USCA RIA LLC

13F filer, CIK 1525212, HOUSTON, TX

USCA RIA LLC reported $1,017,246,000 across 453 holdings for the quarter ended 2019-09-30, in a 13F-HR/A filed 2019-11-07. Its ten largest share positions make up 14.93% of the portfolio.

Filed 2019-11-07 (acceptance time not in the bulk data set), ingested 2026-10-07 18:55:06 UTC13F-HR/A 0001525212-19-000007

Period: 2019-09-30
Reported value: $1.02B
Holdings: 453
Top 10 weight: 14.93%
New: 39
Sold out: 35

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AGGadded	+65,019	$7.36M
USMVnew	+64,925	$4.16M
SPLVnew	+52,130	$3.02M
FTCnew	+42,345	$2.96M
ACWVnew	+24,105	$2.28M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
MAINreduced	-142,543	-$6.16M
SPYreduced	-18,203	-$5.4M
IJKreduced	-17,732	-$3.97M
EFAreduced	-49,229	-$3.21M
MDYreduced	-7,154	-$2.52M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR/A 0001525212-19-000007, largest first. % of portfolio is the value over $1,017,246,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
AGGISHARES TR	252,153	$28.5M	2.81%	+65,019	Timeline
MSFTMICROSOFT CORP	133,740	$18.6M	1.83%	-3,893	Timeline
TAT&T INC	461,221	$17.5M	1.72%	+21,988	Timeline
EPDENTERPRISE PRODS PARTNERS L	528,064	$15.1M	1.48%	-17,076	Timeline
AAPLAPPLE INC	59,264	$13.3M	1.3%	+29	Timeline
PFEPFIZER INC	362,609	$13M	1.28%	+35,604	Timeline
ABBVABBVIE INC	158,556	$12M	1.18%	-9,453	Timeline
JPMJPMORGAN CHASE & CO	97,300	$11.5M	1.13%	+14,580	Timeline
GOOGALPHABET INC	9,277	$11.3M	1.11%	+46	Timeline
UPSUNITED PARCEL SVCS INC	92,507	$11.1M	1.09%	+2,968	Timeline
CSCOCISCO SYS INC	215,770	$10.7M	1.05%	+29,566	Timeline
GISGENERAL MILLS INC	191,414	$10.6M	1.04%	-3,595	Timeline
IBMINTERNATIONAL BUSINESS MACHS	72,084	$10.5M	1.03%	+7,407	Timeline
KMIKINDER MORGAN INC DEL	493,228	$10.2M	1%	+35,873	Timeline
XOMEXXON MOBIL CORP	139,732	$9.87M	0.97%	-332	Timeline
INTCINTEL CORP	188,249	$9.7M	0.95%	+3,474	Timeline
JNJJOHNSON & JOHNSON	74,247	$9.61M	0.94%	+5,020	Timeline
GILDGILEAD SCIENCES INC	151,286	$9.59M	0.94%	-4,606	Timeline
DDOMINION ENERGY INC	116,803	$9.47M	0.93%	+14,206	Timeline
WFCWELLS FARGO & CO	187,011	$9.43M	0.93%	+2,642	Timeline
QCOMQUALCOMM INC	123,554	$9.43M	0.93%	-31,695	Timeline
WMTWALMART INC	78,226	$9.28M	0.91%	-11,758	Timeline
VVISA INC	53,231	$9.16M	0.9%	+9,254	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	43,669	$9.08M	0.89%	-570	Timeline
GMGENERAL MTRS CO	239,673	$8.98M	0.88%	-540	Timeline
METMETLIFE INC	187,041	$8.82M	0.87%	+1,400	Timeline
MPCMARATHON PETE CORP	138,854	$8.44M	0.83%	+37,220	Timeline
AMZNAMAZON COM INC	4,756	$8.26M	0.81%	-125	Timeline
CVXCHEVRON CORPORATION	67,971	$8.06M	0.79%	+4,020	Timeline
PRUPRUDENTIAL FINL INC	87,949	$7.91M	0.78%	-783	Timeline
TGTTARGET CORP	70,594	$7.55M	0.74%	-20,434	Timeline
HDHOME DEPOT INC	32,510	$7.54M	0.74%	+1,894	Timeline
PMPHILIP MORRIS INTL INC	98,699	$7.49M	0.74%	+3,965	Timeline
ETNEATON CORP PLC	88,641	$7.37M	0.72%	+3,938	Timeline
ESEVERSOURCE ENERGY	86,058	$7.36M	0.72%	-521	Timeline
SUNTRUST BANKS INCSUNTRUST BANKS INC	105,556	$7.26M	0.71%	+1,342
EFAISHARES TR	111,017	$7.24M	0.71%	-49,229	Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	52,078	$7.11M	0.7%	+3,437
PSXPHILLIPS 66	69,084	$7.07M	0.7%	+213	Timeline
GOOGLALPHABET INC	5,630	$6.88M	0.68%	+72	Timeline
DISDISNEY WALT CO	52,622	$6.86M	0.67%	+9,477	Timeline
NVSNOVARTIS AG	77,411	$6.73M	0.66%	-6,665	Timeline
QQQINVESCO QQQ TR	35,047	$6.62M	0.65%	+748	Timeline
GDXVANECK ETF TRUST	244,897	$6.54M	0.64%	+41,089	Timeline
DUKDUKE ENERGY CORP NEW	67,925	$6.51M	0.64%	+6,674	Timeline
ACNACCENTURE PLC IRELAND	33,509	$6.45M	0.63%	+11,300	Timeline
