SONORA INVESTMENT MANAGEMENT, LLC

13F filer, CIK 1418539, TUCSON, AZ

SONORA INVESTMENT MANAGEMENT, LLC reported $1,079,743,000 across 1,856 holdings for the quarter ended 2020-09-30, in a 13F-HR filed 2020-10-26. Its ten largest share positions make up 20.47% of the portfolio.

Filed 2020-10-26 (acceptance time not in the bulk data set), ingested 2026-10-07 18:48:21 UTC13F-HR 0001415889-20-002491

Period: 2020-09-30
Reported value: $1.08B
Holdings: 1,856
Top 10 weight: 20.47%
New: 200
Sold out: 239

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AAPLadded	+225,379	$26.1M
EXACT SCIENCES CORPadded	+3,935,000	$4.63M
DIGITAL RLTY TR INC PFD SER…new	+157,378	$4.28M
NEW RELIC INCadded	+4,420,000	$4.22M
OMEROS CORPnew	+4,445,000	$3.71M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
ISIS PHARMACEUTICALS INC DELreduced	-8,798,000	-$9.02M
ZILLOW GROUP INCreduced	-2,250,000	-$4.36M
BIOMARIN PHARMACEUTICAL INCreduced	-3,650,000	-$3.63M
TWITTER INCreduced	-1,405,000	-$1.4M
ADBEreduced	-1,315	-$645K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2020

Share positions as resolved from 13F-HR 0001415889-20-002491, largest first. % of portfolio is the value over $1,079,743,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
AAPLAPPLE INC	303,199	$35.1M	3.25%	+225,379	Timeline
MSFTMICROSOFT CORP	131,807	$27.7M	2.57%	-1,628	Timeline
CSG SYS INTL INCCSG SYS INTL INC	22,253,000	$23.1M	2.14%	-135,000
JUNIPER NETWORKSJUNIPER NETWORKS	20,053,000	$22.4M	2.08%	-245,000
TOLL BROTHERS INCTOLL BROTHERS INC	20,995,000	$21.9M	2.03%	+35,000
VALERO ENERGY CORPVALERO ENERGY CORP	17,558,000	$18.9M	1.75%	-390,000
VERINT SYS INCVERINT SYS INC	18,657,000	$18.9M	1.75%	-275,000
TOLL BROTHERS INCTOLL BROTHERS INC	18,064,000	$18.8M	1.74%	-285,000
CBRE SERVICES INC NOTE M/W …CBRE SERVICES INC NOTE M/W CLBL	14,880,000	$17.2M	1.59%	-425,000
TAPESTRY INC NOTE M/W CLBLTAPESTRY INC NOTE M/W CLBL	16,361,000	$17M	1.57%	-360,000
QCOMQUALCOMM INC	140,155	$16.5M	1.53%	-3,660	Timeline
MERITAGE HOMES CORPMERITAGE HOMES CORP	14,605,000	$16.3M	1.51%	-435,000
BANK AMER CORP DEP SHS REPS…BANK AMER CORP DEP SHS REPSTG	564,776	$15.2M	1.41%	+53,812
ZILLOW GROUP INCZILLOW GROUP INC	10,215,000	$14.6M	1.35%	-90,000
ALLSTATE CORP DEPOSITARY SH…ALLSTATE CORP DEPOSITARY SHS R	536,379	$14.4M	1.33%	+24,571
MERITAGE HOMES CORPMERITAGE HOMES CORP	13,287,000	$14.2M	1.31%	+480,000
GOOGALPHABET INC	9,160	$13.5M	1.25%	-10	Timeline
TWITTER INCTWITTER INC	13,415,000	$13.4M	1.24%	-1,405,000
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC	486,511	$12.9M	1.19%	+20,318
PGPROCTER & GAMBLE CO	89,586	$12.5M	1.15%	+3,273	Timeline
Hyatt Hotels Corp.Hyatt Hotels Corp.	11,165,000	$12M	1.11%	-200,000
FIFTH THIRD BANKFIFTH THIRD BANK	9,853,000	$10.9M	1.01%	-240,000
ADBEADOBE INC	22,108	$10.8M	1%	-1,315	Timeline
PEPPEPSICO INC	78,188	$10.8M	1%	-266	Timeline
WMTWALMART INC	77,291	$10.8M	1%	+1,950	Timeline
METLIFE INC DEPOSITARY SHS …METLIFE INC DEPOSITARY SHS REP	392,144	$10.7M	0.99%	+11,760
KLA CorpKLA Corp	9,235,000	$10.5M	0.98%	-235,000
KMBKIMBERLY-CLARK CORP	70,739	$10.4M	0.97%	+1,965	Timeline
HDHOME DEPOT INC	37,294	$10.4M	0.96%	+603	Timeline
JNJJOHNSON & JOHNSON	68,129	$10.1M	0.94%	+1,956	Timeline
RSGREPUBLIC SVCS INC	107,502	$10M	0.93%	+3,067	Timeline
VMWARE INCVMWARE INC	8,720,000	$9.87M	0.91%	-85,000
PFEPFIZER INC	262,868	$9.65M	0.89%	+8,443	Timeline
DTE ENERGY CODTE ENERGY CO	204,533	$9.24M	0.86%	-3,698
LMTLOCKHEED MARTIN CORP	24,009	$9.2M	0.85%	+759	Timeline
COSTCOSTCO WHOLESALE CORPORATION	25,431	$9.03M	0.84%	+275	Timeline
MGM GROWTH PPTYS LLCMGM GROWTH PPTYS LLC	310,125	$8.68M	0.8%	-2,581
ADVANCE AUTO PART 4point5pe…ADVANCE AUTO PART 4point5percent2…	7,488,000	$8.38M	0.78%	-170,000
FITBFIFTH THIRD BANCORP DEPO SHS R	311,571	$8.32M	0.77%	+65,403	Timeline
MERCK &COINCMERCK &COINC	98,068	$8.13M	0.75%	+3,926
NEW RELIC INCNEW RELIC INC	8,290,000	$7.91M	0.73%	+4,420,000
GOLDMAN SACHS GROUP INC NOT…GOLDMAN SACHS GROUP INC NOTE M/W …	6,950,000	$7.88M	0.73%	+300,000
JPMORGAN CHASE & CO DEP SH …JPMORGAN CHASE & CO DEP SH REP	283,950	$7.79M	0.72%	+33,865
CADENCE DESIGN SYSTEMS INCCADENCE DESIGN SYSTEMS INC	6,905,000	$7.76M	0.72%	-85,000
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	4,280,000	$7.56M	0.7%	-160,000
AJGGALLAGHER ARTHUR J & CO	71,364	$7.54M	0.7%	+1,639	Timeline
VZVERIZON COMMUNICATIONS INC	126,453	$7.52M	0.7%	+56,826	Timeline
ZILLOW GROUP INCZILLOW GROUP INC	3,875,000	$7.52M	0.7%	-2,250,000
INSMED INCINSMED INC	6,715,000	$7.38M	0.68%	+1,500,000
UNPUNION PAC CORP	37,235	$7.33M	0.68%	+566	Timeline
