SONORA INVESTMENT MANAGEMENT, LLC

13F filer, CIK 1418539, TUCSON, AZ

SONORA INVESTMENT MANAGEMENT, LLC reported $1,058,037,000 across 1,742 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-01-17. Its ten largest share positions make up 20.93% of the portfolio.

Filed 2020-01-17 (acceptance time not in the bulk data set), ingested 2026-10-07 18:54:20 UTC13F-HR 0001415889-20-000112

Period: 2019-12-31
Reported value: $1.06B
Holdings: 1,742
Top 10 weight: 20.93%
New: 242
Sold out: 249

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AAPLnew	+79,305	$23.3M
Hyatt Hotels Corp.new	+11,730,000	$13M
DTE ENERGY COnew	+192,775	$9.88M
JUNIPER NETWORKSadded	+6,760,000	$7.31M
TRUIST FINL CORP DEPSHS RP …new	+238,815	$6.42M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
Apple Incexited	-80,782	-$18.1M
BB&T CORPexited	-170,837	-$9.12M
ISIS PHARMACEUTICALS INC DELreduced	-6,886,000	-$7.93M
USBreduced	-109,553	-$6.5M
SPECTRUM PHARMACEUTICALS INCexited	-690,234	-$5.72M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2019

Share positions as resolved from 13F-HR 0001415889-20-000112, largest first. % of portfolio is the value over $1,058,037,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
ASTRAZENECA PLASTRAZENECA PL	50,000	$53K	0.01%	0
BALLBALL CORP	800	$52K	<0.01%	new	Timeline
O'Reilly Automotive Inc.O'Reilly Automotive Inc.	50,000	$52K	<0.01%	0
WELLS FARGO & COMPANY NOTEWELLS FARGO & COMPANY NOTE	50,000	$52K	<0.01%	0
WELLS FARGOWELLS FARGO	50,000	$52K	<0.01%	0
PACKAGING CORP OPACKAGING CORP O	50,000	$52K	<0.01%	0
ACTIVISION BLIZZAACTIVISION BLIZZA	50,000	$52K	<0.01%	0
AMPHENOL CORPAMPHENOL CORP	50,000	$52K	<0.01%	0
WHIRLPOOL CORPWHIRLPOOL CORP	50,000	$52K	<0.01%	0
CORNING INCCORNING INC	50,000	$52K	<0.01%	0
EATON VANCE COREATON VANCE COR	50,000	$52K	<0.01%	0
EXPRESS SCRIPTS HOLDINGS COEXPRESS SCRIPTS HOLDINGS CO	50,000	$52K	<0.01%	0
MARATHON PETROLMARATHON PETROL	50,000	$52K	<0.01%	0
IJRISHARES TR	608	$51K	<0.01%	new	Timeline
WALWESTERN ALLIANCE BANCORP	900	$51K	<0.01%	0	Timeline
LKNCYLUCKIN COFFEE INC ADR (CYM)	1,295	$51K	<0.01%	new	Timeline
APPLE INC 2.4 05/03/2023APPLE INC 2.4 05/03/2023	50,000	$51K	<0.01%	0
WELLS FARGO & COMPANY NOTEWELLS FARGO & COMPANY NOTE	50,000	$51K	<0.01%	0
WESTLAKE CORPORATION NOTE M…WESTLAKE CORPORATION NOTE M/W CLBL	50,000	$51K	<0.01%	0
Wells Fargo & Co NewWells Fargo & Co New	2,000	$51K	<0.01%	0
JOHNSON CONTROLSJOHNSON CONTROLS	50,000	$51K	<0.01%	0
SOUTHERN NATURALSOUTHERN NATURAL	50,000	$51K	<0.01%	0
DOVER CORPDOVER CORP	40,000	$51K	<0.01%	-10,000
JOHN DEERE CAPITAJOHN DEERE CAPITA	50,000	$51K	<0.01%	0
HP INC.HP INC.	50,000	$51K	<0.01%	0
HSBC USA INC.HSBC USA INC.	50,000	$51K	<0.01%	0
SYMANTEC CORPSYMANTEC CORP	50,000	$51K	<0.01%	0
CONAGRA BRANDS,CONAGRA BRANDS,	50,000	$51K	<0.01%	0
AUTOZONE, INC.AUTOZONE, INC.	50,000	$51K	<0.01%	0
DAVENPORT IODAVENPORT IO	50,000	$51K	<0.01%	0
AT&T INC.AT&T INC.	50,000	$51K	<0.01%	0
At&T Inc.At&T Inc.	50,000	$51K	<0.01%	0
BANK OF AMERICABANK OF AMERICA	50,000	$51K	<0.01%	0
Amgen Inc.Amgen Inc.	50,000	$51K	<0.01%	0
Belleville MiBelleville Mi	50,000	$51K	<0.01%	0
TMOTHERMO FISHER SCIENTIFIC INC	153	$50K	<0.01%	-14	Timeline
VYMVANGUARD WHITEHALL FDS	531	$50K	<0.01%	+440	Timeline
LHXL3HARRIS TECHNOLOGIES INC	252	$50K	<0.01%	+129	Timeline
MSIMOTOROLA SOLUTIONS INC	310	$50K	<0.01%	0	Timeline
SNYSANOFI SA	1,000	$50K	<0.01%	-200	Timeline
EVERGY, INC.EVERGY, INC.	50,000	$50K	<0.01%	new
DOWDUPONT INC.DOWDUPONT INC.	50,000	$50K	<0.01%	0
GOLDMAN SACHS GRGOLDMAN SACHS GR	50,000	$50K	<0.01%	0
E M C CORP MASS SRE M C CORP MASS SR	50,000	$50K	<0.01%	0
AT&T INCAT&T INC	50,000	$50K	<0.01%	0
EOG RESOURCES, INEOG RESOURCES, IN	50,000	$50K	<0.01%	0
GATX CORPGATX CORP	50,000	$50K	<0.01%	0
AMERIPRISE FINL,AMERIPRISE FINL,	50,000	$50K	<0.01%	0
MICROSOFT CORPMICROSOFT CORP	50,000	$50K	<0.01%	0
SALT RIVER PRJ AZSALT RIVER PRJ AZ	50,000	$50K	<0.01%	0
JOHNSON CONTROLS INJOHNSON CONTROLS IN	50,000	$50K	<0.01%	0
Jpmorgan Chase &Jpmorgan Chase &	50,000	$50K	<0.01%	0
ITWILLINOIS TOOL WKS INC	273	$49K	<0.01%	0	Timeline
CAGCONAGRA BRANDS INC	1,425	$49K	<0.01%	0	Timeline
FITBFIFTH THIRD BANCORP	1,593	$49K	<0.01%	+65	Timeline
RGLDROYAL GOLD INC	402	$49K	<0.01%	0	Timeline
NORDSTROM INCNORDSTROM INC	1,200	$49K	<0.01%	0
ISHARES TRISHARES TR	1,094	$49K	<0.01%	0
JPMORGAN CHASE & COJPMORGAN CHASE & CO	47,000	$49K	<0.01%	0
FEFIRSTENERGY CORP	983	$48K	<0.01%	-101	Timeline
