13F-HR filed by USCA RIA LLC
USCA RIA LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 374 holding rows worth $398,395,000.
- Accession
- 0001525212-15-000008
- Filer
- CIK 1525212
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 374 entries on the cover page, a total value of $398,395,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $398,395,000 with VALUE read as thousands by filing date, 13F file number 028-14897. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 479,694 | $11,944,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 179,673 | $7,952,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 281,865 | $7,109,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 126,166 | $6,863,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 247,140 | $6,487,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 63,083 | $5,889,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 75,993 | $5,650,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 87,083 | $5,646,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 122,198 | $5,352,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 27,051 | $5,184,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 52,307 | $5,154,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 163,331 | $4,923,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 44,803 | $4,892,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 67,954 | $4,889,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 162,102 | $4,866,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 154,735 | $4,860,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 144,197 | $4,698,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 166,929 | $4,450,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 58,943 | $4,377,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 33,072 | $4,313,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 38,215 | $4,215,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 81,030 | $4,002,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 73,701 | $3,960,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 17,785 | $3,687,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 54,274 | $3,641,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 84,119 | $3,567,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 62,508 | $3,554,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 239,235 | $3,246,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 5,273 | $3,208,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 111,054 | $3,074,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 46,010 | $3,052,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 28,490 | $3,044,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 36,342 | $2,883,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 26,209 | $2,846,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 41,876 | $2,770,000 | thousands by filing date | |
| 38259p508 | COM | 4,191 | $2,675,000 | thousands by filing date | ||
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 59,942 | $2,663,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 58,244 | $2,534,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 31,895 | $2,516,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 98,919 | $2,390,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 80,335 | $2,386,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 62,289 | $2,354,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 33,579 | $2,309,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 31,447 | $2,262,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 105,000 | $2,247,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 26,534 | $2,212,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 25,656 | $2,189,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 31,218 | $2,175,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 17,515 | $2,170,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 15,449 | $2,162,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 11 | $2,148,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 39,243 | $2,135,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 23,701 | $2,131,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,933 | $2,103,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 53,390 | $2,081,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 27,901 | $2,068,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 42,732 | $2,028,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 102,926 | $2,022,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 22,326 | $1,987,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 40,478 | $1,941,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 17,345 | $1,901,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 32,688 | $1,859,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 41,282 | $1,849,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 45,750 | $1,835,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 31,245 | $1,816,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 30,048 | $1,806,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 11,828 | $1,710,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 16,742 | $1,704,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 26,525 | $1,617,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 24,600 | $1,593,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 29,857 | $1,532,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 13,945 | $1,528,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 36,700 | $1,512,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 46,622 | $1,480,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 694,500 | $1,479,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 34,345 | $1,474,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 29,017 | $1,469,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 43,044 | $1,414,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 23,087 | $1,413,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 44,268 | $1,401,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 44,105 | $1,397,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 21,357 | $1,396,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 14,714 | $1,393,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 45,593 | $1,385,000 | thousands by filing date | |
| VTI | 922908769 | COM | 13,880 | $1,370,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 26,305 | $1,302,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 36,768 | $1,300,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 12,713 | $1,299,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 25,989 | $1,289,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 32,025 | $1,258,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 46,226 | $1,247,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 14,954 | $1,240,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 31,989 | $1,230,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 23,825 | $1,223,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 27,653 | $1,221,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 33,742 | $1,206,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 46,802 | $1,199,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 10,190 | $1,177,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 19,592 | $1,160,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 56,328 | $1,148,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 19,048 | $1,145,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 19,878 | $1,130,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 21,542 | $1,125,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 35,571 | $1,111,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 57,430 | $1,085,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 26,418 | $1,063,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 21,943 | $1,063,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 38,765 | $1,059,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 20,401 | $1,057,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 4,913 | $1,056,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 50,100 | $1,055,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 16,665 | $1,051,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 67,536 | $1,047,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 32,973 | $1,039,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 14,129 | $1,036,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 14,800 | $1,029,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 74,125 | $1,021,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 58,075 | $1,020,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 24,034 | $1,006,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 17,951 | $1,001,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 12,630 | $993,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 15,324 | $992,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 10,036 | $977,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 6,636 | $977,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 8,330 | $966,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 23,194 | $953,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 4,497 | $952,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 31,133 | $951,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 96,801 | $938,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 48,300 | $938,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 9,695 | $935,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 12,951 | $931,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 19,485 | $923,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 12,363 | $915,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 4,726 | $911,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 57,156 | $906,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 3,245 | $882,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 8,930 | $881,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 34,773 | $880,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,244 | $853,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 67,700 | $846,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,921 | $841,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 59,350 | $836,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 9,102 | $830,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 11,505 | $812,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 24,582 | $809,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 37,530 | $804,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 8,886 | $801,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 56,393 | $789,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 17,451 | $780,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 42,955 | $768,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 9,411 | $762,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,727 | $750,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 19,965 | $720,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 5,650 | $707,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 9,676 | $704,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 12,747 | $697,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,047 | $692,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 16,950 | $681,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 12,116 | $680,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 9,918 | $664,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 22,350 | $663,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 29,113 | $655,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 152,651 | $646,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,670 | $631,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 18,927 | $631,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 12,361 | $612,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 9,488 | $598,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 6,860 | $583,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 32,600 | $578,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 15,811 | $571,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 24,900 | $560,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,959 | $548,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 12,388 | $542,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 30,844 | $533,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 39,970 | $532,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 11,452 | $531,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 26,230 | $531,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 32,800 | $530,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 9,257 | $526,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,272 | $525,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 23,437 | $513,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 17,957 | $512,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 10,935 | $512,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 13,329 | $507,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 7,405 | $502,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 28,325 | $491,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 34,415 | $489,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 21,700 | $486,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 19,568 | $484,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 16,555 | $474,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,127 | $471,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 10,900 | $470,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 13,208 | $468,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 14,866 | $461,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 16,093 | $461,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 6,025 | $459,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,591 | $455,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 25,836 | $455,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 9,500 | $451,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 5,160 | $443,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 9,000 | $442,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,027 | $440,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 12,349 | $434,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 3,526 | $432,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 30,425 | $431,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 10,760 | $413,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,346 | $409,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 32,900 | $409,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 32,900 | $408,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 9,032 | $405,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 30,700 | $402,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,818 | $400,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,577 | $393,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 30,700 | $388,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 22,495 | $385,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 7,977 | $384,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 10,404 | $376,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 19,500 | $376,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 8,995 | $374,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 16,700 | $372,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 31,250 | $371,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 37,109 | $364,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 26,498 | $364,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 18,187 | $362,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,683 | $361,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 12,600 | $358,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,343 | $351,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,959 | $350,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 11,162 | $343,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 8,504 | $342,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 27,321 | $341,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,490 | $340,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 8,695 | $338,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 13,816 | $338,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 24,621 | $336,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 8,543 | $334,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 11,858 | $334,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 19,000 | $334,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 11,478 | $333,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,709 | $332,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 6,951 | $331,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,127 | $330,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 5,688 | $329,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 11,333 | $329,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,750 | $328,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 17,789 | $327,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,594 | $324,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 10,500 | $321,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,644 | $320,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 7,805 | $320,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,354 | $316,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,924 | $315,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,147 | $313,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 16,900 | $311,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 11,749 | $310,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 22,114 | $309,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,977 | $307,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 593 | $304,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,444 | $304,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 5,712 | $302,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 9,265 | $301,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 28,900 | $301,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 5,175 | $301,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 19,181 | $299,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 2,876 | $297,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 3,830 | $296,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,749 | $292,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 12,000 | $292,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 13,808 | $287,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 613 | $287,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 26,850 | $282,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 15,104 | $280,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,143 | $278,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 13,432 | $276,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 6,690 | $275,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 923 | $275,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 21,600 | $273,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 13,695 | $272,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 22,436 | $270,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 13,828 | $270,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,299 | $267,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 10,428 | $267,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,560 | $263,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,700 | $262,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 9,900 | $261,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,671 | $260,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,432 | $255,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 7,500 | $253,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 9,950 | $251,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 33,000 | $250,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,100 | $249,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 4,200 | $249,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 8,772 | $246,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 34,011 | $246,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 9,736 | $244,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 5,220 | $239,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 15,908 | $238,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,420 | $236,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 17,005 | $233,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,288 | $231,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 3,877 | $230,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,613 | $228,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 33,025 | $228,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 12,111 | $227,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,562 | $226,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 17,032 | $223,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,150 | $222,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,411 | $222,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,350 | $221,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 18,550 | $221,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 15,000 | $220,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,262 | $219,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 6,550 | $219,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 9,600 | $218,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 8,580 | $216,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,110 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 4,400 | $214,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,540 | $213,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,761 | $211,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 57,900 | $211,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,912 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 3,162 | $209,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,901 | $207,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,724 | $206,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,774 | $205,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 24,448 | $205,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,000 | $201,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 5,000 | $201,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 13,362 | $199,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 21,688 | $198,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 11,295 | $198,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 11,506 | $197,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 12,731 | $190,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 32,951 | $184,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 13,000 | $178,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 10,600 | $178,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 14,700 | $172,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 21,830 | $166,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 10,213 | $164,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 12,000 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 10,418 | $136,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 17,254 | $134,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 10,300 | $129,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 11,000 | $124,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 19,000 | $110,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 12,000 | $100,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 35,095 | $94,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 11,500 | $92,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 13,290 | $64,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 12,333 | $56,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,250 | $55,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 11,000 | $45,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 14,080 | $38,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 44,100 | $31,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 17,000 | $7,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 900 | $5,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 500 | $3,000 | thousands by filing date | put |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 800 | $3,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 500 | $2,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 1,000 | $1,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 1,500 | $1,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 200 | $1,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 600 | $1,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 400 | $1,000 | thousands by filing date | put |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 500 | $1,000 | thousands by filing date | put |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 300 | $1,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,100 | $1,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 700 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| YUM BRANDS INC COM | 988498101 | Stock | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001525212-15-000008 | this filing | 2015-11-13 | acceptance time not in the bulk data set |