PNC FINANCIAL 6.125% $1.531…PNC FINANCIAL 6.125% $1.53125 PFD	268,150	$7.13M	0.66%	+16,525
PURE STORAGE INCPURE STORAGE INC	7,360,000	$7.07M	0.65%	+1,185,000
CSCOCISCO SYS INC	172,986	$6.81M	0.63%	+9,908	Timeline
SCHWAB CHARLES CORP NEW DP …SCHWAB CHARLES CORP NEW DP SHS	261,135	$6.72M	0.62%	-7,986
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC	6,385,000	$6.69M	0.62%	-220,000
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC	5,860,000	$6.68M	0.62%	-155,000
TXNTEXAS INSTRS INC	43,876	$6.26M	0.58%	+16,353	Timeline
IONSIONIS PHARMACEUTICALS INC	130,199	$6.18M	0.57%	+19,521	Timeline
EMREMERSON ELEC CO	93,290	$6.12M	0.57%	+374	Timeline
TAPESTRY INCTAPESTRY INC	5,715,000	$5.77M	0.53%	-280,000
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC.	3,735,000	$5.71M	0.53%	-110,000
RTX CORPORATIONRTX CORPORATION	98,994	$5.7M	0.53%	+7,493
TRUIST FINL CORP DEPSHS RP …TRUIST FINL CORP DEPSHS RP PFD	217,737	$5.66M	0.52%	-10,110
GISGENERAL MILLS INC	90,970	$5.61M	0.52%	+17,156	Timeline
SBUXSTARBUCKS CORP	64,634	$5.55M	0.51%	+1,882	Timeline
INTCINTEL CORP	105,740	$5.47M	0.51%	+10,264	Timeline
TAT&T INC	186,116	$5.31M	0.49%	+14,545	Timeline
GLWCORNING INC	160,276	$5.2M	0.48%	-3,787	Timeline
EXACT SCIENCES CORPEXACT SCIENCES CORP	4,375,000	$5.15M	0.48%	+3,935,000
EVRGEVERGY INC	98,980	$5.03M	0.47%	+7,422	Timeline
VLOVALERO ENERGY CORP	115,916	$5.02M	0.47%	+3,991	Timeline
JPMJPMORGAN CHASE & CO	50,031	$4.82M	0.45%	+29,889	Timeline
CLEVELAND CLIFFS INCCLEVELAND CLIFFS INC	4,620,000	$4.8M	0.44%	+1,565,000
AMGNAMGEN INC	18,291	$4.65M	0.43%	+11,105	Timeline
MMM3M CO	28,785	$4.61M	0.43%	+2,152	Timeline
DIGITAL RLTY TR INC PFD SER…DIGITAL RLTY TR INC PFD SER L	157,378	$4.28M	0.4%	new
EXACT SCIENCES CORPEXACT SCIENCES CORP	2,690,000	$4.16M	0.38%	-35,000
HYATT HOTELS CORPHYATT HOTELS CORP	4,008,000	$4.1M	0.38%	-85,000
US BANCORP DEL DEP $1.625 P…US BANCORP DEL DEP $1.625 PFD Ser…	149,480	$3.98M	0.37%	-6,890
MEDTRONIC INCMEDTRONIC INC	38,265	$3.98M	0.37%	+6,677
AGILENT TECHNOLOGIESAGILENT TECHNOLOGIES	3,665,000	$3.97M	0.37%	-10,000
ORCLORACLE CORP	66,253	$3.96M	0.37%	+28,786	Timeline
AMZNAMAZON COM INC	1,230	$3.87M	0.36%	+9	Timeline
RPMRPM INTL INC	45,580	$3.78M	0.35%	-945	Timeline
OMEROS CORPOMEROS CORP	4,445,000	$3.71M	0.34%	new
JPMorgan Chase preferredJPMorgan Chase preferred	143,933	$3.65M	0.34%	-5,880
KLACKLA CORP	18,779	$3.64M	0.34%	+1,110	Timeline
CLXCLOROX CO DEL	16,958	$3.56M	0.33%	+2,231	Timeline
VVISA INC	17,602	$3.52M	0.33%	+2,077	Timeline
CGNXCOGNEX CORP	53,499	$3.48M	0.32%	-2,275	Timeline
AMERICAN ELEC PWR CO INCAMERICAN ELEC PWR CO INC	71,682	$3.48M	0.32%	+11,084
DISDISNEY WALT CO	27,319	$3.39M	0.31%	+17,308	Timeline
JPMORGAN CHASE 4.125 26 …JPMORGAN CHASE 4.125 26 …	2,910,000	$3.39M	0.31%	-20,000
HONHONEYWELL INTL INC	20,348	$3.35M	0.31%	+12,791	Timeline
GOOGLALPHABET INC	2,243	$3.29M	0.3%	+4	Timeline
PNWPINNACLE WEST CAP CORP	43,671	$3.26M	0.3%	+884	Timeline
AT&T INC 3.4 05/15/2025AT&T INC 3.4 05/15/2025	2,923,000	$3.23M	0.3%	-40,000
GLOBAL NET LEASE INCGLOBAL NET LEASE INC	202,643	$3.22M	0.3%	+84,212
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	61,388	$3.2M	0.3%	+8,385
MCDONALDS CORPMCDONALDS CORP	3,160,000	$3.17M	0.29%	-70,000
MCDMCDONALDS CORP	13,833	$3.04M	0.28%	+2,115	Timeline
MARRIOTT INTL INCMARRIOTT INTL INC	2,925,000	$2.99M	0.28%	-68,000
METAMETA PLATFORMS INC	11,323	$2.96M	0.27%	-146	Timeline
MACQUARIE INFRASTRUCTURE CORMACQUARIE INFRASTRUCTURE COR	3,150,000	$2.88M	0.27%	-110,000
REPUBLIC SERVICES INCREPUBLIC SERVICES INC	2,550,000	$2.82M	0.26%	-90,000
KMIKINDER MORGAN INC DEL	224,940	$2.77M	0.26%	-9,063	Timeline
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN	2,520,000	$2.75M	0.25%	-35,000
ACNACCENTURE PLC IRELAND	11,649	$2.63M	0.24%	+2,244	Timeline
NEXTERA ENERGY INCNEXTERA ENERGY INC	55,547	$2.59M	0.24%	+19,207
CINFCINCINNATI FINL CORP	33,056	$2.58M	0.24%	-1,220	Timeline
IRMIRON MTN INC DEL	92,199	$2.47M	0.23%	+52,760	Timeline
JPMORGAN CHASE & COJPMORGAN CHASE & CO	2,233,000	$2.46M	0.23%	-45,000
AGILENT TECHNOLOGIESAGILENT TECHNOLOGIES	2,225,000	$2.46M	0.23%	-130,000
II VI INCII VI INC	1,995,000	$2.25M	0.21%	-45,000
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	1,350,000	$2.24M	0.21%	-40,000
CHENIERE ENERGY INCCHENIERE ENERGY INC	2,980,000	$2.14M	0.2%	+310,000
NORTHROP GRUMMANNORTHROP GRUMMAN	2,065,000	$2.1M	0.19%	-70,000
AMGEN INC 2.65 05/11/2022AMGEN INC 2.65 05/11/2022	2,015,000	$2.08M	0.19%	-40,000
Bunge LimitedBunge Limited	20,737	$2.04M	0.19%	-640
MGMMGM RESORTS INTERNATIONAL	93,244	$2.03M	0.19%	+645	Timeline
PNCPNC FINL SVCS GROUP INC	18,412	$2.02M	0.19%	+4,065	Timeline
