13F-HR filed by USCA RIA LLC
USCA RIA LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-13, with 156 holding rows worth $78,641.
- Accession
- 0001754960-20-000020
- Filer
- CIK 1525212
- Filed
- 2020-04-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 156 entries on the cover page, a total value of $78,641 stated on the cover page (in dollars after the unit check, H1), rows summing to $78,641 with VALUE read as dollars, detected, 13F file number 028-14897. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 44 | $1,000 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Cyber Security ETF | 26924G201 | Common | 27 | $997 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 43 | $985 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 13 | $977 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 50 | $969 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVER FINL SVCS | 254709108 | COM | 26 | $955 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 54 | $945 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 52 | $941 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 15 | $923 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4 | $917 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Etfmg Prime Mobile | 26924G409 | COM | 24 | $917 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| BECTON DICKINSON & CO | 075887109 | COM | 3 | $903 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 6 | $900 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 52 | $893 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 56 | $888 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 39 | $886 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 4 | $872 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1 | $850 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| BAXTER INTL INC | 071813109 | COM | 10 | $844 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 89 | $831 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| FS KKR CAPITAL CORP | 302635107 | COM | 276 | $829 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 13 | $829 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 10 | $826 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| FLIR SYS INC | 302445101 | COM | 25 | $816 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 17 | $814 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3 | $811 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 13 | $806 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 40 | $803 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| NUTRIEN LTD COM | 67077M108 | Stock | 22 | $776 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 97 | $771 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 5 | $760 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Caterpillar Inc. | 149123101 | COM | 6 | $723 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 26 | $715 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 29 | $712 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 13 | $706 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Eaton Corp. Plc | G29183103 | COM | 9 | $704 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 5 | $703 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 8 | $686 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Applied Materials,Inc. | 038222105 | COM | 14 | $673 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 27 | $660 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Mondelez International,Inc. Class A | 609207105 | COM | 12 | $650 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 47 | $646 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5 | $640 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 14 | $627 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 11 | $619 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 7 | $618 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4 | $618 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 11 | $618 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE INC | 09260D107 | COM | 13 | $613 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSTATE CORP COM | 020002101 | Stock | 6 | $613 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| XYLEM INC COM | 98419M100 | Stock | 9 | $599 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 9 | $598 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 31 | $597 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4 | $585 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS COS INC COM | 969457100 | Stock | 41 | $583 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 10 | $581 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Texas Instruments Incorporated | 882508104 | COM | 5 | $580 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Starbucks Corporation | 855244109 | COM | 8 | $567 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 15 | $562 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Netflix, Inc | 64110L106 | COM | 1 | $559 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Stryker Corporation | 863667101 | COM | 3 | $554 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ConocoPhillips | 20825C104 | COM | 17 | $550 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 7 | $550 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO COM | 345370860 | Stock | 110 | $533 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Micron Technology,Inc. | 595112103 | COM | 12 | $527 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| BALL CORP | 058498106 | COM | 8 | $523 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1 | $514 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 15 | $513 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Eli Lilly and Company | 532457108 | COM | 3 | $496 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Lockheed Martin Corporation | 539830109 | COM | 1 | $495 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 37 | $491 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3 | $487 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 2 | $467 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 14 | $464 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| CABLE ONE INC | 12685J105 | COM | 280 | $460 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them.Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4 | $444 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 14 | $442 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 11 | $441 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 9 | $434 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 40 | $427 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| NextEra Energy,Inc. | 65339F101 | COM | 1 | $412 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| American Express Company | 025816109 | COM | 4 | $411 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 8 | $409 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Union Pacific Corporation | 907818108 | COM | 2 | $406 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 12 | $405 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 3 | $403 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ENBRIDGE INC COM | 29250N105 | Stock | 13 | $394 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ALBEMARLE CORP | 012653101 | COM | 6 | $394 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| CONTINENTAL RES INC | 212015101 | COM | 51 | $392 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ONEOK INC NEW | 682680103 | COM | 17 | $387 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| BADGER METER INC COM | 056525108 | Stock | 7 | $387 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 3 | $386 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| 3M CO COM | 88579Y101 | Stock | 2 | $386 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2 | $384 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Real Estate | 922908553 | SHS | 5 | $381 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2 | $379 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Charles Schwab Corp | 808513105 | COM | 11 | $372 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1 | $372 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 6 | $371 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 16 | $365 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 3 | $359 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 4 | $356 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| MOODYS CORP COM | 615369105 | Stock | 1 | $352 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY INC | 25470F104 | COM SER A | 18 | $352 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Deere & Company | 244199105 | COM | 2 | $351 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 8 | $346 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1 | $344 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell 2000 ETF | 464287655 | SHS | 2 | $340 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 6 | $335 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 13 | $331 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Russell Midcap ETF | 464287499 | SHS | 7 | $330 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 6 | $330 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 6 | $309 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3 | $309 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| VanEck Merk Gold Trust | 921078101 | SHS | 20 | $308 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1 | $305 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| FOX CORP | 35137L204 | CL B COM | 13 | $302 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 22 | $299 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| KKR & CO INC | 48251W104 | COM | 12 | $296 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ALLEGHANY CORP DEL | 017175100 | COM | 534 | $295 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them.Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3 | $290 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 3 | $288 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| EBAY INC. COM | 278642103 | Stock | 9 | $288 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 7 | $286 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 10 | $283 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| CME Group Inc. Class A | 12572Q105 | COM | 1 | $282 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2 | $281 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 5 | $273 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 10 | $270 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1 | $267 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287457 | COM | 3 | $262 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 536 | $262 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them.Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 8 | $262 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 5 | $261 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| LYFT INC | 55087P104 | CL A COM | 9 | $257 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ALCON AG ORD SHS | H01301128 | Stock | 5 | $255 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 8 | $255 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 24 | $252 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1 | $249 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 10 | $248 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 926 | $243 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them.Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 1 | $236 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2 | $233 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| TWITTER INC | 90184L102 | COM | 9 | $231 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 6 | $229 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1 | $223 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 27 | $221 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| PHILLIPS 66 COM | 718546104 | Stock | 4 | $219 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4 | $218 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1 | $217 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1 | $214 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1 | $212 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| LOEWS CORP COM | 540424108 | Stock | 6 | $211 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1 | $209 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3 | $206 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 2 | $202 | dollars, detected | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001754960-20-000020 | this filing | 2020-04-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001754960-20-000028 | superseded | 2020-04-22 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001754960-20-000029 | base | 2020-04-22 | acceptance time not in the bulk data set |