SONORA INVESTMENT MANAGEMENT, LLC
Follow13F filer, CIK 1418539, TUCSON, AZ
SONORA INVESTMENT MANAGEMENT, LLC reported $1,058,037,000 across 1,742 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-01-17. Its ten largest share positions make up 20.93% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001415889-20-000112
- Period
- 2019-12-31
- Reported value
- $1.06B
- Holdings
- 1,742
- Top 10 weight
- 20.93%
- New
- 242
- Sold out
- 249
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AAPLnew | +79,305 | $23.3M |
| Hyatt Hotels Corp.new | +11,730,000 | $13M |
| DTE ENERGY COnew | +192,775 | $9.88M |
| JUNIPER NETWORKSadded | +6,760,000 | $7.31M |
| TRUIST FINL CORP DEPSHS RP …new | +238,815 | $6.42M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| Apple Incexited | -80,782 | -$18.1M |
| BB&T CORPexited | -170,837 | -$9.12M |
| ISIS PHARMACEUTICALS INC DELreduced | -6,886,000 | -$7.93M |
| USBreduced | -109,553 | -$6.5M |
| SPECTRUM PHARMACEUTICALS INCexited | -690,234 | -$5.72M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 1,742 share positions
Sold out in Q4 2019
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| Apple IncApple Inc | 80,782 | $18.1M | shares |
| BB&T CORPBB&T CORP | 170,837 | $9.12M | shares |
| SPECTRUM PHARMACEUTICALS INCSPECTRUM PHARMACEUTICALS INC | 690,234 | $5.72M | shares |
| BB&T CORP PFDBB&T CORP PFD | 201,620 | $5.4M | shares |
| MERITAGE HOMES CORPMERITAGE HOMES CORP | 3,060,000 | $3.12M | shares |
| Boeing CoBoeing Co | 5,346 | $2.03M | shares |
| ORACLE CORPORACLE CORP | 1,960,000 | $1.96M | shares |
| BB&T CORPBB&T CORP | 1,790,000 | $1.79M | shares |
| Amazon.Com IncAmazon.Com Inc | 903 | $1.57M | shares |
| CSX CORPCSX CORP | 1,175,000 | $1.2M | shares |
| Berkshire Hathaway Class …Berkshire Hathaway Class … | 4,584 | $954K | shares |
| KLA TENCOR COKLA TENCOR CO | 755,000 | $755K | shares |
| ABB LTDABB LTD | 30,670 | $603K | shares |
| ALLIANZGI CONV & INC FDALLIANZGI CONV & INC FD | 89,500 | $505K | shares |
| SUNTRUST BANKS INCSUNTRUST BANKS INC | 6,830 | $470K | shares |
| BANK OF AMERICBANK OF AMERIC | 13,955 | $361K | shares |
| Applied Matls IncorporatedApplied Matls Incorporated | 7,052 | $352K | shares |
| Abbott LaboratoriesAbbott Laboratories | 4,088 | $342K | shares |
| BP Plc ADRBP Plc ADR | 8,593 | $326K | shares |
| ARMOUR RES REITARMOUR RES REIT | 18,075 | $303K | shares |
| LANDMARK INFRASTRUCTURE PAR…LANDMARK INFRASTRUCTURE PARTNERS | 12,778 | $231K | shares |
| AMERICAN ELEC PWR CO INCAMERICAN ELEC PWR CO INC | 2,266 | $212K | shares |
| BAXTER INTL INCBAXTER INTL INC | 1,971 | $172K | shares |
| ANNALY CAPITAL MGMTANNALY CAPITAL MGMT | 19,274 | $170K | shares |
| ALEXANDRIA CV PFD 1.75ALEXANDRIA CV PFD 1.75 | 4,178 | $162K | shares |
