SONORA INVESTMENT MANAGEMENT, LLC

13F filer, CIK 1418539, TUCSON, AZ

SONORA INVESTMENT MANAGEMENT, LLC reported $1,058,037,000 across 1,742 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-01-17. Its ten largest share positions make up 20.93% of the portfolio.

Filed 2020-01-17 (acceptance time not in the bulk data set), ingested 2026-10-07 18:54:20 UTC13F-HR 0001415889-20-000112

Period: 2019-12-31
Reported value: $1.06B
Holdings: 1,742
Top 10 weight: 20.93%
New: 242
Sold out: 249

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AAPLnew	+79,305	$23.3M
Hyatt Hotels Corp.new	+11,730,000	$13M
DTE ENERGY COnew	+192,775	$9.88M
JUNIPER NETWORKSadded	+6,760,000	$7.31M
TRUIST FINL CORP DEPSHS RP …new	+238,815	$6.42M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
Apple Incexited	-80,782	-$18.1M
BB&T CORPexited	-170,837	-$9.12M
ISIS PHARMACEUTICALS INC DELreduced	-6,886,000	-$7.93M
USBreduced	-109,553	-$6.5M
SPECTRUM PHARMACEUTICALS INCexited	-690,234	-$5.72M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2019

Share positions as resolved from 13F-HR 0001415889-20-000112, largest first. % of portfolio is the value over $1,058,037,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
BLACKROCK INCBLACKROCK INC	29	$15K	<0.01%	-5
STORE CAP CORPSTORE CAP CORP	400	$15K	<0.01%	0
SOTHERLY HOTELS INCSOTHERLY HOTELS INC	600	$15K	<0.01%	0
THE HOME DEPOT, 2.125 26 …THE HOME DEPOT, 2.125 26 …	15,000	$15K	<0.01%	0
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC	1,425	$15K	<0.01%	new
WELLS FARGOWELLS FARGO	598	$15K	<0.01%	0
SCE TR V FXD/FLTG RATE TR P…SCE TR V FXD/FLTG RATE TR PFD	600	$15K	<0.01%	0
Oxford Lane Man 6.75PFD Due…Oxford Lane Man 6.75PFD Due 06/30…	600	$15K	<0.01%	0
CAI INTL INC RED PERP PFD S…CAI INTL INC RED PERP PFD SER	561	$15K	<0.01%	new
MORGAN STANLEYMORGAN STANLEY	15,000	$15K	<0.01%	0
GRD FORKS ND SANIGRD FORKS ND SANI	15,000	$15K	<0.01%	0
FORD MOTOR CREDIT CFORD MOTOR CREDIT C	15,000	$15K	<0.01%	0
HILLENBRAND INCHILLENBRAND INC	15,000	$15K	<0.01%	0
NEW MEXICO FIN ANEW MEXICO FIN A	15,000	$15K	<0.01%	0
PHOENIX AZ CVC ARPTPHOENIX AZ CVC ARPT	15,000	$15K	<0.01%	0
SOTHERLY HOTELSSOTHERLY HOTELS	577	$15K	<0.01%	0
NEMNEWMONT CORP	317	$14K	<0.01%	-22	Timeline
EFAVISHARES TR	189	$14K	<0.01%	+34	Timeline
JDJD.COM INC	400	$14K	<0.01%	0	Timeline
ETVEATON VANCE TAX-MANAGED BUY-	929	$14K	<0.01%	0	Timeline
BEPBROOKFIELD RENEWABLE ENERGY	300	$14K	<0.01%	0	Timeline
SASEABRIDGE GOLD INC	1,000	$14K	<0.01%	-525	Timeline
SPLUNK INCSPLUNK INC	94	$14K	<0.01%	+13
WYNDHAM DESTINATIONS INCWYNDHAM DESTINATIONS INC	275	$14K	<0.01%	0
NSRGFNESTLE SA-REG	129	$14K	<0.01%	-23	Timeline
RETAIL PPTYS AMER INCRETAIL PPTYS AMER INC	1,009	$14K	<0.01%	0
APARTMENT INVT & MGMT COAPARTMENT INVT & MGMT CO	266	$14K	<0.01%	0
CHSCPCHS INC CUM REDEMABLE PFD 8%	500	$14K	<0.01%	0	Timeline
Streettracks Gold TRUSTStreettracks Gold TRUST	100	$14K	<0.01%	-134
ANTARES PHARMA INCANTARES PHARMA INC	3,000	$14K	<0.01%	new
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II	257	$14K	<0.01%	-6
APPLE INCAPPLE INC	13,000	$14K	<0.01%	0
SEAPEAK LLC PERP PFD UNIT S…SEAPEAK LLC PERP PFD UNIT SER	534	$14K	<0.01%	0
BIOGEN INC NOTE M/W CLBLBIOGEN INC NOTE M/W CLBL	13,000	$14K	<0.01%	new
MORGAN STANLEYMORGAN STANLEY	13,000	$14K	<0.01%	0
KEYSKEYSIGHT TECHNOLOGIES INC	126	$13K	<0.01%	0	Timeline
WABWABTEC	165	$13K	<0.01%	-4	Timeline
MPCMARATHON PETE CORP	223	$13K	<0.01%	0	Timeline
BIDUBAIDU INC	100	$13K	<0.01%	new	Timeline
HDVISHARES TR	137	$13K	<0.01%	-82	Timeline
LYFTLYFT INC	300	$13K	<0.01%	new	Timeline
SCCOSOUTHERN COPPER CORP	300	$13K	<0.01%	0	Timeline
ITBISHARES TR	300	$13K	<0.01%	new	Timeline
BANFBANCFIRST CORP	202	$13K	<0.01%	0	Timeline
UIUBIQUITI INC	70	$13K	<0.01%	0	Timeline
BGXBLACKSTONE LONG SHORT CR INC	800	$13K	<0.01%	new	Timeline
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF	450	$13K	<0.01%	0
Hanover Insurance 6.35% Cl …Hanover Insurance 6.35% Cl 3/1	500	$13K	<0.01%	0
ATUSFALTIUS MINERALS CORP	1,400	$13K	<0.01%	new	Timeline
OCADO GROUP PLCOCADO GROUP PLC	750	$13K	<0.01%	0
U M H PROPERTIES INC 6.75 C…U M H PROPERTIES INC 6.75 CUM RED…	500	$13K	<0.01%	0
NEW YORK MTG TR INCNEW YORK MTG TR INC	500	$13K	<0.01%	0
EXCELSIOR MINING CORPEXCELSIOR MINING CORP	16,800	$13K	<0.01%	0
WISCONSIN ST, GO REF BDSWISCONSIN ST, GO REF BDS	10,000	$13K	<0.01%	0
