	+12,209	Timeline
AVGOBROADCOM INC	11,163	$4.07M	0.32%	+475	Timeline
ADBEADOBE INC	8,189	$4.02M	0.31%	+439	Timeline
DEODIAGEO PLC	29,060	$4M	0.31%	+2,703	Timeline
FNVFRANCO NEV CORP	28,254	$3.94M	0.31%	+2,052	Timeline
NVDANVIDIA CORPORATION	7,092	$3.84M	0.3%	+100	Timeline
ORCLORACLE CORP	62,145	$3.71M	0.29%	+6,820	Timeline
PAYXPAYCHEX INC	46,391	$3.7M	0.29%	+4,753	Timeline
LUVSOUTHWEST AIRLS CO	98,076	$3.68M	0.29%	+984	Timeline
DOCUDOCUSIGN INC	16,745	$3.6M	0.28%	+295	Timeline
XLYSELECT SECTOR SPDR TR	24,438	$3.59M	0.28%	+2,231	Timeline
BRK-ABERKSHIRE HATHAWAY INC DEL	11	$3.52M	0.28%	0	Timeline
METMETLIFE INC	94,685	$3.52M	0.28%	-1,804	Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	139,128	$3.5M	0.27%	-17,696
VUGVANGUARD INDEX FDS	15,361	$3.5M	0.27%	-1,730	Timeline
AMGNAMGEN INC	13,524	$3.44M	0.27%	+127	Timeline
IHFISHARES TR	16,952	$3.42M	0.27%	+446	Timeline
PRUPRUDENTIAL FINL INC	53,564	$3.4M	0.27%	-4,608	Timeline
PGRPROGRESSIVE CORP	35,818	$3.39M	0.27%	-2,401	Timeline
CCICROWN CASTLE INC	20,176	$3.36M	0.26%	+6,567	Timeline
HPQHP INC	175,745	$3.34M	0.26%	+273	Timeline
FTSLFIRST TR EXCHANGE-TRADED FD	72,346	$3.33M	0.26%	+2,046	Timeline
TLTISHARES TR	20,290	$3.31M	0.26%	+5,262	Timeline
UNHUNITEDHEALTH GROUP INC	10,516	$3.28M	0.26%	+2,889	Timeline
NKENIKE INC	25,942	$3.26M	0.26%	+9,716	Timeline
IGIWESTERN ASSET INVT GRADE OPP	145,750	$3.02M	0.24%	-61,564	Timeline
TMOTHERMO FISHER SCIENTIFIC INC	6,798	$3M	0.24%	-13	Timeline
CATCATERPILLAR INC	20,066	$2.99M	0.23%	+2,896	Timeline
CITHE CIGNA GROUP	17,555	$2.97M	0.23%	+5,483	Timeline
EOGEOG RES INC	81,891	$2.94M	0.23%	+31,564	Timeline
GPCGENUINE PARTS CO	30,887	$2.94M	0.23%	-14,416	Timeline
PPLPPL CORP	104,190	$2.83M	0.22%	-3,479	Timeline
WPMWHEATON PRECIOUS METALS CORP	57,218	$2.81M	0.22%	+7,205	Timeline
TFCTRUIST FINL CORP	73,503	$2.8M	0.22%	-2,019	Timeline
ABTABBOTT LABORATORIES	25,257	$2.75M	0.22%	+66	Timeline
CCITIGROUP INC	63,134	$2.72M	0.21%	+49	Timeline
PEPPEPSICO INC	19,291	$2.67M	0.21%	-256	Timeline
ENVIVA PARTNERS LPENVIVA PARTNERS LP	65,495	$2.64M	0.21%	+3,385
NEENEXTERA ENERGY INC	9,420	$2.62M	0.2%	+5,006	Timeline
DISDISNEY WALT CO	20,880	$2.59M	0.2%	-15,486	Timeline
GBABGUGGENHEIM TAXABLE MUNICP BO	109,425	$2.58M	0.2%	-1,875	Timeline
LOWLOWES COS INC	15,487	$2.57M	0.2%	+54	Timeline
ACWVISHARES INC	27,691	$2.54M	0.2%	+2,424	Timeline
FAUGFIRST TR EXCHNG TRADED FD VI	76,880	$2.48M	0.19%	new	Timeline
SRVRPACER FDS TR	68,931	$2.44M	0.19%	-253	Timeline
ACNACCENTURE PLC IRELAND	10,662	$2.41M	0.19%	-24	Timeline
BPBP PLC	137,289	$2.4M	0.19%	-131,613	Timeline
EEMISHARES TR	53,836	$2.37M	0.19%	+7,185	Timeline
DLRDIGITAL RLTY TR INC	16,059	$2.36M	0.18%	+9,601	Timeline
CRMSALESFORCE INC	9,180	$2.31M	0.18%	-629	Timeline
BLUEBIRD BIO INCBLUEBIRD BIO INC	41,985	$2.27M	0.18%	+8,190
OHIOMEGA HEALTHCARE INVS INC	75,091	$2.25M	0.18%	+1,960	Timeline
KTOSKRATOS DEFENSE & SEC SOLUTIO	115,075	$2.22M	0.17%	+24,450	Timeline
LYBLYONDELLBASELL INDUSTRIES NV	31,000	$2.19M	0.17%	-411	Timeline
XLESELECT SECTOR SPDR TR	72,082	$2.16M	0.17%	+61,928	Timeline
TXNTEXAS INSTRS INC	14,977	$2.14M	0.17%	+227	Timeline
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FD	398,729	$2.13M	0.17%	new