ZBHZIMMER BIOMET HOLDINGS INC	320	$48K	<0.01%	0	Timeline
CTVACORTEVA INC	1,625	$48K	<0.01%	-448	Timeline
DOCUDOCUSIGN INC	645	$48K	<0.01%	+45	Timeline
MARMARRIOTT INTL INC NEW	316	$48K	<0.01%	0	Timeline
PAAPLAINS ALL AMERN PIPELINE L	2,584	$48K	<0.01%	0	Timeline
BANK OF AMERICABANK OF AMERICA	45,000	$48K	<0.01%	0
MONSANTO COMONSANTO CO	50,000	$48K	<0.01%	0
SEMPRA ENERGYSEMPRA ENERGY	45,000	$48K	<0.01%	0
VIACOM INCVIACOM INC	45,000	$48K	<0.01%	0
VBRVANGUARD INDEX FDS	341	$47K	<0.01%	new	Timeline
KEYKEYCORP	2,304	$47K	<0.01%	+138	Timeline
PEVERPURE INC	2,750	$47K	<0.01%	-600	Timeline
CTASCINTAS CORP	175	$47K	<0.01%	0	Timeline
FRFHFFAIRFAX FINANCIAL HLDGS LTD	100	$47K	<0.01%	0	Timeline
COMCAST CORPCOMCAST CORP	45,000	$47K	<0.01%	0
RSPINVESCO EXCHANGE TRADED FD T	400	$46K	<0.01%	-125	Timeline
RMDRESMED INC	300	$46K	<0.01%	0	Timeline
CITRIX SYSTEMS INCCITRIX SYSTEMS INC	413	$46K	<0.01%	+101
ZENDESK INCZENDESK INC	600	$46K	<0.01%	0
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	974	$46K	<0.01%	+562
SEATTLE GENETICS INCSEATTLE GENETICS INC	400	$46K	<0.01%	0
LENNOX INTERNTNL INLENNOX INTERNTNL IN	45,000	$46K	<0.01%	0
MICROSOFT CORPMICROSOFT CORP	45,000	$46K	<0.01%	0
INTEL CORPINTEL CORP	45,000	$46K	<0.01%	0
BOARDWALK PIPELBOARDWALK PIPEL	45,000	$46K	<0.01%	0
EQT CORPEQT CORP	45,000	$46K	<0.01%	0
PRUDENTIAL FINLPRUDENTIAL FINL	45,000	$46K	<0.01%	0
DOW CHEMICAL CO NOTE M/W CL…DOW CHEMICAL CO NOTE M/W CLBL	45,000	$46K	<0.01%	0
XLVSELECT SECTOR SPDR TR	445	$45K	<0.01%	+120	Timeline
FXHFIRST TR EXCHANGE-TRADED FD	540	$45K	<0.01%	0	Timeline
SILVANA MINESSILVANA MINES	45,000	$45K	<0.01%	0
CENTURYLINK INC SR NTCENTURYLINK INC SR NT	45,000	$45K	<0.01%	0
GVAGRANITE CONSTR INC	1,600	$44K	<0.01%	-300	Timeline
ADMARCHER DANIELS MIDLAND CO	942	$44K	<0.01%	new	Timeline
SPIBSPDR SERIES TRUST	1,233	$44K	<0.01%	+981	Timeline
KRESPDR SERIES TRUST	749	$44K	<0.01%	0	Timeline
SUPNSUPERNUS PHARMACEUTICALS	1,838	$44K	<0.01%	0	Timeline
VEREIT INCVEREIT INC	4,800	$44K	<0.01%	+1,800
BNY MELLONBNY MELLON	1,701	$44K	<0.01%	new
AWRAMER STATES WTR CO	500	$43K	<0.01%	new	Timeline
EXELEXELIXIS INC	2,420	$43K	<0.01%	-2,000	Timeline
IWPISHARES TR	280	$43K	<0.01%	0	Timeline
CHCTCOMMUNITY HEALTHCARE TR INC	1,000	$43K	<0.01%	0	Timeline
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT IN	742	$43K	<0.01%	0
QTS RLTY TR INCQTS RLTY TR INC	800	$43K	<0.01%	0
FAIRFAX FINANCIAL HLDGS LTD…FAIRFAX FINANCIAL HLDGS LTD NOTE	35,000	$43K	<0.01%	0
MORGAN STANLEYMORGAN STANLEY	40,000	$43K	<0.01%	+10,000
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	40,000	$43K	<0.01%	0
AMERICAN TOWER CORP NOTE M/…AMERICAN TOWER CORP NOTE M/W CLBL	40,000	$43K	<0.01%	0
AXPAMERICAN EXPRESS CO	334	$42K	<0.01%	new	Timeline
VNQIVANGUARD INTL EQUITY INDEX F	704	$42K	<0.01%	+394	Timeline
AVBAVALONBAY CMNTYS INC	200	$42K	<0.01%	new	Timeline
HOLXHOLOGIC INC	800	$42K	<0.01%	0	Timeline
BMRNBIOMARIN PHARMACEUTICAL INC	500	$42K	<0.01%	-28	Timeline
FORD MOTOR COFORD MOTOR CO	40,000	$42K	<0.01%	0
VYMIVANGUARD WHITEHALL FDS	646	$41K	<0.01%	new	Timeline
ARISTA NETWORKS INCARISTA NETWORKS INC	200	$41K	<0.01%	new
FIDELITY NATIONAL FINANCIALFIDELITY NATIONAL FINANCIAL	900	$41K	<0.01%	0
CONSTELLATION ENCONSTELLATION EN	40,000	$41K	<0.01%	0
AMGEN INC.AMGEN INC.	40,000	$41K	<0.01%	0
VWOBVANGUARD WHITEHALL FDS	494	$40K	<0.01%	new	Timeline
OUTFRONT MEDIA INCOUTFRONT MEDIA INC	1,500	$40K	<0.01%	0
FIRST TR EXCHANGE-TRADED FDFIRST TR EXCHANGE-TRADED FD	286	$40K	<0.01%	+15
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L	684	$40K	<0.01%	+82
SALT VERDE AZ FCSALT VERDE AZ FC	35,000	$40K	<0.01%	0
INGERSOLL-RAND PLCINGERSOLL-RAND PLC	298	$40K	<0.01%	0
BECTON, DICKINSBECTON, DICKINS	40,000	$40K	<0.01%	0
VRTXVERTEX PHARMACEUTICALS INC	179	$39K	<0.01%	+81	Timeline
WDWALKER & DUNLOP INC	600	$39K	<0.01%	0	Timeline
NICENICE LTD	250	$39K	<0.01%	0	Timeline
SAPSAP SE	294	$39K	<0.01%	-19	Timeline
VODAFONE GP PLCVODAFONE GP PLC	2,000	$39K	<0.01%	0
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F	955	$39K	<0.01%	-1,174
VCRVANGUARD WORLD FD	200	$38K	<0.01%	0	Timeline
TRAVELERS COMPANIES INCTRAVELERS COMPANIES INC	275	$38K	<0.01%	0
ABBOTT LABORATORIABBOTT LABORATORI	36,000	$38K	<0.01%	0
NFLXNETFLIX INC.	114	$37K	<0.01%	-250	Timeline
UPSUNITED PARCEL SVCS INC	319	$37K	<0.01%	-153	Timeline
FCXFREEPORT MCMORAN INC	2,784	$37K	<0.01%	0	Timeline
