SONORA INVESTMENT MANAGEMENT, LLC

13F filer, CIK 1418539, TUCSON, AZ

SONORA INVESTMENT MANAGEMENT, LLC reported $1,058,037,000 across 1,742 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-01-17. Its ten largest share positions make up 20.93% of the portfolio.

Filed 2020-01-17 (acceptance time not in the bulk data set), ingested 2026-10-07 18:54:20 UTC13F-HR 0001415889-20-000112

Period: 2019-12-31
Reported value: $1.06B
Holdings: 1,742
Top 10 weight: 20.93%
New: 242
Sold out: 249

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AAPLnew	+79,305	$23.3M
Hyatt Hotels Corp.new	+11,730,000	$13M
DTE ENERGY COnew	+192,775	$9.88M
JUNIPER NETWORKSadded	+6,760,000	$7.31M
TRUIST FINL CORP DEPSHS RP …new	+238,815	$6.42M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
Apple Incexited	-80,782	-$18.1M
BB&T CORPexited	-170,837	-$9.12M
ISIS PHARMACEUTICALS INC DELreduced	-6,886,000	-$7.93M
USBreduced	-109,553	-$6.5M
SPECTRUM PHARMACEUTICALS INCexited	-690,234	-$5.72M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2019

Share positions as resolved from 13F-HR 0001415889-20-000112, largest first. % of portfolio is the value over $1,058,037,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
ACTIVISION INCACTIVISION INC	63	$4K	<0.01%	new
STATE STREET C 5.9 PFDPFD …STATE STREET C 5.9 PFDPFD SER D	142	$4K	<0.01%	0
REGIONS FINANCIAL CORP NEWREGIONS FINANCIAL CORP NEW	130	$4K	<0.01%	0
INVSC 7.75 FX FL SRS B CUM …INVSC 7.75 FX FL SRS B CUM RDM PRF	150	$4K	<0.01%	0
CORTS TR JCP 7.625per PFD …CORTS TR JCP 7.625per PFD BACKED…	700	$4K	<0.01%	0
WALMART INCWALMART INC	4,000	$4K	<0.01%	0
MCDONALD'S CORPMCDONALD'S CORP	4,000	$4K	<0.01%	0
BLUEGREEN VACATIONS CORPBLUEGREEN VACATIONS CORP	400	$4K	<0.01%	0
SUNSTONE HOTEL INVESTORS, I…SUNSTONE HOTEL INVESTORS, INC. 6.…	150	$4K	<0.01%	new
TD AMERITRADE HOLTD AMERITRADE HOL	4,000	$4K	<0.01%	0
MICROSOFT CORPMICROSOFT CORP	3,000	$4K	<0.01%	0
MORGAN STANLEY (VARIABLE)MORGAN STANLEY (VARIABLE)	7,000	$4K	<0.01%	0
QUALCOMM INCQUALCOMM INC	4,000	$4K	<0.01%	0
INTL BK RECON &INTL BK RECON &	4,000	$4K	<0.01%	0
US TREASUR NTUS TREASUR NT	4,000	$4K	<0.01%	0
BNSF, LLCBNSF, LLC	4,000	$4K	<0.01%	0
BP CAPITAL MKTBP CAPITAL MKT	4,000	$4K	<0.01%	0
MOODY'S CORPMOODY'S CORP	4,000	$4K	<0.01%	0
OCCIDENTAL PETROLOCCIDENTAL PETROL	4,000	$4K	<0.01%	0
WALMART INC.WALMART INC.	4,000	$4K	<0.01%	0
AT&T INC.AT&T INC.	4,000	$4K	<0.01%	0
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	4,000	$4K	<0.01%	0
MCDONALDS CORPMCDONALDS CORP	3,000	$4K	<0.01%	0
COSTAMARE INC PER PFD SER D…COSTAMARE INC PER PFD SER D (M	150	$4K	<0.01%	new
FNDESCHWAB STRATEGIC TR	93	$3K	<0.01%	new		Timeline
VOXVANGUARD WORLD FD	28	$3K	<0.01%	new		Timeline
DVADAVITA INC	41	$3K	<0.01%	0		Timeline