TXRHTEXAS ROADHOUSE INC	33,253	$2.02M	0.19%	-325	Timeline
CVSCVS HEALTH CORP	34,411	$2.01M	0.19%	+27	Timeline
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN	1,615,000	$1.96M	0.18%	-85,000
MARRIOTT INTL INCMARRIOTT INTL INC	1,865,000	$1.93M	0.18%	-30,000
DIGITAL RLTY TR INCDIGITAL RLTY TR INC	72,034	$1.91M	0.18%	+71,634
PAYXPAYCHEX INC	23,165	$1.85M	0.17%	-376	Timeline
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	1,270,000	$1.84M	0.17%	-30,000
IBMINTERNATIONAL BUSINESS MACHS	15,130	$1.84M	0.17%	+1,016	Timeline
HUNHUNTSMAN CORP	78,545	$1.74M	0.16%	-2,619	Timeline
CVS HEALTH CORPCVS HEALTH CORP	1,685,000	$1.71M	0.16%	-70,000
TFCTRUIST FINL CORP	44,910	$1.71M	0.16%	-3,864	Timeline
AGNTAGNT INC	41,912	$1.69M	0.16%	+30,152	Timeline
LYBLYONDELLBASELL INDUSTRIES NV	23,032	$1.62M	0.15%	-935	Timeline
LEGLEGGETT & PLATT INC	38,887	$1.6M	0.15%	-1,162	Timeline
AMERICAN TOWER CORPAMERICAN TOWER CORP	1,390,000	$1.6M	0.15%	new
KOCOCA COLA CO	32,006	$1.58M	0.15%	+23,800	Timeline
INTRA-CELLULAR THERAPIES INCINTRA-CELLULAR THERAPIES INC	58,935	$1.51M	0.14%	+38,785
USBUS BANCORP	41,389	$1.48M	0.14%	+6,012	Timeline
MARRIOTT INTERNATIONAL INC …MARRIOTT INTERNATIONAL INC NOTE M…	1,463,000	$1.46M	0.13%	-70,000
CORNING INCCORNING INC	1,385,000	$1.43M	0.13%	-40,000
XOMEXXON MOBIL CORP	41,384	$1.42M	0.13%	+1,237	Timeline
HANESBRANDS INCHANESBRANDS INC	88,825	$1.4M	0.13%	-6,190
AMERICAN EXPRESSAMERICAN EXPRESS	1,248,000	$1.38M	0.13%	-25,000
AT&T INCAT&T INC	1,315,000	$1.37M	0.13%	-50,000
WMWASTE MGMT INC DEL	12,048	$1.36M	0.13%	-90	Timeline
Citigroup 4.450 09/29/27Citigroup 4.450 09/29/27	1,160,000	$1.34M	0.12%	new
CLIFFS NATURAL RESOURCESCLIFFS NATURAL RESOURCES	205,590	$1.32M	0.12%	-12,360
UNION PACIFIC COUNION PACIFIC CO	1,140,000	$1.27M	0.12%	-15,000
ITWILLINOIS TOOL WKS INC	6,498	$1.25M	0.12%	+6,012	Timeline
TARGET CORPTARGET CORP	7,928	$1.25M	0.12%	+23
BABOEING CO	7,156	$1.18M	0.11%	+488	Timeline
TECKTECK RESOURCES LTD	84,302	$1.17M	0.11%	-1,210	Timeline
WP CAREY INCWP CAREY INC	1,065,000	$1.17M	0.11%	-35,000
VALERO ENERGY CORPORATIONVALERO ENERGY CORPORATION	1,115,000	$1.16M	0.11%	-5,000
QUALCOMM INC NOTE M/W CLBLQUALCOMM INC NOTE M/W CLBL	1,105,000	$1.15M	0.11%	-25,000
CVXCHEVRON CORPORATION	15,607	$1.12M	0.1%	+229	Timeline
TSMTAIWAN SEMICONDUCTOR MANUFAC	12,991	$1.05M	0.1%	+1,486	Timeline
AMERICAN TOWER CORPAMERICAN TOWER CORP	4,317	$1.04M	0.1%	+3,570
WPCWP CAREY INC	15,919	$1.04M	0.1%	-599	Timeline
MCDONALD'S CORPMCDONALD'S CORP	900,000	$1.02M	0.09%	-70,000
BRK-BBERKSHIRE HATHAWAY INC DEL	4,795	$1.02M	0.09%	-21	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	3,035	$1.02M	0.09%	+200	Timeline
MPTMEDICAL PROPERTIES TRUST INC	56,170	$990K	0.09%	-155	Timeline
WASTE MGMT INCWASTE MGMT INC	940,000	$978K	0.09%	-20,000
NKENIKE INC	7,550	$948K	0.09%	+79	Timeline
CVS HEALTH CORP (VARIABLE)CVS HEALTH CORP (VARIABLE)	875,000	$877K	0.08%	-40,000
WYWEYERHAEUSER CO	30,498	$870K	0.08%	-3,155	Timeline
ORACLE CORPORACLE CORP	785,000	$853K	0.08%	-10,000
FLEX LTDFLEX LTD	780,000	$852K	0.08%	-15,000
NORTHROP GRUMMAN CORP FXD R…NORTHROP GRUMMAN CORP FXD RT SR N…	758,000	$846K	0.08%	-5,000
FISFIDELITY NATL INFORMATION SV	5,743	$845K	0.08%	-15	Timeline
ABTABBOTT LABORATORIES	7,656	$833K	0.08%	+3,366	Timeline
PSXPHILLIPS 66	16,008	$830K	0.08%	-430	Timeline
LUVSOUTHWEST AIRLS CO	20,411	$765K	0.07%	-2,950	Timeline
CSXCSX CORP	9,664	$751K	0.07%	+7,206	Timeline
BMYBRISTOL-MYERS SQUIBB CO	11,999	$723K	0.07%	+629	Timeline
GOLDMAN SACHS GROUP IN DEP …GOLDMAN SACHS GROUP IN DEP 1/1000…	27,862	$723K	0.07%	-15
VALERO ENERGY CORPVALERO ENERGY CORP	645,000	$722K	0.07%	new
PMPHILIP MORRIS INTL INC	9,497	$712K	0.07%	+216	Timeline
SRNESORRENTO THERAPEUTICS, INC.	61,804	$689K	0.06%	new	Timeline
CATCATERPILLAR INC	4,364	$651K	0.06%	+183	Timeline
PFLPIMCO INCOME STRATEGY FD	63,181	$639K	0.06%	-500	Timeline
STARBUCKS CORPSTARBUCKS CORP	585,000	$638K	0.06%	0
MEDTRONIC INCMEDTRONIC INC	565,000	$637K	0.06%	0
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC	640,000	$636K	0.06%	-3,650,000
PFNPIMCO INCOME STRATEGY FD II	68,800	$625K	0.06%	0	Timeline
JUNIPER NETWORKS INCJUNIPER NETWORKS INC	530,000	$607K	0.06%	new
WSTWEST PHARMACEUTICAL SVSC INC	2,190	$602K	0.06%	0	Timeline
GOLDMAN SACHS GROUP INC 3.6…GOLDMAN SACHS GROUP INC 3.625 01/…	560,000	$598K	0.06%	-5,000
NVDANVIDIA CORPORATION	1,044	$565K	0.05%	-230	Timeline
HEALTHCARE RLTY TRHEALTHCARE RLTY TR	17,975	$541K	0.05%	0
GOLDMAN SACHS GROUP (VARIAB…GOLDMAN SACHS GROUP (VARIABLE)	535,000	$537K	0.05%	0
ABBVABBVIE INC	6,095	$534K	0.05%	+3,219	Timeline