Digital Rlty Tr Inc 6.625 P…Digital Rlty Tr Inc 6.625 Pfd Ser…	500	$13K	<0.01%	0
BANK OF AMERICA CORPORATIONBANK OF AMERICA CORPORATION	500	$13K	<0.01%	new
PORT AUTH NY & NJPORT AUTH NY & NJ	10,000	$13K	<0.01%	0
UNIV UTUNIV UT	10,000	$13K	<0.01%	0
ASSOCIATED BANC PFDASSOCIATED BANC PFD	500	$13K	<0.01%	new
NATL GEN PFDNATL GEN PFD	500	$13K	<0.01%	0
FIRST REPUBLIC BAN ORDFIRST REPUBLIC BAN ORD	500	$13K	<0.01%	0
Illinois Fin Auth RIllinois Fin Auth R	10,000	$13K	<0.01%	0
Viacom Inc.Viacom Inc.	13,000	$13K	<0.01%	0
FORD MOTOR CREDITFORD MOTOR CREDIT	13,000	$13K	<0.01%	0
DcDc	10,000	$13K	<0.01%	0
ISRGINTUITIVE SURGICAL INC	21	$12K	<0.01%	0	Timeline
PANWPALO ALTO NETWORKS INC	50	$12K	<0.01%	-63	Timeline
TOLTOLL BROTHERS INC	300	$12K	<0.01%	0	Timeline
LIILENNOX INTL INC	50	$12K	<0.01%	0	Timeline
EXCEXELON CORP	272	$12K	<0.01%	0	Timeline
PFGPRINCIPAL FINANCIAL GROUP IN	213	$12K	<0.01%	0	Timeline
CECELANESE CORP DEL	100	$12K	<0.01%	0	Timeline
DSLDOUBLELINE INCOME SOLUTIONS	600	$12K	<0.01%	new	Timeline
AMNAMN HEALTHCARE SVCS INC	187	$12K	<0.01%	new	Timeline
SARSARATOGA INVT CORP	500	$12K	<0.01%	new	Timeline
LINDE PLC/OLDLINDE PLC/OLD	55	$12K	<0.01%	0
RABROOKFIELD REAL ASSETS INCOM	557	$12K	<0.01%	new	Timeline
JXIISHARES TR	211	$12K	<0.01%	new	Timeline
CENCORA INCCENCORA INC	142	$12K	<0.01%	new
COMCAST CORP NEW 2.75 03/01…COMCAST CORP NEW 2.75 03/01/2023	12,000	$12K	<0.01%	0
US TREASURY 3 11/44UST…US TREASURY 3 11/44UST BOND …	11,000	$12K	<0.01%	0
Allstate Corp 5.62Allstate Corp 5.62	470	$12K	<0.01%	new
US Treasury 1.625 02/15/26 …US Treasury 1.625 02/15/26 02/15/…	12,000	$12K	<0.01%	0
WIRECARD AG SHSWIRECARD AG SHS	100	$12K	<0.01%	0
GRAND RIVER DAM AUTH OK REV…GRAND RIVER DAM AUTH OK REV, REF …	10,000	$12K	<0.01%	0
WALGREENS BOOTS ALLIANCE IN…WALGREENS BOOTS ALLIANCE INC NOTE…	12,000	$12K	<0.01%	0
UNIVERSITY TX UNIV REVS, …UNIVERSITY TX UNIV REVS, REV FI…	10,000	$12K	<0.01%	0
WELLS FARGO & COMPANYWELLS FARGO & COMPANY	12,000	$12K	<0.01%	0
LINCOLN NE ELEC SYSLINCOLN NE ELEC SYS	10,000	$12K	<0.01%	0
LOWER CO RIV AUTH TLOWER CO RIV AUTH T	10,000	$12K	<0.01%	0
MARICOPA AZ SD #38MARICOPA AZ SD #38	10,000	$12K	<0.01%	0
NC MUN PWR CA ELECNC MUN PWR CA ELEC	10,000	$12K	<0.01%	0
NM FA ST TRANSNM FA ST TRANS	10,000	$12K	<0.01%	0
NY ST DORM AUTH PERNY ST DORM AUTH PER	10,000	$12K	<0.01%	0
PA ST TPK COMMN TPKPA ST TPK COMMN TPK	10,000	$12K	<0.01%	0
PHOENIX AZ WST WTRPHOENIX AZ WST WTR	10,000	$12K	<0.01%	0
PHOENIX AZ WTRPHOENIX AZ WTR	10,000	$12K	<0.01%	0
PIMA CN AZ USD #16PIMA CN AZ USD #16	10,000	$12K	<0.01%	0
STRUCTURED PRODUCT PFDSTRUCTURED PRODUCT PFD	400	$12K	<0.01%	new
IL FA REVIL FA REV	10,000	$12K	<0.01%	0
VERIZON COMMUNICATIOVERIZON COMMUNICATIO	12,000	$12K	<0.01%	0
VERIZON COMMUNICATIONS INCVERIZON COMMUNICATIONS INC	10,000	$12K	<0.01%	0
WISCONSIN STATEWISCONSIN STATE	10,000	$12K	<0.01%	0
TUCSON AZ WTRTUCSON AZ WTR	10,000	$12K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	10,000	$12K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	10,000	$12K	<0.01%	0
AZ BRD REGENTS COPAZ BRD REGENTS COP	10,000	$12K	<0.01%	0
TX TRANS ST HWY FDTX TRANS ST HWY FD	10,000	$12K	<0.01%	0
UNIV MA BLDG AUTHUNIV MA BLDG AUTH	10,000	$12K	<0.01%	0
UNIV WAUNIV WA	10,000	$12K	<0.01%	0
DC INCOME TAXDC INCOME TAX	10,000	$12K	<0.01%	0
EL PASO CNTY TXEL PASO CNTY TX	10,000	$12K	<0.01%	0
NOBLE HOLDING INNOBLE HOLDING IN	31,000	$12K	<0.01%	0
NY ST DORM AUTH S/TNY ST DORM AUTH S/T	10,000	$12K	<0.01%	0
NYC NY TRAN AUTHNYC NY TRAN AUTH	10,000	$12K	<0.01%	0
CONROE TX ISDCONROE TX ISD	10,000	$12K	<0.01%	0
MARATHON PETROLEUMMARATHON PETROLEUM	12,000	$12K	<0.01%	0
Florida St TurnpikeFlorida St Turnpike	10,000	$12K	<0.01%	0
Nj St Tpk AuthNj St Tpk Auth	10,000	$12K	<0.01%	0
Exelon Generation CExelon Generation C	12,000	$12K	<0.01%	0
United TechnologiUnited Technologi	12,000	$12K	<0.01%	0
The Toronto-DomThe Toronto-Dom	12,000	$12K	<0.01%	0
GWWWW GRAINGER INC	33	$11K	<0.01%	0	Timeline
YETIYETI HLDGS INC	325	$11K	<0.01%	0	Timeline
VRSKVERISK ANALYTICS INC	72	$11K	<0.01%	0	Timeline
TPRTAPESTRY INC	400	$11K	<0.01%	0	Timeline
NBIXNEUROCRINE BIOSCIENCES INC	100	$11K	<0.01%	0	Timeline
CRONCRONOS GROUP INC	1,400	$11K	<0.01%	-2,000	Timeline
ABBNYABB LTD-SPON ADR	470	$11K	<0.01%	new	Timeline
SLRCSLR INVESTMENT CORP	546	$11K	<0.01%	new	Timeline