MAMASTERCARD INCORPORATED	23,437	$6.37M	0.63%	+578	Timeline
VTIVANGUARD INDEX FDS	42,054	$6.35M	0.62%	+5,250	Timeline
PGPROCTER & GAMBLE CO	50,587	$6.29M	0.62%	+5,402	Timeline
BACBANK OF AMER CORP	212,837	$6.21M	0.61%	+51,027	Timeline
MAINMAIN STR CAP CORP	137,568	$5.94M	0.58%	-142,543	Timeline
ADMARCHER DANIELS MIDLAND CO	141,102	$5.79M	0.57%	-31,545	Timeline
CVSCVS HEALTH CORP	90,752	$5.72M	0.56%	-1,888	Timeline
AVGOBROADCOM INC	20,363	$5.62M	0.55%	+770	Timeline
LYBLYONDELLBASELL INDUSTRIES NV	62,139	$5.56M	0.55%	+474	Timeline
MOALTRIA GROUP INC	133,800	$5.47M	0.54%	+3,960	Timeline
BMYBRISTOL-MYERS SQUIBB CO	107,782	$5.47M	0.54%	+4,120	Timeline
VTEBVANGUARD MUN BD FDS	98,975	$5.31M	0.52%	+6,538	Timeline
BPBP PLC	138,719	$5.27M	0.52%	+13,506	Timeline
EMREMERSON ELEC CO	78,005	$5.21M	0.51%	+6,865	Timeline
CBCHUBB LIMITED	31,249	$5.04M	0.5%	-217	Timeline
COSTCOSTCO WHOLESALE CORPORATION	17,196	$4.95M	0.49%	+818	Timeline
XLYSELECT SECTOR SPDR TR	40,272	$4.86M	0.48%	+1,232	Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	80,803	$4.75M	0.47%	+8,547
VUGVANGUARD INDEX FDS	27,896	$4.64M	0.46%	+884	Timeline
GLDSPDR GOLD TR	33,404	$4.64M	0.46%	+748	Timeline
SPYGSPDR SERIES TRUST	115,908	$4.51M	0.44%	+3,802	Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	99,227	$4.24M	0.42%	+10,898
AFLAFLAC INC	80,365	$4.21M	0.41%	+37,087	Timeline
RAYTHEON CORAYTHEON CO	21,257	$4.17M	0.41%	+376
USMVISHARES TR	64,925	$4.16M	0.41%	new	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	13,989	$4.15M	0.41%	-18,203	Timeline
CMICUMMINS INC	25,301	$4.12M	0.4%	-950	Timeline
VZVERIZON COMMUNICATIONS INC	66,857	$4.04M	0.4%	-2,254	Timeline
BTIBRITISH AMERN TOB PLC	107,917	$3.98M	0.39%	+16,837	Timeline
IGIWESTERN ASSET INVT GRADE OPP	183,136	$3.93M	0.39%	+851	Timeline
MCDMCDONALDS CORP	17,946	$3.85M	0.38%	+1,334	Timeline
BABOEING CO	10,052	$3.83M	0.38%	-1,511	Timeline
HONHONEYWELL INTL INC	22,567	$3.82M	0.38%	+4,468	Timeline
PPLPPL CORP	120,945	$3.81M	0.37%	+1,955	Timeline
KOCOCA COLA CO	69,423	$3.78M	0.37%	-9,249	Timeline
IVZINVESCO LTD	217,868	$3.69M	0.36%	+52,946	Timeline
MDTMEDTRONIC PLC	33,675	$3.66M	0.36%	-1,809	Timeline
ORCLORACLE CORP	66,079	$3.64M	0.36%	+17,998	Timeline
PKGPACKAGING CORP AMER	33,966	$3.6M	0.35%	-7,169	Timeline
FDNFIRST TR EXCHANGE-TRADED FD	25,872	$3.48M	0.34%	-982	Timeline
GPCGENUINE PARTS CO	34,912	$3.48M	0.34%	+2,999	Timeline
BRK-ABERKSHIRE HATHAWAY INC DEL	11	$3.43M	0.34%	0	Timeline
CRMSALESFORCE INC	22,534	$3.35M	0.33%	-1,522	Timeline
AMPAMERIPRISE FINL INC	22,382	$3.29M	0.32%	+228	Timeline
PEPPEPSICO INC	23,616	$3.24M	0.32%	+2,567	Timeline
EEMISHARES TR	78,273	$3.2M	0.31%	+400	Timeline
IWDISHARES TR	24,730	$3.17M	0.31%	0	Timeline
ALLERGAN PLCALLERGAN PLC	18,781	$3.16M	0.31%	-29
CECELANESE CORP DEL	25,824	$3.16M	0.31%	+124	Timeline
KEYKEYCORP	175,022	$3.12M	0.31%	+889	Timeline
EVRGEVERGY INC	46,593	$3.1M	0.3%	+230	Timeline
QUALISHARES TR	33,278	$3.08M	0.3%	-1,748	Timeline
PHPARKER-HANNIFIN CORP	16,930	$3.06M	0.3%	+92	Timeline
SNASNAP ON INC	19,415	$3.04M	0.3%	-58	Timeline
PYPLPAYPAL HLDGS INC	29,280	$3.03M	0.3%	-1,432	Timeline
SPLVINVESCO EXCH TRADED FD TR II	52,130	$3.02M	0.3%	new	Timeline
TRVTRAVELERS COMPANIES INC	20,150	$3M	0.29%	+4,336	Timeline
DISCOVER FINL SVCSDISCOVER FINL SVCS	36,942	$3M	0.29%	+155
GDGENERAL DYNAMICS CORP	16,381	$2.99M	0.29%	+70	Timeline
AFGAMERICAN FINANCIAL GROUP INC	27,583	$2.98M	0.29%	+152	Timeline
FTCFIRST TR EXCHANGE-TRADED ALP	42,345	$2.96M	0.29%	new	Timeline
NSCNORFOLK SOUTHN CORP	15,753	$2.83M	0.28%	+121	Timeline
HUBBHUBBELL INC	21,165	$2.78M	0.27%	+114	Timeline
CORCENCORA INC	33,580	$2.77M	0.27%	+171	Timeline