CCLCARNIVAL CORP	727	$37K	<0.01%	0	Timeline
STPZPIMCO ETF TR	700	$37K	<0.01%	0	Timeline
Invesco Large-Cap GrowthInvesco Large-Cap Growth	715	$37K	<0.01%	0
GENERAL MOLY INC COMGENERAL MOLY INC COM	162,807	$37K	<0.01%	0
CARDINAL HEALTH INCCARDINAL HEALTH INC	35,000	$37K	<0.01%	0
BSVVANGUARD BD INDEX FDS	449	$36K	<0.01%	new	Timeline
CPRTCOPART INC	400	$36K	<0.01%	0	Timeline
INSMINSMED INC	1,500	$36K	<0.01%	0	Timeline
UNION PACIFIC COUNION PACIFIC CO	35,000	$36K	<0.01%	0
SEAGATE TECHNOLOGYSEAGATE TECHNOLOGY	589	$35K	<0.01%	+457
FIRST TR EXCH TRD ALPHA FD IFIRST TR EXCH TRD ALPHA FD I	2,000	$35K	<0.01%	0
AZ ST LOTTERYAZ ST LOTTERY	35,000	$35K	<0.01%	0
MOG-AMOOG INC	400	$34K	<0.01%	0	Timeline
TC PIPELINES LPTC PIPELINES LP	800	$34K	<0.01%	0
Broadcom IncBroadcom Inc	109	$34K	<0.01%	+85
POWERSHARES FUNDAMENTALPOWERSHARES FUNDAMENTAL	860	$34K	<0.01%	0
PGRPROGRESSIVE CORP	450	$33K	<0.01%	0	Timeline
MIDDMIDDLEBY CORP	300	$33K	<0.01%	0	Timeline
LNGCHENIERE ENERGY INC	541	$33K	<0.01%	0	Timeline
ZTSZOETIS INC	250	$33K	<0.01%	-40	Timeline
PSAPUBLIC STORAGE	157	$33K	<0.01%	-67	Timeline
TWLOTWILIO INC	340	$33K	<0.01%	+40	Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	217	$33K	<0.01%	0
WESTROCK COWESTROCK CO	780	$33K	<0.01%	0
CANOPY GROWTH CORPCANOPY GROWTH CORP	1,558	$33K	<0.01%	0
HMLPFHOEGH LNG PARTNERS LP CUM RED	1,275	$33K	<0.01%	+775	Timeline
PENNSBURY PA SDPENNSBURY PA SD	30,000	$33K	<0.01%	0
B RILEY FINANCIAL 7.50 SNR …B RILEY FINANCIAL 7.50 SNR NTS	1,300	$33K	<0.01%	0
BHCBAUSCH HEALTH COS INC	1,085	$32K	<0.01%	new	Timeline
PNC FINL SVCS GROUP INC FXD…PNC FINL SVCS GROUP INC FXD RT	30,000	$32K	<0.01%	0
CBOA FINANCIAL INCCBOA FINANCIAL INC	12,000	$32K	<0.01%	new
VA ST PUB BLDG AUTHVA ST PUB BLDG AUTH	25,000	$32K	<0.01%	0
Illinois Fin Auth RIllinois Fin Auth R	25,000	$32K	<0.01%	0
General ElectricGeneral Electric	30,000	$32K	<0.01%	0
REPUBLIC SERVICESREPUBLIC SERVICES	30,000	$31K	<0.01%	new
SANTA FE CN NMSANTA FE CN NM	30,000	$31K	<0.01%	0
Fl St B/E Pub EdFl St B/E Pub Ed	30,000	$31K	<0.01%	0
New York St Dorm AuNew York St Dorm Au	25,000	$31K	<0.01%	new
Texas StTexas St	25,000	$31K	<0.01%	0
ELVELEVANCE HEALTH INC FORMERLY	100	$30K	<0.01%	new	Timeline
ARCCARES CAPITAL CORP	1,587	$30K	<0.01%	0	Timeline
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L	1,891	$30K	<0.01%	0
TWITTER INCTWITTER INC	941	$30K	<0.01%	+696
CONTINENTAL RES INCCONTINENTAL RES INC	862	$30K	<0.01%	0
DISTRICT COLUMBIA WTR & SWR…DISTRICT COLUMBIA WTR & SWR AUTH …	25,000	$30K	<0.01%	0
BLUEROCK RESIDENTIAL GWT RE…BLUEROCK RESIDENTIAL GWT REI RED …	1,143	$30K	<0.01%	+843
NYC NY MUN FA W/SNYC NY MUN FA W/S	25,000	$30K	<0.01%	0
AMGEN INCAMGEN INC	30,000	$30K	<0.01%	0
ARIZONA PUB SVC CARIZONA PUB SVC C	30,000	$30K	<0.01%	-20,000
APDAIR PRODUCTS AND CHEMICALS I	124	$29K	<0.01%	new	Timeline
MELIMERCADOLIBRE INC	50	$29K	<0.01%	0	Timeline
LWLAMB WESTON HLDGS INC	333	$29K	<0.01%	0	Timeline
ONON SEMICONDUCTOR CORP	1,188	$29K	<0.01%	0	Timeline
VHTVANGUARD WORLD FD	150	$29K	<0.01%	new	Timeline
UAUNDER ARMOUR INC	1,500	$29K	<0.01%	0	Timeline
Novo Nordisk A/S ADRNovo Nordisk A/S ADR	507	$29K	<0.01%	+257
johnson & johnsonjohnson & johnson	25,000	$29K	<0.01%	0
MA ST TRANS FDMA ST TRANS FD	25,000	$29K	<0.01%	0
WI ST CLEAN WTRWI ST CLEAN WTR	25,000	$29K	<0.01%	0
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	25,000	$29K	<0.01%	0
UNIV AZ MED CTRUNIV AZ MED CTR	25,000	$29K	<0.01%	0
SHVISHARES TR	255	$28K	<0.01%	new	Timeline
IRTINDEPENDENCE RLTY TR INC	2,000	$28K	<0.01%	0	Timeline
PORPORTLAND GEN ELEC CO	500	$28K	<0.01%	0	Timeline
SPHSUBURBAN PROPANE PARTNERS L	1,268	$28K	<0.01%	+768	Timeline
ANHEUSER BUSCH COS INCANHEUSER BUSCH COS INC	339	$28K	<0.01%	new
KS ST DEV FA REVKS ST DEV FA REV	25,000	$28K	<0.01%	0
OCCIDENTAL PETRO CORPOCCIDENTAL PETRO CORP	668	$28K	<0.01%	-176
NORTHERN ARIZONA UNNORTHERN ARIZONA UN	25,000	$28K	<0.01%	0
HUTCHINSON MN PURHUTCHINSON MN PUR	25,000	$28K	<0.01%	0
AZ SCH FAC BRD COPAZ SCH FAC BRD COP	25,000	$28K	<0.01%	0
COCA-COLA COCOCA-COLA CO	25,000	$28K	<0.01%	0
WA FED WY GRNTWA FED WY GRNT	25,000	$28K	<0.01%	0
FORT WORTH TXFORT WORTH TX	25,000	$28K	<0.01%	0
TSLATESLA INC	65	$27K	<0.01%	0	Timeline
SRESEMPRA	180	$27K	<0.01%	0	Timeline
DJPBARCLAYS BANK PLC	1,182	$27K	<0.01%	0	Timeline
LAM RESEARCH CORPLAM RESEARCH CORP	92	$27K	<0.01%	0
TBTPROSHARES TR	1,000	$27K	<0.01%	0	Timeline
BANK AMERICA CORP 4 04/01/2…BANK AMERICA CORP 4 04/01/2024	25,000	$27K	<0.01%	0
