SONORA INVESTMENT MANAGEMENT, LLC

13F filer, CIK 1418539, TUCSON, AZ

SONORA INVESTMENT MANAGEMENT, LLC reported $1,058,037,000 across 1,742 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-01-17. Its ten largest share positions make up 20.93% of the portfolio.

Filed 2020-01-17 (acceptance time not in the bulk data set), ingested 2026-10-07 18:54:20 UTC13F-HR 0001415889-20-000112

Period: 2019-12-31
Reported value: $1.06B
Holdings: 1,742
Top 10 weight: 20.93%
New: 242
Sold out: 249

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AAPLnew	+79,305	$23.3M
Hyatt Hotels Corp.new	+11,730,000	$13M
DTE ENERGY COnew	+192,775	$9.88M
JUNIPER NETWORKSadded	+6,760,000	$7.31M
TRUIST FINL CORP DEPSHS RP …new	+238,815	$6.42M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
Apple Incexited	-80,782	-$18.1M
BB&T CORPexited	-170,837	-$9.12M
ISIS PHARMACEUTICALS INC DELreduced	-6,886,000	-$7.93M
USBreduced	-109,553	-$6.5M
SPECTRUM PHARMACEUTICALS INCexited	-690,234	-$5.72M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2019

Share positions as resolved from 13F-HR 0001415889-20-000112, largest first. % of portfolio is the value over $1,058,037,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
GAP INC FIXED RT NTGAP INC FIXED RT NT	27,458,000	$28.5M	2.69%	+2,185,000
CSG SYS INTL INCCSG SYS INTL INC	22,048,000	$25M	2.36%	-280,000
MSFTMICROSOFT CORP	150,777	$23.8M	2.25%	+3,032	Timeline
AAPLAPPLE INC	79,305	$23.3M	2.2%	new	Timeline
TOLL BROTHERS INCTOLL BROTHERS INC	21,350,000	$22.3M	2.11%	+2,915,000
VERINT SYS INCVERINT SYS INC	20,432,000	$21.9M	2.07%	-225,000
JUNIPER NETWORKSJUNIPER NETWORKS	19,050,000	$20.6M	1.95%	+6,760,000
TOLL BROTHERS INCTOLL BROTHERS INC	18,471,000	$19.6M	1.85%	+2,845,000
VALERO ENERGY CORPVALERO ENERGY CORP	17,545,000	$18.7M	1.76%	+1,675,000
TAPESTRY INC NOTE M/W CLBLTAPESTRY INC NOTE M/W CLBL	16,976,000	$17.9M	1.69%	+3,520,000
CBRE SERVICES INC NOTE M/W …CBRE SERVICES INC NOTE M/W CLBL	15,270,000	$17.1M	1.62%	+2,755,000
SERVICE PPTYS TRSERVICE PPTYS TR	15,705,000	$16.4M	1.55%	+2,860,000
L BRANDS INCL BRANDS INC	13,779,000	$14.5M	1.37%	+370,000
EMREMERSON ELEC CO	187,414	$14.3M	1.35%	+2,928	Timeline
GOOGALPHABET INC	10,394	$13.9M	1.31%	+160	Timeline
Hyatt Hotels Corp.Hyatt Hotels Corp.	11,730,000	$13M	1.23%	new
TWITTER INCTWITTER INC	13,340,000	$12.9M	1.22%	-4,345,000
QCOMQUALCOMM INC	144,084	$12.7M	1.2%	-2,340	Timeline
UNPUNION PAC CORP	68,133	$12.3M	1.16%	+3,632	Timeline
MERITAGE HOMES CORPMERITAGE HOMES CORP	10,929,000	$11.9M	1.13%	+475,000
ISIS PHARMACEUTICALS INC DELISIS PHARMACEUTICALS INC DEL	9,821,000	$11.3M	1.07%	-6,886,000
PGPROCTER & GAMBLE CO	90,101	$11.3M	1.06%	+1,574	Timeline
ZILLOW GROUP INCZILLOW GROUP INC	11,115,000	$10.6M	1%	-125,000
PNCPNC FINL SVCS GROUP INC	63,718	$10.2M	0.96%	+4,871	Timeline
JNJJOHNSON & JOHNSON	69,109	$10.1M	0.95%	+2,058	Timeline
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC	9,405,000	$9.91M	0.94%	-115,000
DTE ENERGY CODTE ENERGY CO	192,775	$9.88M	0.93%	new
PEPPEPSICO INC	71,949	$9.83M	0.93%	+5,981	Timeline
KLA CorpKLA Corp	8,955,000	$9.81M	0.93%	+475,000
MGM GROWTH PPTYS LLCMGM GROWTH PPTYS LLC	312,500	$9.68M	0.91%	+32,969
RSGREPUBLIC SVCS INC	107,724	$9.65M	0.91%	+7,774	Timeline
INTCINTEL CORP	160,870	$9.63M	0.91%	+320	Timeline
CSCOCISCO SYS INC	191,423	$9.18M	0.87%	+31,522	Timeline
KMBKIMBERLY-CLARK CORP	66,269	$9.12M	0.86%	+3,356	Timeline
VLOVALERO ENERGY CORP	93,567	$8.76M	0.83%	+11,325	Timeline
PFEPFIZER INC	221,902	$8.69M	0.82%	+26,465	Timeline
ADBEADOBE INC	25,920	$8.55M	0.81%	-285	Timeline
AJGGALLAGHER ARTHUR J & CO	88,617	$8.44M	0.8%	+4,606	Timeline
FIFTH THIRD BANKFIFTH THIRD BANK	7,735,000	$8.3M	0.78%	+3,660,000
LMTLOCKHEED MARTIN CORP	21,042	$8.19M	0.77%	+1,318	Timeline
TAT&T INC	205,332	$8.02M	0.76%	+39,155	Timeline
SVCSERVICE PPTYS TR	322,140	$7.84M	0.74%	+64,670	Timeline
HDHOME DEPOT INC	35,717	$7.8M	0.74%	+308	Timeline
LEGLEGGETT & PLATT INC	152,668	$7.76M	0.73%	-1,807	Timeline
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	7,332,000	$7.74M	0.73%	-130,000
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC	6,545,000	$7.69M	0.73%	-2,895,000
MERCK &COINCMERCK &COINC	82,260	$7.48M	0.71%	+6,916
MERITAGE HOMES CORPMERITAGE HOMES CORP	6,605,000	$7.38M	0.7%	+1,525,000
ZILLOW GROUP INCZILLOW GROUP INC	6,530,000	$7.31M	0.69%	-50,000
IONSIONIS PHARMACEUTICALS INC	115,763	$6.99M	0.66%	-1,246	Timeline
XOMEXXON MOBIL CORP	99,436	$6.94M	0.66%	+12,922	Timeline
NUANCE COMMUNICATIONSNUANCE COMMUNICATIONS	7,019,000	$6.91M	0.65%	-131,000
CADENCE DESIGN SYSTEMS INCCADENCE DESIGN SYSTEMS INC	6,295,000	$6.75M	0.64%	+390,000