Concho Resources Inc.Concho Resources Inc.	122	$11K	<0.01%	-40
TORTOISE MIDSTRM ENERGY FD ITORTOISE MIDSTRM ENERGY FD I	1,000	$11K	<0.01%	0
GLOBAL X FDSGLOBAL X FDS	1,400	$11K	<0.01%	0
EQXEQUINOX GOLD CORP	1,426	$11K	<0.01%	0	Timeline
TRANSCANADA CORPTRANSCANADA CORP	200	$11K	<0.01%	0
Chubb CorporationChubb Corporation	70	$11K	<0.01%	0
SFTBYSOFTBANK GROUP CORP-UNSP ADR	494	$11K	<0.01%	+442	Timeline
AARON'S INCAARON'S INC	200	$11K	<0.01%	new
NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME	430	$11K	<0.01%	new
JP MORGAN CHASE & COJP MORGAN CHASE & CO	500	$11K	<0.01%	0
AON CORPAON CORP	54	$11K	<0.01%	new
CHEVRON CORPORATION 3.326 1…CHEVRON CORPORATION 3.326 11/17/2…	10,000	$11K	<0.01%	0
MICROSOFT CORP 3.125 11/03/…MICROSOFT CORP 3.125 11/03/2025	10,000	$11K	<0.01%	0
UNITED STATES TREAS NTS 2 0…UNITED STATES TREAS NTS 2 02/28/2…	11,000	$11K	<0.01%	0
HALLIBURTON CO 3.8 11/15/20…HALLIBURTON CO 3.8 11/15/2025	10,000	$11K	<0.01%	0
Waste ConnectionsWaste Connections	125	$11K	<0.01%	0
MYOKARDIA INCMYOKARDIA INC	150	$11K	<0.01%	new
CHIMERA INVT CORP PFD SER ACHIMERA INVT CORP PFD SER A	416	$11K	<0.01%	0
MERITAGE HOMES CORPMERITAGE HOMES CORP	10,000	$11K	<0.01%	0
CHIMERA INVT CORPCHIMERA INVT CORP	418	$11K	<0.01%	0
WELLS FARGO & COMPANY NOTEWELLS FARGO & COMPANY NOTE	10,000	$11K	<0.01%	0
HCA INC.HCA INC.	10,000	$11K	<0.01%	0
DALLAS TEX WTRWKS & SWR SYS…DALLAS TEX WTRWKS & SWR SYS RE WT…	10,000	$11K	<0.01%	0
US TREASU NT 2point125 perc…US TREASU NT 2point125 percent 12…	11,000	$11K	<0.01%	0
OHIO ST WTR DEV AUTH WTR PO…OHIO ST WTR DEV AUTH WTR POLLUTN …	10,000	$11K	<0.01%	0
ARIZONA WTR INFRASTRUCTURE …ARIZONA WTR INFRASTRUCTURE FIN AU…	10,000	$11K	<0.01%	0
JEA FL ELEC SYS REVJEA FL ELEC SYS REV	10,000	$11K	<0.01%	0
JPMORGAN CHASE &JPMORGAN CHASE &	10,000	$11K	<0.01%	0
KLEIN TX ISDKLEIN TX ISD	10,000	$11K	<0.01%	0
SIMON PROPERTY GRSIMON PROPERTY GR	10,000	$11K	<0.01%	0
STARBUCKS CORPSTARBUCKS CORP	10,000	$11K	<0.01%	new
MARICOPA AZ CODMARICOPA AZ COD	10,000	$11K	<0.01%	0
MERCK & CO., INCMERCK & CO., INC	10,000	$11K	<0.01%	new
MESA AZMESA AZ	10,000	$11K	<0.01%	0
MONTANA STATE BMONTANA STATE B	10,000	$11K	<0.01%	0
NEW YORK N YNEW YORK N Y	10,000	$11K	<0.01%	0
NY ST DORM AUTH S/TNY ST DORM AUTH S/T	10,000	$11K	<0.01%	0
OHIO STOHIO ST	10,000	$11K	<0.01%	0
OLD NTNL BANCORPOLD NTNL BANCORP	10,000	$11K	<0.01%	new
PEORIA AZPEORIA AZ	10,000	$11K	<0.01%	0
PHOENIX AZPHOENIX AZ	10,000	$11K	<0.01%	0
PHOENIX AZPHOENIX AZ	10,000	$11K	<0.01%	0
PIMA CN AZ IDAPIMA CN AZ IDA	10,000	$11K	<0.01%	0
PIMA CN AZ SWRPIMA CN AZ SWR	10,000	$11K	<0.01%	0
PIMA COUNTY ARIZONAPIMA COUNTY ARIZONA	10,000	$11K	<0.01%	0
RIO TINTO FINRIO TINTO FIN	10,000	$11K	<0.01%	new
ROSEMONT ILROSEMONT IL	10,000	$11K	<0.01%	0
SCOTTSDALE AZSCOTTSDALE AZ	10,000	$11K	<0.01%	0
SCOTTSDALE AZ W/SCOTTSDALE AZ W/	10,000	$11K	<0.01%	0
AIR PRODUCTS ANDAIR PRODUCTS AND	10,000	$11K	<0.01%	0
ALBEMARLE CORPALBEMARLE CORP	10,000	$11K	<0.01%	0
INTERNTNL BUSINESSINTERNTNL BUSINESS	10,000	$11K	<0.01%	new
APPLE INCAPPLE INC	10,000	$11K	<0.01%	new
FLAGSTAFF AZFLAGSTAFF AZ	10,000	$11K	<0.01%	0
ARIZONA BOARD REGENARIZONA BOARD REGEN	10,000	$11K	<0.01%	0
AT&T INCAT&T INC	10,000	$11K	<0.01%	new
AUSTIN TX WTR & WSTAUSTIN TX WTR & WST	10,000	$11K	<0.01%	0
ZIONS BANCORPZIONS BANCORP	10,000	$11K	<0.01%	0
AZ HLTH FAC AUTHAZ HLTH FAC AUTH	10,000	$11K	<0.01%	0
AZ ST TRANS BRD HWYAZ ST TRANS BRD HWY	10,000	$11K	<0.01%	0
AZ ST TRANS BRD HWYAZ ST TRANS BRD HWY	10,000	$11K	<0.01%	0
AZ TRANS BRD HWYAZ TRANS BRD HWY	10,000	$11K	<0.01%	0
UTAH STUTAH ST	10,000	$11K	<0.01%	0
BROWARD CNTY FL ARPBROWARD CNTY FL ARP	10,000	$11K	<0.01%	0
CALIFORNIA STCALIFORNIA ST	10,000	$11K	<0.01%	0
CIMAREX ENERGYCIMAREX ENERGY	10,000	$11K	<0.01%	0
COMCAST CORPORACOMCAST CORPORA	10,000	$11K	<0.01%	0
DANAHER CORPDANAHER CORP	10,000	$11K	<0.01%	0
EL PASO TXEL PASO TX	10,000	$11K	<0.01%	0
MARICOPA AZ SD #11MARICOPA AZ SD #11	10,000	$11K	<0.01%	0
PIMA CNTY AZPIMA CNTY AZ	10,000	$11K	<0.01%	0
GILA AZ USD #10GILA AZ USD #10	10,000	$11K	<0.01%	0
CROWN CASTLE INTCROWN CASTLE INT	10,000	$11K	<0.01%	0
MA ST SCH BLDG AUTHMA ST SCH BLDG AUTH	10,000	$11K	<0.01%	0
Lewis Cnty Wa PuLewis Cnty Wa Pu	10,000	$11K	<0.01%	0
CMECME GROUP INC	50	$10K	<0.01%	-105	Timeline
VOTVANGUARD INDEX FDS	60	$10K	<0.01%	0	Timeline
STMSTMICROELECTRONICS N V	378	$10K	<0.01%	0	Timeline