WELLS FARGO & COMPANYWELLS FARGO & COMPANY	25,000	$27K	<0.01%	0
CORENERGY INFRASTRUCTURE TRCORENERGY INFRASTRUCTURE TR	1,050	$27K	<0.01%	0
BLACKROCK INC NOTE M/W CLBLBLACKROCK INC NOTE M/W CLBL	25,000	$27K	<0.01%	0
BANK OF AMERICA CORPORATION…BANK OF AMERICA CORPORATION NOTE	25,000	$27K	<0.01%	0
CALIFORNIA ST, GO BDSCALIFORNIA ST, GO BDS	25,000	$27K	<0.01%	0
KING CNTY WA SDKING CNTY WA SD	25,000	$27K	<0.01%	0
THE CLOROX COTHE CLOROX CO	25,000	$27K	<0.01%	0
MARRIOTT INTL INCMARRIOTT INTL INC	25,000	$27K	<0.01%	0
NEW YORK NYNEW YORK NY	25,000	$27K	<0.01%	0
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	25,000	$27K	<0.01%	0
WISCONSIN STATE AAAWISCONSIN STATE AAA	25,000	$27K	<0.01%	0
BROWN & BROWN INCBROWN & BROWN INC	26,000	$27K	<0.01%	0
LINCOLN NEBLINCOLN NEB	25,000	$27K	<0.01%	0
The Charles SchwThe Charles Schw	25,000	$27K	<0.01%	0
Nthrn Ariz UnivNthrn Ariz Univ	25,000	$27K	<0.01%	0
ITAISHARES TR	116	$26K	<0.01%	-34	Timeline
HOGHARLEY DAVIDSON INC	700	$26K	<0.01%	0	Timeline
AAGILENT TECHNOLOGIES INC	306	$26K	<0.01%	0	Timeline
AKAMAKAMAI TECHNOLOGIES INC	300	$26K	<0.01%	0	Timeline
TLTISHARES TR	192	$26K	<0.01%	0	Timeline
GLOBAL MED REIT INCGLOBAL MED REIT INC	2,000	$26K	<0.01%	0
PAGSPAGSEGURO DIGITAL LTD	775	$26K	<0.01%	+30	Timeline
UNILEVER N VUNILEVER N V	450	$26K	<0.01%	0
MODEL N INCMODEL N INC	750	$26K	<0.01%	0
MEDTRONIC INC 3.15 03/15/20…MEDTRONIC INC 3.15 03/15/2022	25,000	$26K	<0.01%	0
AMPHENOL CORP 3.2 04/01/2024AMPHENOL CORP 3.2 04/01/2024	25,000	$26K	<0.01%	0
AETNA INC. 7.625 26 DUE 08/…AETNA INC. 7.625 26 DUE 08/15/26	20,000	$26K	<0.01%	0
Australia & New Zealand Ban…Australia & New Zealand Bankin	1,500	$26K	<0.01%	new
Suncor Energy Inc.Suncor Energy Inc.	779	$26K	<0.01%	-123
Taubman Centers 6.5% Pfd Se…Taubman Centers 6.5% Pfd Series J	1,000	$26K	<0.01%	0
HYATT HOTELSHYATT HOTELS	25,000	$26K	<0.01%	0
UNITEDHEALTH GROUP INC NOTE…UNITEDHEALTH GROUP INC NOTE M/W C…	25,000	$26K	<0.01%	0
NEWELL BRANDS INC NTNEWELL BRANDS INC NT	25,000	$26K	<0.01%	0
CAPITAL ONE FINANCIAL CO PFDCAPITAL ONE FINANCIAL CO PFD	1,000	$26K	<0.01%	0
LAS VEGAS VY NV WTRLAS VEGAS VY NV WTR	25,000	$26K	<0.01%	0
Simon PropertySimon Property	25,000	$26K	<0.01%	0
MARKEL CORPMARKEL CORP	25,000	$26K	<0.01%	0
PHOENIX AZ WTRPHOENIX AZ WTR	25,000	$26K	<0.01%	0
RPM INTERNTNL INRPM INTERNTNL IN	25,000	$26K	<0.01%	0
HOLLAND MICHIGAN ELHOLLAND MICHIGAN EL	25,000	$26K	<0.01%	0
HSBC HOLDINGS PLCHSBC HOLDINGS PLC	25,000	$26K	<0.01%	0
HSBC HOLDINGS PLSHSBC HOLDINGS PLS	25,000	$26K	<0.01%	0
WAL-MART STORES INCWAL-MART STORES INC	25,000	$26K	<0.01%	0
WASHINGTON COUNTY OWASHINGTON COUNTY O	25,000	$26K	<0.01%	0
GILEAD SCIENCESGILEAD SCIENCES	25,000	$26K	<0.01%	new
GENERAL ELECTRIC CO NOTEGENERAL ELECTRIC CO NOTE	25,000	$26K	<0.01%	0
MICROSOFT CORPMICROSOFT CORP	25,000	$26K	<0.01%	0
ADVANCED FIBRE COMMUNICATIO…ADVANCED FIBRE COMMUNICATIONS INC	985	$26K	<0.01%	0
ARCONIC INC NOTE M/W CLBLARCONIC INC NOTE M/W CLBL	25,000	$26K	<0.01%	0
SEDWICK CN KS SD259SEDWICK CN KS SD259	25,000	$26K	<0.01%	0
ST CHARLES COUNST CHARLES COUN	25,000	$26K	<0.01%	0
SANTA MONICA-MA 6.434SANTA MONICA-MA 6.434	25,000	$26K	<0.01%	0
United TechnoloUnited Technolo	25,000	$26K	<0.01%	0
LINCOLN NTNL CORLINCOLN NTNL COR	25,000	$26K	<0.01%	0
Harris Cnty Tx MetHarris Cnty Tx Met	25,000	$26K	<0.01%	0
ALLALLSTATE CORP	224	$25K	<0.01%	new	Timeline
AALAMERICAN AIRLINES GROUP INC	856	$25K	<0.01%	-3	Timeline
UNILEVER PLCUNILEVER PLC	440	$25K	<0.01%	0
CIGNA CORPORATIONCIGNA CORPORATION	123	$25K	<0.01%	-15
DASTYDASSAULT SYSTEMES SA ADR	150	$25K	<0.01%	0	Timeline
ARIZONA ST TRANSN BRD 5 07/…ARIZONA ST TRANSN BRD 5 07/01/2023	25,000	$25K	<0.01%	0
LOWES COS INC 4.625 04/15/2…LOWES COS INC 4.625 04/15/2020	25,000	$25K	<0.01%	0
CAN APARTMENT PROP REAL ESTACAN APARTMENT PROP REAL ESTA	600	$25K	<0.01%	0
INTERNTNL BUSINESS 7-25INTERNTNL BUSINESS 7-25	20,000	$25K	<0.01%	0
GENERAL ELECTRIC COMPANYGENERAL ELECTRIC COMPANY	25,000	$25K	<0.01%	0
Fifth Third Bancorp Perp Su…Fifth Third Bancorp Perp Sub G	25,000	$25K	<0.01%	0
NABORS INDUSTRIES LTDNABORS INDUSTRIES LTD	1,100	$25K	<0.01%	0
PHILIP MORRIS INTL INC NOTE…PHILIP MORRIS INTL INC NOTE M/W C…	25,000	$25K	<0.01%	0
Texas Capital Bancshares 6.…Texas Capital Bancshares 6.5 perc…	950	$25K	<0.01%	0
PLANO TEXAS INDEPLANO TEXAS INDE	25,000	$25K	<0.01%	0
FIRST TR COMBINED SERFIRST TR COMBINED SER	30	$25K	<0.01%	0
