SONORA INVESTMENT MANAGEMENT, LLC: NVS position timeline

SONORA INVESTMENT MANAGEMENT, LLC held 1,637 NVS shares at 2021-09-30 per its 13F-HR filed 2021-11-12.

the latest 13F is the newest step

1. period ended2021-09-30

   13F 1,637 shares

   Change vs previous 13F +178 shares

   0.02% of the 13F portfolio, value $134,000.

   13F-HR 0001415889-21-005139 filed by SONORA INVESTMENT MANAGEMENT, LLC
   Filed 2021-11-12 (acceptance time not in the bulk data set), ingested 2026-10-07 18:37:51 UTC

   Acceptance time not in the bulk data set (spec §4.2).

2. period ended2021-06-30

   13F 1,459 shares

   Change vs previous 13F +326 shares

   0.02% of the 13F portfolio, value $133,000.

   13F-HR 0001415889-21-004913 filed by SONORA INVESTMENT MANAGEMENT, LLC
   Filed 2021-10-20 (acceptance time not in the bulk data set), ingested 2026-10-07 18:37:51 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2021-03-31

   13F 1,133 shares

   Change vs previous 13F +149 shares

   0.01% of the 13F portfolio, value $97,000.

   13F-HR 0001415889-21-002180 filed by SONORA INVESTMENT MANAGEMENT, LLC
   Filed 2021-04-28 (acceptance time not in the bulk data set), ingested 2026-10-07 18:39:37 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2020-12-31

   13F 984 shares

   Change vs previous 13F +179 shares

   0.01% of the 13F portfolio, value $93,000.

   13F-HR 0001415889-21-000315 filed by SONORA INVESTMENT MANAGEMENT, LLC
   Filed 2021-01-13 (acceptance time not in the bulk data set), ingested 2026-10-07 18:42:52 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2020-09-30

   13F 805 shares

   Change vs previous 13F +30 shares

   0.01% of the 13F portfolio, value $70,000.

   13F-HR 0001415889-20-002491 filed by SONORA INVESTMENT MANAGEMENT, LLC
   Filed 2020-10-26 (acceptance time not in the bulk data set), ingested 2026-10-07 18:48:21 UTC

   Acceptance time not in the bulk data set (spec §4.2).

6. period ended2020-06-30

   13F 775 shares

   Change vs previous 13F -231 shares

   0.01% of the 13F portfolio, value $68,000.

   13F-HR 0001415889-20-002091 filed by SONORA INVESTMENT MANAGEMENT, LLC
   Filed 2020-08-13 (acceptance time not in the bulk data set), ingested 2026-10-07 18:52:28 UTC

   Acceptance time not in the bulk data set (spec §4.2).

7. period ended2020-03-31

   13F 1,006 shares

   Change vs previous 13F +252 shares

   0.01% of the 13F portfolio, value $83,000.

   13F-HR 0001415889-20-001089 filed by SONORA INVESTMENT MANAGEMENT, LLC
   Filed 2020-04-29 (acceptance time not in the bulk data set), ingested 2026-10-07 18:53:21 UTC

   Acceptance time not in the bulk data set (spec §4.2).

8. period ended2019-12-31

   13F 754 shares

   Change vs previous 13F not available

   0.01% of the 13F portfolio, value $71,000.

   13F-HR 0001415889-20-000112 filed by SONORA INVESTMENT MANAGEMENT, LLC
   Filed 2020-01-17 (acceptance time not in the bulk data set), ingested 2026-10-07 18:54:20 UTC

   Acceptance time not in the bulk data set (spec §4.2).