BWABORGWARNER INC	61	$3K	<0.01%	new		Timeline
CDECOEUR MNG INC	400	$3K	<0.01%	new		Timeline
HASHASBRO INC	30	$3K	<0.01%	0		Timeline
ALRMALARM COM HLDGS INC	60	$3K	<0.01%	new		Timeline
BF-BBROWN FORMAN CORP	50	$3K	<0.01%	0		Timeline
SNAPSNAP INC	170	$3K	<0.01%	0		Timeline
AAPADVANCE AUTO PARTS INC	18	$3K	<0.01%	0		Timeline
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV	213	$3K	<0.01%	0
BUNGE LTDBUNGE LTD	52	$3K	<0.01%	0
ALTERYX, INC (CLASS A)ALTERYX, INC (CLASS A)	25	$3K	<0.01%	new
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLC	32	$3K	<0.01%	0
LIBERTY PROPERTY TRUSTLIBERTY PROPERTY TRUST	56	$3K	<0.01%	0
FORTINET INCFORTINET INC	25	$3K	<0.01%	new
HTHIYHITACHI LTD -ADR	41	$3K	<0.01%	new		Timeline
WTKWYWOLTERS KLUWER NV SPONS ADR	40	$3K	<0.01%	0		Timeline
REPYYREPSOL SA SPONSORED ADR	200	$3K	<0.01%	0		Timeline
Sandstorm Gold LtdSandstorm Gold Ltd	400	$3K	<0.01%	new
EBIX INCEBIX INC	87	$3K	<0.01%	0
KGFHYKINGFISHER PLC-SPONS ADR	540	$3K	<0.01%	0		Timeline
SSMXYSYSMEX CORP UNSPON ADR (JPN)	100	$3K	<0.01%	new		Timeline
Keyence CorpKeyence Corp	8	$3K	<0.01%	+4
WELLTOWER INCWELLTOWER INC	38	$3K	<0.01%	-208
XEROX CORPXEROX CORP	94	$3K	<0.01%	0
Etfmg Prime MobileEtfmg Prime Mobile	62	$3K	<0.01%	new
CORECIVIC INCCORECIVIC INC	150	$3K	<0.01%	0
ATLAS ENERGY LPATLAS ENERGY LP	268	$3K	<0.01%	0
CVR Partners, LPCVR Partners, LP	812	$3K	<0.01%	0
PRUDENTIAL FINANCIAL INCPRUDENTIAL FINANCIAL INC	118	$3K	<0.01%	0
PREFERREDPLUS TRPREFERREDPLUS TR	300	$3K	<0.01%	0
LTSAPOSAIC FINANCIAL SERVICES, INC.	100	$3K	<0.01%	new		Timeline
FITBIT INCFITBIT INC	400	$3K	<0.01%	0
CEL SCI CORPCEL SCI CORP	289	$3K	<0.01%	0
WELLS FARGO 6.625 PFD PFD S…WELLS FARGO 6.625 PFD PFD SER	115	$3K	<0.01%	0
WILLIS TOWERS WWILLIS TOWERS W	3,000	$3K	<0.01%	0
US TREASURYUS TREASURY	3,000	$3K	<0.01%	0
MANUF TRADERS 1.35975 …MANUF TRADERS 1.35975 12/28/…	3,000	$3K	<0.01%	0
THE COCA-COLA COTHE COCA-COLA CO	3,000	$3K	<0.01%	0
US TREASU NTUS TREASU NT	3,000	$3K	<0.01%	0
NEWMONT GOLDCORPNEWMONT GOLDCORP	3,000	$3K	<0.01%	0
US TREASURYUS TREASURY	2,000	$3K	<0.01%	0
ADPAUTOMATIC DATA PROCESSING IN	9	$2K	<0.01%	new		Timeline
ONEQFIDELITY COMWLTH TR	7	$2K	<0.01%	new		Timeline
STLDSTEEL DYNAMICS INC	52	$2K	<0.01%	0		Timeline
ALKALASKA AIR GROUP INC	34	$2K	<0.01%	new		Timeline
NFGNATIONAL FUEL GAS CO	50	$2K	<0.01%	0		Timeline
FASTFASTENAL CO	58	$2K	<0.01%	+50		Timeline
EQTEQT CORP	190	$2K	<0.01%	0		Timeline
SWKSTANLEY BLACK & DECKER INC	15	$2K	<0.01%	new		Timeline
TXTTEXTRON INC	50	$2K	<0.01%	0		Timeline
WIXWIX COM LTD	15	$2K	<0.01%	new		Timeline
TTWOTAKE-TWO INTERACTIVE SOFTWAR	20	$2K	<0.01%	new		Timeline
XFRAXBLACKROCK FLOATING RATE INCO	140	$2K	<0.01%	new		Timeline
SKYYFIRST TR EXCHANGE-TRADED FD	33	$2K	<0.01%	0		Timeline