RRCRANGE RES CORP	2,000	$10K	<0.01%	0	Timeline
FDSFACTSET RESH SYS INC	39	$10K	<0.01%	new	Timeline
AVAAVISTA CORP	211	$10K	<0.01%	0	Timeline
ENRENERGIZER HLDGS INC	200	$10K	<0.01%	0	Timeline
ECLECOLAB INC	50	$10K	<0.01%	0	Timeline
RYNRAYONIER INC	315	$10K	<0.01%	0	Timeline
SCHZSCHWAB STRATEGIC TR	190	$10K	<0.01%	new	Timeline
MTRNMATERION CORP	171	$10K	<0.01%	0	Timeline
SYNEOS HEALTH INCSYNEOS HEALTH INC	165	$10K	<0.01%	0
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTD	380	$10K	<0.01%	0
RINGISHARES INC	400	$10K	<0.01%	new	Timeline
SMLVSPDR SERIES TRUST	102	$10K	<0.01%	-18	Timeline
VWDRYVESTAS WIND SYSTEMS-UNSP ADR	300	$10K	<0.01%	new	Timeline
LLFLQLUMBER LIQUIDATORS HOLDINGS	1,000	$10K	<0.01%	0	Timeline
MORGAN STANLEY 2.8 06/16/20…MORGAN STANLEY 2.8 06/16/2020	10,000	$10K	<0.01%	new
CHSCNCHS INC PREFERRED CLASS B SERI	350	$10K	<0.01%	0	Timeline
DIGITAL RLTY TR INCDIGITAL RLTY TR INC	400	$10K	<0.01%	0
CAPITAL ONE FINL 6.00%CAPITAL ONE FINL 6.00%	400	$10K	<0.01%	0
TWO HBRS INVT CORP PFD SER …TWO HBRS INVT CORP PFD SER B F	350	$10K	<0.01%	0
GASLOG LTD PFD SHS SER AGASLOG LTD PFD SHS SER A	400	$10K	<0.01%	0
CAPITAL ONE FINLCAPITAL ONE FINL	10,000	$10K	<0.01%	0
FACTORSHARES TRFACTORSHARES TR	250	$10K	<0.01%	0
CASI PHARMACEUTICALS INCCASI PHARMACEUTICALS INC	3,300	$10K	<0.01%	0
PIMA CNTY ARIZ INDL DEV AUT…PIMA CNTY ARIZ INDL DEV AUTH E RE…	10,000	$10K	<0.01%	0
THE CHARLES SCHTHE CHARLES SCH	10,000	$10K	<0.01%	new
MARICOPA AZ CCDMARICOPA AZ CCD	10,000	$10K	<0.01%	0
MI ST BLDG AUTHMI ST BLDG AUTH	10,000	$10K	<0.01%	0
NORDSTROM, INCNORDSTROM, INC	10,000	$10K	<0.01%	new
U.S. BANCORPU.S. BANCORP	10,000	$10K	<0.01%	0
UNITED AIRLINES,UNITED AIRLINES,	10,000	$10K	<0.01%	0
CHANDLER AZCHANDLER AZ	10,000	$10K	<0.01%	0
EXELON CORPEXELON CORP	10,000	$10K	<0.01%	0
CALIFORNIA STCALIFORNIA ST	10,000	$10K	<0.01%	0
DRIPPING SPRING TXDRIPPING SPRING TX	10,000	$10K	<0.01%	0
EXANTAS CAPI PFDEXANTAS CAPI PFD	400	$10K	<0.01%	0
LINCOLN NEBRASKALINCOLN NEBRASKA	10,000	$10K	<0.01%	0
SEWARD COUNTY NESEWARD COUNTY NE	10,000	$10K	<0.01%	0
MO ST HLTH/EDMO ST HLTH/ED	10,000	$10K	<0.01%	0
MP WSTRN ST UNIVMP WSTRN ST UNIV	10,000	$10K	<0.01%	0
STATE OF TEXASSTATE OF TEXAS	10,000	$10K	<0.01%	0
VERIZON COMMUNICATIOVERIZON COMMUNICATIO	10,000	$10K	<0.01%	new
PHOENIX AZ CVC ARPTPHOENIX AZ CVC ARPT	10,000	$10K	<0.01%	0
PHOENIX AZ CVC IMPPHOENIX AZ CVC IMP	10,000	$10K	<0.01%	0
SCOTTSDALE AZ W/SCOTTSDALE AZ W/	10,000	$10K	<0.01%	0
AZ ST TRANSN BRDAZ ST TRANSN BRD	10,000	$10K	<0.01%	0
AZ TRANS EXCISE TAXAZ TRANS EXCISE TAX	10,000	$10K	<0.01%	0
Alphabet Inc.Alphabet Inc.	10,000	$10K	<0.01%	0
REGL TRAN DST CO COREGL TRAN DST CO CO	10,000	$10K	<0.01%	0
ROYAL BANK CANADROYAL BANK CANAD	10,000	$10K	<0.01%	0
STARBUCKS CORPSTARBUCKS CORP	10,000	$10K	<0.01%	0
VISA INCVISA INC	10,000	$10K	<0.01%	0
BERKSHIRE HATHAWAYBERKSHIRE HATHAWAY	10,000	$10K	<0.01%	0
BK NY MELLON CORBK NY MELLON COR	10,000	$10K	<0.01%	0
OMAHA NEBRASKAOMAHA NEBRASKA	10,000	$10K	<0.01%	0
PEPSICO INCORPORPEPSICO INCORPOR	10,000	$10K	<0.01%	0
IWRISHARES TR	145	$9K	<0.01%	0	Timeline
RACEFERRARI N V	56	$9K	<0.01%	0	Timeline
FXIISHARES TR	200	$9K	<0.01%	-84	Timeline
ZZILLOW GROUP INC	200	$9K	<0.01%	0	Timeline
MTDMETTLER TOLEDO INTERNATIONAL	11	$9K	<0.01%	0	Timeline
AEEAMEREN CORP	123	$9K	<0.01%	new	Timeline
WMBWILLIAMS COS INC	388	$9K	<0.01%	0	Timeline
EEMVISHARES INC	146	$9K	<0.01%	-3	Timeline
VMWARE, INC.VMWARE, INC.	60	$9K	<0.01%	0
CTBICOMMUNITY TR BANCORP INC	200	$9K	<0.01%	0	Timeline
JPMORGAN CHASE & CO DEP SHS…JPMORGAN CHASE & CO DEP SHS 1/	333	$9K	<0.01%	0
APPLE INC.APPLE INC.	9,000	$9K	<0.01%	0
SDYSPDR SERIES TRUST	77	$8K	<0.01%	-1,180	Timeline
FIVNFIVE9 INC	125	$8K	<0.01%	new	Timeline
NHINATIONAL HEALTH INVS INC	100	$8K	<0.01%	0	Timeline
EOGEOG RES INC	100	$8K	<0.01%	-192	Timeline
ROKROCKWELL AUTOMATION INC	39	$8K	<0.01%	0	Timeline
RNRRENAISSANCERE HLDGS LTD	39	$8K	<0.01%	0	Timeline
PTYPIMCO CORPORATE & INCOME OPP	400	$8K	<0.01%	new	Timeline
IJKISHARES TR	35	$8K	<0.01%	new	Timeline
SYLDCAMBRIA ETF TR	200	$8K	<0.01%	0	Timeline
PBHPRESTIGE CONSMR HEALTHCARE I	200	$8K	<0.01%	0	Timeline
VERINT SYS INCVERINT SYS INC	140	$8K	<0.01%	0
WPX ENERGY INCWPX ENERGY INC	600	$8K	<0.01%	0
WW INTL INCWW INTL INC	200	$8K	<0.01%	0
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC	303	$8K	<0.01%	new