MRKMERCK & CO INC	25,457	$2.11M	0.17%	-2,631	Timeline
IVVISHARES TR	6,282	$2.11M	0.17%	0	Timeline
XBISPDR SERIES TRUST	18,939	$2.11M	0.17%	+1,831	Timeline
RYAAYRYANAIR HOLDINGS PLC	25,684	$2.1M	0.16%	-200	Timeline
SOXXISHARES TR	6,841	$2.08M	0.16%	-940	Timeline
ADMARCHER DANIELS MIDLAND CO	44,360	$2.06M	0.16%	-425	Timeline
Etfmg Prime MobileEtfmg Prime Mobile	37,906	$2.06M	0.16%	+12,360
CENTURYLINK INCCENTURYLINK INC	196,761	$1.99M	0.16%	-980
INDSPACER FDS TR	58,248	$1.96M	0.15%	+659	Timeline
CVSCVS HEALTH CORP	33,375	$1.95M	0.15%	-13,208	Timeline
RXTRACKSPACE TECHNOLOGY INC	100,750	$1.94M	0.15%	new	Timeline
NXTGFIRST TR EXCHANGE-TRADED FD	32,701	$1.94M	0.15%	+3,220	Timeline
QYLDGLOBAL X FDS	88,574	$1.91M	0.15%	+23,470	Timeline
CNQCANADIAN NAT RES LTD MED TER	118,595	$1.9M	0.15%	new	Timeline
OPTUOPTIMUM COMMUNICATIONS INC	72,320	$1.88M	0.15%	+18,415	Timeline
WCLDWISDOMTREE TR	43,793	$1.87M	0.15%	+37,793	Timeline
PLDPROLOGIS INC.	18,561	$1.87M	0.15%	+13,909	Timeline
STZCONSTELLATION BRANDS INC	9,832	$1.86M	0.15%	+1,750	Timeline
SONOSONOS INC	122,751	$1.86M	0.15%	-38,825	Timeline
ACIALBERTSONS COMPANIES INC	133,700	$1.85M	0.15%	new	Timeline
IHIISHARES TR	6,172	$1.85M	0.14%	+340	Timeline
KBWBINVESCO EXCH TRADED FD TR II	49,111	$1.84M	0.14%	+24,384	Timeline
NUVEEN INTERMEDIATE DURATIO…NUVEEN INTERMEDIATE DURATION M	132,920	$1.78M	0.14%	0
ETXEATON VANCE MUN INCOME TERM	83,722	$1.76M	0.14%	-9,235	Timeline
NADNUVEEN QUALITY MUNCP INCOME	120,416	$1.75M	0.14%	-3,070	Timeline
UUNITY SOFTWARE INC	19,980	$1.74M	0.14%	new	Timeline
LYVLIVE NATION ENTERTAINMENT IN	32,330	$1.74M	0.14%	+1,395	Timeline
PERSHING SQUARE TONTINE HLD…PERSHING SQUARE TONTINE HLDG COM	76,275	$1.73M	0.14%	new
IGVISHARES TR	5,501	$1.71M	0.13%	+1,248	Timeline
VTEBVANGUARD MUN BD FDS	30,597	$1.67M	0.13%	-1,642	Timeline
ETENERGY TRANSFER L P	302,572	$1.64M	0.13%	+17,998	Timeline
WIWWESTERN AST INFL LKD OPP & I	145,588	$1.64M	0.13%	-1,250	Timeline
MUBISHARES TR	14,029	$1.63M	0.13%	-512	Timeline
WESTERN ASSET MUN DEF OPP TRWESTERN ASSET MUN DEF OPP TR	78,405	$1.59M	0.12%	+3,655
CIIBLACKROCK ENHANCED LARGE CAP	102,300	$1.58M	0.12%	-8,000	Timeline
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC	19,304	$1.56M	0.12%	+124
HQHABRDN HEALTHCARE INVESTORS	75,185	$1.55M	0.12%	new	Timeline
CCLCARNIVAL CORP	101,360	$1.54M	0.12%	-19,545	Timeline
SUISUN CMNTYS INC	10,745	$1.51M	0.12%	+100	Timeline
OLEDUNIVERSAL DISPLAY CORP	8,335	$1.51M	0.12%	+707	Timeline
LFUSLITTELFUSE INC	8,362	$1.48M	0.12%	0	Timeline
REZIRESIDEO TECHNOLOGIES INC	134,093	$1.48M	0.12%	-127,097	Timeline
FYXFIRST TR EXCHANGE-TRADED ALP	25,380	$1.47M	0.12%	-561	Timeline
PLMRPALOMAR HLDGS INC	14,020	$1.46M	0.11%	+160	Timeline
MDTMEDTRONIC PLC	13,992	$1.45M	0.11%	-13,361	Timeline
DIASTATE STR SPDR DOW JONES IND	5,031	$1.4M	0.11%	0	Timeline
SGDMSPROTT ETF TRUST	41,452	$1.39M	0.11%	-2,000	Timeline
PUKPRUDENTIAL PLC	48,554	$1.39M	0.11%	+3,104	Timeline
DJULFIRST TR EXCHNG TRADED FD VI	44,301	$1.36M	0.11%	new	Timeline
VTVVANGUARD INDEX FDS	12,993	$1.36M	0.11%	new	Timeline
FTCFIRST TR EXCHANGE-TRADED ALP	16,152	$1.36M	0.11%	+1,910	Timeline
IVOLKRANESHARES TRUST	49,320	$1.35M	0.11%	+19,037	Timeline