EMLPFIRST TR EXCHANGE-TRADED FD	92	$2K	<0.01%	new		Timeline
ILMNILLUMINA INC	5	$2K	<0.01%	0		Timeline
FNDCSCHWAB STRATEGIC TR	67	$2K	<0.01%	new		Timeline
KSSKOHLS CORP	40	$2K	<0.01%	-1,000		Timeline
WWAYFAIR INC	17	$2K	<0.01%	0		Timeline
VSATVIASAT INC	34	$2K	<0.01%	0		Timeline
XIFRXPLR INFRASTRUCTURE LP	40	$2K	<0.01%	0		Timeline
INVITAE CORPINVITAE CORP	100	$2K	<0.01%	new
STERICYCLE INCSTERICYCLE INC	34	$2K	<0.01%	0
ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INC	20	$2K	<0.01%	new
OPITQOFFICE PPTYS INCOME TR COM SHS	75	$2K	<0.01%	0		Timeline
TD AMERITRADE HLDG CORPTD AMERITRADE HLDG CORP	30	$2K	<0.01%	0
ARCONIC INCARCONIC INC	72	$2K	<0.01%	0
ARLOARLO TECHNOLOGIES INC	475	$2K	<0.01%	0		Timeline
PDNINVESCO EXCH TRADED FD TR II	51	$2K	<0.01%	+50		Timeline
UBS AGUBS AG	171	$2K	<0.01%	0
VCISYVINCI S.A.-UNSPONS ADR	75	$2K	<0.01%	0		Timeline
CABGYCARLSBERG AS SPONSORED ADR CL	65	$2K	<0.01%	0		Timeline
ORGANIGRAM GLOBAL ORDORGANIGRAM GLOBAL ORD	1,000	$2K	<0.01%	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	40	$2K	<0.01%	0
CREE INCCREE INC	50	$2K	<0.01%	0
GENMARK DIAGNOSTICS INCGENMARK DIAGNOSTICS INC	400	$2K	<0.01%	0
RENAISSANCERE HOLDINGS 5.37…RENAISSANCERE HOLDINGS 5.375%	93	$2K	<0.01%	0
GENERAL ELECTRI 587538 …GENERAL ELECTRI 587538 …	2,000	$2K	<0.01%	0
GASLOG PARTNERS LP PERP PRE…GASLOG PARTNERS LP PERP PREF U	100	$2K	<0.01%	new
MOTOROLA SOLUTIONS INCMOTOROLA SOLUTIONS INC	2,000	$2K	<0.01%	0
Ferguson PLC ADRFerguson PLC ADR	236	$2K	<0.01%	0
JPMORGAN CHASE & CO (VARIAB…JPMORGAN CHASE & CO (VARIABLE)	2,000	$2K	<0.01%	0
Ntnl Rural UtiliNtnl Rural Utili	2,000	$2K	<0.01%	-1,000
ALPHABET INC.ALPHABET INC.	2,000	$2K	<0.01%	0
CITIGROUP INC (VARIABLE)CITIGROUP INC (VARIABLE)	2,000	$2K	<0.01%	0
CNA FINL CORPCNA FINL CORP	2,000	$2K	<0.01%	0
CONEJO VY CA USDCONEJO VY CA USD	2,000	$2K	<0.01%	0
PNC FDG CORP GTD FIXED RT N…PNC FDG CORP GTD FIXED RT NT 4.37…	2,000	$2K	<0.01%	0
LOS ANGELES CA MUNILOS ANGELES CA MUNI	2,000	$2K	<0.01%	0
Fresno Ca Wtr SysFresno Ca Wtr Sys	2,000	$2K	<0.01%	0
Petaluma Ca JusdPetaluma Ca Jusd	2,000	$2K	<0.01%	0
Trinity Ca Util DisTrinity Ca Util Dis	2,000	$2K	<0.01%	0
MS STRUCTURED ASSE PFDMS STRUCTURED ASSE PFD	300	$2K	<0.01%	new
Umh Properties, PfdUmh Properties, Pfd	66	$2K	<0.01%	new
IEOISHARES TR	25	$1K	<0.01%	0		Timeline
XLUSELECT SECTOR SPDR TR	21	$1K	<0.01%	new		Timeline
DRDDRDGOLD LIMITED	200	$1K	<0.01%	0		Timeline
HBANHUNTINGTON BANCSHARES INC	77	$1K	<0.01%	0		Timeline
PPLPPL CORP	41	$1K	<0.01%	-62		Timeline
XYZBLOCK INC	17	$1K	<0.01%	0		Timeline
PRGOPERRIGO CO PLC	17	$1K	<0.01%	0		Timeline
IDVISHARES TR	41	$1K	<0.01%	0		Timeline
OSISKO GOLD ROYALTIES LTDOSISKO GOLD ROYALTIES LTD	61	$1K	<0.01%	new
THOTHOR INDS INC	10	$1K	<0.01%	new		Timeline
SCHFSCHWAB STRATEGIC TR	25	$1K	<0.01%	new		Timeline
