13F-HR filed by USCA RIA LLC
USCA RIA LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-11, with 326 holding rows worth $362,062,000.
- Accession
- 0001289851-15-000004
- Filer
- CIK 1525212
- Filed
- 2015-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 326 entries on the cover page, a total value of $362,062,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $362,062,000 with VALUE read as thousands by filing date, 13F file number 028-14897. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 564,068 | $20,374,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 88,673 | $10,588,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 38,392 | $7,891,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 90,311 | $6,661,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 58,852 | $5,441,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 44,248 | $5,293,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 207,045 | $5,232,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 172,474 | $5,043,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 181,018 | $5,035,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 157,158 | $4,895,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 100,933 | $4,688,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 52,915 | $4,657,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 137,043 | $4,603,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 86,321 | $4,430,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 50,744 | $4,358,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 88,287 | $4,350,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 59,639 | $3,903,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 91,452 | $3,869,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 25,486 | $3,827,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 34,206 | $3,776,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 45,832 | $3,479,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 30,583 | $3,431,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 32,665 | $3,416,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 96,969 | $3,385,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 36,861 | $3,358,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 210,907 | $3,269,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 115,000 | $3,259,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 51,126 | $3,204,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 38,540 | $3,139,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 84,383 | $3,062,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 63,033 | $2,875,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 41,552 | $2,870,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 34,248 | $2,831,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 690,850 | $2,660,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 27,269 | $2,555,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 4,812 | $2,533,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 67,402 | $2,499,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 11 | $2,486,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 31,175 | $2,468,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 12,624 | $2,431,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 30,208 | $2,245,000 | thousands by filing date | |
| 38259p508 | COM | 4,194 | $2,226,000 | thousands by filing date | ||
| Southern Company | 842587107 | COM | 44,064 | $2,164,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 31,926 | $1,939,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 25,350 | $1,852,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 17,623 | $1,820,000 | thousands by filing date | |
| VTI | 922908769 | COM | 17,155 | $1,818,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,909 | $1,811,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 28,852 | $1,806,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 17,761 | $1,795,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 24,848 | $1,794,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 27,821 | $1,788,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 75,176 | $1,756,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 20,241 | $1,729,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 80,246 | $1,700,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 20,921 | $1,686,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 95,942 | $1,676,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 23,989 | $1,650,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 35,925 | $1,606,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 17,596 | $1,588,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 23,814 | $1,584,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 16,424 | $1,577,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 33,300 | $1,551,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 16,629 | $1,522,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 38,152 | $1,501,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 13,754 | $1,488,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 54,800 | $1,454,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 12,829 | $1,406,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 20,905 | $1,405,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 24,872 | $1,363,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 12,183 | $1,354,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 9,532 | $1,351,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 45,225 | $1,345,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 23,494 | $1,322,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 20,253 | $1,316,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 13,045 | $1,303,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 23,262 | $1,259,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 36,950 | $1,258,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 61,372 | $1,233,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 17,984 | $1,204,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 22,498 | $1,204,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 33,138 | $1,201,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 26,038 | $1,172,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 22,532 | $1,143,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 17,135 | $1,138,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 31,348 | $1,133,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 52,325 | $1,133,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 19,620 | $1,129,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 26,807 | $1,119,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 27,094 | $1,117,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 8,527 | $1,100,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 26,975 | $1,086,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 36,991 | $1,060,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 12,089 | $1,038,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 4,052 | $1,033,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 9,364 | $1,033,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 22,019 | $1,030,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 15,636 | $1,024,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 7,075 | $1,020,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,238 | $970,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 16,919 | $945,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,450 | $921,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 12,835 | $921,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,153 | $917,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 33,100 | $914,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 35,461 | $911,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 15,310 | $904,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 24,842 | $902,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 22,700 | $863,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 6,870 | $842,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 15,152 | $839,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 16,175 | $838,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 43,183 | $831,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 12,521 | $820,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 24,205 | $819,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 12,965 | $816,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 21,214 | $809,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 10,141 | $805,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 21,100 | $803,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 18,900 | $802,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 25,707 | $799,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 76,701 | $799,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 38,100 | $799,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 17,724 | $777,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 4,197 | $776,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 46,256 | $774,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 8,786 | $757,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 8,824 | $747,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 11,997 | $741,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 18,544 | $740,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 17,078 | $723,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 19,847 | $721,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 4,350 | $714,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 38,702 | $709,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 3,311 | $704,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,340 | $694,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 9,410 | $690,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 32,401 | $689,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 16,500 | $689,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 12,741 | $683,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 15,121 | $680,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 6,900 | $667,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 39,750 | $666,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,856 | $660,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,978 | $647,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 25,902 | $644,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 7,997 | $635,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 14,767 | $623,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 44,334 | $623,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 6,775 | $613,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 8,897 | $605,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 67,000 | $602,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,991 | $597,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 10,643 | $597,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 6,984 | $590,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 14,885 | $590,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,921 | $586,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 