VGIVIRTUS GLOBAL MULTI-SECTOR I	123,380	$1.33M	0.1%	-6,430	Timeline
TEVATEVA PHARMACEUTICAL INDS LTD	144,034	$1.3M	0.1%	0	Timeline
IXJISHARES TR	18,049	$1.3M	0.1%	new	Timeline
KTFDWS MUN INCOME TR	117,010	$1.3M	0.1%	+7,575	Timeline
NUVEEN INTER DURATION MUNNUVEEN INTER DURATION MUN	90,589	$1.29M	0.1%	-1,360
BABOEING CO	7,823	$1.29M	0.1%	-266	Timeline
HONHONEYWELL INTL INC	7,701	$1.27M	0.1%	-1,168	Timeline
FOXAFOX CORP	44,515	$1.24M	0.1%	-873	Timeline
UNPUNION PAC CORP	6,263	$1.23M	0.1%	+4,930	Timeline
MPCMARATHON PETE CORP	41,844	$1.23M	0.1%	-1,091	Timeline
ZMZOOM COMMUNICATIONS INC	2,590	$1.22M	0.1%	-1,290	Timeline
SRLNSSGA ACTIVE ETF TR	27,176	$1.22M	0.1%	-900	Timeline
GSGOLDMAN SACHS GROUP INC	6,022	$1.21M	0.09%	+3,122	Timeline
VMRKVIVMARK RESIDENTIAL	23,463	$1.2M	0.09%	new	Timeline
ATHENE HOLDING LTDATHENE HOLDING LTD	35,260	$1.2M	0.09%	new
CITRIX SYSTEMS INCCITRIX SYSTEMS INC	8,613	$1.19M	0.09%	new
BLMNBLOOMIN BRANDS INC	75,000	$1.15M	0.09%	new	Timeline
GCOWPACER FDS TR	46,424	$1.14M	0.09%	-2,468	Timeline
PJPINVESCO EXCHANGE TRADED FD T	17,705	$1.13M	0.09%	new	Timeline
SPYVSPDR SERIES TRUST	37,398	$1.13M	0.09%	-1,781	Timeline
NBBNUVEEN TAXABLE MUNICPAL INM	50,419	$1.13M	0.09%	-175	Timeline
DLYDOUBLELINE YIELD OPPORTUNITI	61,381	$1.12M	0.09%	new	Timeline
VGKVANGUARD INTL EQUITY INDEX F	21,259	$1.11M	0.09%	-993	Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	54,028	$1.11M	0.09%	-200
KDPKEURIG DR PEPPER INC	39,841	$1.1M	0.09%	+14,000	Timeline
CBCHUBB LIMITED	9,310	$1.08M	0.08%	-11,501	Timeline
TSMTAIWAN SEMICONDUCTOR MANUFAC	13,143	$1.07M	0.08%	-8,306	Timeline
XLUSELECT SECTOR SPDR TR	17,252	$1.02M	0.08%	-11,615	Timeline
NTRNUTRIEN LTD	25,728	$1.01M	0.08%	+3,294	Timeline
FIREEYE INCFIREEYE INC	81,750	$1.01M	0.08%	+6,300
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L	28,966	$991K	0.08%	+2,710
AGNCAGNC INVT CORP	70,400	$979K	0.08%	+42,500	Timeline
DBLDOUBLELINE OPPORTUNISTIC CR	50,545	$963K	0.08%	-1,525	Timeline
DDDUPONT DE NEMOURS INC	16,869	$936K	0.07%	+1,266	Timeline
ARKWARK ETF TR	8,605	$935K	0.07%	new	Timeline
BITBLACKROCK MULTI SECTOR INC T	58,370	$921K	0.07%	+41,870	Timeline
BXBLACKSTONE INC	17,623	$920K	0.07%	-327	Timeline
FORFORESTAR GROUP INC	51,846	$918K	0.07%	new	Timeline
BTTBLACKROCK MUN TARGET TERM TR	36,479	$912K	0.07%	-2,600	Timeline
VIGVANGUARD SPECIALIZED FUNDS	6,880	$885K	0.07%	+3,800	Timeline
GSLCGOLDMAN SACHS ETF TR	12,921	$879K	0.07%	-171	Timeline
FMBFIRST TR EXCH TRADED FD III	15,791	$878K	0.07%	+1,704	Timeline
MINTPIMCO ETF TR	8,545	$871K	0.07%	-6,224	Timeline
FTAFIRST TR EXCHANGE-TRADED ALP	18,212	$850K	0.07%	+2,700	Timeline
VCITVANGUARD SCOTTSDALE FDS	8,864	$849K	0.07%	-61	Timeline
AMATAPPLIED MATLS INC	14,016	$833K	0.07%	-44	Timeline
EXREXTRA SPACE STORAGE INC	7,758	$830K	0.07%	0	Timeline
FDXFEDEX CORP	3,296	$829K	0.06%	-3,285	Timeline
NFLXNETFLIX INC.	1,649	$825K	0.06%	-68	Timeline
APDAIR PRODUCTS AND CHEMICALS I	2,745	$818K	0.06%	new	Timeline
SOSOUTHERN CO	15,047	$816K	0.06%	+2,723	Timeline
WMBWILLIAMS COS INC	41,393	$813K	0.06%	-13,498	Timeline
XYLXYLEM INC	9,502	$799K	0.06%	+300	Timeline
TSCOTRACTOR SUPPLY CO	5,490	$787K	0.06%	+1,000	Timeline
LMBSFIRST TR EXCHANGE-TRADED FD	15,235	$787K	0.06%	new	Timeline