SCHVSCHWAB STRATEGIC TR	20	$1K	<0.01%	0		Timeline
ARCOARCOS DORADOS HLDGS INC	100	$1K	<0.01%	0		Timeline
BHFBRIGHTHOUSE FINL INC	15	$1K	<0.01%	-2		Timeline
SSLSASOL LTD	50	$1K	<0.01%	0		Timeline
KTBKONTOOR BRANDS INC	15	$1K	<0.01%	-35		Timeline
PJTPJT PARTNERS INC	25	$1K	<0.01%	0		Timeline
HPHELMERICH & PAYNE INC	15	$1K	<0.01%	-100		Timeline
APACHE CORPAPACHE CORP	43	$1K	<0.01%	new
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC	29	$1K	<0.01%	0
KVHIKVH INDS INC	125	$1K	<0.01%	new		Timeline
SLISTANDARD LITHIUM CORP	1,000	$1K	<0.01%	0		Timeline
MTRMESA RTY TR	215	$1K	<0.01%	0		Timeline
SANOFISANOFI	1,014	$1K	<0.01%	0
BBUBROOKFIELD BUSINESS PARTNERS L	14	$1K	<0.01%	0		Timeline
ETFMGETFMG	33	$1K	<0.01%	0
CPRNCITIGROUP CAP XIII 7.875% TR P	45	$1K	<0.01%	new		Timeline
ARKAYARKEMA SPONSORED ADR (FRANCE)	5	$1K	<0.01%	new		Timeline
Indiva LimitedIndiva Limited	3,000	$1K	<0.01%	new
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	20	$1K	<0.01%	0
NCR VOYIX CORPORATIONNCR VOYIX CORPORATION	20	$1K	<0.01%	0
YAMANA GOLD INCYAMANA GOLD INC	161	$1K	<0.01%	new
REINSURANCE GROUP OF AMERICAREINSURANCE GROUP OF AMERICA	51	$1K	<0.01%	0
PUBLIC STORAGE 5.20% SERIES…PUBLIC STORAGE 5.20% SERIES X	27	$1K	<0.01%	0
FINOVA GROUP INC COMFINOVA GROUP INC COM	10	$1K	<0.01%	new
FSD PHARMA INCFSD PHARMA INC	161	$1K	<0.01%	new
AKCEA THERAPEUTICS INCAKCEA THERAPEUTICS INC	50	$1K	<0.01%	0
TRUIST FINL CORP DEPSHSTRUIST FINL CORP DEPSHS	51	$1K	<0.01%	new
Saugus California USaugus California U	1,000	$1K	<0.01%	0
ERICSSON TELERICSSON TEL	100	$1K	<0.01%	0
EBNDSPDR SERIES TRUST	9	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
KRKROGER CO	6	$0	0%	-26	Value filed as zero, left out of ratios.	Timeline
LYVLIVE NATION ENTERTAINMENT IN	6	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CTRACOTERRA ENERGY INC	24	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
ASIXADVANSIX INC	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CNDTCONDUENT INC	72	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
RMRRMR GROUP INC	5	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SNFCASECURITY NATL FINL CORP	22	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
SOUHYSOUTH32 - ADR	11	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
FIRST TR EXCH TRADED FD IIIFIRST TR EXCH TRADED FD III	8	$0	0%	0	Value filed as zero, left out of ratios.
E DIGITAL CORPORATNE DIGITAL CORPORATN	300	$0	0%	0	Value filed as zero, left out of ratios.
AQUABOUNTY TECHNOLOGIES INCAQUABOUNTY TECHNOLOGIES INC	4	$0	0%	0	Value filed as zero, left out of ratios.
SPRINT CORPSPRINT CORP	39	$0	0%	0	Value filed as zero, left out of ratios.
THORNBURG MORTGAGE INCTHORNBURG MORTGAGE INC	165	$0	0%	+60	Value filed as zero, left out of ratios.