Cyber Security ETFCyber Security ETF	73,390	$2.75M	0.27%	-334
GBABGUGGENHEIM TAXABLE MUNICP BO	112,700	$2.69M	0.26%	0	Timeline
CCITIGROUP INC	38,980	$2.69M	0.26%	-2,629	Timeline
CMCSACOMCAST CORP NEW	59,253	$2.67M	0.26%	+2,012	Timeline
SBUXSTARBUCKS CORP	29,932	$2.65M	0.26%	+945	Timeline
TLTISHARES TR	18,407	$2.63M	0.26%	-2,517	Timeline
NEMNEWMONT CORP	69,395	$2.63M	0.26%	+37,906	Timeline
ETENERGY TRANSFER L P	197,655	$2.58M	0.25%	+101,880	Timeline
LEGLEGGETT & PLATT INC	63,055	$2.58M	0.25%	+453	Timeline
OHIOMEGA HEALTHCARE INVS INC	61,428	$2.57M	0.25%	+2,676	Timeline
TSNTYSON FOODS INC	29,715	$2.56M	0.25%	+540	Timeline
CSXCSX CORP	36,319	$2.52M	0.25%	+338	Timeline
IWFISHARES TR	15,570	$2.48M	0.24%	0	Timeline
AMGNAMGEN INC	12,520	$2.42M	0.24%	-3,752	Timeline
EOGEOG RES INC	32,208	$2.39M	0.23%	-7,155	Timeline
CENTURYLINK INCCENTURYLINK INC	184,217	$2.3M	0.23%	+172,482
ACWVISHARES INC	24,105	$2.28M	0.22%	new	Timeline
AEPAMERICAN ELEC PWR CO INC	24,220	$2.27M	0.22%	+10,316	Timeline
ETXEATON VANCE MUN INCOME TERM	104,462	$2.26M	0.22%	0	Timeline
IYHISHARES TR	11,930	$2.25M	0.22%	-76	Timeline
RFREGIONS FINANCIAL CORP NEW	140,679	$2.23M	0.22%	+1,245	Timeline
SWKSSKYWORKS SOLUTIONS INC	27,953	$2.21M	0.22%	+210	Timeline
ITOTISHARES TR	32,920	$2.21M	0.22%	new	Timeline
FNVFRANCO NEV CORP	24,203	$2.21M	0.22%	+3,002	Timeline
FTSLFIRST TR EXCHANGE-TRADED FD	46,452	$2.2M	0.22%	-1,478	Timeline
FDXFEDEX CORP	15,057	$2.19M	0.22%	+431	Timeline
NVDANVIDIA CORPORATION	12,545	$2.18M	0.21%	-2,782	Timeline
SLBSLB LIMITED	63,502	$2.17M	0.21%	-834	Timeline
KMBKIMBERLY-CLARK CORP	14,746	$2.1M	0.21%	+8,310	Timeline
PAYXPAYCHEX INC	25,166	$2.08M	0.2%	+4,526	Timeline
EXCEXELON CORP	42,910	$2.07M	0.2%	-1,559	Timeline
METAMETA PLATFORMS INC	11,469	$2.04M	0.2%	-789	Timeline
DEODIAGEO PLC	12,483	$2.04M	0.2%	+2,417	Timeline
ENVIVA PARTNERS LPENVIVA PARTNERS LP	63,410	$2.03M	0.2%	-3,000
IJSISHARES TR	13,393	$2.01M	0.2%	-100	Timeline
MMDNYLIM MACKAY DEFINEDTERM MUN	95,503	$2M	0.2%	0	Timeline
BB & T CORPBB & T CORP	37,128	$1.98M	0.19%	+621
MRKMERCK & CO INC	23,265	$1.96M	0.19%	-9,491	Timeline
CITHE CIGNA GROUP	12,581	$1.91M	0.19%	+10	Timeline
VEEVVEEVA SYS INC	12,430	$1.9M	0.19%	+2,870	Timeline
BHFBRIGHTHOUSE FINL INC	46,894	$1.9M	0.19%	+350	Timeline
TMOTHERMO FISHER SCIENTIFIC INC	6,487	$1.89M	0.19%	+2,092	Timeline
NUVEEN INTERMEDIATE DURATIO…NUVEEN INTERMEDIATE DURATION M	137,329	$1.89M	0.19%	+15,516
XYZBLOCK INC	30,285	$1.88M	0.18%	+2,450	Timeline
TD AMERITRADE HLDG CORPTD AMERITRADE HLDG CORP	40,124	$1.87M	0.18%	+543
CCICROWN CASTLE INC	13,420	$1.86M	0.18%	+160	Timeline
GSGOLDMAN SACHS GROUP INC	8,930	$1.85M	0.18%	+651	Timeline
FTSMFIRST TR EXCHANGE-TRADED FD	30,471	$1.83M	0.18%	-38,717	Timeline
ALKALASKA AIR GROUP INC	28,172	$1.83M	0.18%	+943	Timeline
IVVISHARES TR	6,074	$1.81M	0.18%	-20	Timeline
ABTABBOTT LABORATORIES	21,407	$1.79M	0.18%	+2,158	Timeline
DALDELTA AIR LINES INC	30,839	$1.78M	0.17%	+602	Timeline
RYAAYRYANAIR HOLDINGS PLC	26,662	$1.77M	0.17%	+778	Timeline
VGIVIRTUS GLOBAL MULTI-SECTOR I	139,185	$1.75M	0.17%	0	Timeline
OPTUOPTIMUM COMMUNICATIONS INC	59,995	$1.72M	0.17%	-4,923	Timeline
IJJISHARES TR	10,733	$1.72M	0.17%	0	Timeline
SONOSONOS INC	127,235	$1.71M	0.17%	-1,350	Timeline
IHFISHARES TR	10,345	$1.67M	0.16%	-57	Timeline
FYXFIRST TR EXCHANGE-TRADED ALP	27,551	$1.66M	0.16%	+947	Timeline
EMLPFIRST TR EXCHANGE-TRADED FD	64,507	$1.65M	0.16%	-3,468	Timeline
CCLCARNIVAL CORP	37,750	$1.65M	0.16%	+1,107	Timeline
PAAPLAINS ALL AMERN PIPELINE L	78,629	$1.63M	0.16%	-2,979	Timeline
SOXXISHARES TR	7,706	$1.63M	0.16%	+323	Timeline