COSTCOSTCO WHOLESALE CORPORATION	22,830	$6.71M	0.63%	+419	Timeline
RAYTHEON CORAYTHEON CO	30,123	$6.62M	0.63%	+1,007
PNC FINANCIAL 6.125% $1.531…PNC FINANCIAL 6.125% $1.53125 PFD	236,600	$6.48M	0.61%	+38,295
TRUIST FINL CORP DEPSHS RP …TRUIST FINL CORP DEPSHS RP PFD	238,815	$6.42M	0.61%	new
CSXCSX CORP	88,396	$6.4M	0.6%	+8,963	Timeline
HORIZON PHARMA INVT LTDHORIZON PHARMA INVT LTD	4,725,000	$6.26M	0.59%	-50,000
LYBLYONDELLBASELL INDUSTRIES NV	65,752	$6.21M	0.59%	+5,265	Timeline
MMM3M CO	35,007	$6.18M	0.58%	+7,842	Timeline
ADVANCE AUTO PART 4point5pe…ADVANCE AUTO PART 4point5percent2…	5,545,000	$5.95M	0.56%	+2,170,000
FITBFIFTH THIRD BANCORP DEPO SHS R	205,974	$5.91M	0.56%	+45,655	Timeline
TAPESTRY INCTAPESTRY INC	5,805,000	$5.88M	0.56%	+740,000
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC.	4,095,000	$5.82M	0.55%	-40,000
AMGEN INC 2.65 05/11/2022AMGEN INC 2.65 05/11/2022	5,740,000	$5.82M	0.55%	-110,000
MEDTRONIC INCMEDTRONIC INC	50,472	$5.73M	0.54%	+1,368
CINFCINCINNATI FINL CORP	53,138	$5.59M	0.53%	+1,550	Timeline
PAYXPAYCHEX INC	64,763	$5.51M	0.52%	+13,930	Timeline
SCHWAB CHARLES CORP NEW DP …SCHWAB CHARLES CORP NEW DP SHS	202,483	$5.37M	0.51%	+38,304
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	4,825,000	$5.34M	0.51%	-10,000
KMIKINDER MORGAN INC DEL	251,587	$5.33M	0.5%	+2,735	Timeline
EVRGEVERGY INC	80,529	$5.24M	0.5%	+77,915	Timeline
GLWCORNING INC	174,886	$5.09M	0.48%	-8,435	Timeline
WMTWALMART INC	42,711	$5.08M	0.48%	+8,042	Timeline
AMGEN INC (VARIABLE)AMGEN INC (VARIABLE)	5,042,000	$5.05M	0.48%	-30,000
REPUBLIC SERVICES INCREPUBLIC SERVICES INC	4,970,000	$4.99M	0.47%	-85,000
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC	4,600,000	$4.98M	0.47%	-70,000
US BANCORP DEL DEP $1.625 P…US BANCORP DEL DEP $1.625 PFD Ser…	177,670	$4.91M	0.46%	+23,575
KLACKLA CORP	27,506	$4.9M	0.46%	+645	Timeline
SBUXSTARBUCKS CORP	54,949	$4.83M	0.46%	+3,555	Timeline
HYATT HOTELS CORPHYATT HOTELS CORP	4,358,000	$4.54M	0.43%	-115,000
INSMED INCINSMED INC	4,580,000	$4.43M	0.42%	+40,000
EXACT SCIENCES CORPEXACT SCIENCES CORP	2,945,000	$4.25M	0.4%	-15,000
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC	154,480	$4.14M	0.39%	+67,640
AGILENT TECHNOLOGIESAGILENT TECHNOLOGIES	3,935,000	$4.01M	0.38%	+790,000
JPMorgan Chase preferredJPMorgan Chase preferred	155,577	$4M	0.38%	-2,705
GISGENERAL MILLS INC	72,861	$3.9M	0.37%	+5,023	Timeline
AGILENT TECHNOLOGIESAGILENT TECHNOLOGIES	3,620,000	$3.79M	0.36%	+135,000
VZVERIZON COMMUNICATIONS INC	61,601	$3.78M	0.36%	-3,818	Timeline
RPMRPM INTL INC	48,545	$3.73M	0.35%	-130	Timeline
PURE STORAGE INCPURE STORAGE INC	3,675,000	$3.67M	0.35%	+715,000
CGNXCOGNEX CORP	63,689	$3.57M	0.34%	-2,152	Timeline
JPMORGAN CHASE 4.125 26 …JPMORGAN CHASE 4.125 26 …	3,180,000	$3.48M	0.33%	new
MCDONALDS CORPMCDONALDS CORP	3,445,000	$3.47M	0.33%	-25,000
GOOGLALPHABET INC	2,584	$3.46M	0.33%	+145	Timeline
PNWPINNACLE WEST CAP CORP	38,060	$3.42M	0.32%	+1,340	Timeline
MARRIOTT INTL INCMARRIOTT INTL INC	3,243,000	$3.33M	0.31%	-30,000
VECTOR GROUP LTDVECTOR GROUP LTD	3,180,000	$3.29M	0.31%	-35,000
MGMMGM RESORTS INTERNATIONAL	98,589	$3.28M	0.31%	-4,320	Timeline
MACQUARIE INFRASTRUCTURE CORMACQUARIE INFRASTRUCTURE COR	3,445,000	$3.27M	0.31%	-80,000
REPUBLIC SERVICES INCREPUBLIC SERVICES INC	3,125,000	$3.18M	0.3%	+470,000
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN	3,225,000	$2.97M	0.28%	-2,125,000
UGIUGI CORP NEW	65,011	$2.94M	0.28%	+13,700	Timeline
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	51,280	$2.87M	0.27%	+5,411
TFCTRUIST FINL CORP	48,052	$2.71M	0.26%	new	Timeline
ACNACCENTURE PLC IRELAND	12,059	$2.54M	0.24%	+3,213	Timeline
CVS HEALTH CORP (VARIABLE)CVS HEALTH CORP (VARIABLE)	2,470,000	$2.47M	0.23%	+20,000
Bunge LimitedBunge Limited	22,973	$2.35M	0.22%	-190
NORTHROP GRUMMANNORTHROP GRUMMAN	2,310,000	$2.35M	0.22%	-20,000
GLOBAL NET LEASE INCGLOBAL NET LEASE INC	112,197	$2.27M	0.22%	+11,800
CORNING INCCORNING INC	2,220,000	$2.27M	0.21%	-75,000
HUNHUNTSMAN CORP	88,199	$2.13M	0.2%	-3,200	Timeline
QUALCOMM INC NOTE M/W CLBLQUALCOMM INC NOTE M/W CLBL	2,080,000	$2.13M	0.2%	-50,000
SPYSTATE STR SPDR S&P 500 ETF T	6,468	$2.08M	0.2%	-5,001	Timeline
TXRHTEXAS ROADHOUSE INC	36,038	$2.03M	0.19%	-370	Timeline
VVISA INC	10,564	$1.99M	0.19%	+4,184	Timeline
AMZNAMAZON COM INC	1,056	$1.95M	0.18%	new	Timeline
CLXCLOROX CO DEL	12,376	$1.9M	0.18%	+3,750	Timeline
CVS HEALTH CORPCVS HEALTH CORP	1,840,000	$1.88M	0.18%	-20,000
CLIFFS NATURAL RESOURCESCLIFFS NATURAL RESOURCES	223,605	$1.88M	0.18%	-12,985
PSXPHILLIPS 66	16,681	$1.86M	0.18%	-18	Timeline