WASHINGTON MUTUAL INC COMMONWASHINGTON MUTUAL INC COMMON	3,100	$0	0%	0	Value filed as zero, left out of ratios.
AURORA CANNABIS INCAURORA CANNABIS INC	25	$0	0%	0	Value filed as zero, left out of ratios.
NORTEL NETWORKS CORPNORTEL NETWORKS CORP	10	$0	0%	0	Value filed as zero, left out of ratios.
Anglogold Ashanti PlcAnglogold Ashanti Plc	10	$0	0%	new	Value filed as zero, left out of ratios.
SODASTREAM INTERNATIONALSODASTREAM INTERNATIONAL	200	$0	0%	0	Value filed as zero, left out of ratios.
California Grapes Internati…California Grapes International I…	10,000	$0	0%	0	Value filed as zero, left out of ratios.
mPhase Technologies IncmPhase Technologies Inc	1	$0	0%	0	Value filed as zero, left out of ratios.
ALTABA INCALTABA INC	125	$0	0%	new	Value filed as zero, left out of ratios.
VASOVASO CORP	2,000	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
INTERNATIONAL PWR GROUP LTDINTERNATIONAL PWR GROUP LTD	2,000	$0	0%	0	Value filed as zero, left out of ratios.
Notis Global IncNotis Global Inc	100	$0	0%	0	Value filed as zero, left out of ratios.
LEHMAN BROTHELEHMAN BROTHE	92	$0	0%	0	Value filed as zero, left out of ratios.
GOL LINHAS AEREAS INTLG S AGOL LINHAS AEREAS INTLG S A	20	$0	0%	0	Value filed as zero, left out of ratios.
TELECOMUNICACOES DE SAO PAULTELECOMUNICACOES DE SAO PAUL	3	$0	0%	0	Value filed as zero, left out of ratios.
REGULUS THERAPEUTICS INCREGULUS THERAPEUTICS INC	16	$0	0%	0	Value filed as zero, left out of ratios.
DEAN FOODS CO NEWDEAN FOODS CO NEW	300	$0	0%	0	Value filed as zero, left out of ratios.
FUELCELL ENERGY INC COMFUELCELL ENERGY INC COM	4	$0	0%	0	Value filed as zero, left out of ratios.
MFS INTERMARKET INCOME TRUSTMFS INTERMARKET INCOME TRUST	5,516	$0	0%	0	Value filed as zero, left out of ratios.
ECOTALITY INCECOTALITY INC	833	$0	0%	0	Value filed as zero, left out of ratios.
HYPERDYNAMICS CORPHYPERDYNAMICS CORP	13	$0	0%	0	Value filed as zero, left out of ratios.
TEL OFFSHORE TRUSTTEL OFFSHORE TRUST	7	$0	0%	0	Value filed as zero, left out of ratios.
ABAKAN INCABAKAN INC	50,000	$0	0%	-48,700	Value filed as zero, left out of ratios.
Conseco IncConseco Inc	7	$0	0%	0	Value filed as zero, left out of ratios.
CALIFORNIA RES CORP COMCALIFORNIA RES CORP COM	2	$0	0%	-1	Value filed as zero, left out of ratios.
Cv Sciences Inc ComCv Sciences Inc Com	333	$0	0%	0	Value filed as zero, left out of ratios.
AMR Corp EscrowAMR Corp Escrow	1,400	$0	0%	0	Value filed as zero, left out of ratios.
AMERICAN BATTERY TECHNOLOGY…AMERICAN BATTERY TECHNOLOGY COM N…	8,200	$0	0%	0	Value filed as zero, left out of ratios.
Linnco LLC XXX Escrow Pendi…Linnco LLC XXX Escrow Pending Pos…	780	$0	0%	0	Value filed as zero, left out of ratios.
Terra Tech CorpTerra Tech Corp	11	$0	0%	0	Value filed as zero, left out of ratios.
Seventy Seven Energy-EscrowSeventy Seven Energy-Escrow	60	$0	0%	0	Value filed as zero, left out of ratios.
CPI CARD GROUP INCCPI CARD GROUP INC	40	$0	0%	-40	Value filed as zero, left out of ratios.
VITRO TECHVITRO TECH	500	$0	0%	0	Value filed as zero, left out of ratios.
ACTUA CORPORATIONACTUA CORPORATION	1	$0	0%	new	Value filed as zero, left out of ratios.
AKAOQACHAOGEN INC	1,000	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
ALCOA INCALCOA INC	23	$0	0%	new	Value filed as zero, left out of ratios.