Etfmg Prime MobileEtfmg Prime Mobile	34,874	$1.62M	0.16%	+1,433
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L	24,363	$1.61M	0.16%	+3,135
IJKISHARES TR	7,158	$1.6M	0.16%	-17,732	Timeline
Apollo Global Management IncApollo Global Management Inc	42,269	$1.6M	0.16%	new
FMBFIRST TR EXCH TRADED FD III	28,622	$1.59M	0.16%	-371	Timeline
STZCONSTELLATION BRANDS INC	7,641	$1.58M	0.16%	+196	Timeline
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC	27,587	$1.53M	0.15%	+190
FISFIDELITY NATL INFORMATION SV	11,471	$1.52M	0.15%	+7,216	Timeline
SRVRPACER FDS TR	47,076	$1.52M	0.15%	+38,971	Timeline
SUISUN CMNTYS INC	10,110	$1.5M	0.15%	-249	Timeline
HCAHCA HEALTHCARE INC	12,175	$1.47M	0.14%	+618	Timeline
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV	100,109	$1.46M	0.14%	+23,791
WMBWILLIAMS COS INC	60,193	$1.45M	0.14%	-21,925	Timeline
HRLHORMEL FOODS CORP	33,056	$1.45M	0.14%	-3,495	Timeline
LFUSLITTELFUSE INC	8,122	$1.44M	0.14%	0	Timeline
NKENIKE INC	15,141	$1.42M	0.14%	+9,540	Timeline
BXBLACKSTONE INC	28,949	$1.41M	0.14%	new	Timeline
DDDUPONT DE NEMOURS INC	19,720	$1.41M	0.14%	+214	Timeline
NTNXNUTANIX INC	53,370	$1.4M	0.14%	new	Timeline
MINTPIMCO ETF TR	13,653	$1.39M	0.14%	+3,370	Timeline
IJTISHARES TR	7,733	$1.38M	0.14%	0	Timeline
IGVISHARES TR	6,454	$1.37M	0.13%	+299	Timeline
IPINTERNATIONAL PAPER CO	32,530	$1.36M	0.13%	-88	Timeline
CIIBLACKROCK ENHANCED LARGE CAP	82,250	$1.33M	0.13%	+150	Timeline
KKELLANOVA	20,418	$1.31M	0.13%	+7	Timeline
WIWWESTERN AST INFL LKD OPP & I	118,616	$1.31M	0.13%	+4,450	Timeline
ITAISHARES TR	5,835	$1.31M	0.13%	+71	Timeline
MDYSTATE STR SPDR S&P MIDCAP 40	3,689	$1.3M	0.13%	-7,154	Timeline
NUVEEN INTER DURATION MUNNUVEEN INTER DURATION MUN	93,154	$1.27M	0.13%	+13,000
XMPTVANECK ETF TRUST	46,005	$1.27M	0.12%	+10,800	Timeline
XBISPDR SERIES TRUST	16,602	$1.27M	0.12%	+800	Timeline
ALPS ETF TRALPS ETF TR	138,405	$1.26M	0.12%	+16,693
VGKVANGUARD INTL EQUITY INDEX F	23,547	$1.26M	0.12%	-292	Timeline
KTFDWS MUN INCOME TR	108,775	$1.26M	0.12%	+4,200	Timeline
BLUEBIRD BIO INCBLUEBIRD BIO INC	13,470	$1.24M	0.12%	+1,385
HYLSFIRST TR EXCHANGE-TRADED FD	25,215	$1.22M	0.12%	+155	Timeline
CELGENE CORPCELGENE CORP	11,950	$1.19M	0.12%	-173
ADBEADOBE INC	4,216	$1.17M	0.11%	+346	Timeline
FFORD MTR CO	126,493	$1.16M	0.11%	-114,252	Timeline
FS KKR CAPITAL CORPFS KKR CAPITAL CORP	198,099	$1.16M	0.11%	+13,599
NTRNUTRIEN LTD	23,023	$1.15M	0.11%	-600	Timeline
OKEONEOK INC NEW	15,503	$1.14M	0.11%	+360	Timeline
DIASTATE STR SPDR DOW JONES IND	4,238	$1.14M	0.11%	-5	Timeline
SRLNSSGA ACTIVE ETF TR	24,474	$1.13M	0.11%	-17	Timeline
SPYVSPDR SERIES TRUST	34,864	$1.11M	0.11%	+2,473	Timeline
AMERICAN NATL INSAMERICAN NATL INS	9,005	$1.11M	0.11%	new
BALLBALL CORP	15,230	$1.11M	0.11%	new	Timeline
DOWDOW HLDGS INC	23,129	$1.1M	0.11%	-18,112	Timeline
UNHUNITEDHEALTH GROUP INC	5,009	$1.09M	0.11%	-516	Timeline
FIREEYE INCFIREEYE INC	81,300	$1.08M	0.11%	+1,150
UNPUNION PAC CORP	6,673	$1.08M	0.11%	+631	Timeline
NUVEEN TEXAS QUAL MUN INNUVEEN TEXAS QUAL MUN IN	77,768	$1.08M	0.11%	+9,853
WYWEYERHAEUSER CO	38,855	$1.08M	0.11%	-1,406	Timeline
SUBISHARES TR	9,966	$1.06M	0.1%	+5,516	Timeline
NFLXNETFLIX INC.	3,962	$1.06M	0.1%	-150	Timeline
FLIR SYS INCFLIR SYS INC	20,145	$1.06M	0.1%	new
LUVSOUTHWEST AIRLS CO	19,155	$1.03M	0.1%	+1,250	Timeline
PCARPACCAR INC	14,610	$1.02M	0.1%	-1,180	Timeline
IWMISHARES TR	6,706	$1.01M	0.1%	-15,002	Timeline
DHID R HORTON INC	19,200	$1.01M	0.1%	new	Timeline
LANDMARK INFRASTRUCTURE PAR…LANDMARK INFRASTRUCTURE PARTNERS	55,876	$1.01M	0.1%	0
TEVATEVA PHARMACEUTICAL INDS LTD	144,743	$996K	0.1%	+1,802	Timeline
FDTFIRST TR EXCH TRD ALPHDX FD	18,932	$991K	0.1%	-3,121	Timeline