JPMORGAN CHASEJPMORGAN CHASE	455,000	$529K	0.05%	new
VUGVANGUARD INDEX FDS	2,200	$501K	0.05%	-462	Timeline
APPLE INC. 3.25 26 …APPLE INC. 3.25 26 …	425,000	$478K	0.04%	0
LLYELI LILLY & CO	3,170	$469K	0.04%	-439	Timeline
BABAALIBABA GROUP HLDG LTD	1,581	$465K	0.04%	+224	Timeline
3M CO3M CO	345,000	$465K	0.04%	0
BK OF AMERICA CORP PFD CUM …BK OF AMERICA CORP PFD CUM SER C	17,480	$443K	0.04%	-130
STWDSTARWOOD PPTY TR INC	29,139	$440K	0.04%	-214	Timeline
ABALLIANCEBERNSTEIN HLDG L P	16,142	$436K	0.04%	-700	Timeline
AMATAPPLIED MATLS INC	7,276	$433K	0.04%	+117	Timeline
AMERICAN CAPITAL AGENCY CORPAMERICAN CAPITAL AGENCY CORP	31,156	$433K	0.04%	0
XEADXALLSPRING INCOME OPPORTUNIT	57,573	$420K	0.04%	0	Timeline
SONSONOCO PRODS CO	8,210	$419K	0.04%	0	Timeline
CRMSALESFORCE INC	1,602	$403K	0.04%	+83	Timeline
IPGPIPG PHOTONICS CORP	2,368	$402K	0.04%	0	Timeline
MOALTRIA GROUP INC	10,217	$395K	0.04%	-375	Timeline
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FD	85,615	$392K	0.04%	0
IWNISHARES TR	2,648	$388K	0.04%	-123	Timeline
NICHOLAS APPLEGATENICHOLAS APPLEGATE	94,060	$387K	0.04%	0
KYNKAYNE ANDERSON ENERGY INFRST	95,667	$382K	0.04%	-16,249	Timeline
HIXWESTERN ASSET HIGH INCOM FD	57,703	$369K	0.03%	0	Timeline
PHYSICIANS REALTY TRUSTPHYSICIANS REALTY TRUST	20,256	$363K	0.03%	+285
NEENEXTERA ENERGY INC	1,297	$360K	0.03%	+33	Timeline
MAMASTERCARD INCORPORATED	1,060	$358K	0.03%	+26	Timeline
NORTHROP GRUMMAN CORP 3.25 …NORTHROP GRUMMAN CORP 3.25 08/01/…	320,000	$345K	0.03%	0
FLG-PUFLAGSTAR BANK NATIONAL ASSOC	7,770	$344K	0.03%	0	Timeline
CSX CORPCSX CORP	305,000	$343K	0.03%	-35,000
UGIUGI CORP NEW	10,235	$338K	0.03%	-335	Timeline
SCHXSCHWAB STRATEGIC TR	4,173	$336K	0.03%	+3,724	Timeline
BNDVANGUARD BD INDEX FDS	3,792	$334K	0.03%	+942	Timeline
PLDPROLOGIS INC.	3,249	$327K	0.03%	+49	Timeline
FDXFEDEX CORP	1,301	$327K	0.03%	-75	Timeline
ISIS PHARMACEUTICALS INC DELISIS PHARMACEUTICALS INC DEL	318,000	$326K	0.03%	-8,798,000
TSLATESLA INC	752	$323K	0.03%	+682	Timeline
CLCOLGATE PALMOLIVE CO	4,118	$318K	0.03%	+61	Timeline
WFCWELLS FARGO & CO	13,448	$316K	0.03%	-3,046	Timeline
EPDENTERPRISE PRODS PARTNERS L	20,032	$316K	0.03%	+1,417	Timeline
LOWES CO INCLOWES CO INC	235,000	$309K	0.03%	0
MDLZMONDELEZ INTL INC	5,344	$307K	0.03%	-96	Timeline
WPMWHEATON PRECIOUS METALS CORP	6,255	$307K	0.03%	+1,450	Timeline
MARRIOTT INTERNATIONAL INC …MARRIOTT INTERNATIONAL INC NOTE M…	300,000	$305K	0.03%	0
Scottsdale Az MpcScottsdale Az Mpc	250,000	$295K	0.03%	new
DOVDOVER CORP	2,697	$292K	0.03%	-25	Timeline
VTIVANGUARD INDEX FDS	1,705	$290K	0.03%	0	Timeline
IVVISHARES TR	852	$286K	0.03%	+100	Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L	8,348	$286K	0.03%	+1,312
OREALTY INCOME CORP	4,695	$285K	0.03%	-80	Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	979	$272K	0.03%	-205
UNHUNITEDHEALTH GROUP INC	866	$270K	0.03%	+26	Timeline
MCDONALD'S CORP 3.6 30 DUE …MCDONALD'S CORP 3.6 30 DUE 07/01/…	230,000	$268K	0.02%	new
HYIWESTERN ASSET HIGH YIELD OPP	19,000	$267K	0.02%	0	Timeline
Salt River Prj AzSalt River Prj Az	250,000	$264K	0.02%	new
ETENERGY TRANSFER L P	48,519	$263K	0.02%	+7,157	Timeline
ETNEaton Corp.	2,569	$262K	0.02%	-61	Timeline
Phoenix Az WtrPhoenix Az Wtr	250,000	$259K	0.02%	new
LOCKHEED MARTIN CORP 2.5 11…LOCKHEED MARTIN CORP 2.5 11/23/20…	257,000	$257K	0.02%	-21,000
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORP	48,984	$249K	0.02%	-1,500
MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INC	3,626	$245K	0.02%	-274
VICIVICI PPTYS INC	10,255	$240K	0.02%	-2,280	Timeline
HUMHUMANA INC	572	$237K	0.02%	0	Timeline
Maricopa Az Esd #2Maricopa Az Esd #2	200,000	$234K	0.02%	new
ALLIANZGI DIVIDEND INT & PRMALLIANZGI DIVIDEND INT & PRM	19,500	$230K	0.02%	0
LOWLOWES COS INC	1,382	$229K	0.02%	+226	Timeline
CHIMERA INVESTMENT CORPCHIMERA INVESTMENT CORP	27,400	$225K	0.02%	0
ENDTFCANOE EIT INCOME FUND UNITS (C	32,810	$225K	0.02%	0	Timeline
FCXFREEPORT MCMORAN INC	14,151	$221K	0.02%	+8,957	Timeline
STZCONSTELLATION BRANDS INC	1,156	$219K	0.02%	+36	Timeline
Glendale Az Uhsd 20Glendale Az Uhsd 20	200,000	$217K	0.02%	new
Market Vectors EtfMarket Vectors Etf	3,546	$212K	0.02%	+1,546
DEODIAGEO PLC	1,530	$211K	0.02%	+769	Timeline
SALT RIVER PROJ AZ AGRIC IM…SALT RIVER PROJ AZ AGRIC IMPT & P…	200,000	$211K	0.02%	new
Az St Trans BrdAz St Trans Brd	200,000	$208K	0.02%	new
INTUINTUIT	629	$205K	0.02%	0	Timeline
AEPAMERICAN ELEC PWR CO INC	2,481	$203K	0.02%	-72	Timeline
Pima Cn Az Regl TraPima Cn Az Regl Tra	180,000	$202K	0.02%	new
Maricopa County AriMaricopa County Ari	170,000	$199K	0.02%	new