GOLDMAN SACHS GRO VAR 26GOLDMAN SACHS GRO VAR 26	25,000	$25K	<0.01%	0
UNITEDHEALTH GRUNITEDHEALTH GR	25,000	$25K	<0.01%	0
Transcanada CorpTranscanada Corp	25,000	$25K	<0.01%	0
Trinity Riv Tx WwTrinity Riv Tx Ww	20,000	$25K	<0.01%	0
WELLS FARGO & COWELLS FARGO & CO	25,000	$25K	<0.01%	0
WASTE MANAGEMENTWASTE MANAGEMENT	25,000	$25K	<0.01%	0
GOLDMAN SACHS GROUP INC FIX…GOLDMAN SACHS GROUP INC FIXED	25,000	$25K	<0.01%	0
LEXMARK INTERNATIONAL INC N…LEXMARK INTERNATIONAL INC NOTE M/…	25,000	$25K	<0.01%	0
CNT PUGET SND WA TRCNT PUGET SND WA TR	25,000	$25K	<0.01%	0
BOEING COBOEING CO	25,000	$25K	<0.01%	0
SCHHSCHWAB STRATEGIC TR	530	$24K	<0.01%	+12	Timeline
VCITVANGUARD SCOTTSDALE FDS	258	$24K	<0.01%	0	Timeline
XLPSELECT SECTOR SPDR TR	374	$24K	<0.01%	+194	Timeline
CTSHCOGNIZANT TECHNOLOGY SOLUTIO	380	$24K	<0.01%	0	Timeline
NDSNNORDSON CORP	150	$24K	<0.01%	0	Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	403	$24K	<0.01%	0
PENNYMAC MTG INVT TRPENNYMAC MTG INVT TR	900	$24K	<0.01%	0
SLM CORP 6% SR NTMAT 12/15/…SLM CORP 6% SR NTMAT 12/15/43CALL…	1,000	$24K	<0.01%	0
DIGITAL RLTY TR - PFD GDIGITAL RLTY TR - PFD G	945	$24K	<0.01%	0
CONNECTICUT ST SPL TAX OBLI…CONNECTICUT ST SPL TAX OBLIG REV,…	20,000	$24K	<0.01%	0
NEW MEXICO ST HOSP EQUIP LN…NEW MEXICO ST HOSP EQUIP LN COUNC…	20,000	$24K	<0.01%	0
AUTOMATIC DATA 3point375pe…AUTOMATIC DATA 3point375percent2…	23,000	$24K	<0.01%	0
OH ST INFRA PROJOH ST INFRA PROJ	20,000	$24K	<0.01%	0
TUCSON AZ WTRTUCSON AZ WTR	20,000	$24K	<0.01%	0
AMDADVANCED MICRO DEVICES INC	500	$23K	<0.01%	new	Timeline
VGTVANGUARD WORLD FD	93	$23K	<0.01%	+48	Timeline
CMICUMMINS INC	127	$23K	<0.01%	0	Timeline
DLNWISDOMTREE TR	214	$23K	<0.01%	0	Timeline
IMCBISHARES TR	110	$23K	<0.01%	0	Timeline
HEHAWAIIAN ELEC INDS INC MTN B	500	$23K	<0.01%	0	Timeline
DUNKIN BRANDS GROUP INCDUNKIN BRANDS GROUP INC	300	$23K	<0.01%	0
TE Connectivity LtdTE Connectivity Ltd	237	$23K	<0.01%	+200
CTY OFC REIT 6 625 CUM RDM …CTY OFC REIT 6 625 CUM RDM SRS A …	885	$23K	<0.01%	0
PHOENIX AZ RFDG G/OPHOENIX AZ RFDG G/O	20,000	$23K	<0.01%	0
GLADSTONE COML CGLADSTONE COML C	900	$23K	<0.01%	0
GARDEN GROVE CAGARDEN GROVE CA	20,000	$23K	<0.01%	0
WI ST TRANSWI ST TRANS	20,000	$23K	<0.01%	0
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	20,000	$23K	<0.01%	0
APHAMPHENOL CORP	200	$22K	<0.01%	new	Timeline
USMVISHARES TR	341	$22K	<0.01%	+68	Timeline
XLKSELECT SECTOR SPDR TR	241	$22K	<0.01%	+14	Timeline
DALDELTA AIR LINES INC	377	$22K	<0.01%	+90	Timeline
HSYHERSHEY CO	150	$22K	<0.01%	new	Timeline
NTRNUTRIEN LTD	456	$22K	<0.01%	0	Timeline
CNCCENTENE CORP DEL	350	$22K	<0.01%	0	Timeline
CLARCLARUS CORP NEW	1,600	$22K	<0.01%	0	Timeline
CBTCABOT CORP	456	$22K	<0.01%	0	Timeline
PRLBPROTO LABS INC	220	$22K	<0.01%	0	Timeline
APERGY CORPAPERGY CORP	654	$22K	<0.01%	-100
TOLL BROS FINANCE CORPTOLL BROS FINANCE CORP	20,000	$22K	<0.01%	0
CALIFORNIA ST, VAR PURP G…CALIFORNIA ST, VAR PURP GO REF …	20,000	$22K	<0.01%	0
TEXAS STATE B7TEXAS STATE B7	20,000	$22K	<0.01%	0
MARICOPA AZ SD #83MARICOPA AZ SD #83	20,000	$22K	<0.01%	0
EVERSOURCE ENERGEVERSOURCE ENERG	20,000	$22K	<0.01%	0
FANNIE MAEFANNIE MAE	22,000	$22K	<0.01%	0
WORK RECOVERY INWORK RECOVERY IN	1,000	$22K	<0.01%	-600
HYGISHARES TR	238	$21K	<0.01%	new	Timeline
UALUNITED AIRLS HLDGS INC	237	$21K	<0.01%	0	Timeline
VEEVVEEVA SYS INC	150	$21K	<0.01%	+10	Timeline
SWKSSKYWORKS SOLUTIONS INC	170	$21K	<0.01%	+70	Timeline
LVSLAS VEGAS SANDS CORP	300	$21K	<0.01%	-262	Timeline
MTBM & T BK CORP	125	$21K	<0.01%	0	Timeline
CABOT MICROELECTRONICS CORPCABOT MICROELECTRONICS CORP	148	$21K	<0.01%	0
SMPSTANDARD MTR PRODS INC	400	$21K	<0.01%	0	Timeline
FORD MOTOR CO 4 346 26 …FORD MOTOR CO 4 346 26 …	20,000	$21K	<0.01%	0
BERKSHIRE HATHAWAY INC DEL …BERKSHIRE HATHAWAY INC DEL 3.125 …	20,000	$21K	<0.01%	0
AT&T INC 3.4 05/15/2025AT&T INC 3.4 05/15/2025	20,000	$21K	<0.01%	new
CHEVRON CORPCHEVRON CORP	20,000	$21K	<0.01%	0
VALERO ENERGY CORP NOTE M/W…VALERO ENERGY CORP NOTE M/W CLBL	20,000	$21K	<0.01%	0
DALLAS TEX WTRWKS & SWR SYS…DALLAS TEX WTRWKS & SWR SYS RE WT…	20,000	$21K	<0.01%	0
BANC OF CALIFORNIA INCORPOR…BANC OF CALIFORNIA INCORPORATED D…	800	$21K	<0.01%	0
MARRIOTT INTL INCMARRIOTT INTL INC	20,000	$21K	<0.01%	0
AMERICAN AIRLINESAMERICAN AIRLINES	20,000	$21K	<0.01%	0
AMERICAN EXPRESSAMERICAN EXPRESS	20,000	$21K	<0.01%	new
AMERICAN EXPRESS COAMERICAN EXPRESS CO	20,000	$21K	<0.01%	new