CLPHYC L P HOLDINGS LTD SPONS ADR	800	$8K	<0.01%	0	Timeline
ALLY FINL INCALLY FINL INC	300	$8K	<0.01%	0
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	429	$8K	<0.01%	new
TELEPHONE & DATA SYSTEM 7.0…TELEPHONE & DATA SYSTEM 7.000%	300	$8K	<0.01%	0
Oxford Lane Capital, 7.50% …Oxford Lane Capital, 7.50% Pfd Se…	300	$8K	<0.01%	0
ANTHEM, INCpoint 3point1…ANTHEM, INCpoint 3point125perc…	8,000	$8K	<0.01%	0
ISTAR FINANCIAL INC 7.65 PF…ISTAR FINANCIAL INC 7.65 PFD SHS …	300	$8K	<0.01%	0
UNITED STATES CELLULAR SR N…UNITED STATES CELLULAR SR NT 1201…	300	$8K	<0.01%	0
LANDMARK INFRALANDMARK INFRA	300	$8K	<0.01%	0
VIACOM INCVIACOM INC	6,000	$8K	<0.01%	0
BANC OF CALIFORNIA INC DEP …BANC OF CALIFORNIA INC DEP SHS EA…	300	$8K	<0.01%	0
Apollo Global Management LLCApollo Global Management LLC	310	$8K	<0.01%	new
BANK OF SOUTHERN CALIFORNIA…BANK OF SOUTHERN CALIFORNIA NA	600	$8K	<0.01%	new
ASX LIMITEDASX LIMITED	150	$8K	<0.01%	new
DEDEERE & CO	39	$7K	<0.01%	-24	Timeline
CNICANADIAN NATL RY CO	75	$7K	<0.01%	-26	Timeline
DKDELEK US HLDGS INC NEW	221	$7K	<0.01%	new	Timeline
ALGNALIGN TECHNOLOGY INC	24	$7K	<0.01%	new	Timeline
WSMWILLIAMS SONOMA INC	100	$7K	<0.01%	new	Timeline
BXMXNUVEEN S&P 500 BUY-WRITE INCOM	542	$7K	<0.01%	0	Timeline
GOODGLADSTONE COMMERCIAL CORP	300	$7K	<0.01%	0	Timeline
FNDXSCHWAB STRATEGIC TR	173	$7K	<0.01%	new	Timeline
WELLS FARGO & COWELLS FARGO & CO	5	$7K	<0.01%	new
ATLASSIAN CORPATLASSIAN CORP	60	$7K	<0.01%	0
HESS CORPHESS CORP	100	$7K	<0.01%	0
BARRICK GOLD CORPBARRICK GOLD CORP	400	$7K	<0.01%	new
XBOEXBLACKROCK ENHANCED GLOBAL	600	$7K	<0.01%	new	Timeline
WABCO HLDGS INCWABCO HLDGS INC	50	$7K	<0.01%	0
GENERAL MOTORS CORPGENERAL MOTORS CORP	193	$7K	<0.01%	0
DIAMONDS TRUST SERIES IDIAMONDS TRUST SERIES I	24	$7K	<0.01%	+14
CIT GROUP INC COM NEWCIT GROUP INC COM NEW	158	$7K	<0.01%	0
BANK AMER CORP 5.625 07/01/…BANK AMER CORP 5.625 07/01/2020	7,000	$7K	<0.01%	0
AT&T INC 4.125 02/17/2026AT&T INC 4.125 02/17/2026	6,000	$7K	<0.01%	new
CORBUS PHARMACEUTICALS HLDGSCORBUS PHARMACEUTICALS HLDGS	1,200	$7K	<0.01%	0
Integrys Holding, 6PFD Due…Integrys Holding, 6PFD Due 08/01…	267	$7K	<0.01%	0
ZIMMER BIOMET HOLDINGS INC …ZIMMER BIOMET HOLDINGS INC NOTE M…	7,000	$7K	<0.01%	0
FIRST TRUST PORTFOLIOS UNIT…FIRST TRUST PORTFOLIOS UNIT 353 T…	10	$7K	<0.01%	0
JP MORGAN CHASE BK VAR 34JP MORGAN CHASE BK VAR 34	10,000	$7K	<0.01%	new
MICROSOFT CORPMICROSOFT CORP	5,000	$7K	<0.01%	0
MONTSANTO COMONTSANTO CO	7,000	$7K	<0.01%	0
NOMURA AMERICAN FI VAR 34NOMURA AMERICAN FI VAR 34	10,000	$7K	<0.01%	new
INTL BK RECON & DEINTL BK RECON & DE	10,000	$7K	<0.01%	new
DETROIT MI CITYDETROIT MI CITY	5,000	$7K	<0.01%	0
BANCO SANTANDER, PFDBANCO SANTANDER, PFD	300	$7K	<0.01%	0
FAIRFAX FINANCE PFDFAIRFAX FINANCE PFD	500	$7K	<0.01%	0
EXPEDIA INCEXPEDIA INC	7,000	$7K	<0.01%	0
Eagle Point Cre PfdEagle Point Cre Pfd	283	$7K	<0.01%	new
INDEPENDENCE GROUP ORDINDEPENDENCE GROUP ORD	1,500	$7K	<0.01%	0
BSXBOSTON SCIENTIFIC CORP	129	$6K	<0.01%	0	Timeline
XLESELECT SECTOR SPDR TR	100	$6K	<0.01%	0	Timeline
VSSVANGUARD INTL EQUITY INDEX F	52	$6K	<0.01%	-98	Timeline
NTGRNETGEAR INC	240	$6K	<0.01%	0	Timeline
PKGPACKAGING CORP AMER	55	$6K	<0.01%	0	Timeline
EPREPR PPTYS	86	$6K	<0.01%	0	Timeline
FSLRFIRST SOLAR INC	100	$6K	<0.01%	0	Timeline
NYTNEW YORK TIMES CO MTN BE	200	$6K	<0.01%	0	Timeline
NTNXNUTANIX INC	200	$6K	<0.01%	0	Timeline
NTESNETEASE COM INC	21	$6K	<0.01%	0	Timeline
CRSPCRISPR THERAPEUTICS AG	100	$6K	<0.01%	0	Timeline
DISCOVER FINANCIAL SERVICESDISCOVER FINANCIAL SERVICES	76	$6K	<0.01%	0
NATNORDIC AMERICAN TANKERS LIMI	1,300	$6K	<0.01%	new	Timeline
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW	500	$6K	<0.01%	0
BCBRUNSWICK CORP	93	$6K	<0.01%	0	Timeline
SCHESCHWAB STRATEGIC TR	208	$6K	<0.01%	-92	Timeline
FNDASCHWAB STRATEGIC TR	140	$6K	<0.01%	new	Timeline
CVECENOVUS ENERGY INC	622	$6K	<0.01%	0	Timeline
FNCLFIDELITY COVINGTON TRUST	145	$6K	<0.01%	-76	Timeline
AOKISHARES TR	168	$6K	<0.01%	new	Timeline
AMBAAMBARELLA INC	100	$6K	<0.01%	0	Timeline
XRNPXCOHEN & STEERS REIT & PFD &	245	$6K	<0.01%	0	Timeline
CONSOLIDATED COMMUNICATIONSCONSOLIDATED COMMUNICATIONS	1,480	$6K	<0.01%	0
ENLAYENEL SPA - UNSPON ADR	700	$6K	<0.01%	0	Timeline
Goldman Sachs Group, Inc. 3…Goldman Sachs Group, Inc. 3.5 11/…	6,000	$6K	<0.01%	0
KKR & CO LPKKR & CO LP	200	$6K	<0.01%	0
