13F-HR/A filed by USCA RIA LLC
USCA RIA LLC filed this 13F-HR/A for the quarter ended 2019-06-30, filed 2019-08-14, with 449 holding rows worth $985,129,000.
- Accession
- 0001525212-19-000005
- Filer
- CIK 1525212
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, amendment of type restatement, 449 entries on the cover page, a total value of $985,129,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $985,129,000 with VALUE read as thousands by filing date, 13F file number 028-14897. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 187,134 | $20,837,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 137,633 | $18,437,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 545,140 | $15,738,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 439,233 | $14,719,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 327,005 | $14,166,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 168,009 | $12,218,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 155,249 | $11,810,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 59,235 | $11,724,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 280,111 | $11,518,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 140,064 | $10,733,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 160,246 | $10,533,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 155,892 | $10,532,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 195,009 | $10,242,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 186,204 | $10,191,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,231 | $9,978,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 89,984 | $9,942,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 69,227 | $9,642,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 457,355 | $9,550,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 32,192 | $9,432,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 44,239 | $9,430,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 240,213 | $9,255,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 82,720 | $9,248,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 89,539 | $9,247,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,881 | $9,243,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 185,641 | $9,221,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 88,732 | $8,962,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 64,677 | $8,919,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 184,775 | $8,845,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 184,369 | $8,724,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 63,951 | $7,958,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 102,597 | $7,933,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 91,028 | $7,884,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 84,076 | $7,677,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 43,977 | $7,632,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 94,734 | $7,439,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 84,703 | $7,054,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 172,647 | $7,044,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 86,579 | $6,559,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 104,214 | $6,550,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 68,871 | $6,442,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 34,299 | $6,405,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 30,616 | $6,367,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 48,641 | $6,333,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 129,840 | $6,148,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 22,859 | $6,047,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 43,145 | $6,025,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,558 | $6,018,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 101,634 | $5,679,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 19,593 | $5,640,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 24,890 | $5,632,000 | thousands by filing date | |
| VTI | 922908769 | COM | 36,804 | $5,524,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 61,251 | $5,405,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 61,665 | $5,311,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 125,213 | $5,221,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 203,808 | $5,209,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 92,640 | $5,048,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 45,185 | $4,955,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 92,437 | $4,906,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 71,140 | $4,746,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 72,256 | $4,702,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 103,662 | $4,701,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 161,810 | $4,692,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 39,040 | $4,654,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 31,466 | $4,635,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 26,251 | $4,498,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 27,012 | $4,413,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 32,656 | $4,350,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 112,106 | $4,342,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 16,378 | $4,328,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,563 | $4,209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 69,188 | $4,155,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 22,209 | $4,104,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 78,672 | $4,006,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 69,111 | $3,948,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 41,135 | $3,921,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 26,854 | $3,862,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 10,843 | $3,845,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 182,285 | $3,817,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 118,990 | $3,690,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 39,363 | $3,667,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 24,056 | $3,650,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 20,881 | $3,631,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 88,329 | $3,535,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 30,712 | $3,515,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 11 | $3,502,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 35,484 | $3,456,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 16,612 | $3,450,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 21,708 | $3,376,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 164,922 | $3,374,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 77,873 | $3,342,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 31,913 | $3,306,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 19,473 | $3,226,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 22,154 | $3,216,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 35,026 | $3,204,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 91,080 | $3,176,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 18,099 | $3,160,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 18,810 | $3,149,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 24,730 | $3,146,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 15,632 | $3,116,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 174,133 | $3,091,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 16,272 | $2,999,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 16,311 | $2,966,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 73,724 | $2,932,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 41,609 | $2,914,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 16,838 | $2,863,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 36,787 | $2,854,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 33,409 | $2,848,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 27,431 | $2,811,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 46,363 | $2,789,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 35,981 | $2,784,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 20,924 | $2,779,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 25,700 | $2,770,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 21,049 | $2,760,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 32,756 | $2,747,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 21,051 | $2,745,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 48,081 | $2,739,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 112,700 | $2,704,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 64,336 | $2,557,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 15,327 | $2,517,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 240,745 | $2,463,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 15,570 | $2,450,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 28,987 | $2,430,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 57,241 | $2,420,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 62,602 | $2,402,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 14,626 | $2,401,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 43,278 | $2,372,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,258 | $2,366,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 15,814 | $2,365,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 29,175 | $2,356,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 12,006 | $2,344,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 82,118 | $2,303,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 47,930 | $2,258,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 58,752 | $2,159,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 104,462 | $2,149,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 27,743 | $2,144,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 44,469 | $2,132,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 66,410 | $2,087,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 139,434 | $2,083,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 89,978 | $2,046,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 41,241 | $2,034,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 27,835 | $2,019,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 13,493 | $2,005,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 95,503 | $1,994,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 81,608 | $1,987,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 12,571 | $1,981,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 39,581 | $1,976,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 21,201 | $1,800,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,094 | $1,796,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 36,507 | $1,794,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 10,402 | $1,783,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 139,185 | $1,762,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 27,229 | $1,740,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 10,066 | $1,735,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 13,260 | $1,728,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 30,237 | $1,716,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 10,733 | $1,712,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 67,975 | $1,710,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 46,544 | $1,708,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 36,643 | $1,706,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 20,640 | $1,698,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 8,279 | $1,694,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 25,884 | $1,660,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 15,044 | $1,639,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 26,604 | $1,636,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 121,813 | $1,636,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 13,428 | $1,636,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 19,249 | $1,619,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 28,993 | $1,588,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 64,918 | $1,581,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 27,180 | $1,569,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 33,441 | $1,568,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 11,557 | $1,562,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 9,560 | $1,550,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 12,085 | $1,537,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,112 | $1,510,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 76,318 | $1,504,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 27,397 | $1,498,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 36,551 | $1,482,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 7,445 | $1,466,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 7,383 | $1,465,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 19,506 | $1,464,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 128,585 | $1,458,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 10,680 | $1,456,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 26,038 | $1,439,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 8,122 | $1,437,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 32,618 | $1,413,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 7,733 | $1,411,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 40,849 | $1,401,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 31,249 | $1,388,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 15,802 | $1,386,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 30,505 | $1,363,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 21,228 | $1,359,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 12,010 | $1,358,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 95,775 | $1,349,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,525 | $1,348,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 6,155 | $1,345,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 10,359 | $1,328,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 142,941 | $1,319,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 11,428 | $1,311,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 23,839 | $1,309,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 82,100 | $1,297,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,395 | $1,291,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 114,166 | $1,278,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 23,623 | $1,263,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 5,764 | $1,235,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 13,904 | $1,224,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 31,489 | $1,211,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 25,060 | $1,206,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 121,712 | $1,199,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 22,053 | $1,190,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 80,150 | $1,187,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 104,575 | $1,179,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,870 | $1,140,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 716,000 | $1,138,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 24,491 | $1,132,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 15,790 | $1,131,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,243 | $1,128,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 12,123 | $1,121,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 184,500 | $1,100,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 20,411 | $1,093,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 22,051 | $1,092,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 80,154 | $1,067,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 17,386 | $1,061,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 40,261 | $1,060,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 239,800 | $1,048,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 10,283 | $1,046,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 15,143 | $1,042,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,042 | $1,022,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 32,391 | $1,013,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 24,194 | $972,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 35,205 | $949,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 55,876 | $942,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 88,727 | $932,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 67,915 | $929,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 52,198 | $916,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 17,905 | $909,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 41,121 | $899,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 10,809 | $885,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 14,997 | $882,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,436 | $858,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,779 | $835,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 26,370 | $835,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 37,915 | $834,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 25,073 | $833,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 9,844 | $823,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 17,069 | $821,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 8,483 | $811,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,288 | $805,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 37,744 | $802,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 22,930 | $800,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 57,762 | $798,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 12,759 | $792,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 15,700 | $759,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 16,130 | $751,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,582 | $736,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 16,360 | $734,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 8,410 | $733,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 13,649 | $709,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 40,030 | $709,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 60,877 | $705,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 9,330 | $701,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 9,500 | $700,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 6,861 | $698,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,111 | $697,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 6,125 | $695,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 4,340 | $693,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,674 | $674,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 13,372 | $672,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 7,467 | $671,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 6,208 | $659,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 15,198 | $658,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 12,358 | $644,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,697 | $642,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 11,804 | $631,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 6,207 | $626,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,045 | $610,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 11,500 | $598,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 9,000 | $594,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 24,279 | $587,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 13,433 | $586,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 5,550 | $579,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,752 | $566,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 19,088 | $564,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 13,390 | $540,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 33,667 | $539,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 9,108 | $535,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 11,115 | $533,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 10,309 | $530,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 67,340 | $529,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,564 | $525,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,255 | $522,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 16,783 | $521,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 22,325 | $519,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 9,746 | $515,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,100 | $514,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 13,300 | $513,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 957 | $502,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 37,555 | $499,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 48,830 | $489,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 27,225 | $482,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 8,928 | $476,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 6,928 | $474,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,450 | $474,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,601 | $470,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 22,370 | $468,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,552 | $461,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 2,433 | $460,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 8,000 | $457,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 14,196 | $456,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,924 | $455,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 4,170 | $454,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 3,237 | $454,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 14,427 | $454,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,513 | $449,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 12,663 | $447,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 39,835 | $442,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 8,570 | $437,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 12,007 | $433,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 10,247 | $432,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,420 | $422,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 10,425 | $420,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 7,026 | $419,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,060 | $419,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 6,000 | $417,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 16,626 | $416,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 7,424 | $415,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 5,957 | $410,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,639 | $406,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,370 | $397,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,450 | $397,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,266 | $393,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,203 | $389,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 562 | $383,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,853 | $379,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 9,990 | $377,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 4,698 | $376,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 6,819 | $373,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2,537 | $371,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,215 | $368,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 998 | $366,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 5,440 | $366,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 26,900 | $363,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 6,395 | $356,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 3,000 | $348,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 6,912 | $348,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 5,665 | $347,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 5,755 | $345,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 945 | $344,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,600 | $342,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 2,772 | $341,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 14,929 | $340,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 290 | $340,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,678 | $328,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,817 | $326,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,659 | $322,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 8,140 | $322,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,042 | $321,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,636 | $318,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 11,478 | $316,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,800 | $310,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,580 | $304,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 22,950 | $304,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 3,200 | $298,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 11,208 | $297,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 5,026 | $294,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 26,000 | $294,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,723 | $292,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,638 | $292,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 18,065 | $286,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 18,271 | $281,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 14,800 | $281,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 6,450 | $271,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 4,619 | $267,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 8,617 | $265,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 7,814 | $263,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 8,588 | $262,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 23,165 | $262,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 5,457 | $261,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 8,014 | $258,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,860 | $258,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 8,612 | $256,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 8,717 | $253,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 46,542 | $252,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,181 | $251,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,867 | $251,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,410 | $247,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 18,211 | $245,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,209 | $244,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 15,200 | $240,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 5,078 | $239,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 8,105 | $239,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 7,794 | $239,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,052 | $238,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 12,618 | $235,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 997 | $234,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 1,909 | $234,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 8,880 | $232,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 7,872 | $228,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 3,800 | $227,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,211 | $226,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,398 | $224,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,053 | $222,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,144 | $221,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,904 | $220,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,798 | $219,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 58,367 | $216,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 19,500 | $215,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,950 | $213,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 30,472 | $213,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 8,400 | $212,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,015 | $211,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,000 | $211,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 567 | $209,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 300 | $207,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 3,922 | $206,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,823 | $205,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 27,050 | $205,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 2,538 | $203,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 5,166 | $203,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 4,372 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,315 | $202,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 21,830 | $200,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,500 | $197,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L209 | UNIT 03/04/2024 | 19,385 | $194,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 30,466 | $174,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 100,000 | $174,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 34,010 | $170,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 18,950 | $161,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 17,000 | $159,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 14,567 | $156,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 11,735 | $138,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 10,300 | $132,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 10,840 | $125,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 11,053 | $116,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 12,600 | $108,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 15,000 | $99,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,325 | $98,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 51,286 | $73,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 51,900 | $70,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 10,298 | $58,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 10,749 | $54,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 75,538 | $46,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 40,000 | $41,000 | thousands by filing date | principal |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 15,500 | $38,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 18,372 | $36,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 30,000 | $30,000 | thousands by filing date | principal |
| NOBLE CORP PLC | G65431101 | SHS USD | 14,000 | $26,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 25,000 | $25,000 | thousands by filing date | principal |
| OHA INVT CORP | 67091U102 | COM | 16,526 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001525212-19-000003 | superseded | 2019-08-02 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001525212-19-000005 | this filing | 2019-08-14 | acceptance time not in the bulk data set |