AMERICAN TOWER CORPAMERICAN TOWER CORP	20,000	$21K	<0.01%	new
AT&T INC.AT&T INC.	20,000	$21K	<0.01%	0
AUSTIN TX CODAUSTIN TX COD	20,000	$21K	<0.01%	0
THE VALSPAR CORPTHE VALSPAR CORP	20,000	$21K	<0.01%	0
CHUBB CORPCHUBB CORP	20,000	$21K	<0.01%	0
COMCASE CORPORATICOMCASE CORPORATI	20,000	$21K	<0.01%	0
DR PEPPER SNAPPLDR PEPPER SNAPPL	20,000	$21K	<0.01%	0
DAVITA HEALTHCARE PARTNERS …DAVITA HEALTHCARE PARTNERS INC	20,000	$21K	<0.01%	0
American ExpressAmerican Express	20,000	$21K	<0.01%	0
GOLDMAN SACHS GROUPGOLDMAN SACHS GROUP	20,000	$21K	<0.01%	0
FLOTISHARES TR	390	$20K	<0.01%	0	Timeline
BNDVANGUARD BD INDEX FDS	233	$20K	<0.01%	new	Timeline
MFCMANULIFE FINL CORP	1,000	$20K	<0.01%	0	Timeline
BNYBANK OF NY MELLON CORP	400	$20K	<0.01%	new	Timeline
PRKPARK NATL CORP	200	$20K	<0.01%	0	Timeline
BXMTBLACKSTONE MORTGAGE TRUST IN	550	$20K	<0.01%	new	Timeline
PPGPPG INDS INC	148	$20K	<0.01%	-34	Timeline
TSNTYSON FOODS INC	225	$20K	<0.01%	+25	Timeline
AZNASTRAZENECA PLC-SPONS ADR	400	$20K	<0.01%	new	Timeline
TDIVFIRST TR EXCHANGE TRADED FD	470	$20K	<0.01%	+44	Timeline
TERRAFORM PWR INCTERRAFORM PWR INC	1,300	$20K	<0.01%	new
TCEHYTENCENT HOLDINGS LTD-UNS ADR	420	$20K	<0.01%	+358	Timeline
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	445	$20K	<0.01%	+38
GASLOG PARTNERS LP (MARSHAL…GASLOG PARTNERS LP (MARSHALL I	786	$20K	<0.01%	+286
JPMorgan Chase & VAR 99 Du…JPMorgan Chase & VAR 99 Due 1	20,000	$20K	<0.01%	0
JPMORGAN CHASE & CO (VARIAB…JPMORGAN CHASE & CO (VARIABLE)	20,000	$20K	<0.01%	0
PNC BANK (VARIABLE)PNC BANK (VARIABLE)	20,000	$20K	<0.01%	0
WILLIAMS PARTNERWILLIAMS PARTNER	20,000	$20K	<0.01%	0
BNSF, LLCBNSF, LLC	20,000	$20K	<0.01%	new
CSX CORPCSX CORP	20,000	$20K	<0.01%	0
UNITED PARCEL SUNITED PARCEL S	20,000	$20K	<0.01%	0
SALINE COUNTY NEBSALINE COUNTY NEB	20,000	$20K	<0.01%	0
BERKSHIRE HATHAWAYBERKSHIRE HATHAWAY	20,000	$20K	<0.01%	0
MICROSOFT CORPMICROSOFT CORP	20,000	$20K	<0.01%	0
GOLDMAN SACHS GROUP (VARIAB…GOLDMAN SACHS GROUP (VARIABLE)	20,000	$20K	<0.01%	0
GREEN BAY WISGREEN BAY WIS	20,000	$20K	<0.01%	0
General ElectricGeneral Electric	20,000	$20K	<0.01%	0
PHOENIX AZPHOENIX AZ	20,000	$20K	<0.01%	0
PIMA CN AZ USD #1PIMA CN AZ USD #1	20,000	$20K	<0.01%	0
TEXAS ST-TRANSTEXAS ST-TRANS	20,000	$20K	<0.01%	0
QUALCOMM INCQUALCOMM INC	20,000	$20K	<0.01%	0
NIELSEN FIN LLCNIELSEN FIN LLC	20,000	$20K	<0.01%	0
TULSA OKLAHOMA ARPTTULSA OKLAHOMA ARPT	20,000	$20K	<0.01%	0
GOLDMAN SACHS GROUP INC NOT…GOLDMAN SACHS GROUP INC NOTE M/W …	20,000	$20K	<0.01%	0
AMGEN INC.AMGEN INC.	20,000	$20K	<0.01%	0
NEW YORK NYNEW YORK NY	20,000	$20K	<0.01%	0
Credit Suisse AgCredit Suisse Ag	20,000	$20K	<0.01%	0
HOUSTON TXHOUSTON TX	20,000	$20K	<0.01%	0
EDINA MN ISD NO273EDINA MN ISD NO273	20,000	$20K	<0.01%	0
Federal Home LoanFederal Home Loan	20,000	$20K	<0.01%	0
SHYISHARES TR	225	$19K	<0.01%	-247	Timeline
SCHDSCHWAB STRATEGIC TR	325	$19K	<0.01%	-306	Timeline
BNDXVANGUARD CHARLOTTE FDS	336	$19K	<0.01%	new	Timeline
VTVANGUARD INTL EQUITY INDEX F	235	$19K	<0.01%	0	Timeline
VMRKVIVMARK RESIDENTIAL	233	$19K	<0.01%	0	Timeline
SFMSPROUTS FMRS MKT INC	1,000	$19K	<0.01%	+101	Timeline
TSCOTRACTOR SUPPLY CO	200	$19K	<0.01%	new	Timeline
NTAPNETAPP INC	300	$19K	<0.01%	0	Timeline
SUNSUNOCO LP/SUNOCO FIN CORP	629	$19K	<0.01%	new	Timeline
ICFISHARES TR	160	$19K	<0.01%	0	Timeline
SKXSKECHERS U S A INC	450	$19K	<0.01%	0	Timeline
CHSCLCHS INC PFD CL B SER 4	700	$19K	<0.01%	0	Timeline
IntrcontinentalexchangeIntrcontinentalexchange	203	$19K	<0.01%	-22
GRAND RV DAM AUTH OGRAND RV DAM AUTH O	15,000	$19K	<0.01%	0
FORD HLDG LLCFORD HLDG LLC	15,000	$19K	<0.01%	0
TRIBOROUGH BRIDGE &TRIBOROUGH BRIDGE &	15,000	$19K	<0.01%	0
UTAH STUTAH ST	15,000	$19K	<0.01%	0
NUENUCOR CORP	313	$18K	<0.01%	+243	Timeline
RLIRLI CORP	203	$18K	<0.01%	new	Timeline
KMXCARMAX INC	200	$18K	<0.01%	0	Timeline
ABRARBOR REALTY TRUST INC	1,233	$18K	<0.01%	new	Timeline
CION INVESTMENT CORPORAT IONCION INVESTMENT CORPORAT ION	2,220	$18K	<0.01%	0
MICHIGAN ST HOSP FIN AUTH R…MICHIGAN ST HOSP FIN AUTH REV REF…	15,000	$18K	<0.01%	0
SUNTRUST PREFERRE VARSUNTRUST PREFERRE VAR	20,000	$18K	<0.01%	0
AZ ST CTFS PARTAZ ST CTFS PART	15,000	$18K	<0.01%	new
WASHINGTON STWASHINGTON ST	15,000	$18K	<0.01%	0
AZ BRD REGENTS UNIVAZ BRD REGENTS UNIV	15,000	$18K	<0.01%	0
CHICAGO ILLINOIS OCHICAGO ILLINOIS O	15,000	$18K	<0.01%	0
WSTN MARICOPA ED #2WSTN MARICOPA ED #2	15,000	$18K	<0.01%	0