CARA THERAPEUTICS INCCARA THERAPEUTICS INC	400	$6K	<0.01%	0
ABBVIE INC 2.9 11/06/2022ABBVIE INC 2.9 11/06/2022	6,000	$6K	<0.01%	0
GENERAL MOTORS CO 6.6 36 DU…GENERAL MOTORS CO 6.6 36 DUE 04/0…	5,000	$6K	<0.01%	0
APHRIA INCAPHRIA INC	1,140	$6K	<0.01%	0
ATHERSYS INCATHERSYS INC	5,000	$6K	<0.01%	0
RIOCFRIOCAN REAL ESTATE TRUST UT	300	$6K	<0.01%	0	Timeline
Pebblebrook Hotel Tr 6.5% P…Pebblebrook Hotel Tr 6.5% Pfd Ser…	250	$6K	<0.01%	0
Prudential PLC 6.75% PrpCl …Prudential PLC 6.75% PrpCl 9/0	200	$6K	<0.01%	0
Citigroup Inc 6.875 PFDCitigroup Inc 6.875 PFD	200	$6K	<0.01%	0
SERVICEMASTER CO LPSERVICEMASTER CO LP	5,000	$6K	<0.01%	0
PIMA CNTY ARIZ REGL TRANSN …PIMA CNTY ARIZ REGL TRANSN AU	5,000	$6K	<0.01%	0
AETNA INC NOTE M/W CLBLAETNA INC NOTE M/W CLBL	6,000	$6K	<0.01%	0
Eaton CorpEaton Corp	6,000	$6K	<0.01%	0
LOCKHEED MARTIN CORP NOTE M…LOCKHEED MARTIN CORP NOTE M/W CLBL	6,000	$6K	<0.01%	new
VEREIT INCORPORATION PFD SE…VEREIT INCORPORATION PFD SER F	216	$6K	<0.01%	-56
KBS REIT II MDKBS REIT II MD	1,500	$6K	<0.01%	new
LOS ANGELES CA W/PLOS ANGELES CA W/P	5,000	$6K	<0.01%	0
TEMPE AZTEMPE AZ	5,000	$6K	<0.01%	0
MARICOPA AZ USD #41MARICOPA AZ USD #41	5,000	$6K	<0.01%	0
MASSACHUSETTS STMASSACHUSETTS ST	5,000	$6K	<0.01%	0
PACTIV LLCPACTIV LLC	5,000	$6K	<0.01%	0
PINAL CN AZ CCDPINAL CN AZ CCD	5,000	$6K	<0.01%	0
QUEEN CRK AZ EXCQUEEN CRK AZ EXC	5,000	$6K	<0.01%	0
FTFT	2,000	$6K	<0.01%	0
WI ST TRANSWI ST TRANS	5,000	$6K	<0.01%	0
GILEAD SCIENCES,GILEAD SCIENCES,	6,000	$6K	<0.01%	0
AUSTIN TX CCLG DISTAUSTIN TX CCLG DIST	5,000	$6K	<0.01%	0
YUMA ARIZONA MUNICIPYUMA ARIZONA MUNICIP	5,000	$6K	<0.01%	0
TOTAL CAPITALTOTAL CAPITAL	5,000	$6K	<0.01%	0
TUCSON AZ WTRTUCSON AZ WTR	5,000	$6K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	5,000	$6K	<0.01%	0
BANK OF AMERICA CORBANK OF AMERICA COR	6,000	$6K	<0.01%	0
BEAM INCBEAM INC	5,000	$6K	<0.01%	0
CALIFORNIA STCALIFORNIA ST	5,000	$6K	<0.01%	0
MARICOPA AZ USD #60MARICOPA AZ USD #60	5,000	$6K	<0.01%	0
UNIV NMUNIV NM	5,000	$6K	<0.01%	0
GLOBAL INDEMNITGLOBAL INDEMNIT	250	$6K	<0.01%	0
Ladenburg Thalm PfdLadenburg Thalm Pfd	275	$6K	<0.01%	new
ICSHISHARES TR	100	$5K	<0.01%	new	Timeline
IGFISHARES TR	100	$5K	<0.01%	new	Timeline
TRNTRINITY INDS INC	215	$5K	<0.01%	0	Timeline
ZSZSCALER INC	100	$5K	<0.01%	new	Timeline
GDGENERAL DYNAMICS CORP	30	$5K	<0.01%	0	Timeline
DGXQUEST DIAGNOSTICS INC	51	$5K	<0.01%	0	Timeline
ALCALCON AG	85	$5K	<0.01%	-24	Timeline
ROSTROSS STORES INC	45	$5K	<0.01%	0	Timeline
SCISERVICE CORP INTL	99	$5K	<0.01%	0	Timeline
NOBLPROSHARES TR	69	$5K	<0.01%	new	Timeline
DBEFDBX ETF TR	136	$5K	<0.01%	new	Timeline
XETYXEATON VANCE TAX-MANAGED DIVE	420	$5K	<0.01%	0	Timeline
PARAMOUNT GLOBALPARAMOUNT GLOBAL	130	$5K	<0.01%	new
WGOWINNEBAGO INDS INC	100	$5K	<0.01%	0	Timeline
ZGZILLOW GROUP INC	100	$5K	<0.01%	0	Timeline
IHS MARKIT LTDIHS MARKIT LTD	71	$5K	<0.01%	0
NUSTAR ENERGY LPNUSTAR ENERGY LP	200	$5K	<0.01%	0
CENTURYLINK INCCENTURYLINK INC	400	$5K	<0.01%	0
NOBLE ENERGY INCNOBLE ENERGY INC	200	$5K	<0.01%	0
PROOFPOINT INCPROOFPOINT INC	40	$5K	<0.01%	new
NEW MEDIA INVT GROUP INCNEW MEDIA INVT GROUP INC	721	$5K	<0.01%	0
AMERICAN INTLAMERICAN INTL	92	$5K	<0.01%	new
Mkt Vectors Semiconductor E…Mkt Vectors Semiconductor ETF	32	$5K	<0.01%	+16
ISHARESISHARES	81	$5K	<0.01%	new
ATGFFALTAGAS LTD	300	$5K	<0.01%	new	Timeline
CISCO SYS INC 2.2 02/28/2021CISCO SYS INC 2.2 02/28/2021	5,000	$5K	<0.01%	0
INVESCO S&P 500 EX-RATE SENSINVESCO S&P 500 EX-RATE SENS	116	$5K	<0.01%	new
ADMINISTRADORA FONDOS PENSIOADMINISTRADORA FONDOS PENSIO	876	$5K	<0.01%	0
INVESCO MORTGAGE CAP INCINVESCO MORTGAGE CAP INC	200	$5K	<0.01%	0
AMER AIRLN 15-1 AAMER AIRLN 15-1 A	5,000	$5K	<0.01%	0
AMERN AIRLINE 16-2 A PTTAMERN AIRLINE 16-2 A PTT	5,000	$5K	<0.01%	0
EXXON MOBIL COREXXON MOBIL COR	5,000	$5K	<0.01%	0
HTG MOLECULAR DIAGNOSTICS INHTG MOLECULAR DIAGNOSTICS IN	7,000	$5K	<0.01%	0
Discovery CommunicationsDiscovery Communications	5,000	$5K	<0.01%	0
Goldman Sachs Group Inc FRNGoldman Sachs Group Inc FRN	5,000	$5K	<0.01%	0
MONTANA STATE BOMONTANA STATE BO	5,000	$5K	<0.01%	0
NC EASTERN MUNI PWRNC EASTERN MUNI PWR	5,000	$5K	<0.01%	0
PIMA CNTY AZPIMA CNTY AZ	5,000	$5K	<0.01%	0
PUBLIC STORAGEPUBLIC STORAGE	5,000	$5K	<0.01%	0
THE KROGER CO.THE KROGER CO.	5,000	$5K	<0.01%	new
TN ENGY ACQUISITTN ENGY ACQUISIT	5,000	$5K	<0.01%	0
