SONORA INVESTMENT MANAGEMENT, LLC: ETN position timeline

Available 13F reports, 13D and 13G stakes and each Form 3, 4 and 5 line of SONORA INVESTMENT MANAGEMENT, LLC on ETN, newest first. How the timeline and the estimate are built.

SONORA INVESTMENT MANAGEMENT, LLC held 0 ETN shares at 2021-06-30 per its 13F-HR filed 2021-10-20.

the latest 13F is the newest step

period ended2021-06-30
13F 0 shares
Change vs previous 13F -2,575 shares
13F-HR 0001415889-21-004913 filed by SONORA INVESTMENT MANAGEMENT, LLC
Filed 2021-10-20 (acceptance time not in the bulk data set), ingested 2026-10-07 18:37:51 UTC
Acceptance time not in the bulk data set (spec §4.2).
Exited: the 13F for this period no longer lists the position.
period ended2021-03-31
13F 2,575 shares
Change vs previous 13F +210 shares
0.03% of the 13F portfolio, value $356,000.
13F-HR 0001415889-21-002180 filed by SONORA INVESTMENT MANAGEMENT, LLC
Filed 2021-04-28 (acceptance time not in the bulk data set), ingested 2026-10-07 18:39:37 UTC
Acceptance time not in the bulk data set (spec §4.2).
period ended2020-12-31
13F 2,365 shares
Change vs previous 13F -204 shares
0.02% of the 13F portfolio, value $284,000.
13F-HR 0001415889-21-000315 filed by SONORA INVESTMENT MANAGEMENT, LLC
Filed 2021-01-13 (acceptance time not in the bulk data set), ingested 2026-10-07 18:42:52 UTC
Acceptance time not in the bulk data set (spec §4.2).
period ended2020-09-30
13F 2,569 shares
Change vs previous 13F -61 shares
0.02% of the 13F portfolio, value $262,000.
13F-HR 0001415889-20-002491 filed by SONORA INVESTMENT MANAGEMENT, LLC
Filed 2020-10-26 (acceptance time not in the bulk data set), ingested 2026-10-07 18:48:21 UTC
Acceptance time not in the bulk data set (spec §4.2).
period ended2020-06-30
13F 2,630 shares
Change vs previous 13F -702 shares
0.02% of the 13F portfolio, value $230,000.
13F-HR 0001415889-20-002091 filed by SONORA INVESTMENT MANAGEMENT, LLC
Filed 2020-08-13 (acceptance time not in the bulk data set), ingested 2026-10-07 18:52:28 UTC
Acceptance time not in the bulk data set (spec §4.2).
period ended2020-03-31
13F 3,332 shares
Change vs previous 13F -6,476 shares
0.03% of the 13F portfolio, value $259,000.
13F-HR 0001415889-20-001089 filed by SONORA INVESTMENT MANAGEMENT, LLC
Filed 2020-04-29 (acceptance time not in the bulk data set), ingested 2026-10-07 18:53:21 UTC
Acceptance time not in the bulk data set (spec §4.2).
period ended2019-12-31
13F 9,808 shares
Change vs previous 13F not available
0.09% of the 13F portfolio, value $929,000.
13F-HR 0001415889-20-000112 filed by SONORA INVESTMENT MANAGEMENT, LLC
Filed 2020-01-17 (acceptance time not in the bulk data set), ingested 2026-10-07 18:54:20 UTC
Acceptance time not in the bulk data set (spec §4.2).