BAXBAXTER INTL INC	11,173	$977K	0.1%	+364	Timeline
MDLZMONDELEZ INTL INC	17,022	$942K	0.09%	+8,470	Timeline
NBBNUVEEN TAXABLE MUNICPAL INM	42,059	$937K	0.09%	+4,315	Timeline
TWITTER INCTWITTER INC	22,675	$934K	0.09%	-255
COPCONOCOPHILLIPS	16,340	$931K	0.09%	-1,046	Timeline
WESTERN ASSET MUN DEF OPP TRWESTERN ASSET MUN DEF OPP TR	42,636	$923K	0.09%	+1,515
KDPKEURIG DR PEPPER INC	33,542	$916K	0.09%	new	Timeline
HIGHLAND FDS IHIGHLAND FDS I	52,198	$911K	0.09%	0
NEENEXTERA ENERGY INC	3,887	$906K	0.09%	+1,323	Timeline
EQM MIDSTREAM PARTNERS LPEQM MIDSTREAM PARTNERS LP	27,715	$906K	0.09%	-2,790
GRAN TIERRA ENERGY INCGRAN TIERRA ENERGY INC	721,000	$901K	0.09%	+5,000
GENERAL ELEC COGENERAL ELEC CO	100,066	$895K	0.09%	+11,339
TJXTJX COS INC NEW	16,047	$894K	0.09%	+6,301	Timeline
FOXAFOX CORP	28,180	$889K	0.09%	new	Timeline
WCNWASTE CONNECTIONS INC	9,600	$883K	0.09%	+1,117	Timeline
SGDMSPROTT ETF TRUST	37,415	$857K	0.08%	new	Timeline
TXNTEXAS INSTRS INC	6,497	$840K	0.08%	-4,931	Timeline
JMBSJANUS DETROIT STR TR	15,649	$821K	0.08%	+2,000	Timeline
BLACKROCK INCBLACKROCK INC	1,793	$799K	0.08%	+14
SYKSTRYKER CORPORATION	3,582	$775K	0.08%	0	Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INC	53,658	$768K	0.08%	-4,104	Timeline
FYCFIRST TR EXCHANGE-TRADED ALP	17,487	$767K	0.08%	+1,357	Timeline
QDFFLEXSHARES TR	16,862	$766K	0.08%	+502	Timeline
ENERGOUS CORPENERGOUS CORP	228,150	$756K	0.07%	-11,650
XYLXYLEM INC	9,445	$752K	0.07%	-399	Timeline
ALLALLSTATE CORP	6,892	$749K	0.07%	+31	Timeline
CYRUSONE INCCYRUSONE INC	9,185	$727K	0.07%	-17,995
GLWCORNING INC	25,375	$724K	0.07%	+302	Timeline
EXREXTRA SPACE STORAGE INC	6,108	$714K	0.07%	-100	Timeline
SMBVANECK ETF TRUST	40,027	$708K	0.07%	+12,802	Timeline
SNYSANOFI SA	15,198	$704K	0.07%	0	Timeline
FTAFIRST TR EXCHANGE-TRADED ALP	13,630	$703K	0.07%	+1,272	Timeline
ACWIISHARES TR	9,500	$701K	0.07%	0	Timeline
IGHGPROSHARES TR	9,330	$696K	0.07%	0	Timeline
LOWLOWES COS INC	6,293	$692K	0.07%	+248	Timeline
SBRSABINE RTY TR	15,700	$681K	0.07%	0	Timeline
BDXBECTON DICKINSON & CO	2,682	$678K	0.07%	+8	Timeline
VCITVANGUARD SCOTTSDALE FDS	7,268	$663K	0.07%	-199	Timeline
PSAPUBLIC STORAGE	2,697	$661K	0.06%	0	Timeline
NOCNORTHROP GRUMMAN CORP	1,752	$657K	0.06%	0	Timeline
XLUSELECT SECTOR SPDR TR	10,059	$651K	0.06%	new	Timeline
OXYOCCIDENTAL PETE CORP	14,497	$645K	0.06%	+1,125	Timeline
SDYSPDR SERIES TRUST	6,272	$644K	0.06%	+65	Timeline
WPMWHEATON PRECIOUS METALS CORP	24,529	$644K	0.06%	+250	Timeline
SPGSIMON PPTY GROUP INC NEW	4,140	$644K	0.06%	-200	Timeline
CATCATERPILLAR INC	5,081	$642K	0.06%	-30	Timeline
PBPROSPERITY BANCSHARES INC	9,000	$636K	0.06%	0	Timeline
IGSBISHARES TR	11,804	$634K	0.06%	0	Timeline
AERAERCAP HOLDINGS NV	11,500	$630K	0.06%	0	Timeline
MACMACERICH CO	19,940	$630K	0.06%	new	Timeline
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	4,725	$628K	0.06%	-8,703
DBLDOUBLELINE OPPORTUNISTIC CR	29,970	$621K	0.06%	+7,600	Timeline
TFISPDR SERIES TRUST	12,173	$617K	0.06%	new	Timeline
CPTCAMDEN PPTY TR	5,550	$616K	0.06%	0	Timeline
DGRWWISDOMTREE TR	13,369	$603K	0.06%	-64	Timeline
FNFFIDELITY NATL FINL INC	13,390	$595K	0.06%	0	Timeline
BTTBLACKROCK MUN TARGET TERM TR	24,325	$576K	0.06%	+2,000	Timeline
MUMICRON TECHNOLOGY INC	13,300	$570K	0.06%	0	Timeline
DLRDIGITAL RLTY TR INC	4,390	$570K	0.06%	+1,020	Timeline
TORTOISE ESSENTIAL ASSETS INTORTOISE ESSENTIAL ASSETS IN	33,771	$563K	0.06%	-6,259
GSLCGOLDMAN SACHS ETF TR	9,364	$561K	0.06%	+256	Timeline
TELLURIAN INC NEWTELLURIAN INC NEW	67,340	$560K	0.06%	0
CTVACORTEVA INC	19,402	$543K	0.05%	+314	Timeline
AIGAMERICAN INTL GROUP INC	9,530	$531K	0.05%	+602	Timeline