NEW RELIC INCNEW RELIC INC	1,815,000	$1.77M	0.17%	+560,000
BABOEING CO	5,385	$1.75M	0.17%	new	Timeline
II VI INCII VI INC	1,630,000	$1.66M	0.16%	new
CVXCHEVRON CORPORATION	13,663	$1.65M	0.16%	+160	Timeline
MARRIOTT INTL INCMARRIOTT INTL INC	1,555,000	$1.64M	0.16%	new
TXNTEXAS INSTRS INC	12,316	$1.58M	0.15%	+3,270	Timeline
ORACLE CORPORACLE CORP	1,480,000	$1.56M	0.15%	-45,000
COPCONOCOPHILLIPS	22,955	$1.49M	0.14%	-2,119	Timeline
WMWASTE MGMT INC DEL	12,786	$1.46M	0.14%	+30	Timeline
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	1,445,000	$1.46M	0.14%	-5,000
MCDONALD'S CORPMCDONALD'S CORP	1,345,000	$1.44M	0.14%	-15,000
MARRIOTT INTERNATIONAL INC …MARRIOTT INTERNATIONAL INC NOTE M…	1,395,000	$1.44M	0.14%	+1,375,000
CISCO SYSTEMS INCCISCO SYSTEMS INC	1,420,000	$1.42M	0.13%	-5,000
MPTMEDICAL PROPERTIES TRUST INC	65,768	$1.39M	0.13%	+115	Timeline
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	27,538	$1.39M	0.13%	0
HANESBRANDS INCHANESBRANDS INC	82,550	$1.23M	0.12%	+9,745
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN	1,470,000	$1.23M	0.12%	-1,560,000
LUVSOUTHWEST AIRLS CO	22,505	$1.22M	0.11%	+2,068	Timeline
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC	1,190,000	$1.19M	0.11%	-25,000
CHENIERE ENERGY INCCHENIERE ENERGY INC	1,495,000	$1.17M	0.11%	+255,000
UNION PACIFIC COUNION PACIFIC CO	1,075,000	$1.13M	0.11%	+5,000
IBMINTERNATIONAL BUSINESS MACHS	8,196	$1.1M	0.1%	+4,036	Timeline
ORCLORACLE CORP	20,671	$1.09M	0.1%	-636	Timeline
TARGET CORPTARGET CORP	8,434	$1.08M	0.1%	-310
WFCWELLS FARGO & CO	19,599	$1.05M	0.1%	-1,308	Timeline
DOVDOVER CORP	9,015	$1.04M	0.1%	-740	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	4,584	$1.04M	0.1%	new	Timeline
JPMJPMORGAN CHASE & CO	7,213	$1M	0.09%	-1,914	Timeline
WASTE MGMT INCWASTE MGMT INC	980,000	$1M	0.09%	+80,000
KYNKAYNE ANDERSON ENERGY INFRST	70,581	$983K	0.09%	+25,450	Timeline
CVS HEALTH CORP (VARIABLE)CVS HEALTH CORP (VARIABLE)	970,000	$975K	0.09%	-15,000
ETNEaton Corp.	9,808	$929K	0.09%	-1,566	Timeline
FLEX LTDFLEX LTD	855,000	$912K	0.09%	-35,000
NKENIKE INC	8,870	$899K	0.08%	-431	Timeline
FISFIDELITY NATL INFORMATION SV	6,357	$884K	0.08%	-91	Timeline
USBUS BANCORP	14,871	$882K	0.08%	-109,553	Timeline
LOCKHEED MARTIN CORP 2.5 11…LOCKHEED MARTIN CORP 2.5 11/23/20…	780,000	$784K	0.07%	0
PMPHILIP MORRIS INTL INC	9,028	$768K	0.07%	-685	Timeline
METAMETA PLATFORMS INC	3,732	$766K	0.07%	+1,318	Timeline
STWDSTARWOOD PPTY TR INC	30,759	$765K	0.07%	+1,859	Timeline
MCDMCDONALDS CORP	3,842	$759K	0.07%	+1,185	Timeline
PFLPIMCO INCOME STRATEGY FD	64,016	$759K	0.07%	0	Timeline
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORP	50,016	$731K	0.07%	+2,000
PFNPIMCO INCOME STRATEGY FD II	68,800	$729K	0.07%	0	Timeline
BMYBRISTOL-MYERS SQUIBB CO	11,270	$723K	0.07%	+1,220	Timeline
GOLDMAN SACHS GROUP IN DEP …GOLDMAN SACHS GROUP IN DEP 1/1000…	25,810	$688K	0.07%	-2,710
MEDTRONIC INCMEDTRONIC INC	615,000	$659K	0.06%	-20,000
CLEVELAND CLIFFS INCCLEVELAND CLIFFS INC	550,000	$658K	0.06%	+500,000
STARBUCKS CORPSTARBUCKS CORP	615,000	$651K	0.06%	+10,000
CATCATERPILLAR INC	4,341	$641K	0.06%	+216	Timeline
BABAALIBABA GROUP HLDG LTD	2,912	$618K	0.06%	-150	Timeline
HEALTHCARE RLTY TRHEALTHCARE RLTY TR	18,175	$606K	0.06%	0
GOLDMAN SACHS GROUP (VARIAB…GOLDMAN SACHS GROUP (VARIABLE)	585,000	$592K	0.06%	+15,000
IWNISHARES TR	3,532	$576K	0.05%	-104	Timeline
AMERICAN CAPITAL AGENCY CORPAMERICAN CAPITAL AGENCY CORP	31,156	$551K	0.05%	0
CHIMERA INVESTMENT CORPCHIMERA INVESTMENT CORP	26,400	$543K	0.05%	0
ETENERGY TRANSFER L P	42,142	$541K	0.05%	+7,098	Timeline
DISDISNEY WALT CO	3,730	$539K	0.05%	+339	Timeline
MOALTRIA GROUP INC	10,724	$535K	0.05%	-1,860	Timeline
EXACT SCIENCES CORPEXACT SCIENCES CORP	470,000	$532K	0.05%	0
SONSONOCO PRODS CO	8,390	$518K	0.05%	-125	Timeline
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FD	89,500	$515K	0.05%	new
MEDTRONIC INC (VARIABLE)MEDTRONIC INC (VARIABLE)	510,000	$511K	0.05%	0
ABALLIANCEBERNSTEIN HLDG L P	16,717	$506K	0.05%	+185	Timeline
NICHOLAS APPLEGATENICHOLAS APPLEGATE	98,000	$502K	0.05%	0
XEADXALLSPRING INCOME OPPORTUNIT	57,573	$485K	0.05%	0	Timeline
HONHONEYWELL INTL INC	2,712	$480K	0.05%	-54	Timeline
APPLE INC. 3.25 26 …APPLE INC. 3.25 26 …	445,000	$471K	0.04%	+55,000
EPDENTERPRISE PRODS PARTNERS L	16,440	$463K	0.04%	-250	Timeline
LLYELI LILLY & CO	3,482	$458K	0.04%	0	Timeline
IRMIRON MTN INC DEL	14,220	$453K	0.04%	+400	Timeline
DRIDARDEN RESTAURANTS INC	4,050	$441K	0.04%	+3,850	Timeline
PHYSICIANS REALTY TRUSTPHYSICIANS REALTY TRUST	23,296	$441K	0.04%	+400