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC	21,840	$784K	0.06%	-1,108
CNPCENTERPOINT ENERGY INC	39,889	$772K	0.06%	-38,570	Timeline
EFAISHARES TR	12,103	$770K	0.06%	-100	Timeline
KBAKRANESHARES TRUST	19,020	$751K	0.06%	new	Timeline
SPGIS&P GLOBAL INC	2,047	$738K	0.06%	new	Timeline
WCNWASTE CONNECTIONS INC	7,100	$737K	0.06%	0	Timeline
SNYSANOFI SA	14,260	$715K	0.06%	-85	Timeline
ULTAULTA BEAUTY INC	3,150	$706K	0.06%	+1,392	Timeline
EMQQEXCHANGE TRADED CONCEPTS TRU	13,526	$706K	0.06%	-250	Timeline
FFORD MTR CO	105,917	$705K	0.06%	-6,429	Timeline
NVONOVO-NORDISK A S	10,098	$701K	0.05%	0	Timeline
MDLZMONDELEZ INTL INC	12,109	$696K	0.05%	-272	Timeline
FBINFORTUNE BRANDS INNOVATIONS I	8,000	$692K	0.05%	0	Timeline
MMDNYLIM MACKAY DEFINEDTERM MUN	32,924	$682K	0.05%	-7,755	Timeline
PAAPLAINS ALL AMERN PIPELINE L	112,280	$671K	0.05%	-21,309	Timeline
MUMICRON TECHNOLOGY INC	14,180	$666K	0.05%	+1,380	Timeline
IGSBISHARES TR	12,112	$665K	0.05%	-200	Timeline
BABAALIBABA GROUP HLDG LTD	2,236	$657K	0.05%	+540	Timeline
ALLALLSTATE CORP	6,970	$656K	0.05%	+286	Timeline
KMBKIMBERLY-CLARK CORP	4,438	$655K	0.05%	+2	Timeline
FISFIDELITY NATL INFORMATION SV	4,452	$655K	0.05%	-205	Timeline
JMBSJANUS DETROIT STR TR	12,191	$654K	0.05%	-8,658	Timeline
WSRWHITESTONE REIT	107,741	$646K	0.05%	+2,650	Timeline
GENERAL ELEC COGENERAL ELEC CO	103,208	$643K	0.05%	+1,496
ONTRAK INCONTRAK INC	10,666	$640K	0.05%	new
XPOXPO INC	7,500	$635K	0.05%	new	Timeline
SCHWCHARLES SCHWAB CORP (THE)	17,414	$631K	0.05%	+6,501	Timeline
BAXBAXTER INTL INC	7,800	$627K	0.05%	-3,111	Timeline
BALLBALL CORP	7,407	$616K	0.05%	-689	Timeline
HQLABRDN LIFE SCIENCES INVESTOR	34,941	$614K	0.05%	new	Timeline
BLACKROCK INCBLACKROCK INC	1,061	$598K	0.05%	-164
CONTINENTAL RES INCCONTINENTAL RES INC	47,720	$586K	0.05%	-3,500
TSLATESLA INC	1,355	$581K	0.05%	+989	Timeline
MSCIMSCI INC	1,627	$581K	0.05%	new	Timeline
TDOCTELADOC HEALTH INC	2,635	$578K	0.05%	new	Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	23,614	$572K	0.04%	-493
SYKSTRYKER CORPORATION	2,741	$571K	0.04%	-588	Timeline
SMBVANECK ETF TRUST	31,305	$565K	0.04%	-2,200	Timeline
MEARISHARES U S ETF TR	11,228	$564K	0.04%	-1,358	Timeline
AMERICAN NATIONAL GROUP INCAMERICAN NATIONAL GROUP INC	8,332	$563K	0.04%	new
LLYELI LILLY & CO	3,792	$561K	0.04%	-11	Timeline
LNGCHENIERE ENERGY INC	12,100	$560K	0.04%	0	Timeline
EBAYEBAY INC.	10,705	$558K	0.04%	+1,061	Timeline
WMWASTE MGMT INC DEL	4,897	$554K	0.04%	+1,841	Timeline
DEDEERE & CO	2,491	$552K	0.04%	-53	Timeline
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV	65,255	$552K	0.04%	-14,331
SLBSLB LIMITED	35,360	$550K	0.04%	-10,639	Timeline
PROSHARES TRPROSHARES TR	33,900	$541K	0.04%	+10,700
ETNEATON CORP PLC	5,257	$536K	0.04%	-3,807	Timeline
OTISOTIS WORLDWIDE CORP	8,500	$531K	0.04%	+891	Timeline
CARRCARRIER GLOBAL CORPORATION	17,285	$528K	0.04%	+1,653	Timeline
CABOCABLE ONE INC	280	$528K	0.04%	0	Timeline
LHXL3HARRIS TECHNOLOGIES INC	3,050	$518K	0.04%	-7,812	Timeline
PSAPUBLIC STORAGE	2,327	$518K	0.04%	-320	Timeline
CYRUSONE INCCYRUSONE INC	7,296	$511K	0.04%	-1,001
IWDISHARES TR	4,316	$510K	0.04%	-359	Timeline
LANDMARK INFRASTRUCTURE PAR…LANDMARK INFRASTRUCTURE PARTNERS	54,876	$497K	0.04%	0