UNITY ONE CAPITALUNITY ONE CAPITAL	1	$0	0%	0	Value filed as zero, left out of ratios.
LEHMAN BROS HLDGSLEHMAN BROS HLDGS	20,000	$0	0%	0	Value filed as zero, left out of ratios.
ESECURESOFT COESECURESOFT CO	148	$0	0%	0	Value filed as zero, left out of ratios.
SPECTRA7 MICROSYSTEMS INCSPECTRA7 MICROSYSTEMS INC	1,000	$0	0%	0	Value filed as zero, left out of ratios.
NEXPRISE INCNEXPRISE INC	1	$0	0%	0	Value filed as zero, left out of ratios.
CUIDAO HLDG CORPCUIDAO HLDG CORP	150	$0	0%	0	Value filed as zero, left out of ratios.
RENTECH NITROGEN LP XXXRENTECH NITROGEN LP XXX	300	$0	0%	0	Value filed as zero, left out of ratios.
YELLOW MEDIA INC 22 WTSYELLOW MEDIA INC 22 WTS	827	$0	0%	0	Value filed as zero, left out of ratios.
LEHMAN BRO HLDG PFDLEHMAN BRO HLDG PFD	600	$0	0%	new	Value filed as zero, left out of ratios.
Africo Resources Ltd XxxAfrico Resources Ltd Xxx	249	$0	0%	new	Value filed as zero, left out of ratios.
GOLDEN ARCH RESOURCESGOLDEN ARCH RESOURCES	4,000	$0	0%	0	Value filed as zero, left out of ratios.
AVANT DIAGNOSTICS INCAVANT DIAGNOSTICS INC	91,000	$0	0%	0	Value filed as zero, left out of ratios.
COUGAR OIL & GAS CANADA INCCOUGAR OIL & GAS CANADA INC	2,000	$0	0%	0	Value filed as zero, left out of ratios.
GENERAL MOTORS 8.25XXXESCRO…GENERAL MOTORS 8.25XXXESCROW P	15,000	$0	0%	0	Value filed as zero, left out of ratios.
GENERAL MOTORS CORP 9.25GENERAL MOTORS CORP 9.25	15,000	$0	0%	0	Value filed as zero, left out of ratios.
ALPINE 4 TECHNOLOGIESALPINE 4 TECHNOLOGIES	2,220	$0	0%	new	Value filed as zero, left out of ratios.
GREEN ENERGY GROUP INCGREEN ENERGY GROUP INC	165	$0	0%	0	Value filed as zero, left out of ratios.
MYZIPSOFT INCMYZIPSOFT INC	311	$0	0%	0	Value filed as zero, left out of ratios.
ORBIT BRANDS CORPORBIT BRANDS CORP	100,000	$0	0%	0	Value filed as zero, left out of ratios.
AAB NATIONAL COAAB NATIONAL CO	181	$0	0%	new	Value filed as zero, left out of ratios.
PGOLPATRIOT GOLD CORP	500	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
CORE MED GROUP INCCORE MED GROUP INC	146	$0	0%	0	Value filed as zero, left out of ratios.
HERITAGE GLOBAL INCHERITAGE GLOBAL INC	50	$0	0%	0	Value filed as zero, left out of ratios.
SUPER DEAL COM INCSUPER DEAL COM INC	153	$0	0%	0	Value filed as zero, left out of ratios.
USA PERFORMANCE PRODUCTS INCUSA PERFORMANCE PRODUCTS INC	40	$0	0%	0	Value filed as zero, left out of ratios.
USAS DIGITAL INCUSAS DIGITAL INC	162	$0	0%	0	Value filed as zero, left out of ratios.
CLASSIFIED AD INCCLASSIFIED AD INC	156	$0	0%	0	Value filed as zero, left out of ratios.
AMERICAN CAPITAL HOLDINGSAMERICAN CAPITAL HOLDINGS	200	$0	0%	0	Value filed as zero, left out of ratios.
SOLARIS RESOURCES INCSOLARIS RESOURCES INC	711	$0	0%	new	Value filed as zero, left out of ratios.
Lehman Brothers 2xxxLehman Brothers 2xxx	19	$0	0%	new	Value filed as zero, left out of ratios.
Algae Biosciences CoAlgae Biosciences Co	12,000	$0	0%	0	Value filed as zero, left out of ratios.
Mgx Renewables IncMgx Renewables Inc	167	$0	0%	new	Value filed as zero, left out of ratios.
PACIFIC BLUE ENERGY CORPPACIFIC BLUE ENERGY CORP	1,000	$0	0%	0	Value filed as zero, left out of ratios.