12,180 | $583,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 11,533 | $567,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,437 | $559,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 9,752 | $554,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 7,466 | $552,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 9,530 | $530,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 31,050 | $530,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 14,500 | $518,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 11,056 | $513,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 28,972 | $508,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 11,036 | $505,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 4,920 | $502,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 5,100 | $501,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 16,646 | $501,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 7,750 | $498,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 9,000 | $498,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 8,850 | $496,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 17,600 | $493,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,257 | $490,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 9,147 | $488,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 9,045 | $483,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 21,480 | $482,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 43,700 | $479,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,041 | $475,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 10,497 | $475,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 22,750 | $475,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 20,455 | $475,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 12,130 | $474,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 13,432 | $474,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 9,631 | $472,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 11,691 | $464,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 7,538 | $456,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 13,208 | $455,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 10,101 | $452,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,814 | $448,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,747 | $447,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 34,000 | $447,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 9,738 | $444,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 9,635 | $438,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 27,012 | $436,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 13,526 | $434,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 8,176 | $432,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 6,800 | $430,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 11,507 | $429,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,613 | $426,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 40,667 | $424,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 30,370 | $421,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 21,000 | $420,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 23,000 | $418,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,909 | $415,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,927 | $412,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,286 | $412,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 5,400 | $409,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 9,589 | $407,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,649 | $402,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,211 | $390,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,213 | $380,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 16,528 | $379,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 21,000 | $379,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 21,081 | $377,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 8,097 | $374,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 26,297 | $373,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 36,854 | $373,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 6,604 | $372,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,750 | $371,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,254 | $370,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,550 | $369,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,508 | $369,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 15,500 | $369,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 9,270 | $367,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,750 | $363,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 8,629 | $363,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 23,880 | $360,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 4,060 | $359,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 24,628 | $353,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 16,900 | $352,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 11,778 | $352,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 10,750 | $352,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 10,700 | $349,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 9,672 | $336,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 3,207 | $332,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 3,540 | $328,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,000 | $327,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 8,020 | $325,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,877 | $323,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 5,159 | $323,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 896 | $320,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 10,303 | $319,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,338 | $315,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 2,711 | $311,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 6,994 | $296,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 11,509 | $296,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 6,016 | $291,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 9,150 | $289,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 6,690 | $288,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 4,302 | $288,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 20,000 | $287,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 3,903 | $286,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 611 | $283,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,485 | $282,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,999 | $279,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,150 | $279,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 7,200 | $275,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 7,625 | $274,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,876 | $272,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 310 | $268,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 39,600 | $263,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 11,000 | $262,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,901 | $261,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,902 | $260,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 4,520 | $260,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 18,208 | $259,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,979 | $256,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 4,870 | $256,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 21,449 | $255,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 35,091 | $253,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,050 | $248,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,008 | $244,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 3,918 | $244,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,515 | $243,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 4,243 | $243,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,281 | $242,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,850 | $242,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 15,000 | $242,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,182 | $241,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 5,998 | $238,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 4,688 | $236,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,401 | $234,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,500 | $231,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,315 | $229,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,991 | $227,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 9,581 | $227,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,136 | $226,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 7,399 | $222,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 6,800 | $217,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 7,000 | $215,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 3,000 | $214,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 9,655 | $214,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,485 | $212,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,034 | $212,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 17,550 | $211,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 6,000 | $210,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 3,700 | $207,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,395 | $206,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 57,746 | $205,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 23,000 | $204,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,100 | $203,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 114,134 | $203,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 8,457 | $202,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 2,019 | $201,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 13,500 | $197,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 10,900 | $184,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 10,000 | $175,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 15,000 | $175,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 17,056 | $172,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 33,135 | $171,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 11,500 | $153,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 11,711 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 10,000 | $140,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 16,552 | $127,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 11,000 | $126,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 14,381 | $104,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,300 | $102,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,260 | $70,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 39,100 | $69,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 19,000 | $46,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 25,000 | $26,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 21,367 | $21,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 17,000 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001289851-15-000004 | this filing | 2015-02-11 | acceptance time not in the bulk data set |