ASMLASML HLDG NV	1,340	$495K	0.04%	+20	Timeline
HRLHORMEL FOODS CORP	10,058	$492K	0.04%	-14,104	Timeline
AXPAMERICAN EXPRESS CO	4,868	$488K	0.04%	-4	Timeline
EMLPFIRST TR EXCHANGE-TRADED FD	25,544	$486K	0.04%	-5,584	Timeline
MMM3M CO	2,969	$476K	0.04%	+6	Timeline
SLVISHARES SILVER TR	21,804	$472K	0.04%	+11,104	Timeline
PBPROSPERITY BANCSHARES INC	9,000	$466K	0.04%	0	Timeline
HUMHUMANA INC	1,123	$465K	0.04%	+601	Timeline
SKYYFIRST TR EXCHANGE-TRADED FD	5,919	$465K	0.04%	+917	Timeline
BMIBADGER METER INC	7,104	$464K	0.04%	-122	Timeline
IYHISHARES TR	2,044	$464K	0.04%	0	Timeline
Cyber Security ETFCyber Security ETF	9,959	$463K	0.04%	new
FMHIFIRST TR EXCH TRADED FD III	8,884	$460K	0.04%	new	Timeline
DHID R HORTON INC	5,997	$454K	0.04%	-24,762	Timeline
HALHALLIBURTON CO	37,616	$453K	0.04%	+10,329	Timeline
IDXXIDEXX LABS INC	1,133	$445K	0.03%	0	Timeline
BBNBLACKROCK TAX MUNICPAL BD TR	17,125	$444K	0.03%	+400	Timeline
FCXFREEPORT MCMORAN INC	28,150	$440K	0.03%	new	Timeline
NOCNORTHROP GRUMMAN CORP	1,392	$439K	0.03%	-5,669	Timeline
ARKKARK ETF TR	4,762	$438K	0.03%	+795	Timeline
VBRVANGUARD INDEX FDS	3,908	$432K	0.03%	new	Timeline
AKAMAKAMAI TECHNOLOGIES INC	3,900	$431K	0.03%	0	Timeline
ZTSZOETIS INC	2,600	$430K	0.03%	-20	Timeline
OKEONEOK INC NEW	16,519	$429K	0.03%	-460	Timeline
CPTCAMDEN PPTY TR	4,750	$423K	0.03%	0	Timeline
GRXGABELLI HEALTHCARE & WELLNES	40,876	$422K	0.03%	new	Timeline
AMTAMERICAN TOWER CORP	1,732	$419K	0.03%	+99	Timeline
SHYISHARES TR	4,836	$418K	0.03%	+1,980	Timeline
WHWYNDHAM HOTELS & RESORTS INC	8,280	$418K	0.03%	new	Timeline
SDYSPDR SERIES TRUST	4,510	$417K	0.03%	-7,409	Timeline
CLCOLGATE PALMOLIVE CO	5,397	$416K	0.03%	-6,201	Timeline
SPOTSPOTIFY TECHNOLOGY S A	1,690	$410K	0.03%	-1,140	Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	4,755	$409K	0.03%	-55
FNFFIDELITY NATL FINL INC	13,006	$407K	0.03%	-300	Timeline
SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGS	8,219	$405K	0.03%	+919
CQPCHENIERE ENERGY PARTNERS L P	11,995	$399K	0.03%	+72	Timeline
PHYSSPROTT ASSET MANAGEMENT LP	26,340	$396K	0.03%	+1,750	Timeline
SBUXSTARBUCKS CORP	4,596	$395K	0.03%	-4,423	Timeline
COPCONOCOPHILLIPS	11,929	$392K	0.03%	-1,731	Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	11,775	$390K	0.03%	-74
LULULULULEMON ATHLETICA INC	1,180	$389K	0.03%	-395	Timeline
SUBISHARES TR	3,600	$389K	0.03%	-375	Timeline
EGPEASTGROUP PPTYS INC	3,000	$388K	0.03%	0	Timeline
CHWYCHEWY INC	7,000	$384K	0.03%	new	Timeline
KKRKKR & CO INC	11,097	$381K	0.03%	-1,500	Timeline
XLFSELECT SECTOR SPDR TR	15,796	$380K	0.03%	-241	Timeline
CIBRFIRST TR EXCHANGE-TRADED FD	10,879	$379K	0.03%	+3,300	Timeline
OUNZVANECK MERK GOLD ETF	20,365	$375K	0.03%	+265	Timeline
IWFISHARES TR	1,725	$374K	0.03%	+370	Timeline
DVYISHARES TR	4,559	$372K	0.03%	+46	Timeline
FOXFOX CORP	13,200	$369K	0.03%	-450	Timeline
BDXBECTON DICKINSON & CO	1,582	$368K	0.03%	-1,000	Timeline
ENBENBRIDGE INC	12,559	$367K	0.03%	-1,000	Timeline
BLACKROCK MUNIHOLDINGS INVE…BLACKROCK MUNIHOLDINGS INVESTM	27,355	$367K	0.03%	-4,000
IJKISHARES TR	1,518	$363K	0.03%	0	Timeline
SPMBSPDR SERIES TRUST	13,545	$361K	0.03%	-11,860	Timeline
ECLECOLAB INC	1,750	$350K	0.03%	0	Timeline