3M CO3M CO	345,000	$437K	0.04%	-10,000
AMATAPPLIED MATLS INC	7,077	$432K	0.04%	new	Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L	6,554	$412K	0.04%	0
FLG-PUFLAGSTAR BANK NATIONAL ASSOC	8,070	$409K	0.04%	-400	Timeline
KOCOCA COLA CO	7,353	$407K	0.04%	-164	Timeline
VTIVANGUARD INDEX FDS	2,418	$396K	0.04%	+603	Timeline
VICIVICI PPTYS INC	15,435	$394K	0.04%	+650	Timeline
HIXWESTERN ASSET HIGH INCOM FD	57,968	$391K	0.04%	0	Timeline
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INC	23,115	$385K	0.04%	0
CSX CORPCSX CORP	350,000	$370K	0.03%	+20,000
BK OF AMERICA CORP PFD CUM …BK OF AMERICA CORP PFD CUM SER C	13,955	$365K	0.03%	new
VUGVANGUARD INDEX FDS	2,000	$364K	0.03%	0	Timeline
MACQUARIE INFRASTRUCTUREMACQUARIE INFRASTRUCTURE	8,210	$352K	0.03%	0
US TREAUSRYUS TREAUSRY	351,000	$351K	0.03%	new
K L A TENCOR COK L A TENCOR CO	340,000	$351K	0.03%	-10,000
US Treasu NtUS Treasu Nt	350,000	$350K	0.03%	new
ABTABBOTT LABORATORIES	4,000	$347K	0.03%	new	Timeline
IPGPIPG PHOTONICS CORP	2,353	$341K	0.03%	-115	Timeline
NORTHROP GRUMMAN CORP 3.25 …NORTHROP GRUMMAN CORP 3.25 08/01/…	325,000	$338K	0.03%	+20,000
WSTWEST PHARMACEUTICAL SVSC INC	2,190	$329K	0.03%	0	Timeline
ARMOUR RESIDENTIAL REIT INCARMOUR RESIDENTIAL REIT INC	18,075	$323K	0.03%	new
OREALTY INCOME CORP	4,300	$317K	0.03%	0	Timeline
MDLZMONDELEZ INTL INC	5,705	$314K	0.03%	+15	Timeline
MARRIOTT INTERNATIONAL INC …MARRIOTT INTERNATIONAL INC NOTE M…	300,000	$305K	0.03%	0
PLDPROLOGIS INC.	3,413	$304K	0.03%	0	Timeline
BPBP PLC	8,063	$304K	0.03%	new	Timeline
US TREASU NTUS TREASU NT	300,000	$302K	0.03%	0
OHIOMEGA HEALTHCARE INVS INC	7,090	$300K	0.03%	+78	Timeline
LOWES CO INCLOWES CO INC	235,000	$299K	0.03%	-20,000
HYIWESTERN ASSET HIGH YIELD OPP	19,000	$297K	0.03%	0	Timeline
ENDTFCANOE EIT INCOME FUND UNITS (C	35,400	$284K	0.03%	0	Timeline
NEENEXTERA ENERGY INC	1,167	$283K	0.03%	+16	Timeline
MAMASTERCARD INCORPORATED	940	$281K	0.03%	-164	Timeline
VOOVANGUARD INDEX FDS	930	$275K	0.03%	+912	Timeline
Wells Fargo & 5.85 PFD PFD…Wells Fargo & 5.85 PFD PFD Ser Q	10,000	$274K	0.03%	-135
IJHISHARES TR	1,325	$273K	0.03%	+533	Timeline
CLCOLGATE PALMOLIVE CO	3,904	$269K	0.03%	-63	Timeline
UNHUNITEDHEALTH GROUP INC	884	$260K	0.02%	+119	Timeline
ALLIANZGI DIVIDEND INT & PRMALLIANZGI DIVIDEND INT & PRM	19,500	$254K	0.02%	0
IVVISHARES TR	770	$249K	0.02%	+31	Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	1,635	$245K	0.02%	-59
NEW RESIDENTIAL INVT CORPNEW RESIDENTIAL INVT CORP	15,000	$242K	0.02%	0
NVDANVIDIA CORPORATION	1,013	$238K	0.02%	-38	Timeline
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORP	10,000	$233K	0.02%	0
VTVVANGUARD INDEX FDS	1,900	$228K	0.02%	0	Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	1,075	$228K	0.02%	+81
VEAVANGUARD TAX-MANAGED FDS	5,139	$226K	0.02%	+1,159	Timeline
XDHYXCREDIT SUISSE HIGH YIELD CRE	90,000	$225K	0.02%	0	Timeline
CRMSALESFORCE INC	1,361	$221K	0.02%	+27	Timeline
ILPTINDUSTRIAL LOGISTICS PPTYS T	9,795	$220K	0.02%	0	Timeline
AEPAMERICAN ELEC PWR CO INC	2,276	$215K	0.02%	new	Timeline
HUMHUMANA INC	572	$210K	0.02%	0	Timeline
SLBSLB LIMITED	5,173	$208K	0.02%	-150	Timeline
MPLXMPLX LP	8,068	$205K	0.02%	-1,638	Timeline
CACICACI INTL INC	800	$200K	0.02%	0	Timeline
Dow Chemical CompanyDow Chemical Company	3,640	$199K	0.02%	-704
CIGNA CORP 4 02/15/2022CIGNA CORP 4 02/15/2022	187,000	$193K	0.02%	0
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT	20,274	$191K	0.02%	new
FDXFEDEX CORP	1,254	$190K	0.02%	+28	Timeline
ABBVABBVIE INC	2,116	$187K	0.02%	+10	Timeline
SOCORRO TX ISDSOCORRO TX ISD	175,000	$186K	0.02%	0
VGMINVESCO TR INVT GRADE MUNS	14,328	$184K	0.02%	0	Timeline
Duke EnergyDuke Energy	2,021	$184K	0.02%	-100
WASTE MGMT INCWASTE MGMT INC	135,000	$182K	0.02%	-20,000
INVESCO UNIT TRUSTSINVESCO UNIT TRUSTS	178	$180K	0.02%	0
PMTPENNYMAC MTG INVT TR	8,000	$178K	0.02%	0	Timeline
WELLS FARGOWELLS FARGO	162,000	$172K	0.02%	+17,000
METROPOLITAN STATEMETROPOLITAN STATE	155,000	$172K	0.02%	0
VERIZON COMMUNICATIONS INC …VERIZON COMMUNICATIONS INC 5.15 0…	153,000	$170K	0.02%	0
AREALEXANDRIA REAL ESTATE EQ IN	1,048	$169K	0.02%	new	Timeline
AZOAUTOZONE INC	140	$167K	0.02%	new	Timeline
ELLAUDER ESTEE COS INC	800	$165K	0.02%	0	Timeline
BAXBAXTER INTL INC	1,968	$165K	0.02%	new	Timeline
OKEONEOK INC NEW	2,173	$164K	0.02%	+5	Timeline
VOEVANGUARD INDEX FDS	1,354	$161K	0.02%	0	Timeline
NADNUVEEN QUALITY MUNCP INCOME	10,860	$159K	0.02%	0	Timeline
INTUINTUIT	600	$157K	0.01%	0	Timeline
MICHIGAN BELL TEMICHIGAN BELL TE	140,000	$155K	0.01%	0
SCHWCHARLES SCHWAB CORP (THE)	3,187	$152K	0.01%	-87	Timeline