ILPTINDUSTRIAL LOGISTICS PPTYS T	8,935	$195K	0.02%	-405	Timeline
CIGNA CORP 4 02/15/2022CIGNA CORP 4 02/15/2022	187,000	$193K	0.02%	0
XDHYXCREDIT SUISSE HIGH YIELD CRE	90,000	$190K	0.02%	0	Timeline
US BANCORP DELUS BANCORP DEL	7,053	$190K	0.02%	+7,015
WASTE MGMT INCWASTE MGMT INC	135,000	$188K	0.02%	0
SOCORRO TX ISDSOCORRO TX ISD	175,000	$182K	0.02%	0
VERIZON COMMUNICATIONS INC …VERIZON COMMUNICATIONS INC 5.15 0…	160,000	$181K	0.02%	0
VGMINVESCO TR INVT GRADE MUNS	14,328	$178K	0.02%	0	Timeline
SVCSERVICE PPTYS TR	22,325	$177K	0.02%	-430	Timeline
WELLS FARGOWELLS FARGO	162,000	$177K	0.02%	0
ELLAUDER ESTEE COS INC	800	$175K	0.02%	0	Timeline
METROPOLITAN STATEMETROPOLITAN STATE	155,000	$174K	0.02%	0
Pinal Cn AzPinal Cn Az	150,000	$174K	0.02%	new
CACICACI INTL INC	800	$171K	0.02%	-32	Timeline
OHIOMEGA HEALTHCARE INVS INC	5,644	$169K	0.02%	-96	Timeline
Maricopa County AriMaricopa County Ari	150,000	$169K	0.02%	new
MELIMERCADOLIBRE INC	153	$166K	0.02%	-10	Timeline
AZOAUTOZONE INC	141	$166K	0.02%	0	Timeline
GILDGILEAD SCIENCES INC	2,609	$165K	0.02%	+686	Timeline
NSCNORFOLK SOUTHN CORP	770	$165K	0.02%	+566	Timeline
ARMOUR RESIDENTIAL REIT INCARMOUR RESIDENTIAL REIT INC	17,090	$163K	0.02%	0
Yuma Arizona MuniciYuma Arizona Munici	150,000	$162K	0.02%	new
EXELEXELIXIS INC	6,560	$160K	0.01%	+4,140	Timeline
YUMYUM BRANDS INC	1,753	$160K	0.01%	0	Timeline
DGDOLLAR GEN CORP	760	$159K	0.01%	+734	Timeline
MPLXMPLX LP	10,091	$159K	0.01%	0	Timeline
NADNUVEEN QUALITY MUNCP INCOME	10,860	$158K	0.01%	0	Timeline
INVESCO UNIT TRUSTSINVESCO UNIT TRUSTS	178	$158K	0.01%	0
TEMPE AZ EXCISE TAXTEMPE AZ EXCISE TAX	150,000	$155K	0.01%	new
Pinal Cn Az CcdPinal Cn Az Ccd	125,000	$155K	0.01%	new
IVWISHARES TR	666	$154K	0.01%	0	Timeline
PYPLPAYPAL HLDGS INC	779	$153K	0.01%	+270	Timeline
Duke EnergyDuke Energy	1,726	$153K	0.01%	0
US Treasu NtUS Treasu Nt	150,000	$153K	0.01%	new
XILINX, INC.XILINX, INC.	150,000	$152K	0.01%	0
MICHIGAN BELL TEMICHIGAN BELL TE	140,000	$151K	0.01%	0
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	2,935	$148K	0.01%	-2,975
INVESCO ADVANTAGE MUNI INCO…INVESCO ADVANTAGE MUNI INCOME	13,603	$147K	0.01%	0
VOEVANGUARD INDEX FDS	1,425	$144K	0.01%	+45	Timeline
MCKMCKESSON CORP	963	$143K	0.01%	+817	Timeline
WISCONSIN ENERGY CORPWISCONSIN ENERGY CORP	1,475	$143K	0.01%	0
VOOVANGUARD INDEX FDS	461	$142K	0.01%	0	Timeline
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT	19,974	$142K	0.01%	-268
CSX CORPCSX CORP	130,000	$142K	0.01%	0
Dow Chemical CompanyDow Chemical Company	3,000	$141K	0.01%	-261
BACBANK OF AMER CORP	5,814	$140K	0.01%	+322	Timeline
SCOTTSDALE AZSCOTTSDALE AZ	135,000	$140K	0.01%	+125,000
UNIV TX UNIVUNIV TX UNIV	140,000	$140K	0.01%	new
BAXBAXTER INTL INC	1,716	$138K	0.01%	0	Timeline
RYDEX S&P EQ WEIGHT TECHN E…RYDEX S&P EQ WEIGHT TECHN ETF(RYT)	655	$138K	0.01%	new
AGGISHARES TR	1,154	$136K	0.01%	+195	Timeline
AREALEXANDRIA REAL ESTATE EQ IN	847	$136K	0.01%	0	Timeline
CMCSACOMCAST CORP NEW	2,902	$134K	0.01%	-293	Timeline
BLACKROCK MUNIYIELD QUALITYBLACKROCK MUNIYIELD QUALITY	10,000	$134K	0.01%	0
EASTERLY GOVERNMENT PROPERT…EASTERLY GOVERNMENT PROPERTIES	5,950	$133K	0.01%	0
CELGENE CORP NOTE M/W CLBLCELGENE CORP NOTE M/W CLBL	125,000	$132K	0.01%	0
PMOFRANKLIN MUN OPPORTUNITIES T	10,000	$130K	0.01%	0	Timeline
HP INCORPORATION NOTE M/W C…HP INCORPORATION NOTE M/W CLBL	125,000	$130K	0.01%	0
STARBUCKS CORPSTARBUCKS CORP	115,000	$130K	0.01%	0
NJ ST TRANS TRNJ ST TRANS TR	100,000	$130K	0.01%	0
PMTPENNYMAC MTG INVT TR	8,000	$129K	0.01%	0	Timeline
EXREXTRA SPACE STORAGE INC	1,207	$129K	0.01%	-42	Timeline
SCHBSCHWAB STRATEGIC TR	1,612	$128K	0.01%	0	Timeline
MD ST DEPT TRANS REVMD ST DEPT TRANS REV	100,000	$128K	0.01%	new
SALT RIVER PROJ AZ AGRIC IM…SALT RIVER PROJ AZ AGRIC IMPT & P…	120,000	$127K	0.01%	new
GENERAL MOTORS FIGENERAL MOTORS FI	125,000	$127K	0.01%	+12,000
WASTE MGMT INCWASTE MGMT INC	115,000	$126K	0.01%	0
KING CNTY WA SWR REVKING CNTY WA SWR REV	100,000	$125K	0.01%	new
ARAPAHOE CNTY SD #6ARAPAHOE CNTY SD #6	100,000	$125K	0.01%	0
CLARK CNTY NV HWYCLARK CNTY NV HWY	100,000	$125K	0.01%	new
NY ST DORM AUTHNY ST DORM AUTH	125,000	$125K	0.01%	new
WYETH LLCWYETH LLC	105,000	$122K	0.01%	0
TEXTRON INCORPORATEXTRON INCORPORA	110,000	$121K	0.01%	0
ADIANALOG DEVICES INC	1,028	$120K	0.01%	0	Timeline
XMYDXBLACKROCK MUNIYIELD FUND	8,872	$119K	0.01%	0	Timeline
NEW RESIDENTIAL INVT CORPNEW RESIDENTIAL INVT CORP	15,000	$119K	0.01%	0
BPBP PLC	6,767	$118K	0.01%	0	Timeline
CA INCCA INC	110,000	$117K	0.01%	0
SCHWCHARLES SCHWAB CORP (THE)	3,210	$116K	0.01%	0	Timeline
MCOMOODYS CORP	400	$116K	0.01%	0	Timeline