TUCSON AZTUCSON AZ	5,000	$5K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	5,000	$5K	<0.01%	0
BANK OF AMERICA C VAR 28BANK OF AMERICA C VAR 28	5,000	$5K	<0.01%	0
BB&T CORPBB&T CORP	5,000	$5K	<0.01%	0
CISCO SYSTEMS, ICISCO SYSTEMS, I	5,000	$5K	<0.01%	0
DUKE ENERGY OHIODUKE ENERGY OHIO	5,000	$5K	<0.01%	0
FREMONT NEBRASKA COFREMONT NEBRASKA CO	5,000	$5K	<0.01%	0
BERKSHIRE HATHAWAY FINBERKSHIRE HATHAWAY FIN	5,000	$5K	<0.01%	new
GENERAL ELECTRICGENERAL ELECTRIC	5,000	$5K	<0.01%	0
ARLINGTON TXARLINGTON TX	5,000	$5K	<0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	5,000	$5K	<0.01%	0
ORACLE CORPORACLE CORP	5,000	$5K	<0.01%	0
MASSACHUSETTS STMASSACHUSETTS ST	5,000	$5K	<0.01%	0
Chicago Il WtrChicago Il Wtr	5,000	$5K	<0.01%	0
HOUSTON TXHOUSTON TX	5,000	$5K	<0.01%	0
FAU FIN CORP FLFAU FIN CORP FL	5,000	$5K	<0.01%	0
FHNFIRST HORIZON CORPORATION	245	$4K	<0.01%	0	Timeline
SCHASCHWAB STRATEGIC TR	55	$4K	<0.01%	+30	Timeline
TMUST-MOBILE US INC	54	$4K	<0.01%	0	Timeline
VOVANGUARD INDEX FDS	25	$4K	<0.01%	0	Timeline
GENGEN DIGITAL INC	154	$4K	<0.01%	new	Timeline
UNMUNUM GROUP	145	$4K	<0.01%	0	Timeline
VOYAVOYA FINANCIAL INC	70	$4K	<0.01%	0	Timeline
TERTERADYNE INC	57	$4K	<0.01%	0	Timeline
BHPBHP BILLITON LIMITED	73	$4K	<0.01%	new	Timeline
LLOEWS CORP	73	$4K	<0.01%	0	Timeline
TROWPRICE T ROWE GROUP INC	35	$4K	<0.01%	0	Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	60	$4K	<0.01%	0	Timeline
EBAYEBAY INC.	100	$4K	<0.01%	0	Timeline
PUKPRUDENTIAL PLC	94	$4K	<0.01%	0	Timeline
ESSESSEX PPTY TR INC	12	$4K	<0.01%	0	Timeline
DLBDOLBY LABORATORIES INC	63	$4K	<0.01%	0	Timeline
TELFYTELEFONICA SA-SPON ADR	518	$4K	<0.01%	0	Timeline
KKELLANOVA	58	$4K	<0.01%	new	Timeline
FNDFSCHWAB STRATEGIC TR	128	$4K	<0.01%	new	Timeline
MARATHON OIL CORPMARATHON OIL CORP	300	$4K	<0.01%	0
ALBALBEMARLE CORP	58	$4K	<0.01%	new	Timeline
EZUISHARES INC	106	$4K	<0.01%	new	Timeline
CRLCHARLES RIV LABS INTL INC	25	$4K	<0.01%	new	Timeline
BIOBIO RAD LABS INC	11	$4K	<0.01%	new	Timeline
FHLCFIDELITY COVINGTON TRUST	81	$4K	<0.01%	-217	Timeline
GLNGGOLAR LNG LTD	300	$4K	<0.01%	0	Timeline
CRANE COCRANE CO	51	$4K	<0.01%	0
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	26	$4K	<0.01%	-63
BIGGQBIG LOTS INC.	150	$4K	<0.01%	new	Timeline
RHHBYROCHE HOLDINGS LTD-SPONS ADR	100	$4K	<0.01%	new	Timeline
FANUYFANUC CORP-UNSP ADR	225	$4K	<0.01%	0	Timeline
POLYONE CORPPOLYONE CORP	110	$4K	<0.01%	0
CLOUDERA INCCLOUDERA INC	353	$4K	<0.01%	0
INDYISHARES TR	101	$4K	<0.01%	new	Timeline
LOGMEIN INCLOGMEIN INC	42	$4K	<0.01%	0
SIRIUS XM HOLDINGS INC COMSIRIUS XM HOLDINGS INC COM	614	$4K	<0.01%	0
US BANCORP 2.35 01/29/2021US BANCORP 2.35 01/29/2021	4,000	$4K	<0.01%	0
GILEAD SCIENCES INC 4.5 04/…GILEAD SCIENCES INC 4.5 04/01/2021	4,000	$4K	<0.01%	0
ANHEUSER-BUSCH IN 4.9 46TEN…ANHEUSER-BUSCH IN 4.9 46TENDER OF…	3,000	$4K	<0.01%	0
COLONY CAP INCCOLONY CAP INC	807	$4K	<0.01%	0
STATE STR CORP PFDSTATE STR CORP PFD	159	$4K	<0.01%	0
NuStar Logistics 7.625%Nts …NuStar Logistics 7.625%Nts Cl	150	$4K	<0.01%	new

Sold out in Q4 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 249. All 249

Security	Shares before	Value before	Type
Apple IncApple Inc	80,782	$18.1M	shares
BB&T CORPBB&T CORP	170,837	$9.12M	shares
SPECTRUM PHARMACEUTICALS INCSPECTRUM PHARMACEUTICALS INC	690,234	$5.72M	shares
BB&T CORP PFDBB&T CORP PFD	201,620	$5.4M	shares
MERITAGE HOMES CORPMERITAGE HOMES CORP	3,060,000	$3.12M	shares
Boeing CoBoeing Co	5,346	$2.03M	shares
ORACLE CORPORACLE CORP	1,960,000	$1.96M	shares
BB&T CORPBB&T CORP	1,790,000	$1.79M	shares
Amazon.Com IncAmazon.Com Inc	903	$1.57M	shares
CSX CORPCSX CORP	1,175,000	$1.2M	shares
Berkshire Hathaway Class …Berkshire Hathaway Class …	4,584	$954K	shares
KLA TENCOR COKLA TENCOR CO	755,000	$755K	shares
ABB LTDABB LTD	30,670	$603K	shares
ALLIANZGI CONV & INC FDALLIANZGI CONV & INC FD	89,500	$505K	shares
SUNTRUST BANKS INCSUNTRUST BANKS INC	6,830	$470K	shares
BANK OF AMERICBANK OF AMERIC	13,955	$361K	shares
Applied Matls IncorporatedApplied Matls Incorporated	7,052	$352K	shares
Abbott LaboratoriesAbbott Laboratories	4,088	$342K	shares
BP Plc ADRBP Plc ADR	8,593	$326K	shares
ARMOUR RES REITARMOUR RES REIT	18,075	$303K	shares
LANDMARK INFRASTRUCTURE PAR…LANDMARK INFRASTRUCTURE PARTNERS	12,778	$231K	shares
AMERICAN ELEC PWR CO INCAMERICAN ELEC PWR CO INC	2,266	$212K	shares
BAXTER INTL INCBAXTER INTL INC	1,971	$172K	shares