Sold out in Q4 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 249. All 249

Security	Shares before	Value before	Type
Apple IncApple Inc	80,782	$18.1M	shares
BB&T CORPBB&T CORP	170,837	$9.12M	shares
SPECTRUM PHARMACEUTICALS INCSPECTRUM PHARMACEUTICALS INC	690,234	$5.72M	shares
BB&T CORP PFDBB&T CORP PFD	201,620	$5.4M	shares
MERITAGE HOMES CORPMERITAGE HOMES CORP	3,060,000	$3.12M	shares
Boeing CoBoeing Co	5,346	$2.03M	shares
ORACLE CORPORACLE CORP	1,960,000	$1.96M	shares
BB&T CORPBB&T CORP	1,790,000	$1.79M	shares
Amazon.Com IncAmazon.Com Inc	903	$1.57M	shares
CSX CORPCSX CORP	1,175,000	$1.2M	shares
Berkshire Hathaway Class …Berkshire Hathaway Class …	4,584	$954K	shares
KLA TENCOR COKLA TENCOR CO	755,000	$755K	shares
ABB LTDABB LTD	30,670	$603K	shares
ALLIANZGI CONV & INC FDALLIANZGI CONV & INC FD	89,500	$505K	shares
SUNTRUST BANKS INCSUNTRUST BANKS INC	6,830	$470K	shares
BANK OF AMERICBANK OF AMERIC	13,955	$361K	shares
Applied Matls IncorporatedApplied Matls Incorporated	7,052	$352K	shares
Abbott LaboratoriesAbbott Laboratories	4,088	$342K	shares
BP Plc ADRBP Plc ADR	8,593	$326K	shares
ARMOUR RES REITARMOUR RES REIT	18,075	$303K	shares
LANDMARK INFRASTRUCTURE PAR…LANDMARK INFRASTRUCTURE PARTNERS	12,778	$231K	shares
AMERICAN ELEC PWR CO INCAMERICAN ELEC PWR CO INC	2,266	$212K	shares
BAXTER INTL INCBAXTER INTL INC	1,971	$172K	shares
ANNALY CAPITAL MGMTANNALY CAPITAL MGMT	19,274	$170K	shares
ALEXANDRIA CV PFD 1.75ALEXANDRIA CV PFD 1.75	4,178	$162K	shares
Bank Of America CorpBank Of America Corp	5,457	$159K	shares
AUTOZONE INCAUTOZONE INC	140	$152K	shares
BLACKROCK MUNIYIELD QUALITYBLACKROCK MUNIYIELD QUALITY	10,000	$136K	shares
HCP INCHCP INC	3,560	$127K	shares
US TREASURYUS TREASURY	107,000	$107K	shares
ALLSTATE CORP PFDALLSTATE CORP PFD	4,220	$105K	shares
ORLANDO FL SPLORLANDO FL SPL	100,000	$100K	shares
PHILLIPS 66 PARPHILLIPS 66 PAR	100,000	$100K	shares
AMERICAN TOWER CORPAMERICAN TOWER CORP	448	$99K	shares
Amgen Inc.Amgen Inc.	506	$98K	shares
BECTON DICKINSON & COBECTON DICKINSON & CO	385	$97K	shares
ATMOS ENERGY CORPATMOS ENERGY CORP	745	$85K	shares
AFLAC INCAFLAC INC	1,598	$84K	shares
BANK OF AMERICA CORPBANK OF AMERICA CORP	56	$84K	shares
Analog Devices IncAnalog Devices Inc	735	$82K	shares
AMERIPRISE FINANCIAL INCAMERIPRISE FINANCIAL INC	512	$75K	shares
ARISTA NETWORKS INCARISTA NETWORKS INC	285	$68K	shares
TEEKAY LNG PARTNERS L PTEEKAY LNG PARTNERS L P	4,800	$66K	shares
BALL CORPBALL CORP	800	$58K	shares
American Express CoAmerican Express Co	462	$55K	shares
REINSURANCE GROUREINSURANCE GROU	50,000	$50K	shares
ALLERGAN INCALLERGAN INC	288	$48K	shares
Archer-Daniels-MidlnArcher-Daniels-Midln	1,142	$47K	shares
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	1,150	$47K	shares
VBVANGUARD INDEX FDS	300	$46K	shares
JPMORGAN CHASE & COJPMORGAN CHASE & CO	45,000	$45K	shares