BEBLOOM ENERGY CORP	6,395	$115K	0.01%	-497	Timeline
FRISCO TX ISDFRISCO TX ISD	110,000	$115K	0.01%	0
FT LEWIS CLG BD COFT LEWIS CLG BD CO	100,000	$115K	0.01%	0
GSGOLDMAN SACHS GROUP INC	565	$114K	0.01%	-7	Timeline
SKYYFIRST TR EXCHANGE-TRADED FD	1,447	$114K	0.01%	+1,414	Timeline
Crown CastleCrown Castle	683	$114K	0.01%	0
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	3,551	$114K	0.01%	0
ADAMS & WELD CO SD#27ADAMS & WELD CO SD#27	100,000	$114K	0.01%	0
WILLOW TRACE MET COWILLOW TRACE MET CO	100,000	$114K	0.01%	0
DOCUDOCUSIGN INC	526	$113K	0.01%	-37	Timeline
PMLPIMCO MUN INCOME FD II	8,321	$112K	0.01%	0	Timeline
MACQUARIE INFRASTRUCTUREMACQUARIE INFRASTRUCTURE	4,160	$112K	0.01%	-700
VERIZON COMMUNICVERIZON COMMUNIC	100,000	$111K	0.01%	0
DENVER CO C&C SDENVER CO C&C S	100,000	$111K	0.01%	0
COMPUTER SCIENCES CORP NOTE…COMPUTER SCIENCES CORP NOTE M/W C…	105,000	$110K	0.01%	0
TOLL BROTHERS INCTOLL BROTHERS INC	100,000	$109K	0.01%	0
SLVISHARES SILVER TR	5,005	$108K	0.01%	+1,905	Timeline
VCSHVANGUARD SCOTTSDALE FDS	1,300	$108K	0.01%	new	Timeline
TIFFANY & COpoint 3poin…TIFFANY & COpoint 3point8perc…	100,000	$108K	0.01%	0
IJHISHARES TR	580	$107K	0.01%	-178	Timeline
TYSON FOODS INC NOTE M/W CL…TYSON FOODS INC NOTE M/W CLBL	100,000	$106K	0.01%	0
WAUKEE IAWAUKEE IA	100,000	$106K	0.01%	0
DENVER CO C&C SD #1DENVER CO C&C SD #1	100,000	$106K	0.01%	0
SOSOUTHERN CO	1,922	$104K	0.01%	+100	Timeline
ENBENBRIDGE INC	3,551	$104K	0.01%	+1,232	Timeline
Citigroup Inc 6.875 PFDCitigroup Inc 6.875 PFD	3,775	$104K	0.01%	+3,575
Pinal Cn Az Elec #3Pinal Cn Az Elec #3	100,000	$104K	0.01%	new
THE JOHN HOPKITHE JOHN HOPKI	100,000	$104K	0.01%	0
Invesco S&P SmallCap Health…Invesco S&P SmallCap Health Care …	781	$103K	0.01%	0
AMERICAN TOBACCOAMERICAN TOBACCO	100,000	$103K	0.01%	0
BANK OF AMERICA CORBANK OF AMERICA COR	100,000	$103K	0.01%	0
SYKSTRYKER CORPORATION	489	$102K	0.01%	0	Timeline
DLRDIGITAL RLTY TR INC	697	$102K	0.01%	-100	Timeline
SPECTRUM PHARMACEUTICALS INCSPECTRUM PHARMACEUTICALS INC	25,000	$102K	0.01%	new
TIPISHARES TR	800	$101K	0.01%	new	Timeline
ISHARES GOLD TRUSTISHARES GOLD TRUST	5,635	$101K	0.01%	-3
THE HOME DEPOT, ITHE HOME DEPOT, I	100,000	$101K	0.01%	0
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	4,142	$100K	0.01%	-97
Az St Trans Brd HwyAz St Trans Brd Hwy	95,000	$98K	0.01%	new
EXASEXACT SCIENCES CORP	950	$97K	0.01%	0	Timeline
Glendale Arizona MuGlendale Arizona Mu	90,000	$97K	0.01%	new
BTIBRITISH AMERN TOB PLC	2,630	$95K	0.01%	0	Timeline
BIIBBIOGEN INC	335	$95K	0.01%	0	Timeline
BDXBECTON DICKINSON & CO	403	$94K	0.01%	0	Timeline
STONEGATE VLG MSTONEGATE VLG M	90,000	$94K	0.01%	0
Maricopa Az Sd #40Maricopa Az Sd #40	75,000	$94K	0.01%	new
ME MUN BD BK REVME MUN BD BK REV	75,000	$93K	0.01%	new
OH ST WTR POLL REVOH ST WTR POLL REV	75,000	$93K	0.01%	new
MASSACHUSETTS ST, GO BDSMASSACHUSETTS ST, GO BDS	65,000	$92K	0.01%	new
NY ST DORM AUTH PERSNY ST DORM AUTH PERS	75,000	$92K	0.01%	new
GEORGIA ST GOGEORGIA ST GO	75,000	$92K	0.01%	new
Scottsdale ArizScottsdale Ariz	80,000	$91K	0.01%	new
INVHINVITATION HOMES INC	3,228	$90K	0.01%	0	Timeline
AMERICAN EXPRESS CO NOTE M/…AMERICAN EXPRESS CO NOTE M/W CLBL	85,000	$90K	0.01%	0
OK ST TPK AUTH REVOK ST TPK AUTH REV	75,000	$90K	0.01%	new
AMERICAN TOWER CORPAMERICAN TOWER CORP	85,000	$90K	0.01%	0
Az Bd Regents UnivAz Bd Regents Univ	80,000	$90K	0.01%	new
NFLXNETFLIX INC.	178	$89K	0.01%	+30	Timeline
PRUPRUDENTIAL FINL INC	1,393	$89K	0.01%	0	Timeline
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC	2,486	$89K	0.01%	+300
PUBLIC STOPUBLIC STO	3,490	$89K	0.01%	0
GUNNISON ETC CO SDGUNNISON ETC CO SD	75,000	$89K	0.01%	0
TYSON FOODS INCTYSON FOODS INC	80,000	$89K	0.01%	+12,000
CHICAGO IL O'HARE REVCHICAGO IL O'HARE REV	75,000	$89K	0.01%	new
PLUGPLUG PWR INC	6,564	$88K	0.01%	+164	Timeline
NEUCES RV AUTH WTRNEUCES RV AUTH WTR	75,000	$88K	0.01%	new
DDOMINION ENERGY INC	1,104	$87K	0.01%	-280	Timeline
SWKSSKYWORKS SOLUTIONS INC	600	$87K	0.01%	-250	Timeline
MIAMI-DADE CN FL RMIAMI-DADE CN FL R	55,000	$87K	0.01%	0
L BRANDS INCL BRANDS INC	85,000	$87K	0.01%	+5,000
MUMICRON TECHNOLOGY INC	1,828	$86K	0.01%	+100	Timeline
WMBWILLIAMS COS INC	4,402	$86K	0.01%	+1,713	Timeline
PAGSPAGSEGURO DIGITAL LTD	2,285	$86K	0.01%	-790	Timeline
YUMCYUM CHINA HLDGS INC	1,627	$86K	0.01%	0	Timeline
EDWARDS LIFESCIENCES CORPEDWARDS LIFESCIENCES CORP	1,080	$86K	0.01%	0
FL STATE REVFL STATE REV	65,000	$86K	0.01%	new
SLBSLB LIMITED	5,398	$84K	0.01%	+230	Timeline
SONY CORP (ADR)SONY CORP (ADR)	1,095	$84K	0.01%	+104
AMGEN INC NOTE M/W CLBLAMGEN INC NOTE M/W CLBL	80,000	$83K	0.01%	new