CAPLCROSSAMERICA PARTNERS LP	8,400	$152K	0.01%	+1,800	Timeline
INVESCO ADVANTAGE MUNI INCO…INVESCO ADVANTAGE MUNI INCOME	13,603	$152K	0.01%	0
XILINX, INC.XILINX, INC.	150,000	$152K	0.01%	0
GENERAL ELEC COGENERAL ELEC CO	13,517	$151K	0.01%	-263
YUMYUM BRANDS INC	1,500	$151K	0.01%	0	Timeline
WISCONSIN ENERGY CORPWISCONSIN ENERGY CORP	1,641	$151K	0.01%	0
LOWLOWES COS INC	1,250	$150K	0.01%	+280	Timeline
JPMORGAN CHASE & COJPMORGAN CHASE & CO	140,000	$150K	0.01%	0
WPMWHEATON PRECIOUS METALS CORP	5,005	$149K	0.01%	-300	Timeline
IWDISHARES TR	1,075	$147K	0.01%	+40	Timeline
BACBANK OF AMER CORP	4,109	$145K	0.01%	new	Timeline
IWFISHARES TR	826	$145K	0.01%	0	Timeline
LADRLADDER CAP CORP	8,007	$144K	0.01%	+100	Timeline
AGNTAGNT INC	12,586	$143K	0.01%	-3,200	Timeline
CCITIGROUP INC	1,770	$141K	0.01%	+27	Timeline
FISVFISERV INC	1,207	$140K	0.01%	0	Timeline
DEODIAGEO PLC	829	$140K	0.01%	-20	Timeline
BLACKROCK MUNIYIELD QUALITYBLACKROCK MUNIYIELD QUALITY	10,000	$135K	0.01%	new
AMGNAMGEN INC	555	$134K	0.01%	new	Timeline
PMOFRANKLIN MUN OPPORTUNITIES T	10,000	$132K	0.01%	0	Timeline
PMLPIMCO MUN INCOME FD II	8,321	$132K	0.01%	0	Timeline
NJ ST TRANS TRNJ ST TRANS TR	100,000	$132K	0.01%	0
PRUPRUDENTIAL FINL INC	1,393	$131K	0.01%	+710	Timeline
XMYDXBLACKROCK MUNIYIELD FUND	8,872	$131K	0.01%	0	Timeline
EXREXTRA SPACE STORAGE INC	1,233	$130K	0.01%	+6	Timeline
IVWISHARES TR	666	$129K	0.01%	-105	Timeline
CELGENE CORP NOTE M/W CLBLCELGENE CORP NOTE M/W CLBL	125,000	$129K	0.01%	+25,000
HP INCORPORATION NOTE M/W C…HP INCORPORATION NOTE M/W CLBL	125,000	$129K	0.01%	0
Market Vectors EtfMarket Vectors Etf	2,000	$128K	0.01%	0
SCHBSCHWAB STRATEGIC TR	1,612	$124K	0.01%	-80	Timeline
ARIAPOLLO COML REAL ESTATE FIN	6,700	$123K	0.01%	+600	Timeline
SOSOUTHERN CO	1,922	$122K	0.01%	0	Timeline
ARAPAHOE CNTY SD #6ARAPAHOE CNTY SD #6	100,000	$122K	0.01%	0
DOCHEALTHPEAK PROPERTIES INC	3,500	$121K	0.01%	new	Timeline
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	3,551	$121K	0.01%	0
WASTE MGMT INCWASTE MGMT INC	115,000	$121K	0.01%	0
WYETH LLCWYETH LLC	105,000	$121K	0.01%	0
GILDGILEAD SCIENCES INC	1,850	$120K	0.01%	+241	Timeline
GSGOLDMAN SACHS GROUP INC	522	$120K	0.01%	0	Timeline
WYWEYERHAEUSER CO	3,988	$120K	0.01%	+1,100	Timeline
STZCONSTELLATION BRANDS INC	630	$120K	0.01%	0	Timeline
QUEST DIAGNOSTICQUEST DIAGNOSTIC	120,000	$120K	0.01%	0
XLFSELECT SECTOR SPDR TR	3,823	$118K	0.01%	+427	Timeline
TEXTRON INCORPORATEXTRON INCORPORA	110,000	$117K	0.01%	0
FRISCO TX ISDFRISCO TX ISD	110,000	$117K	0.01%	0
BIIBBIOGEN INC	389	$115K	0.01%	+112	Timeline
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC	1,958	$115K	0.01%	-100
EASTERLY GOVERNMENT PROPERT…EASTERLY GOVERNMENT PROPERTIES	4,850	$115K	0.01%	0
CA INCCA INC	110,000	$115K	0.01%	0
GENERAL MOTORS FIGENERAL MOTORS FI	113,000	$114K	0.01%	0
ADAMS & WELD CO SD#27ADAMS & WELD CO SD#27	100,000	$113K	0.01%	0
FT LEWIS CLG BD COFT LEWIS CLG BD CO	100,000	$113K	0.01%	0
BTIBRITISH AMERN TOB PLC	2,630	$112K	0.01%	0	Timeline
WILLOW TRACE MET COWILLOW TRACE MET CO	100,000	$112K	0.01%	0
COMPUTER SCIENCES CORP NOTE…COMPUTER SCIENCES CORP NOTE M/W C…	105,000	$110K	0.01%	0
TOLL BROTHERS INCTOLL BROTHERS INC	100,000	$110K	0.01%	0
SYKSTRYKER CORPORATION	514	$108K	0.01%	-100	Timeline
DDOMINION ENERGY INC	1,304	$108K	0.01%	0	Timeline
VERIZON COMMUNICVERIZON COMMUNIC	100,000	$108K	0.01%	0
DENVER CO C&C SDENVER CO C&C S	100,000	$107K	0.01%	0
DENVER CO C&C SD #1DENVER CO C&C SD #1	100,000	$107K	0.01%	0
TIFFANY & COpoint 3poin…TIFFANY & COpoint 3point8perc…	100,000	$105K	0.01%	0
TYSON FOODS INC NOTE M/W CL…TYSON FOODS INC NOTE M/W CLBL	100,000	$105K	0.01%	0
CVSCVS HEALTH CORP	1,404	$104K	0.01%	-1,087	Timeline
WAUKEE IAWAUKEE IA	100,000	$104K	0.01%	0
BANK OF AMERICA CORBANK OF AMERICA COR	100,000	$104K	0.01%	0
THE HOME DEPOT, ITHE HOME DEPOT, I	100,000	$103K	0.01%	0
SCHXSCHWAB STRATEGIC TR	1,327	$102K	0.01%	+1,307	Timeline
IPINTERNATIONAL PAPER CO	2,212	$102K	0.01%	0	Timeline
DONWISDOMTREE TR	2,692	$102K	0.01%	0	Timeline
AMERICAN TOBACCOAMERICAN TOBACCO	100,000	$102K	0.01%	0
THE JOHN HOPKITHE JOHN HOPKI	100,000	$102K	0.01%	0
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	1,714	$101K	0.01%	0
Invesco S&P SmallCap Health…Invesco S&P SmallCap Health Care …	781	$101K	0.01%	0
EBAY INC.EBAY INC.	100,000	$101K	0.01%	0
CROWN CASTLE INTCROWN CASTLE INT	100,000	$100K	0.01%	0
FORTUNE BRANDS HOMEFORTUNE BRANDS HOME	100,000	$100K	0.01%	0
BDXBECTON DICKINSON & CO	355	$97K	0.01%	new	Timeline
INVHINVITATION HOMES INC	3,228	$97K	0.01%	0	Timeline
MCOMOODYS CORP	400	$95K	0.01%	0	Timeline
DLRDIGITAL RLTY TR INC	797	$95K	0.01%	0	Timeline