MRSHMARSH & MCLENNAN COS INC	152	$17K	<0.01%	0	Timeline
SYYSYSCO CORP	204	$17K	<0.01%	-550	Timeline
SYFSYNCHRONY FINANCIAL	462	$17K	<0.01%	-222	Timeline
PAASPAN AMERN SILVER CORP	700	$17K	<0.01%	0	Timeline
GAPGAP INC	935	$17K	<0.01%	0	Timeline
WHWYNDHAM HOTELS & RESORTS INC	275	$17K	<0.01%	0	Timeline
ALERIAN MLP ETFALERIAN MLP ETF	2,000	$17K	<0.01%	-3,142
ELDWISDOMTREE TR	475	$17K	<0.01%	0	Timeline
RFPRCREGIONS FINL CORP NEW DEP SHS	600	$17K	<0.01%	0	Timeline
CHEMTRADE LOGISTICS INCOMECHEMTRADE LOGISTICS INCOME	2,000	$17K	<0.01%	0
Truist Financial Corp Pfd S…Truist Financial Corp Pfd Ser R	655	$17K	<0.01%	new
LIBERTY MEDIA CORP FIXED RT…LIBERTY MEDIA CORP FIXED RT SR DEB	17,000	$17K	<0.01%	0
NORFOLK SOUTHN CORP NTNORFOLK SOUTHN CORP NT	15,000	$17K	<0.01%	0
TWO HBRS INVT CORPTWO HBRS INVT CORP	600	$17K	<0.01%	0
DISCOVERY COMMUNICATIONS LL…DISCOVERY COMMUNICATIONS LLC NOTE…	16,000	$17K	<0.01%	0
Innergex Renewable Energy I…Innergex Renewable Energy Inc	1,314	$17K	<0.01%	0
NORTH TX TWY AUTH REV, FIRS…NORTH TX TWY AUTH REV, FIRST TIER…	15,000	$17K	<0.01%	0
PUBLIC STORAGE PFDPUBLIC STORAGE PFD	650	$17K	<0.01%	0
CITY OF SAN ANTONIOCITY OF SAN ANTONIO	15,000	$17K	<0.01%	0
Delaware StDelaware St	15,000	$17K	<0.01%	0
DELAWARE STDELAWARE ST	15,000	$17K	<0.01%	0
IBBISHARES TR	135	$16K	<0.01%	-24	Timeline
METMETLIFE INC	318	$16K	<0.01%	0	Timeline
NTRSNORTHERN TR CORP	150	$16K	<0.01%	0	Timeline
BUIBLACKROCK UTILS INFRASTRUCTU	700	$16K	<0.01%	new	Timeline
UMHUMH PPTYS INC	1,000	$16K	<0.01%	0	Timeline
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD	650	$16K	<0.01%	new
GLOBAL NET LEASE INCGLOBAL NET LEASE INC	600	$16K	<0.01%	0
AMERICAN TOWER CO 4.4 26AMERICAN TOWER CO 4.4 26	15,000	$16K	<0.01%	0
HP INCORPORATION NOTE M/W C…HP INCORPORATION NOTE M/W CLBL	15,000	$16K	<0.01%	0
MARICOPA AZ SD #4MARICOPA AZ SD #4	15,000	$16K	<0.01%	0
MARICOPA COUNTY ARIMARICOPA COUNTY ARI	15,000	$16K	<0.01%	0
SCOTTSDALE ARIZSCOTTSDALE ARIZ	15,000	$16K	<0.01%	0
HARRIS CNTY TXHARRIS CNTY TX	15,000	$16K	<0.01%	0
IHS INCIHS INC	15,000	$16K	<0.01%	0
FT BEND CTY TEXFT BEND CTY TEX	15,000	$16K	<0.01%	0
WACO TXWACO TX	15,000	$16K	<0.01%	0
ARIZONA BOARD REGENARIZONA BOARD REGEN	15,000	$16K	<0.01%	0
AUSTIN TX ISDAUSTIN TX ISD	15,000	$16K	<0.01%	0
BEDFORD TXBEDFORD TX	15,000	$16K	<0.01%	0
BENTON CNTY WA SD#1BENTON CNTY WA SD#1	15,000	$16K	<0.01%	0
CORPUS CHRISTI TXCORPUS CHRISTI TX	15,000	$16K	<0.01%	0
MARICOPA AZ UHSD 21MARICOPA AZ UHSD 21	15,000	$16K	<0.01%	0
PIMA CN AZ SWRPIMA CN AZ SWR	15,000	$16K	<0.01%	0
SCOTTSDALE AZ MPCSCOTTSDALE AZ MPC	15,000	$16K	<0.01%	0
GLOBAL INDEMNIGLOBAL INDEMNI	600	$16K	<0.01%	0
LINCOLN NEBRASKALINCOLN NEBRASKA	15,000	$16K	<0.01%	0
The Toronto-DomiThe Toronto-Domi	16,000	$16K	<0.01%	0
US Treasur NtUS Treasur Nt	16,000	$16K	<0.01%	0
ARES MANAGEMENTARES MANAGEMENT	600	$16K	<0.01%	0
COLAS SA ORDCOLAS SA ORD	100	$16K	<0.01%	0
AGGISHARES TR	132	$15K	<0.01%	0	Timeline
IQVIQVIA HLDGS INC	100	$15K	<0.01%	0	Timeline
CIBRFIRST TR EXCHANGE-TRADED FD	500	$15K	<0.01%	0	Timeline
RSRELIANCE INC	122	$15K	<0.01%	0	Timeline
SKTTANGER INC	1,000	$15K	<0.01%	new	Timeline

Sold out in Q4 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 249. All 249

Security	Shares before	Value before	Type
Apple IncApple Inc	80,782	$18.1M	shares
BB&T CORPBB&T CORP	170,837	$9.12M	shares
SPECTRUM PHARMACEUTICALS INCSPECTRUM PHARMACEUTICALS INC	690,234	$5.72M	shares
BB&T CORP PFDBB&T CORP PFD	201,620	$5.4M	shares
MERITAGE HOMES CORPMERITAGE HOMES CORP	3,060,000	$3.12M	shares
Boeing CoBoeing Co	5,346	$2.03M	shares
ORACLE CORPORACLE CORP	1,960,000	$1.96M	shares
BB&T CORPBB&T CORP	1,790,000	$1.79M	shares
Amazon.Com IncAmazon.Com Inc	903	$1.57M	shares
CSX CORPCSX CORP	1,175,000	$1.2M	shares
Berkshire Hathaway Class …Berkshire Hathaway Class …	4,584	$954K	shares
KLA TENCOR COKLA TENCOR CO	755,000	$755K	shares
ABB LTDABB LTD	30,670	$603K	shares
ALLIANZGI CONV & INC FDALLIANZGI CONV & INC FD	89,500	$505K	shares
SUNTRUST BANKS INCSUNTRUST BANKS INC	6,830	$470K	shares
BANK OF AMERICBANK OF AMERIC	13,955	$361K	shares
Applied Matls IncorporatedApplied Matls Incorporated	7,052	$352K	shares
Abbott LaboratoriesAbbott Laboratories	4,088	$342K	shares
BP Plc ADRBP Plc ADR	8,593	$326K	shares
ARMOUR RES REITARMOUR RES REIT	18,075	$303K	shares
LANDMARK INFRASTRUCTURE PAR…LANDMARK INFRASTRUCTURE PARTNERS	12,778	$231K	shares