KHCKRAFT HEINZ CO	2,726	$82K	0.01%	+104	Timeline
PZZAPAPA JOHNS INTL INC	1,000	$82K	0.01%	0	Timeline
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYS	269	$82K	0.01%	-40
UPSUNITED PARCEL SVCS INC	489	$81K	0.01%	+29	Timeline
CAHCARDINAL HEALTH INC	1,724	$81K	0.01%	0	Timeline
TWLOTWILIO INC	326	$81K	0.01%	+22	Timeline
Tc Pipelines, LpTc Pipelines, Lp	80,000	$81K	0.01%	0
CCITIGROUP INC	1,859	$80K	0.01%	+249	Timeline
MSIMOTOROLA SOLUTIONS INC	510	$80K	0.01%	+200	Timeline
CHEVRON CORP 3point191pe…CHEVRON CORP 3point191percent2…	75,000	$80K	0.01%	+13,000
AZ HLTH FAC AUTHAZ HLTH FAC AUTH	75,000	$80K	0.01%	new
TMOTHERMO FISHER SCIENTIFIC INC	180	$79K	0.01%	-123	Timeline
AMP INCORPORATEDAMP INCORPORATED	512	$79K	0.01%	0
GOLDMAN SACHS GROUP, INC.GOLDMAN SACHS GROUP, INC.	70,000	$78K	0.01%	0
SALT VERDE FINL CORP SR GAS…SALT VERDE FINL CORP SR GAS REV A…	60,000	$78K	0.01%	0
INTERPUBLIC GRP COSINTERPUBLIC GRP COS	75,000	$78K	0.01%	0
BCEBCE INC	1,856	$77K	0.01%	-100	Timeline
TPRAAT&T INC DEP SHS REPSTG 1/1000	2,885	$77K	0.01%	new	Timeline
MORGAN STANLEY 4point875pe…MORGAN STANLEY 4point875percent2…	71,000	$77K	0.01%	0
ENERGY TRANSFER OPERATING L…ENERGY TRANSFER OPERATING L P NOT…	75,000	$77K	0.01%	0
KIMBERLY-CLARK CORPKIMBERLY-CLARK CORP	60,000	$77K	0.01%	0
WILLIAM PARTNERS LWILLIAM PARTNERS L	75,000	$77K	0.01%	0
DOVER CORPDOVER CORP	70,000	$77K	0.01%	0
NEW YORK NY CITY TRANSITION…NEW YORK NY CITY TRANSITIONAL FIN…	60,000	$76K	0.01%	new
TEXAS ST GOTEXAS ST GO	65,000	$76K	0.01%	new
CA STATE VARCA STATE VAR	60,000	$76K	0.01%	new
MCKESSON CORPMCKESSON CORP	75,000	$76K	0.01%	0
VCITVANGUARD SCOTTSDALE FDS	780	$75K	0.01%	+522	Timeline
CITIGROUP INC.CITIGROUP INC.	75,000	$75K	0.01%	+12,000
XLFSELECT SECTOR SPDR TR	3,079	$74K	0.01%	0	Timeline
VGKVANGUARD INTL EQUITY INDEX F	1,412	$74K	0.01%	0	Timeline
WUWESTERN UN CO	3,448	$74K	0.01%	0	Timeline
Streettracks Gold TRUSTStreettracks Gold TRUST	420	$74K	0.01%	+263
AMERICAN TOWER CORPAMERICAN TOWER CORP	65,000	$74K	0.01%	0
EDCONSOLIDATED EDISON INC	937	$73K	0.01%	+48	Timeline
BALLBALL CORP	861	$72K	0.01%	+61	Timeline
AMER INTL GRP INC NOTE M/W …AMER INTL GRP INC NOTE M/W CLBL	65,000	$72K	0.01%	0
TOLL BROS FINANCE CORP 4 7/…TOLL BROS FINANCE CORP 4 7/8 11/1…	65,000	$72K	0.01%	0
SUNDANCE CFD AZSUNDANCE CFD AZ	65,000	$72K	0.01%	new
WA ST GOWA ST GO	60,000	$72K	0.01%	new
WELLS FARGO & COWELLS FARGO & CO	70,000	$72K	0.01%	0
BANK OF AMERICABANK OF AMERICA	67,000	$72K	0.01%	0
PHPARKER-HANNIFIN CORP	346	$70K	0.01%	0	Timeline
NVSNOVARTIS AG	805	$70K	0.01%	+30	Timeline
MKCMCCORMICK & CO INC	360	$70K	0.01%	-50	Timeline
SPIBSPDR SERIES TRUST	1,892	$70K	0.01%	+1,235	Timeline
OCCIDENTAL PETROCCIDENTAL PETR	75,000	$70K	0.01%	0
ATOATMOS ENERGY CORP	720	$69K	0.01%	0	Timeline
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INC	25,374	$69K	0.01%	0
SNYSANOFI SA	1,350	$68K	0.01%	-97	Timeline
MORGAN STANLEYMORGAN STANLEY	63,000	$68K	0.01%	0
ZBHZIMMER BIOMET HOLDINGS INC	495	$67K	0.01%	+175	Timeline
MCHPMICROCHIP TECHNOLOGY INC.	649	$67K	0.01%	+52	Timeline
NSRGYNESTLE SA-SPONS ADR	560	$67K	0.01%	0	Timeline
N TX TWY AUTHN TX TWY AUTH	55,000	$67K	0.01%	new
RAYTHEON CORAYTHEON CO	50,000	$67K	0.01%	0
COPCONOCOPHILLIPS	1,997	$66K	0.01%	-18,452	Timeline
MCDONALD'S CORP 3point25pe…MCDONALD'S CORP 3point25percent2…	60,000	$66K	0.01%	0
TJXTJX COS INC NEW	1,172	$65K	0.01%	-100	Timeline
DOCHEALTHPEAK PROPERTIES INC	2,400	$65K	0.01%	-700	Timeline
ROCKWELL COLLINSROCKWELL COLLINS	60,000	$65K	0.01%	0
AMERICAN EXPRESSAMERICAN EXPRESS	60,000	$65K	0.01%	0
AZ BD REGENTS UNIVAZ BD REGENTS UNIV	60,000	$65K	0.01%	new
BB&T CORPBB&T CORP	60,000	$65K	0.01%	0
NOCNORTHROP GRUMMAN CORP	203	$64K	0.01%	0	Timeline
VFHVANGUARD WORLD FD	1,100	$64K	0.01%	0	Timeline
CAPLCROSSAMERICA PARTNERS LP	4,300	$64K	0.01%	0	Timeline
CHICALAMOS CONV OPPORTUNITIES &	5,829	$64K	0.01%	0	Timeline
MET T AUTH NY REVMET T AUTH NY REV	60,000	$64K	0.01%	new
SALT VERDE AZ FCSALT VERDE AZ FC	50,000	$64K	0.01%	0
CITIGROUP INCCITIGROUP INC	60,000	$64K	0.01%	0

Sold out in Q3 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 239. All 239

Security	Shares before	Value before	Type
US TREASU NTUS TREASU NT	300,000	$301K	shares
Waste Management,Waste Management,	205,000	$210K	shares
IWFISHARES TR	845	$162K	shares
IWDISHARES TR	1,058	$119K	shares
CROWN CASTLE INTCROWN CASTLE INT	100,000	$102K	shares
EBAY INC.EBAY INC.	100,000	$102K	shares
SCHOSCHWAB STRATEGIC TR	1,790	$92K	shares
PUBLIC STORAGE SER WPUBLIC STORAGE SER W	3,250	$81K	shares
Public Storage 5.3Public Storage 5.3	3,092	$77K	shares
DONWISDOMTREE TR	2,692	$76K	shares