PHMPULTE GROUP INC	7,500	$347K	0.03%	new	Timeline
NEARISHARES U S ETF TR	6,912	$346K	0.03%	0	Timeline
BLACKROCK MUNIENHANCED FD INBLACKROCK MUNIENHANCED FD IN	30,530	$345K	0.03%	-9,560
WTSWATTS WATER TECHNOLOGIES INC	3,400	$341K	0.03%	0	Timeline
XYZBLOCK INC	2,100	$341K	0.03%	new	Timeline
SBRSABINE RTY TR	11,700	$340K	0.03%	0	Timeline
GENZVANECK ETF TRUST	8,672	$339K	0.03%	new	Timeline
SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INC	12,200	$328K	0.03%	+2,700
LAM RESEARCH CORPLAM RESEARCH CORP	978	$324K	0.03%	new
EXCEXELON CORP	9,000	$322K	0.03%	-103	Timeline
TFISPDR SERIES TRUST	6,173	$321K	0.03%	0	Timeline
VEAVANGUARD TAX-MANAGED FDS	7,820	$320K	0.03%	new	Timeline
KHCKRAFT HEINZ CO	10,682	$320K	0.03%	-220	Timeline
NXDTNEXPOINT DIVERSIFIED REL ET	36,919	$320K	0.03%	+2,100	Timeline
AZNASTRAZENECA PLC-SPONS ADR	5,617	$308K	0.02%	+200	Timeline
FLTRVANECK ETF TRUST	12,200	$308K	0.02%	-15,750	Timeline
TWITTER INCTWITTER INC	6,894	$307K	0.02%	-1,126
MGM GROWTH PPTYS LLCMGM GROWTH PPTYS LLC	10,958	$307K	0.02%	-51
CPKCHESAPEAKE UTILS CORP	3,600	$303K	0.02%	0	Timeline
DISCOVERY INCDISCOVERY INC	13,916	$303K	0.02%	-100
XTNSPDR SERIES TRUST	5,130	$298K	0.02%	+428	Timeline
IHDGWISDOMTREE TR	8,125	$297K	0.02%	0	Timeline
GWWWW GRAINGER INC	831	$296K	0.02%	new	Timeline
AWKAMERICAN WTR WKS CO INC NEW	2,046	$296K	0.02%	0	Timeline
GDXJVANECK ETF TRUST	5,346	$296K	0.02%	+300	Timeline
LMTLOCKHEED MARTIN CORP	771	$295K	0.02%	-708	Timeline
ISRGINTUITIVE SURGICAL INC	411	$292K	0.02%	-642	Timeline
ENERGOUS CORPENERGOUS CORP	98,450	$290K	0.02%	-14,050
BTGB2GOLD CORP	44,100	$288K	0.02%	+8,500	Timeline
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD	14,345	$288K	0.02%	new
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	1,591	$288K	0.02%	-1,200
CWBSPDR SERIES TRUST	4,000	$276K	0.02%	0	Timeline
IBOCINTERNATIONAL BANCSHARES COR	10,570	$275K	0.02%	0	Timeline
ALLEGHANY CORP DELALLEGHANY CORP DEL	528	$275K	0.02%	0
NWNNORTHWEST NAT HLDG CO	6,000	$272K	0.02%	0	Timeline
DGXQUEST DIAGNOSTICS INC	2,353	$269K	0.02%	+42	Timeline
VBKVANGUARD INDEX FDS	1,231	$265K	0.02%	+20	Timeline
BSTZBLACKROCK SCIENCE & TECHNOLO	10,250	$263K	0.02%	new	Timeline
VOEVANGUARD INDEX FDS	2,585	$262K	0.02%	new	Timeline
PSXPHILLIPS 66	4,992	$259K	0.02%	+507	Timeline
CMECME GROUP INC	1,541	$258K	0.02%	0	Timeline
CONTANGO OIL & GAS CO COM N…CONTANGO OIL & GAS CO COM NEW	190,000	$255K	0.02%	+90,000
GDGENERAL DYNAMICS CORP	1,833	$254K	0.02%	0	Timeline
FTSMFIRST TR EXCHANGE-TRADED FD	4,113	$247K	0.02%	+500	Timeline
ADSKAUTODESK INC	1,064	$246K	0.02%	+51	Timeline
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLC	2,525	$246K	0.02%	-37
IJJISHARES TR	1,817	$245K	0.02%	0	Timeline
KYNKAYNE ANDERSON ENERGY INFRST	61,305	$245K	0.02%	new	Timeline
PAASPAN AMERN SILVER CORP	7,600	$244K	0.02%	new	Timeline
XLPSELECT SECTOR SPDR TR	3,788	$243K	0.02%	0	Timeline
KWEBKRANESHARES TRUST	3,500	$239K	0.02%	new	Timeline
BLACKROCK MUNIVEST FUNDBLACKROCK MUNIVEST FUND	27,300	$237K	0.02%	0
HCAHCA HEALTHCARE INC	1,895	$236K	0.02%	-9,407	Timeline
RCLROYAL CARIBBEAN GROUP	3,595	$233K	0.02%	new	Timeline
LLOEWS CORP	6,711	$233K	0.02%	+666	Timeline
HOLXHOLOGIC INC	3,476	$231K	0.02%	new	Timeline