CURRENCYSHARES SWISS FRANC …CURRENCYSHARES SWISS FRANC TRU	1,000	$95K	0.01%	0
AMERICAN TOWER COAMERICAN TOWER CO	95,000	$95K	0.01%	0
TECKTECK RESOURCES LTD	5,412	$94K	0.01%	+1,000	Timeline
CMCSACOMCAST CORP NEW	2,074	$93K	0.01%	+832	Timeline
AMERICAN TOWER CORPAMERICAN TOWER CORP	403	$93K	0.01%	new
STONEGATE VLG MSTONEGATE VLG M	90,000	$93K	0.01%	0
WUWESTERN UN CO	3,448	$92K	0.01%	-1,300	Timeline
EXASEXACT SCIENCES CORP	990	$92K	0.01%	-50	Timeline
DESWISDOMTREE TR	3,215	$92K	0.01%	0	Timeline
GPMTGRANITE PT MTG TR INC	4,977	$91K	0.01%	-160	Timeline
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	1,424	$91K	0.01%	-481
ADIANALOG DEVICES INC	754	$90K	0.01%	new	Timeline
EIXEDISON INTL	1,189	$90K	0.01%	0	Timeline
GOLDMAN SACHS GROUP, INC.GOLDMAN SACHS GROUP, INC.	85,000	$90K	0.01%	new
PUBLIC STOPUBLIC STO	3,490	$90K	0.01%	0
WDCWESTERN DIGITAL CORP	1,383	$88K	0.01%	+10	Timeline
PHPARKER-HANNIFIN CORP	426	$88K	0.01%	-127	Timeline
GUNNISON ETC CO SDGUNNISON ETC CO SD	75,000	$88K	0.01%	0
AMERICAN TOWER CORPAMERICAN TOWER CORP	85,000	$87K	0.01%	new
AMERICAN EXPRESS CO NOTE M/…AMERICAN EXPRESS CO NOTE M/W CLBL	85,000	$86K	0.01%	new
CAHCARDINAL HEALTH INC	1,673	$85K	0.01%	0	Timeline
AMP INCORPORATEDAMP INCORPORATED	512	$85K	0.01%	new
ALLERGAN INCALLERGAN INC	447	$85K	0.01%	new
EDCONSOLIDATED EDISON INC	929	$84K	0.01%	-100	Timeline
VFHVANGUARD WORLD FD	1,100	$84K	0.01%	0	Timeline
EDWARDS LIFESCIENCES CORPEDWARDS LIFESCIENCES CORP	360	$84K	0.01%	0
MBBISHARES TR	766	$83K	0.01%	+208	Timeline
TIPISHARES TR	716	$83K	0.01%	+678	Timeline
VGKVANGUARD INTL EQUITY INDEX F	1,412	$83K	0.01%	0	Timeline
ATOATMOS ENERGY CORP	745	$83K	0.01%	new	Timeline
EFAISHARES TR	1,194	$83K	0.01%	-12	Timeline
AMARIN CORP PLCAMARIN CORP PLC	3,808	$82K	0.01%	new
CURRENCYSHARES CHINESE RENMICURRENCYSHARES CHINESE RENMI	1,178	$82K	0.01%	0
PUBLIC STORAGE SER WPUBLIC STORAGE SER W	3,250	$82K	0.01%	0
Tc Pipelines, LpTc Pipelines, Lp	80,000	$82K	0.01%	0
BANK OF AMER CORPBANK OF AMER CORP	56	$81K	0.01%	new
YUMCYUM CHINA HLDGS INC	1,652	$79K	0.01%	0	Timeline
FFORD MTR CO	8,430	$78K	0.01%	-100	Timeline
Public Storage 5.3Public Storage 5.3	3,092	$78K	0.01%	0
INTERPUBLIC GRP COSINTERPUBLIC GRP COS	75,000	$78K	0.01%	0
VNQVANGUARD INDEX FDS	833	$77K	0.01%	+404	Timeline
ENERGY TRANSFER OPERATING L…ENERGY TRANSFER OPERATING L P NOT…	75,000	$77K	0.01%	0
SALT VERDE FINL CORP SR GAS…SALT VERDE FINL CORP SR GAS REV A…	60,000	$77K	0.01%	0
WILLIAM PARTNERS LWILLIAM PARTNERS L	75,000	$77K	0.01%	0
MCKESSON CORPMCKESSON CORP	75,000	$77K	0.01%	0
NBCUNIVERSAL MENBCUNIVERSAL ME	75,000	$77K	0.01%	0
IWOISHARES TR	353	$76K	0.01%	+9	Timeline
ISHARES GOLD TRUSTISHARES GOLD TRUST	5,232	$76K	0.01%	+138
MORGAN STANLEY 4point875pe…MORGAN STANLEY 4point875percent2…	71,000	$76K	0.01%	0
OCCIDENTAL PETROCCIDENTAL PETR	75,000	$76K	0.01%	0
PYPLPAYPAL HLDGS INC	689	$75K	0.01%	+220	Timeline
ENBENBRIDGE INC	1,884	$75K	0.01%	0	Timeline
PREFERRED APT CMNTYS INCPREFERRED APT CMNTYS INC	5,600	$75K	0.01%	0
KIMBERLY-CLARK CORPKIMBERLY-CLARK CORP	60,000	$75K	0.01%	0
TYSON FOODS INCTYSON FOODS INC	68,000	$73K	0.01%	0
DOVER CORPDOVER CORP	70,000	$73K	0.01%	new
TJXTJX COS INC NEW	1,187	$72K	0.01%	-100	Timeline
AMERICAN TOWER CORPAMERICAN TOWER CORP	65,000	$72K	0.01%	0
BANK OF AMERICABANK OF AMERICA	67,000	$72K	0.01%	0
ECOLAB INCECOLAB INC	69,000	$72K	0.01%	0
NVSNOVARTIS AG	754	$71K	0.01%	-392	Timeline
TOLL BROS FINANCE CORP 4 7/…TOLL BROS FINANCE CORP 4 7/8 11/1…	65,000	$71K	0.01%	0
WELLS FARGO & COWELLS FARGO & CO	70,000	$71K	0.01%	0
KHCKRAFT HEINZ CO	2,180	$70K	0.01%	-18	Timeline
MKCMCCORMICK & CO INC	410	$70K	0.01%	-12	Timeline
GASLOG PARTNERS LPGASLOG PARTNERS LP	4,500	$70K	0.01%	+2,000
AMER INTL GRP INC NOTE M/W …AMER INTL GRP INC NOTE M/W CLBL	65,000	$70K	0.01%	+15,000
DVYISHARES TR	651	$69K	0.01%	-643	Timeline
ADSKAUTODESK INC	378	$69K	0.01%	new	Timeline
NOCNORTHROP GRUMMAN CORP	202	$69K	0.01%	0	Timeline
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYS	269	$69K	0.01%	0
Crown CastleCrown Castle	486	$69K	0.01%	-100
SLVISHARES SILVER TR	4,100	$68K	0.01%	-500	Timeline
PKPARK HOTELS & RESORTS INC	2,625	$68K	0.01%	0	Timeline
CNKCINEMARK HLDGS INC	2,000	$68K	0.01%	0	Timeline
CIOCITY OFFICE REIT INC	5,000	$68K	0.01%	0	Timeline
BEBLOOM ENERGY CORP	8,941	$67K	0.01%	new	Timeline
PBAPEMBINA PIPELINE CORP	1,797	$67K	0.01%	0	Timeline
BCEBCE INC	1,450	$67K	0.01%	0	Timeline
MCHPMICROCHIP TECHNOLOGY INC.	639	$67K	0.01%	+120	Timeline
SONY CORP (ADR)SONY CORP (ADR)	991	$67K	0.01%	0
DHSWISDOMTREE TR	850	$65K	0.01%	0	Timeline
RAYTHEON CORAYTHEON CO	50,000	$65K	0.01%	0