JPSTJ P MORGAN EXCHANGE TRADED F	1,485	$75K	shares
ECOLAB INCECOLAB INC	69,000	$73K	shares
DESWISDOMTREE TR	3,215	$68K	shares
AT&T INCAT&T INC	60,000	$64K	shares
ASTRAZENECA PLASTRAZENECA PL	50,000	$56K	shares
HP INC.HP INC.	50,000	$52K	shares
GOLDMAN SACHS GRGOLDMAN SACHS GR	50,000	$50K	shares
HSBC USA INC.HSBC USA INC.	50,000	$50K	shares
KY ST MUN PWR AGKY ST MUN PWR AG	50,000	$50K	shares
SYMANTEC CORPSYMANTEC CORP	50,000	$50K	shares
CONAGRA BRANDS,CONAGRA BRANDS,	50,000	$50K	shares
FARMINGTON NM POLFARMINGTON NM POL	50,000	$50K	shares
AUTOZONE, INC.AUTOZONE, INC.	50,000	$50K	shares
SUPNSUPERNUS PHARMACEUTICALS	1,838	$44K	shares
SPABSPDR SERIES TRUST	1,376	$42K	shares
MET NASHVILE ARPT TNMET NASHVILE ARPT TN	40,000	$40K	shares
HORIZON PHARMA INVT LTDHORIZON PHARMA INVT LTD	20,000	$39K	shares
SHOPSHOPIFY INC	40	$38K	shares
IEFAISHARES TR	640	$37K	shares
JPMORGAN CHASE & COJPMORGAN CHASE & CO	32,000	$34K	shares
GENERAL MOLY INC COMGENERAL MOLY INC COM	162,807	$33K	shares
Illinois Fin Auth RIllinois Fin Auth R	25,000	$33K	shares
TRAVELERS COMPANIES INC COM…TRAVELERS COMPANIES INC COM STK N…	277	$32K	shares
New York St Dorm AuNew York St Dorm Au	25,000	$32K	shares
Texas StTexas St	25,000	$32K	shares
Fl St B/E Pub EdFl St B/E Pub Ed	30,000	$31K	shares
IJRISHARES TR	419	$29K	shares
Trinity Riv Tx WwTrinity Riv Tx Ww	20,000	$26K	shares
ARIZONA ST TRANSN BRD 5 07/…ARIZONA ST TRANSN BRD 5 07/01/2023	25,000	$25K	shares
SANTA MONICA-MA 6.434SANTA MONICA-MA 6.434	25,000	$25K	shares
WELLS FARGO & COWELLS FARGO & CO	25,000	$25K	shares
American ExpressAmerican Express	20,000	$21K	shares
DAVITA HEALTHCARE PARTNERS …DAVITA HEALTHCARE PARTNERS INC	20,000	$20K	shares
General ElectricGeneral Electric	20,000	$20K	shares
PHOENIX AZPHOENIX AZ	20,000	$20K	shares
PIMA CN AZ USD #1PIMA CN AZ USD #1	20,000	$20K	shares
SPDWSPDR INDEX SHS FDS	652	$18K	shares
MTUMISHARES TR	121	$16K	shares
The Toronto-DomiThe Toronto-Domi	16,000	$16K	shares
FRFHFFAIRFAX FINANCIAL HLDGS LTD	50	$15K	shares
HILLENBRAND INCHILLENBRAND INC	15,000	$15K	shares
NEW MEXICO FIN ANEW MEXICO FIN A	15,000	$15K	shares
PHOENIX AZ CVC ARPTPHOENIX AZ CVC ARPT	15,000	$15K	shares
SPSBSPDR SERIES TRUST	456	$14K	shares
Viacom Inc.Viacom Inc.	13,000	$14K	shares
POLYONE CORPPOLYONE CORP	480	$13K	shares
COMCAST CORP NEW 2.75 03/01…COMCAST CORP NEW 2.75 03/01/2023	12,000	$13K	shares
Hanover Insurance 6.35% Cl …Hanover Insurance 6.35% Cl 3/1	500	$13K	shares
Florida St TurnpikeFlorida St Turnpike	10,000	$13K	shares
Illinois Fin Auth RIllinois Fin Auth R	10,000	$13K	shares
MORGAN STANLEYMORGAN STANLEY	13,000	$13K	shares
GRAND RIVER DAM AUTH OK REV…GRAND RIVER DAM AUTH OK REV, REF …	10,000	$12K	shares
Nj St Tpk AuthNj St Tpk Auth	10,000	$12K	shares
Exelon Generation CExelon Generation C	12,000	$12K	shares
TESCO PLC SPONSORED ADRTESCO PLC SPONSORED ADR	1,271	$11K	shares
Lewis Cnty Wa PuLewis Cnty Wa Pu	10,000	$11K	shares
FLRNSPDR SERIES TRUST	322	$10K	shares
NEW YORK MTG TR INCNEW YORK MTG TR INC	500	$10K	shares
PHOENIX AZ CVC ARPTPHOENIX AZ CVC ARPT	10,000	$10K	shares
PHOENIX AZ CVC IMPPHOENIX AZ CVC IMP	10,000	$10K	shares
SCOTTSDALE AZ W/SCOTTSDALE AZ W/	10,000	$10K	shares
AZ ST TRANSN BRDAZ ST TRANSN BRD	10,000	$10K	shares
AZ TRANS EXCISE TAXAZ TRANS EXCISE TAX	10,000	$10K	shares
EWLISHARES INC	229	$9K	shares
SSPSCRIPPS E W CO OHIO	1,000	$9K	shares
CMECME GROUP INC	48	$8K	shares
TMTOYOTA MOTOR CORP	64	$8K	shares
SK TELECOM LTDSK TELECOM LTD	409	$8K	shares
DELL INCDELL INC	153	$8K	shares
VWAPYVOLKSWAGEN A G (GERMANY, FR)	518	$8K	shares
PBPINVESCO EXCHANGE TRADED FD T	391	$7K	shares
RETAIL PPTYS AMER INCRETAIL PPTYS AMER INC	1,009	$7K	shares
DNPLYDAI NIPPON PRINTING LTD JAPAN	625	$7K	shares
SVNDYSEVEN & I HOLDINGS-UNSPN ADR	436	$7K	shares
BANK AMER CORP 5.625 07/01/…BANK AMER CORP 5.625 07/01/2020	7,000	$7K	shares
WASTE MGMT INC DEL 2.95 06/…WASTE MGMT INC DEL 2.95 06/15/2024	7,000	$7K	shares
EXPEDIA INCEXPEDIA INC	7,000	$7K	shares
BKNGBOOKING HOLDINGS INC	4	$6K	shares
PTONPELOTON INTERACTIVE INC	100	$6K	shares
AXSAXIS CAP HLDGS LTD	148	$6K	shares
MARICOPA AZ USD #60MARICOPA AZ USD #60	5,000	$6K	shares
UNIV NMUNIV NM	5,000	$6K	shares
IWVISHARES TR	25	$5K	shares
TAKTAKEDA PHARMACEUTICAL CO LTD	270	$5K	shares
HSBCHSBC HLDGS PLC	205	$5K	shares
ULTAULTA BEAUTY INC	23	$5K	shares
QUALISHARES TR	48	$5K	shares
FLEXFLEX LTD	509	$5K	shares
INDAISHARES TR	156	$5K	shares
EWHISHARES INC	219	$5K	shares

How Q3 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001415889-20-002491	base		2020-10-26	acceptance time not in the bulk data set	2026-10-07 18:48:21 UTC