AMERICAN ELEC PWR CO INCAMERICAN ELEC PWR CO INC	2,266	$212K	shares
BAXTER INTL INCBAXTER INTL INC	1,971	$172K	shares
ANNALY CAPITAL MGMTANNALY CAPITAL MGMT	19,274	$170K	shares
ALEXANDRIA CV PFD 1.75ALEXANDRIA CV PFD 1.75	4,178	$162K	shares
Bank Of America CorpBank Of America Corp	5,457	$159K	shares
AUTOZONE INCAUTOZONE INC	140	$152K	shares
BLACKROCK MUNIYIELD QUALITYBLACKROCK MUNIYIELD QUALITY	10,000	$136K	shares
HCP INCHCP INC	3,560	$127K	shares
US TREASURYUS TREASURY	107,000	$107K	shares
ALLSTATE CORP PFDALLSTATE CORP PFD	4,220	$105K	shares
ORLANDO FL SPLORLANDO FL SPL	100,000	$100K	shares
PHILLIPS 66 PARPHILLIPS 66 PAR	100,000	$100K	shares
AMERICAN TOWER CORPAMERICAN TOWER CORP	448	$99K	shares
Amgen Inc.Amgen Inc.	506	$98K	shares
BECTON DICKINSON & COBECTON DICKINSON & CO	385	$97K	shares
ATMOS ENERGY CORPATMOS ENERGY CORP	745	$85K	shares
AFLAC INCAFLAC INC	1,598	$84K	shares
BANK OF AMERICA CORPBANK OF AMERICA CORP	56	$84K	shares
Analog Devices IncAnalog Devices Inc	735	$82K	shares
AMERIPRISE FINANCIAL INCAMERIPRISE FINANCIAL INC	512	$75K	shares
ARISTA NETWORKS INCARISTA NETWORKS INC	285	$68K	shares
TEEKAY LNG PARTNERS L PTEEKAY LNG PARTNERS L P	4,800	$66K	shares
BALL CORPBALL CORP	800	$58K	shares
American Express CoAmerican Express Co	462	$55K	shares
REINSURANCE GROUREINSURANCE GROU	50,000	$50K	shares
ALLERGAN INCALLERGAN INC	288	$48K	shares
Archer-Daniels-MidlnArcher-Daniels-Midln	1,142	$47K	shares
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	1,150	$47K	shares
VBVANGUARD INDEX FDS	300	$46K	shares
JPMORGAN CHASE & COJPMORGAN CHASE & CO	45,000	$45K	shares
AMERICAN STATES WTRAMERICAN STATES WTR	500	$45K	shares
BLOOM ENERGY CORPBLOOM ENERGY CORP	13,941	$45K	shares
BANK OF NY MELLON CORPBANK OF NY MELLON CORP	1,701	$44K	shares
AVALONBAY COMMUNITIES INCAVALONBAY COMMUNITIES INC	200	$43K	shares
Accelerate DiagnosticsAccelerate Diagnostics	2,195	$41K	shares
AUTODESK INC COMAUTODESK INC COM	280	$41K	shares
ALTERRA FIN LLCALTERRA FIN LLC	40,000	$41K	shares
SPSMSPDR SERIES TRUST	1,323	$40K	shares
SOUTHWEST AIRLINSOUTHWEST AIRLIN	40,000	$40K	shares
VVVANGUARD INDEX FDS	251	$34K	shares
VECTOR GROUP LTDVECTOR GROUP LTD	2,809	$33K	shares
HYSPIMCO ETF TR	331	$33K	shares
POSTPOST HLDGS INC	300	$32K	shares
XBKNXBLACKROCK INVEST QLTY MUNI	2,070	$32K	shares
New York St Dorm AuNew York St Dorm Au	25,000	$32K	shares
FTECFIDELITY COVINGTON TRUST	493	$31K	shares
ANHEUSER BUSCH INBEV SA/NVANHEUSER BUSCH INBEV SA/NV	327	$31K	shares
JEA FL ELEC SYSJEA FL ELEC SYS	30,000	$30K	shares
AUST & NEW ZEALAND BKG ADRFAUST & NEW ZEALAND BKG ADRF	1,500	$29K	shares
CBOA FINANCIAL INCCBOA FINANCIAL INC	12,000	$29K	shares
SHWSHERWIN WILLIAMS CO	50	$28K	shares
Air Prod & ChemicalsAir Prod & Chemicals	124	$28K	shares
Agnc Invt Corp Dep Shs 1/10…Agnc Invt Corp Dep Shs 1/1000	1,100	$28K	shares
RWRSPDR SERIES TRUST	260	$27K	shares
PUBLIC STORAGE CL APUBLIC STORAGE CL A	1,030	$26K	shares
WELLS FARGO REAL EST INVT C…WELLS FARGO REAL EST INVT CORP	1,000	$25K	shares
DEERE & CODEERE & CO	25,000	$25K	shares
GWG HOLDINGS INCGWG HOLDINGS INC	25,000	$25K	shares
Hawaii StHawaii St	25,000	$25K	shares
Allstate CorporationAllstate Corporation	224	$24K	shares
ELEVANCE HEALTH INC FORMERLYELEVANCE HEALTH INC FORMERLY	100	$24K	shares
Bausch Health Cos IncBausch Health Cos Inc	1,085	$24K	shares
INTERNATIONAL PAINTERNATIONAL PA	22,000	$23K	shares
FDISFIDELITY COVINGTON TRUST	450	$21K	shares
ALIGN TECHNOLOGY INCALIGN TECHNOLOGY INC	114	$21K	shares
FCOMFIDELITY COVINGTON TRUST	598	$20K	shares
JEA FL ELEC SYSJEA FL ELEC SYS	20,000	$20K	shares
AMERICAN INTL GRO 21 WTSAMERICAN INTL GRO 21 WTS	1,425	$20K	shares
The Goldman SachsThe Goldman Sachs	20,000	$20K	shares
AMAZON COM INCAMAZON COM INC	20,000	$20K	shares
WA ST COPWA ST COP	20,000	$20K	shares
MMUWESTERN ASSET MANAGED MUNS F	1,395	$19K	shares
HOLLY ENERGY PARTNERS L PHOLLY ENERGY PARTNERS L P	750	$19K	shares
AMPHENOL CORPAMPHENOL CORP	200	$19K	shares
VMBSVANGUARD SCOTTSDALE FDS	331	$18K	shares
Invesco Optm Yd Dvrs Cdty S…Invesco Optm Yd Dvrs Cdty Stra No…	1,122	$18K	shares
ASTRAZENECA PLCASTRAZENECA PLC	400	$18K	shares
CAPITAL ONE FINANCIAL CORP …CAPITAL ONE FINANCIAL CORP DEP SH…	720	$18K	shares
BANK OF NY MELLON CORPBANK OF NY MELLON CORP	400	$18K	shares

How Q4 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001415889-20-000112	base		2020-01-17	acceptance time not in the bulk data set	2026-10-07 18:54:20 UTC