AMERICAN STATES WTRAMERICAN STATES WTR	500	$45K	shares
BLOOM ENERGY CORPBLOOM ENERGY CORP	13,941	$45K	shares
BANK OF NY MELLON CORPBANK OF NY MELLON CORP	1,701	$44K	shares
AVALONBAY COMMUNITIES INCAVALONBAY COMMUNITIES INC	200	$43K	shares
Accelerate DiagnosticsAccelerate Diagnostics	2,195	$41K	shares
AUTODESK INC COMAUTODESK INC COM	280	$41K	shares
ALTERRA FIN LLCALTERRA FIN LLC	40,000	$41K	shares
SPSMSPDR SERIES TRUST	1,323	$40K	shares
SOUTHWEST AIRLINSOUTHWEST AIRLIN	40,000	$40K	shares
VVVANGUARD INDEX FDS	251	$34K	shares
VECTOR GROUP LTDVECTOR GROUP LTD	2,809	$33K	shares
HYSPIMCO ETF TR	331	$33K	shares
POSTPOST HLDGS INC	300	$32K	shares
XBKNXBLACKROCK INVEST QLTY MUNI	2,070	$32K	shares
New York St Dorm AuNew York St Dorm Au	25,000	$32K	shares
FTECFIDELITY COVINGTON TRUST	493	$31K	shares
ANHEUSER BUSCH INBEV SA/NVANHEUSER BUSCH INBEV SA/NV	327	$31K	shares
JEA FL ELEC SYSJEA FL ELEC SYS	30,000	$30K	shares
AUST & NEW ZEALAND BKG ADRFAUST & NEW ZEALAND BKG ADRF	1,500	$29K	shares
CBOA FINANCIAL INCCBOA FINANCIAL INC	12,000	$29K	shares
SHWSHERWIN WILLIAMS CO	50	$28K	shares
Air Prod & ChemicalsAir Prod & Chemicals	124	$28K	shares
Agnc Invt Corp Dep Shs 1/10…Agnc Invt Corp Dep Shs 1/1000	1,100	$28K	shares
RWRSPDR SERIES TRUST	260	$27K	shares
PUBLIC STORAGE CL APUBLIC STORAGE CL A	1,030	$26K	shares
WELLS FARGO REAL EST INVT C…WELLS FARGO REAL EST INVT CORP	1,000	$25K	shares
DEERE & CODEERE & CO	25,000	$25K	shares
GWG HOLDINGS INCGWG HOLDINGS INC	25,000	$25K	shares
Hawaii StHawaii St	25,000	$25K	shares
Allstate CorporationAllstate Corporation	224	$24K	shares
ELEVANCE HEALTH INC FORMERLYELEVANCE HEALTH INC FORMERLY	100	$24K	shares
Bausch Health Cos IncBausch Health Cos Inc	1,085	$24K	shares
INTERNATIONAL PAINTERNATIONAL PA	22,000	$23K	shares
FDISFIDELITY COVINGTON TRUST	450	$21K	shares
ALIGN TECHNOLOGY INCALIGN TECHNOLOGY INC	114	$21K	shares
FCOMFIDELITY COVINGTON TRUST	598	$20K	shares
JEA FL ELEC SYSJEA FL ELEC SYS	20,000	$20K	shares
AMERICAN INTL GRO 21 WTSAMERICAN INTL GRO 21 WTS	1,425	$20K	shares
The Goldman SachsThe Goldman Sachs	20,000	$20K	shares
AMAZON COM INCAMAZON COM INC	20,000	$20K	shares
WA ST COPWA ST COP	20,000	$20K	shares
MMUWESTERN ASSET MANAGED MUNS F	1,395	$19K	shares
HOLLY ENERGY PARTNERS L PHOLLY ENERGY PARTNERS L P	750	$19K	shares
AMPHENOL CORPAMPHENOL CORP	200	$19K	shares
VMBSVANGUARD SCOTTSDALE FDS	331	$18K	shares
Invesco Optm Yd Dvrs Cdty S…Invesco Optm Yd Dvrs Cdty Stra No…	1,122	$18K	shares
ASTRAZENECA PLCASTRAZENECA PLC	400	$18K	shares
CAPITAL ONE FINANCIAL CORP …CAPITAL ONE FINANCIAL CORP DEP SH…	720	$18K	shares
BANK OF NY MELLON CORPBANK OF NY MELLON CORP	400	$18K	shares

How Q4 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001415889-20-000112	base		2020-01-17	acceptance time not in the bulk data set	2026-10-07 18:54:20 UTC