LHXL3HARRIS TECHNOLOGIES INC	2,533	$528K	0.05%	new	Timeline
BLACKROCK MUNIHOLDINGS INVE…BLACKROCK MUNIHOLDINGS INVESTM	37,555	$508K	0.05%	0
KHCKRAFT HEINZ CO	17,834	$498K	0.05%	+1,051	Timeline
HALHALLIBURTON CO	26,313	$496K	0.05%	-63,665	Timeline
ISRGINTUITIVE SURGICAL INC	917	$495K	0.05%	-40	Timeline
ROPROPER TECHNOLOGIES INC	1,368	$488K	0.05%	+370	Timeline
ARKKARK ETF TR	11,184	$480K	0.05%	+69	Timeline
DOCUDOCUSIGN INC	7,700	$477K	0.05%	new	Timeline
AMTAMERICAN TOWER CORP	2,150	$475K	0.05%	+297	Timeline
BABINVESCO EXCH TRADED FD TR II	14,652	$475K	0.05%	+225	Timeline
SPMBSPDR SERIES TRUST	17,650	$464K	0.05%	+8,770	Timeline
DEDEERE & CO	2,744	$463K	0.05%	-356	Timeline
FITBFIFTH THIRD BANCORP	16,900	$463K	0.05%	new	Timeline
EMQQEXCHANGE TRADED CONCEPTS TRU	14,767	$461K	0.05%	+571	Timeline
DVYISHARES TR	4,513	$460K	0.05%	0	Timeline
FANGDIAMONDBACK ENERGY INC	5,094	$458K	0.05%	-9,950	Timeline
SHMSPDR SERIES TRUST	9,359	$458K	0.05%	new	Timeline
BLACKROCK MUNIENHANCED FD INBLACKROCK MUNIENHANCED FD IN	39,835	$452K	0.04%	0
IVOGVANGUARD ADMIRAL FDS INC	3,237	$451K	0.04%	0	Timeline
ALLEGHANY CORP DELALLEGHANY CORP DEL	560	$447K	0.04%	-2
AVBAVALONBAY CMNTYS INC	2,060	$444K	0.04%	0	Timeline
NVONOVO-NORDISK A S	8,535	$441K	0.04%	-35	Timeline
ALCALCON AG	7,530	$439K	0.04%	-5,229	Timeline
AXPAMERICAN EXPRESS CO	3,699	$438K	0.04%	+279	Timeline
FBINFORTUNE BRANDS INNOVATIONS I	8,000	$438K	0.04%	0	Timeline
LNGCHENIERE ENERGY INC	6,928	$437K	0.04%	0	Timeline
NWNNORTHWEST NAT HLDG CO	6,000	$428K	0.04%	0	Timeline
MMM3M CO	2,587	$425K	0.04%	+321	Timeline
ENBENBRIDGE INC	12,007	$421K	0.04%	0	Timeline
CARRIZO OIL & GAS INCCARRIZO OIL & GAS INC	48,830	$419K	0.04%	0
IWRISHARES TR	7,424	$415K	0.04%	0	Timeline
LLYELI LILLY & CO	3,679	$411K	0.04%	new	Timeline
IEMGISHARES INC	8,198	$402K	0.04%	-2,111	Timeline
FNXFIRST TR EXCHANGE-TRADED ALP	5,957	$402K	0.04%	0	Timeline
PLDPROLOGIS INC.	4,707	$401K	0.04%	+9	Timeline
VNQVANGUARD INDEX FDS	4,242	$396K	0.04%	+27	Timeline
IBOCINTERNATIONAL BANCSHARES COR	9,990	$386K	0.04%	0	Timeline
BMIBADGER METER INC	7,126	$383K	0.04%	+100	Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	6,347	$380K	0.04%	-577
iShares Gold TrustiShares Gold Trust	26,900	$379K	0.04%	0
RPGINVESCO EXCHANGE TRADED FD T	3,193	$378K	0.04%	new	Timeline
EGPEASTGROUP PPTYS INC	3,000	$375K	0.04%	0	Timeline
LMTLOCKHEED MARTIN CORP	945	$369K	0.04%	0	Timeline
EBAYEBAY INC.	9,440	$368K	0.04%	+1,300	Timeline
MUBISHARES TR	3,200	$365K	0.04%	-8,810	Timeline
CQPCHENIERE ENERGY PARTNERS L P	8,031	$365K	0.04%	-2,216	Timeline
CABOCABLE ONE INC	290	$364K	0.04%	0	Timeline
FEXFIRST TR EXCHANGE-TRADED ALP	5,979	$364K	0.04%	+314	Timeline
XLVSELECT SECTOR SPDR TR	4,003	$361K	0.04%	-200	Timeline
EFVISHARES TR	7,523	$356K	0.03%	-9,546	Timeline
VNMVANECK ETF TRUST	21,600	$352K	0.03%	-12,067	Timeline
NEARISHARES U S ETF TR	6,912	$348K	0.03%	0	Timeline
LYFTLYFT INC	8,488	$347K	0.03%	new	Timeline
LLOEWS CORP	6,719	$346K	0.03%	-100	Timeline
MCOMOODYS CORP	1,678	$344K	0.03%	0	Timeline
CPKCHESAPEAKE UTILS CORP	3,600	$343K	0.03%	0	Timeline
IVOVVANGUARD ADMIRAL FDS INC	2,772	$342K	0.03%	0	Timeline
WHWYNDHAM HOTELS & RESORTS INC	6,562	$340K	0.03%	+167	Timeline
QYLDGLOBAL X FDS	14,929	$337K	0.03%	0	Timeline
IXNISHARES TR	1,809	$335K	0.03%	-8	Timeline
SHYISHARES TR	3,864	$328K	0.03%	+284	Timeline
ZTSZOETIS INC	2,632	$328K	0.03%	-3,493	Timeline
CMECME GROUP INC	1,541	$326K	0.03%	-95	Timeline
CEFSPROTT ASSET MANAGEMENT LP	22,950	$325K	0.03%	0	Timeline
IJHISHARES TR	1,671	$323K	0.03%	+12	Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	2,546	$320K	0.03%	-93
