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Disclosery

SPE SPECIAL OPPORTUNITIES FD INC

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COM (fund), issuer CIK 897802

45 managers (45 13F filers) reported a position in SPE shares at 2026-06-30, 3,231,275 shares in all. 6 filers opened a position and 5 filers sold out during the quarter.

Managers
45
13F filers
45
New
6
Added
13
Reduced
13
Sold out
5
Shares held by filers
3,231,275

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q2 2026

Filers in the available 13F reports with a share position at 2026-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
Focus Partners Wealthin group Focus Partners Wealth1,245,185$16.8M0.02%-90,33313F-HRTimelineGroup
Shaker Financial Services, LLC664,992$8.96M2.81%+292,94913F-HRTimeline
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC356,979$4.81M0.6%+62,08513F-HRTimeline
CSS LLC/IL122,529$1.65M0.07%+3,78013F-HRTimeline
SCOTIA CAPITAL INC.108,784$1.47M0.01%-1,25913F-HRTimeline
Advisors Asset Management, Inc.106,335$1.43M0.02%-91913F-HRTimeline
MORGAN STANLEYin group MORGAN STANLEY96,684$1.3M<0.01%+5,92213F-HRTimelineGroup
GatePass Capital, LLC57,374$773K0.3%-55,48513F-HRTimeline
FIRST MANHATTAN CO. LLC.44,280$596K<0.01%013F-HRTimeline
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …36,489$492K0.01%+15,11713F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC34,054$459K<0.01%+2,01413F-HRTimelineGroup
LANARK FINANCIAL, INC.26,664$359K0.02%+10,00713F-HRTimeline
Permanent Capital Management, LP22,114$298K0.04%new13F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC21,854$294K<0.01%+5,64413F-HRTimeline
Cetera Investment Advisers20,443$275K<0.01%+57113F-HRTimeline
GUGGENHEIM CAPITAL LLCin group GUGGENHEIM CAPITAL LLC20,419$275K<0.01%-35913F-HRTimelineGroup
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.19,187$258K<0.01%-10513F-HRTimelineGroup
Sowell Financial Services LLC17,933$242K0.01%013F-HRTimeline
RIVERNORTH CAPITAL MANAGEMENT, LLC17,348$234K0.01%-64,72113F-HRTimeline
TrueMark Investments, LLCin group TrueMark Investments, LLC17,348$234K0.03%+1,14013F-HRTimelineGroup
LEAVELL INVESTMENT MANAGEMENT, INC.16,800$226K0.01%new13F-HRTimeline
Ancora Advisors LLCin group Ancora Advisors LLC16,250$219K<0.01%-6,63713F-HRTimelineGroup
SUSQUEHANNA INTERNATIONAL GROUP, LLPin group SUSQUEHANNA INTERNATIONAL GRO…15,435$208K<0.01%+3,61413F-HRTimelineGroup
Live Oak Private Wealth LLC15,333$207K0.03%013F-HRTimeline
WOLVERINE ASSET MANAGEMENT LLCin group WOLVERINE ASSET MANAGEMENT LLC14,490$195K<0.01%-80,79313F-HRTimelineGroup
PATRON PARTNERS, LLC14,274$192K0.07%013F-HRTimeline
NWF Advisory Services Inc.13,606$183K0.02%-62813F-HRTimeline
HARBOUR INVESTMENTS, INC.13,000$175K<0.01%-3,81313F-HRTimeline
XTX Topco Ltdin group XTX Topco Ltd10,990$148K<0.01%new13F-HRTimelineGroup
Detalus Advisors, LLC10,823$146K0.03%+38013F-HRTimeline
PMG Family Office LLC10,137$137K0.13%new13F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA5,250$71K<0.01%+3,00013F-HRTimelineGroup
UBS Group AGin group UBS Group AG5,163$69.5K<0.01%013F-HRTimelineGroup
Global Retirement Partners, LLC3,705$49.9K<0.01%13F-HRTimeline
NewEdge Advisors, LLC2,262$30.5K<0.01%013F-HRTimeline
WINMILL & CO. INCin group WINMILL & CO. INC2,093$28.2K0.01%013F-HRTimelineGroup
Keating Financial Advisory Services, In…1,730$23.3K<0.01%-3,88513F-HRTimeline
Rockefeller Capital Management L.P.in group Rockefeller Capital Managemen…918$12.4K<0.01%013F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN887$11.9K<0.01%-10,28213F-HRTimelineGroup
EASTERN BANK750$10.1K<0.01%013F-HRTimeline
HIGHLINE WEALTH PARTNERS LLC206$2.77K<0.01%013F-HRTimeline
FIRST HORIZON CORP103$1.39K<0.01%new13F-HRTimeline
CVA Family Office, LLC39$525<0.01%013F-HRTimeline
Indiana Trust & Investment Management Co26$350<0.01%013F-HRTimeline
Aspect Partners, LLC10$135<0.01%new13F-HRTimeline