ANNALY CAPITAL MGMTANNALY CAPITAL MGMT	19,274	$170K	shares
ALEXANDRIA CV PFD 1.75ALEXANDRIA CV PFD 1.75	4,178	$162K	shares
Bank Of America CorpBank Of America Corp	5,457	$159K	shares
AUTOZONE INCAUTOZONE INC	140	$152K	shares
BLACKROCK MUNIYIELD QUALITYBLACKROCK MUNIYIELD QUALITY	10,000	$136K	shares
HCP INCHCP INC	3,560	$127K	shares
US TREASURYUS TREASURY	107,000	$107K	shares
ALLSTATE CORP PFDALLSTATE CORP PFD	4,220	$105K	shares
ORLANDO FL SPLORLANDO FL SPL	100,000	$100K	shares
PHILLIPS 66 PARPHILLIPS 66 PAR	100,000	$100K	shares
AMERICAN TOWER CORPAMERICAN TOWER CORP	448	$99K	shares
Amgen Inc.Amgen Inc.	506	$98K	shares
BECTON DICKINSON & COBECTON DICKINSON & CO	385	$97K	shares
ATMOS ENERGY CORPATMOS ENERGY CORP	745	$85K	shares
AFLAC INCAFLAC INC	1,598	$84K	shares
BANK OF AMERICA CORPBANK OF AMERICA CORP	56	$84K	shares
Analog Devices IncAnalog Devices Inc	735	$82K	shares
AMERIPRISE FINANCIAL INCAMERIPRISE FINANCIAL INC	512	$75K	shares
ARISTA NETWORKS INCARISTA NETWORKS INC	285	$68K	shares
TEEKAY LNG PARTNERS L PTEEKAY LNG PARTNERS L P	4,800	$66K	shares
BALL CORPBALL CORP	800	$58K	shares
American Express CoAmerican Express Co	462	$55K	shares
REINSURANCE GROUREINSURANCE GROU	50,000	$50K	shares
ALLERGAN INCALLERGAN INC	288	$48K	shares
Archer-Daniels-MidlnArcher-Daniels-Midln	1,142	$47K	shares
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	1,150	$47K	shares
VBVANGUARD INDEX FDS	300	$46K	shares
JPMORGAN CHASE & COJPMORGAN CHASE & CO	45,000	$45K	shares
AMERICAN STATES WTRAMERICAN STATES WTR	500	$45K	shares
BLOOM ENERGY CORPBLOOM ENERGY CORP	13,941	$45K	shares
BANK OF NY MELLON CORPBANK OF NY MELLON CORP	1,701	$44K	shares
AVALONBAY COMMUNITIES INCAVALONBAY COMMUNITIES INC	200	$43K	shares
Accelerate DiagnosticsAccelerate Diagnostics	2,195	$41K	shares
AUTODESK INC COMAUTODESK INC COM	280	$41K	shares
ALTERRA FIN LLCALTERRA FIN LLC	40,000	$41K	shares
SPSMSPDR SERIES TRUST	1,323	$40K	shares
SOUTHWEST AIRLINSOUTHWEST AIRLIN	40,000	$40K	shares
VVVANGUARD INDEX FDS	251	$34K	shares
VECTOR GROUP LTDVECTOR GROUP LTD	2,809	$33K	shares
HYSPIMCO ETF TR	331	$33K	shares
POSTPOST HLDGS INC	300	$32K	shares
XBKNXBLACKROCK INVEST QLTY MUNI	2,070	$32K	shares
New York St Dorm AuNew York St Dorm Au	25,000	$32K	shares
FTECFIDELITY COVINGTON TRUST	493	$31K	shares
ANHEUSER BUSCH INBEV SA/NVANHEUSER BUSCH INBEV SA/NV	327	$31K	shares
JEA FL ELEC SYSJEA FL ELEC SYS	30,000	$30K	shares
AUST & NEW ZEALAND BKG ADRFAUST & NEW ZEALAND BKG ADRF	1,500	$29K	shares
CBOA FINANCIAL INCCBOA FINANCIAL INC	12,000	$29K	shares
SHWSHERWIN WILLIAMS CO	50	$28K	shares
Air Prod & ChemicalsAir Prod & Chemicals	124	$28K	shares
Agnc Invt Corp Dep Shs 1/10…Agnc Invt Corp Dep Shs 1/1000	1,100	$28K	shares
RWRSPDR SERIES TRUST	260	$27K	shares
PUBLIC STORAGE CL APUBLIC STORAGE CL A	1,030	$26K	shares
WELLS FARGO REAL EST INVT C…WELLS FARGO REAL EST INVT CORP	1,000	$25K	shares
DEERE & CODEERE & CO	25,000	$25K	shares
GWG HOLDINGS INCGWG HOLDINGS INC	25,000	$25K	shares
Hawaii StHawaii St	25,000	$25K	shares
Allstate CorporationAllstate Corporation	224	$24K	shares
ELEVANCE HEALTH INC FORMERLYELEVANCE HEALTH INC FORMERLY	100	$24K	shares
Bausch Health Cos IncBausch Health Cos Inc	1,085	$24K	shares
INTERNATIONAL PAINTERNATIONAL PA	22,000	$23K	shares
FDISFIDELITY COVINGTON TRUST	450	$21K	shares
ALIGN TECHNOLOGY INCALIGN TECHNOLOGY INC	114	$21K	shares
FCOMFIDELITY COVINGTON TRUST	598	$20K	shares
JEA FL ELEC SYSJEA FL ELEC SYS	20,000	$20K	shares
AMERICAN INTL GRO 21 WTSAMERICAN INTL GRO 21 WTS	1,425	$20K	shares
The Goldman SachsThe Goldman Sachs	20,000	$20K	shares
AMAZON COM INCAMAZON COM INC	20,000	$20K	shares
WA ST COPWA ST COP	20,000	$20K	shares
MMUWESTERN ASSET MANAGED MUNS F	1,395	$19K	shares
HOLLY ENERGY PARTNERS L PHOLLY ENERGY PARTNERS L P	750	$19K	shares
AMPHENOL CORPAMPHENOL CORP	200	$19K	shares
VMBSVANGUARD SCOTTSDALE FDS	331	$18K	shares
Invesco Optm Yd Dvrs Cdty S…Invesco Optm Yd Dvrs Cdty Stra No…	1,122	$18K	shares
ASTRAZENECA PLCASTRAZENECA PLC	400	$18K	shares
CAPITAL ONE FINANCIAL CORP …CAPITAL ONE FINANCIAL CORP DEP SH…	720	$18K	shares
BANK OF NY MELLON CORPBANK OF NY MELLON CORP	400	$18K	shares

How Q4 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001415889-20-000112	base		2020-01-17	acceptance time not in the bulk data set	2026-10-07 18:54:20 UTC