GCOWPACER FDS TR	10,640	$316K	0.03%	+2,052	Timeline
AKAMAKAMAI TECHNOLOGIES INC	3,438	$314K	0.03%	-200	Timeline
CWCURTISS WRIGHT CORP	2,397	$310K	0.03%	new	Timeline
TRGPTARGA RES CORP	7,678	$308K	0.03%	+2,512	Timeline
WTSWATTS WATER TECHNOLOGIES INC	3,200	$300K	0.03%	0	Timeline
UALUNITED AIRLS HLDGS INC	3,367	$298K	0.03%	+500	Timeline
MOSMOSAIC CO	14,430	$296K	0.03%	-2,196	Timeline
RITMRITHM CAPITAL CORP	18,867	$296K	0.03%	+596	Timeline
BARRICK GOLD CORPBARRICK GOLD CORP	17,000	$295K	0.03%	+1,800
MPLXMPLX LP	10,354	$290K	0.03%	+2,340	Timeline
HOLLY ENERGY PARTNERS L PHOLLY ENERGY PARTNERS L P	11,478	$290K	0.03%	0
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN	5,457	$290K	0.03%	0
IRMIRON MTN INC DEL	8,900	$288K	0.03%	new	Timeline
BBNBLACKROCK TAX MUNICPAL BD TR	11,410	$282K	0.03%	+1,000	Timeline
CONTANGO OIL & GAS CO COM N…CONTANGO OIL & GAS CO COM NEW	100,000	$278K	0.03%	0
XLPSELECT SECTOR SPDR TR	4,515	$277K	0.03%	+306	Timeline
USDPUSD PARTNERS LP COM UIT REPSTG	26,300	$275K	0.03%	+300	Timeline
PHYSSPROTT ASSET MANAGEMENT LP	23,165	$274K	0.03%	0	Timeline
SKYYFIRST TR EXCHANGE-TRADED FD	4,821	$272K	0.03%	+202	Timeline
GPNGLOBAL PMTS INC	1,707	$271K	0.03%	+309	Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	11,208	$267K	0.03%	0
VIGVANGUARD SPECIALIZED FUNDS	2,181	$261K	0.03%	0	Timeline
XLBSELECT SECTOR SPDR TR	4,472	$260K	0.03%	-554	Timeline
KRESPDR SERIES TRUST	4,927	$260K	0.03%	+783	Timeline
SPOTSPOTIFY TECHNOLOGY S A	2,237	$255K	0.03%	-300	Timeline
AOSSMITH A O CORP	5,346	$255K	0.03%	+268	Timeline
AWKAMERICAN WTR WKS CO INC NEW	2,052	$255K	0.03%	0	Timeline
ASMLASML HLDG NV	1,023	$254K	0.02%	+8	Timeline
KKRKKR & CO INC	9,400	$252K	0.02%	+1,000	Timeline
BLACKROCK MUNIVEST FUNDBLACKROCK MUNIVEST FUND	27,300	$251K	0.02%	+5,470
GSEUGOLDMAN SACHS ETF TR	8,612	$251K	0.02%	0	Timeline
MOOVANECK ETF TRUST	3,760	$248K	0.02%	-100	Timeline
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLC	2,112	$243K	0.02%	+312
TDYTELEDYNE TECHNOLOGIES INC	750	$241K	0.02%	-700	Timeline
WMWASTE MGMT INC DEL	2,044	$235K	0.02%	+140	Timeline
MGM GROWTH PPTYS LLCMGM GROWTH PPTYS LLC	7,831	$235K	0.02%	+37
FNYFIRST TR EXCHANGE-TRADED ALP	5,058	$226K	0.02%	new	Timeline
XLESELECT SECTOR SPDR TR	3,792	$224K	0.02%	-1,250	Timeline
VBKVANGUARD INDEX FDS	1,211	$220K	0.02%	0	Timeline
NOKNOKIA CORP	43,510	$220K	0.02%	+9,500	Timeline
VKIINVESCO ADVANTAGE MUN INCOME	19,500	$219K	0.02%	0	Timeline
PARSLEY ENERGY INCPARSLEY ENERGY INC	12,953	$218K	0.02%	-1,847
USBUS BANCORP	3,922	$217K	0.02%	0	Timeline
OLPONE LIBERTY PPTYS INC	7,872	$217K	0.02%	0	Timeline
IJRISHARES TR	2,779	$216K	0.02%	-19	Timeline
IHIISHARES TR	874	$216K	0.02%	new	Timeline
BKRBAKER HUGHES COMPANY	9,157	$212K	0.02%	new	Timeline
CWBSPDR SERIES TRUST	4,000	$210K	0.02%	0	Timeline
VOOVVANGUARD ADMIRAL FDS INC	1,823	$210K	0.02%	0	Timeline
FLTRVANECK ETF TRUST	8,275	$209K	0.02%	new	Timeline
VEUVANGUARD INTL EQUITY INDEX F	4,149	$207K	0.02%	-1,574	Timeline
VBRVANGUARD INDEX FDS	1,593	$205K	0.02%	new	Timeline
PGRPROGRESSIVE CORP	2,638	$204K	0.02%	+100	Timeline
VALEVALE S A	17,711	$204K	0.02%	-500	Timeline
IGFISHARES TR	4,372	$203K	0.02%	0	Timeline
ABRDN GLOBAL PREMIER PPTYS FABRDN GLOBAL PREMIER PPTYS F	32,607	$203K	0.02%	new
NZFNUVEEN MUN CR INCOME FD	12,500	$203K	0.02%	0	Timeline
HYGISHARES TR	2,315	$202K	0.02%	0	Timeline
GLREGREENLIGHT CAP RE LTD	18,850	$198K	0.02%	-100	Timeline
TORTOISE ACQUISITION CORPTORTOISE ACQUISITION CORP	19,385	$195K	0.02%	0
PSLVSPROTT ASSET MANAGEMENT LP	30,466	$190K	0.02%	0	Timeline
EQTEQT CORP	17,798	$189K	0.02%	-267	Timeline
CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM	20,000	$178K	0.02%	+3,000