VFCV F CORP	639	$64K	0.01%	-33	Timeline
CHICALAMOS CONV OPPORTUNITIES &	5,829	$64K	0.01%	0	Timeline
CHEVRON CORP 3point191pe…CHEVRON CORP 3point191percent2…	62,000	$64K	0.01%	+50,000
PFFISHARES TR	1,682	$63K	0.01%	new	Timeline
TSMTAIWAN SEMICONDUCTOR MANUFAC	1,079	$63K	0.01%	+184	Timeline
LTCLTC PPTYS INC	1,415	$63K	0.01%	0	Timeline
PZZAPAPA JOHNS INTL INC	1,000	$63K	0.01%	0	Timeline
STAGSTAG INDUSTRIAL INC	2,000	$63K	0.01%	0	Timeline
MCDONALD'S CORP 3point25pe…MCDONALD'S CORP 3point25percent2…	60,000	$63K	0.01%	0
ROCKWELL COLLINSROCKWELL COLLINS	60,000	$63K	0.01%	0
SALT VERDE AZ FCSALT VERDE AZ FC	50,000	$63K	0.01%	0
AMERICAN EXPRESSAMERICAN EXPRESS	60,000	$63K	0.01%	0
CITIGROUP INCCITIGROUP INC	60,000	$63K	0.01%	0
CITIGROUP INC.CITIGROUP INC.	63,000	$63K	0.01%	0
AT&T INCAT&T INC	60,000	$63K	0.01%	0
EATON VANCE TAX-ADVANTAGED …EATON VANCE TAX-ADVANTAGED BON	6,035	$62K	0.01%	0
BB&T CORPBB&T CORP	60,000	$62K	0.01%	0
NSRGYNESTLE SA-SPONS ADR	560	$61K	0.01%	-175	Timeline
HEWLETT PACKARD COHEWLETT PACKARD CO	2,990	$61K	0.01%	-1,800
TOTAL S A ADR FTOTAL S A ADR F	1,095	$61K	0.01%	+95
SUMMER ENERGY HLDG INCSUMMER ENERGY HLDG INC	35,218	$61K	0.01%	0
VIGVANGUARD SPECIALIZED FUNDS	480	$60K	0.01%	-195	Timeline
GPCGENUINE PARTS CO	566	$60K	0.01%	-53	Timeline
NSCNORFOLK SOUTHN CORP	312	$60K	0.01%	+8	Timeline
CDPCOPT DEFENSE PROPERTIES	2,000	$59K	0.01%	0	Timeline
HARRIS CNTY TX METHARRIS CNTY TX MET	50,000	$59K	0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	50,000	$59K	0.01%	0
CELGENE CORPCELGENE CORP	55,000	$59K	0.01%	0
SCZISHARES TR	924	$58K	0.01%	+800	Timeline
CPTCAMDEN PPTY TR	550	$58K	0.01%	0	Timeline
MORGAN STANLEYMORGAN STANLEY	55,000	$58K	0.01%	0
PENNSYLVANIAPENNSYLVANIA	50,000	$58K	0.01%	0
SALT VERDE AZ FCSALT VERDE AZ FC	50,000	$58K	0.01%	0
HEWLETT PACKARD STEP 22HEWLETT PACKARD STEP 22	55,000	$58K	0.01%	0
FIRSTMERIT CORPFIRSTMERIT CORP	55,000	$58K	0.01%	0
MUMICRON TECHNOLOGY INC	1,057	$57K	0.01%	-175	Timeline
AFLAFLAC INC	1,077	$57K	0.01%	new	Timeline
GOLDMAN SACHS GROUP INC 3.6…GOLDMAN SACHS GROUP INC 3.625 01/…	55,000	$57K	0.01%	0
METLIFE INC DEBENTURE - UNS…METLIFE INC DEBENTURE - UNSECURED…	53,000	$57K	0.01%	0
PFIZER INC.PFIZER INC.	55,000	$57K	0.01%	0
JOHNSON CONTROJOHNSON CONTRO	55,000	$57K	0.01%	0
MQYBLACKROCK MUNIYILD QULT FD I	3,700	$56K	0.01%	0	Timeline
BANK NEW YORK MELLON CORP M…BANK NEW YORK MELLON CORP MEDIUM …	55,000	$56K	0.01%	0
american express coamerican express co	55,000	$56K	0.01%	0
BANK NEW YORK MEL VAR 23BANK NEW YORK MEL VAR 23	55,000	$56K	0.01%	0
SOUTHWEST GAS HSOUTHWEST GAS H	53,000	$55K	0.01%	0
OHIO STOHIO ST	50,000	$55K	0.01%	0
VWOVANGUARD INTL EQUITY INDEX F	1,203	$54K	0.01%	+494	Timeline
LABORATORY CRP OF AMER HLDGSLABORATORY CRP OF AMER HLDGS	317	$54K	0.01%	0
ASPEN INSURANCEASPEN INSURANCE	50,000	$54K	0.01%	0
UNION PACIFIC CORPUNION PACIFIC CORP	50,000	$54K	0.01%	new
THERMO FISHER SCTHERMO FISHER SC	50,000	$54K	0.01%	0
ROPROPER TECHNOLOGIES INC	150	$53K	0.01%	0	Timeline
MORGAN STANLEY 3.7 10/23/20…MORGAN STANLEY 3.7 10/23/2024	50,000	$53K	0.01%	0
INGERSOLL-RAND GL HLD COINGERSOLL-RAND GL HLD CO	50,000	$53K	0.01%	0
HSBC HOLDINGS 4point875perc…HSBC HOLDINGS 4point875percent 22…	50,000	$53K	0.01%	0
MARKEL CORPMARKEL CORP	50,000	$53K	0.01%	0
NORFOLK SOUTHERN CORPNORFOLK SOUTHERN CORP	50,000	$53K	0.01%	new
PSEG POWER LLCPSEG POWER LLC	50,000	$53K	0.01%	0
WOODMOOR CO W/SWOODMOOR CO W/S	50,000	$53K	0.01%	0
JEFFERIES GROUPJEFFERIES GROUP	50,000	$53K	0.01%	0
CSX CORPCSX CORP	50,000	$53K	0.01%	0

Sold out in Q4 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 249. All 249

Security	Shares before	Value before	Type
Apple IncApple Inc	80,782	$18.1M	shares
BB&T CORPBB&T CORP	170,837	$9.12M	shares
SPECTRUM PHARMACEUTICALS INCSPECTRUM PHARMACEUTICALS INC	690,234	$5.72M	shares
BB&T CORP PFDBB&T CORP PFD	201,620	$5.4M	shares
MERITAGE HOMES CORPMERITAGE HOMES CORP	3,060,000	$3.12M	shares
Boeing CoBoeing Co	5,346	$2.03M	shares
ORACLE CORPORACLE CORP	1,960,000	$1.96M	shares
BB&T CORPBB&T CORP	1,790,000	$1.79M	shares
Amazon.Com IncAmazon.Com Inc	903	$1.57M	shares
CSX CORPCSX CORP	1,175,000	$1.2M	shares
Berkshire Hathaway Class …Berkshire Hathaway Class …	4,584	$954K	shares
KLA TENCOR COKLA TENCOR CO	755,000	$755K	shares
ABB LTDABB LTD	30,670	$603K	shares
ALLIANZGI CONV & INC FDALLIANZGI CONV & INC FD	89,500	$505K	shares
SUNTRUST BANKS INCSUNTRUST BANKS INC	6,830	$470K	shares
BANK OF AMERICBANK OF AMERIC	13,955	$361K	shares
Applied Matls IncorporatedApplied Matls Incorporated	7,052	$352K	shares
Abbott LaboratoriesAbbott Laboratories	4,088	$342K	shares