ATLANTICA YIELD PLCATLANTICA YIELD PLC	8,000	$229K	0.02%	new
SSRMSSR MINING IN	12,180	$227K	0.02%	+2,300	Timeline
NETCLOUDFLARE INC	5,500	$226K	0.02%	new	Timeline
NXPINXP SEMICONDUCTORS N V	1,810	$226K	0.02%	+10	Timeline
DGDOLLAR GEN CORP	1,079	$226K	0.02%	-6	Timeline
MDIVFIRST TR EXCHANGE TRADED FD	16,747	$225K	0.02%	+250	Timeline
EFVISHARES TR	5,410	$218K	0.02%	new	Timeline
HYGISHARES TR	2,590	$217K	0.02%	0	Timeline
MPLXMPLX LP	13,647	$215K	0.02%	+37	Timeline
IJSISHARES TR	1,752	$214K	0.02%	0	Timeline
ETFMGETFMG	20,455	$213K	0.02%	new
ROKUROKU INC	1,125	$212K	0.02%	new	Timeline
AVBAVALONBAY CMNTYS INC	1,410	$211K	0.02%	-350	Timeline
IYWISHARES TR	697	$210K	0.02%	new	Timeline
AMLPALPS ETF TR	10,245	$205K	0.02%	+387	Timeline
DHRDANAHER CORP DEL	938	$202K	0.02%	new	Timeline
IJTISHARES TR	1,147	$202K	0.02%	new	Timeline
GBILGOLDMAN SACHS ETF TR	2,000	$201K	0.02%	-510	Timeline
BEBLOOM ENERGY CORP	11,140	$200K	0.02%	+1,140	Timeline
AGFIRST MAJESTIC SILVER CORP	20,700	$197K	0.02%	+2,500	Timeline
TRGPTARGA RES CORP	12,918	$181K	0.01%	-2,004	Timeline
GRAN TIERRA ENERGY INCGRAN TIERRA ENERGY INC	749,500	$174K	0.01%	-79,000
SWITCHBACK ENERGY ACQUISTN CSWITCHBACK ENERGY ACQUISTN C	10,000	$171K	0.01%	new
XNEAXNUVEEN AMT FREE QLTY MUN INC	11,480	$165K	0.01%	0	Timeline
BCSFBAIN CAP SPECIALTY FIN INC	16,121	$164K	0.01%	-10,320	Timeline
PSLVSPROTT ASSET MANAGEMENT LP	19,866	$164K	0.01%	+2,600	Timeline
LANDGLADSTONE LD CORP	10,806	$162K	0.01%	new	Timeline
MHDBLACKROCK MUNIHOLDINGS FD IN	10,306	$157K	0.01%	new	Timeline
CONSOLIDATED COMMUNICATIONSCONSOLIDATED COMMUNICATIONS	27,504	$157K	0.01%	-2,500
NEOVASC INCNEOVASC INC	72,000	$154K	0.01%	new
NZFNUVEEN MUN CR INCOME FD	10,000	$147K	0.01%	0	Timeline
USDPUSD PARTNERS LP COM UIT REPSTG	45,033	$142K	0.01%	0	Timeline
PLTRPALANTIR TECHNOLOGIES INC	14,826	$141K	0.01%	new	Timeline
PARSLEY ENERGY INCPARSLEY ENERGY INC	14,154	$132K	0.01%	+13
KAYNE ANDERSON NEXTGEN ENER…KAYNE ANDERSON NEXTGEN ENERGY	32,250	$130K	0.01%	new
EQTEQT CORP	10,000	$129K	0.01%	new	Timeline
PRETIUM RESOURCES INCPRETIUM RESOURCES INC	10,000	$128K	0.01%	-6,500
AGIALAMOS GOLD INC	14,100	$124K	0.01%	+2,500	Timeline
MCEWEN MNG INCMCEWEN MNG INC	106,900	$113K	0.01%	+42,800
FLEXFLEX LTD	10,000	$111K	0.01%	0	Timeline
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUST	25,000	$110K	0.01%	-10,000
EROS INTL PLCEROS INTL PLC	48,400	$107K	0.01%	-8,250
WESWESTERN MIDSTREAM PARTNERS L	12,963	$104K	0.01%	-3,050	Timeline
NOKNOKIA CORP	21,055	$82K	0.01%	+2,355	Timeline
CONTRAFECT CORPCONTRAFECT CORP	15,250	$81K	0.01%	new
OIAINVESCO MUNI INCOME OPP TRST	10,221	$75K	0.01%	0	Timeline
YAMANA GOLD INCYAMANA GOLD INC	13,012	$74K	0.01%	+2,000
SEISOLARIS ENERGY INFRAS INC	10,584	$67K	0.01%	+164	Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	11,900	$64K	0.01%	-5,000
WPX ENERGY INCWPX ENERGY INC	12,625	$62K	<0.01%	-1,000
GELGENESIS ENERGY L P	12,600	$57K	<0.01%	0	Timeline
LYGLLOYDS BANKING GROUP PLC	40,000	$52K	<0.01%	-2,000	Timeline
TELLURIAN INC NEWTELLURIAN INC NEW	52,340	$42K	<0.01%	-35,000
PROSPECT CAP CORPPROSPECT CAP CORP	40,000	$41K	<0.01%	0
U S SILICA HLDGS INCU S SILICA HLDGS INC	10,000	$30K	<0.01%	0
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP	30,000	$30K	<0.01%	0
BRISTOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB CO	12,825	$29K	<0.01%	-113
COLONY CAPITAL INCCOLONY CAPITAL INC	10,136	$28K	<0.01%	0
PROSPECT CAP CORPPROSPECT CAP CORP	25,000	$25K	<0.01%	0
CENTENNIAL RESOURCE DEV INCCENTENNIAL RESOURCE DEV INC	27,050	$16K	<0.01%	0
CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATION	10,000	$3K	<0.01%	0

Sold out in Q3 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
KLACKLA CORP	11,527	$2.24M	shares
AMPAMERIPRISE FINL INC	11,810	$1.77M	shares
CSXCSX CORP	23,879	$1.67M	shares
CECELANESE CORP DEL	18,863	$1.63M	shares
HUBBHUBBELL INC	12,867	$1.61M	shares
SEICSEI INVTS CO	29,159	$1.6M	shares
HYLSFIRST TR EXCHANGE-TRADED FD	34,079	$1.56M	shares
TSNTYSON FOODS INC	24,762	$1.48M	shares
AEPAMERICAN ELEC PWR CO INC	18,305	$1.46M	shares
BHFBRIGHTHOUSE FINL INC	51,297	$1.43M	shares
CSLCARLISLE COS INC	11,835	$1.42M	shares
DISCOVER FINL SVCSDISCOVER FINL SVCS	27,916	$1.4M	shares
RJFRAYMOND JAMES FINL INC	20,039	$1.38M	shares
INTERPUBLIC GROUP COSINTERPUBLIC GROUP COS	79,890	$1.37M	shares
TCF FINANCIAL CORPORATION NETCF FINANCIAL CORPORATION NE	45,504	$1.34M	shares
AFGAMERICAN FINANCIAL GROUP INC	18,316	$1.16M	shares
ITAISHARES TR	6,375	$1.05M	shares
TTDTHE TRADE DESK INC	2,480	$1.01M	shares
GISGENERAL MILLS INC	13,806	$851K	shares
NOWSERVICENOW INC	1,990	$806K	shares
IWMISHARES TR	4,898	$701K	shares
XLVSELECT SECTOR SPDR TR	6,807	$681K	shares
WYWEYERHAEUSER CO	30,095	$676K	shares
TORTOISE ACQUISITION CORPTORTOISE ACQUISITION CORP	19,385	$620K	shares
AMERICAN NATL INSAMERICAN NATL INS	8,332	$600K	shares
USMVISHARES TR	9,487	$575K	shares
ILMNILLUMINA INC	1,300	$481K	shares
BABINVESCO EXCH TRADED FD TR II	14,437	$475K	shares
IWRISHARES TR	7,739	$415K	shares
CLXCLOROX CO DEL	1,780	$390K	shares
TDYTELEDYNE TECHNOLOGIES INC	1,250	$389K	shares
DWSHADVISORSHARES TR	19,101	$370K	shares
OREALTY INCOME CORP	5,300	$315K	shares
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN	8,895	$293K	shares
ARKFARK ETF TR	8,886	$281K	shares
MTUMISHARES TR	2,118	$277K	shares
CWENCLEARWAY ENERGY INC	12,000	$277K	shares
AERAERCAP HOLDINGS NV	8,900	$274K	shares
DDOGDATADOG INC	3,000	$261K	shares
SPGSIMON PPTY GROUP INC NEW	3,624	$248K	shares
RIORIO TINTO PLC	4,370	$246K	shares
VODVODAFONE GROUP PLC	13,101	$209K	shares
FANGDIAMONDBACK ENERGY INC	4,944	$207K	shares
MDYSTATE STR SPDR S&P MIDCAP 40	626	$203K	shares
RVTROYCE SMALL CAP TRUST INC	15,908	$199K	shares
XETYXEATON VANCE TAX-MANAGED DIVE	17,800	$192K	shares
IVZINVESCO LTD	17,741	$191K	shares
TORTOISE ESSENTIAL ASSETS INTORTOISE ESSENTIAL ASSETS IN	15,000	$168K	shares
SCMSTELLUS CAP INVT CORP	17,760	$129K	shares
CALLON PETE CO DELCALLON PETE CO DEL	94,457	$109K	shares
RITMRITHM CAPITAL CORP	10,210	$76K	shares
CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM	12,000	$33K	shares
ROSETTA RES INC COMROSETTA RES INC COM	33,367	$24K	shares
CENTER COAST BRKFLD MLP ENRGCENTER COAST BRKFLD MLP ENRG	20,000	$19K	shares
TPHSTRINITY PLACE HLDGS INC COM ST	10,000	$14K	shares

How Q3 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001754960-20-000073	base		2020-10-27	acceptance time not in the bulk data set	2026-10-07 18:48:21 UTC