KAYNE ANDERSON NEXTGEN ENER…KAYNE ANDERSON NEXTGEN ENERGY	15,222	$165K	0.02%	-45,655
WPX ENERGY INCWPX ENERGY INC	15,585	$165K	0.02%	+4,745
CENTENNIAL RESOURCE DEV INCCENTENNIAL RESOURCE DEV INC	32,750	$148K	0.01%	+5,700
CCJCAMECO CORP	14,567	$138K	0.01%	0	Timeline
HBMHUDBAY MINERALS INC	32,145	$116K	0.01%	-14,397	Timeline
ROSETTA RES INC COMROSETTA RES INC COM	58,367	$114K	0.01%	0
EROS INTL PLCEROS INTL PLC	58,300	$111K	0.01%	+6,400
FLEXFLEX LTD	10,405	$109K	0.01%	new	Timeline
RRCRANGE RES CORP	28,061	$107K	0.01%	-2,411	Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	16,900	$106K	0.01%	new
NUVEENNUVEEN	10,325	$102K	0.01%	0
U S SILICA HLDGS INCU S SILICA HLDGS INC	10,300	$98K	0.01%	0
CALLON PETE CO DELCALLON PETE CO DEL	20,000	$87K	0.01%	+5,000
COLONY CAPITAL INCCOLONY CAPITAL INC	10,749	$65K	0.01%	0
MCDERMOTT INTL INC COMMCDERMOTT INTL INC COM	28,000	$57K	0.01%	new
PROSPECT CAP CORPPROSPECT CAP CORP	40,000	$42K	<0.01%	new
CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATION	10,000	$35K	<0.01%	-298
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP	30,000	$30K	<0.01%	new
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LP	15,500	$27K	<0.01%	0
PROSPECT CAP CORPPROSPECT CAP CORP	25,000	$26K	<0.01%	new
LILIS ENERGY INCLILIS ENERGY INC	75,538	$25K	<0.01%	0
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP	14,972	$21K	<0.01%	-3,400
OHA INVT CORPOHA INVT CORP	16,526	$21K	<0.01%	0
NOBLE CORP PLCNOBLE CORP PLC	14,000	$18K	<0.01%	0

Sold out in Q3 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
TWLOTWILIO INC	10,680	$1.46M	shares
SOSOUTHERN CO	26,038	$1.44M	shares
Apollo Global ManagementApollo Global Management	40,849	$1.4M	shares
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	31,249	$1.39M	shares
OAKTREE CAP GROUP LLCOAKTREE CAP GROUP LLC	22,051	$1.09M	shares
SCHWCHARLES SCHWAB CORP (THE)	24,194	$972K	shares
PEGPUBLIC SVC ENTERPRISE GROUP	14,997	$882K	shares
ETFMGETFMG	26,370	$835K	shares
ALPS ETF TRALPS ETF TR	37,915	$834K	shares
LAM RESEARCH CORPLAM RESEARCH CORP	4,288	$805K	shares
OLLIOLLIES BARGAIN OUTLET HLDGS	8,410	$733K	shares
HARRIS CORP INCHARRIS CORP INC	2,433	$460K	shares
JNKSPDR SERIES TRUST	4,170	$454K	shares
INDAISHARES TR	12,663	$447K	shares
CANOPY GROWTH CORPCANOPY GROWTH CORP	10,425	$420K	shares
MATCH GROUP INCMATCH GROUP INC	5,440	$366K	shares
EWYISHARES INC	5,755	$345K	shares
CONTINENTAL RES INCCONTINENTAL RES INC	6,450	$271K	shares
WESWESTERN MIDSTREAM PARTNERS L	8,617	$265K	shares
FLRFLUOR CORP	7,814	$263K	shares
APACHE CORPAPACHE CORP	8,717	$253K	shares
BCSFBAIN CAP SPECIALTY FIN INC	12,618	$235K	shares
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYS	997	$234K	shares
WORLDPAY INCWORLDPAY INC	1,909	$234K	shares
AXSAXIS CAP HLDGS LTD	3,800	$227K	shares
XLFSELECT SECTOR SPDR TR	8,053	$222K	shares
IBBISHARES TR	1,950	$213K	shares
ILMNILLUMINA INC	567	$209K	shares
GHCGRAHAM HLDGS CO	300	$207K	shares
GRXGABELLI HEALTHCARE & WELLNES	11,053	$116K	shares
SALIENT MIDSTREAM & MLP FDSALIENT MIDSTREAM & MLP FD	12,600	$108K	shares
TORCHLIGHT ENERGY RES INCTORCHLIGHT ENERGY RES INC	51,286	$73K	shares
PROSPECT CAP CORPPROSPECT CAP CORP	40,000	$41K	principal
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP	30,000	$30K	principal
PROSPECT CAP CORPPROSPECT CAP CORP	25,000	$25K	principal

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001525212-19-000006	superseded		2019-10-31	acceptance time not in the bulk data set	2026-10-07 18:55:06 UTC
13F-HR/A 0001525212-19-000007	base	restatement	2019-11-07	acceptance time not in the bulk data set	2026-10-07 18:55:06 UTC