BP Plc ADRBP Plc ADR	8,593	$326K	shares
ARMOUR RES REITARMOUR RES REIT	18,075	$303K	shares
LANDMARK INFRASTRUCTURE PAR…LANDMARK INFRASTRUCTURE PARTNERS	12,778	$231K	shares
AMERICAN ELEC PWR CO INCAMERICAN ELEC PWR CO INC	2,266	$212K	shares
BAXTER INTL INCBAXTER INTL INC	1,971	$172K	shares
ANNALY CAPITAL MGMTANNALY CAPITAL MGMT	19,274	$170K	shares
ALEXANDRIA CV PFD 1.75ALEXANDRIA CV PFD 1.75	4,178	$162K	shares
Bank Of America CorpBank Of America Corp	5,457	$159K	shares
AUTOZONE INCAUTOZONE INC	140	$152K	shares
BLACKROCK MUNIYIELD QUALITYBLACKROCK MUNIYIELD QUALITY	10,000	$136K	shares
HCP INCHCP INC	3,560	$127K	shares
US TREASURYUS TREASURY	107,000	$107K	shares
ALLSTATE CORP PFDALLSTATE CORP PFD	4,220	$105K	shares
ORLANDO FL SPLORLANDO FL SPL	100,000	$100K	shares
PHILLIPS 66 PARPHILLIPS 66 PAR	100,000	$100K	shares
AMERICAN TOWER CORPAMERICAN TOWER CORP	448	$99K	shares
Amgen Inc.Amgen Inc.	506	$98K	shares
BECTON DICKINSON & COBECTON DICKINSON & CO	385	$97K	shares
ATMOS ENERGY CORPATMOS ENERGY CORP	745	$85K	shares
AFLAC INCAFLAC INC	1,598	$84K	shares
BANK OF AMERICA CORPBANK OF AMERICA CORP	56	$84K	shares
Analog Devices IncAnalog Devices Inc	735	$82K	shares
AMERIPRISE FINANCIAL INCAMERIPRISE FINANCIAL INC	512	$75K	shares
ARISTA NETWORKS INCARISTA NETWORKS INC	285	$68K	shares
TEEKAY LNG PARTNERS L PTEEKAY LNG PARTNERS L P	4,800	$66K	shares
BALL CORPBALL CORP	800	$58K	shares
American Express CoAmerican Express Co	462	$55K	shares
REINSURANCE GROUREINSURANCE GROU	50,000	$50K	shares
ALLERGAN INCALLERGAN INC	288	$48K	shares
Archer-Daniels-MidlnArcher-Daniels-Midln	1,142	$47K	shares
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	1,150	$47K	shares
VBVANGUARD INDEX FDS	300	$46K	shares
JPMORGAN CHASE & COJPMORGAN CHASE & CO	45,000	$45K	shares
AMERICAN STATES WTRAMERICAN STATES WTR	500	$45K	shares
BLOOM ENERGY CORPBLOOM ENERGY CORP	13,941	$45K	shares
BANK OF NY MELLON CORPBANK OF NY MELLON CORP	1,701	$44K	shares
AVALONBAY COMMUNITIES INCAVALONBAY COMMUNITIES INC	200	$43K	shares
Accelerate DiagnosticsAccelerate Diagnostics	2,195	$41K	shares
AUTODESK INC COMAUTODESK INC COM	280	$41K	shares
ALTERRA FIN LLCALTERRA FIN LLC	40,000	$41K	shares
SPSMSPDR SERIES TRUST	1,323	$40K	shares
SOUTHWEST AIRLINSOUTHWEST AIRLIN	40,000	$40K	shares
VVVANGUARD INDEX FDS	251	$34K	shares
VECTOR GROUP LTDVECTOR GROUP LTD	2,809	$33K	shares
HYSPIMCO ETF TR	331	$33K	shares
POSTPOST HLDGS INC	300	$32K	shares
XBKNXBLACKROCK INVEST QLTY MUNI	2,070	$32K	shares
New York St Dorm AuNew York St Dorm Au	25,000	$32K	shares
FTECFIDELITY COVINGTON TRUST	493	$31K	shares
ANHEUSER BUSCH INBEV SA/NVANHEUSER BUSCH INBEV SA/NV	327	$31K	shares
JEA FL ELEC SYSJEA FL ELEC SYS	30,000	$30K	shares
AUST & NEW ZEALAND BKG ADRFAUST & NEW ZEALAND BKG ADRF	1,500	$29K	shares
CBOA FINANCIAL INCCBOA FINANCIAL INC	12,000	$29K	shares
SHWSHERWIN WILLIAMS CO	50	$28K	shares
Air Prod & ChemicalsAir Prod & Chemicals	124	$28K	shares
Agnc Invt Corp Dep Shs 1/10…Agnc Invt Corp Dep Shs 1/1000	1,100	$28K	shares
RWRSPDR SERIES TRUST	260	$27K	shares
PUBLIC STORAGE CL APUBLIC STORAGE CL A	1,030	$26K	shares
WELLS FARGO REAL EST INVT C…WELLS FARGO REAL EST INVT CORP	1,000	$25K	shares
DEERE & CODEERE & CO	25,000	$25K	shares
GWG HOLDINGS INCGWG HOLDINGS INC	25,000	$25K	shares
Hawaii StHawaii St	25,000	$25K	shares
Allstate CorporationAllstate Corporation	224	$24K	shares
ELEVANCE HEALTH INC FORMERLYELEVANCE HEALTH INC FORMERLY	100	$24K	shares
Bausch Health Cos IncBausch Health Cos Inc	1,085	$24K	shares
INTERNATIONAL PAINTERNATIONAL PA	22,000	$23K	shares
FDISFIDELITY COVINGTON TRUST	450	$21K	shares
ALIGN TECHNOLOGY INCALIGN TECHNOLOGY INC	114	$21K	shares
FCOMFIDELITY COVINGTON TRUST	598	$20K	shares
JEA FL ELEC SYSJEA FL ELEC SYS	20,000	$20K	shares
AMERICAN INTL GRO 21 WTSAMERICAN INTL GRO 21 WTS	1,425	$20K	shares
The Goldman SachsThe Goldman Sachs	20,000	$20K	shares
AMAZON COM INCAMAZON COM INC	20,000	$20K	shares
WA ST COPWA ST COP	20,000	$20K	shares
MMUWESTERN ASSET MANAGED MUNS F	1,395	$19K	shares
HOLLY ENERGY PARTNERS L PHOLLY ENERGY PARTNERS L P	750	$19K	shares
AMPHENOL CORPAMPHENOL CORP	200	$19K	shares
VMBSVANGUARD SCOTTSDALE FDS	331	$18K	shares
Invesco Optm Yd Dvrs Cdty S…Invesco Optm Yd Dvrs Cdty Stra No…	1,122	$18K	shares
ASTRAZENECA PLCASTRAZENECA PLC	400	$18K	shares
CAPITAL ONE FINANCIAL CORP …CAPITAL ONE FINANCIAL CORP DEP SH…	720	$18K	shares
BANK OF NY MELLON CORPBANK OF NY MELLON CORP	400	$18K	shares

How Q4 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001415889-20-000112	base		2020-01-17	acceptance time not in the bulk data set	2026-10-07 18:54:20 UTC