| Bank Of America CorpBank Of America Corp | 5,457 | $159K | shares |
| AUTOZONE INCAUTOZONE INC | 140 | $152K | shares |
| BLACKROCK MUNIYIELD QUALITYBLACKROCK MUNIYIELD QUALITY | 10,000 | $136K | shares |
| HCP INCHCP INC | 3,560 | $127K | shares |
| US TREASURYUS TREASURY | 107,000 | $107K | shares |
| ALLSTATE CORP PFDALLSTATE CORP PFD | 4,220 | $105K | shares |
| ORLANDO FL SPLORLANDO FL SPL | 100,000 | $100K | shares |
| PHILLIPS 66 PARPHILLIPS 66 PAR | 100,000 | $100K | shares |
| AMERICAN TOWER CORPAMERICAN TOWER CORP | 448 | $99K | shares |
| Amgen Inc.Amgen Inc. | 506 | $98K | shares |
| BECTON DICKINSON & COBECTON DICKINSON & CO | 385 | $97K | shares |
| ATMOS ENERGY CORPATMOS ENERGY CORP | 745 | $85K | shares |
| AFLAC INCAFLAC INC | 1,598 | $84K | shares |
| BANK OF AMERICA CORPBANK OF AMERICA CORP | 56 | $84K | shares |
| Analog Devices IncAnalog Devices Inc | 735 | $82K | shares |
| AMERIPRISE FINANCIAL INCAMERIPRISE FINANCIAL INC | 512 | $75K | shares |
| ARISTA NETWORKS INCARISTA NETWORKS INC | 285 | $68K | shares |
| TEEKAY LNG PARTNERS L PTEEKAY LNG PARTNERS L P | 4,800 | $66K | shares |
| BALL CORPBALL CORP | 800 | $58K | shares |
| American Express CoAmerican Express Co | 462 | $55K | shares |
| REINSURANCE GROUREINSURANCE GROU | 50,000 | $50K | shares |
| ALLERGAN INCALLERGAN INC | 288 | $48K | shares |
| Archer-Daniels-MidlnArcher-Daniels-Midln | 1,142 | $47K | shares |
| BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL) | 1,150 | $47K | shares |
| VBVANGUARD INDEX FDS | 300 | $46K | shares |
| JPMORGAN CHASE & COJPMORGAN CHASE & CO | 45,000 | $45K | shares |
| AMERICAN STATES WTRAMERICAN STATES WTR | 500 | $45K | shares |
| BLOOM ENERGY CORPBLOOM ENERGY CORP | 13,941 | $45K | shares |
| BANK OF NY MELLON CORPBANK OF NY MELLON CORP | 1,701 | $44K | shares |
| AVALONBAY COMMUNITIES INCAVALONBAY COMMUNITIES INC | 200 | $43K | shares |
| Accelerate DiagnosticsAccelerate Diagnostics | 2,195 | $41K | shares |
| AUTODESK INC COMAUTODESK INC COM | 280 | $41K | shares |
| ALTERRA FIN LLCALTERRA FIN LLC | 40,000 | $41K | shares |
| SPSMSPDR SERIES TRUST | 1,323 | $40K | shares |
| SOUTHWEST AIRLINSOUTHWEST AIRLIN | 40,000 | $40K | shares |
| VVVANGUARD INDEX FDS | 251 | $34K | shares |
| VECTOR GROUP LTDVECTOR GROUP LTD | 2,809 | $33K | shares |
| HYSPIMCO ETF TR | 331 | $33K | shares |
| POSTPOST HLDGS INC | 300 | $32K | shares |
| XBKNXBLACKROCK INVEST QLTY MUNI | 2,070 | $32K | shares |
| New York St Dorm AuNew York St Dorm Au | 25,000 | $32K | shares |
| FTECFIDELITY COVINGTON TRUST | 493 | $31K | shares |
| ANHEUSER BUSCH INBEV SA/NVANHEUSER BUSCH INBEV SA/NV | 327 | $31K | shares |
| JEA FL ELEC SYSJEA FL ELEC SYS | 30,000 | $30K | shares |
| AUST & NEW ZEALAND BKG ADRFAUST & NEW ZEALAND BKG ADRF | 1,500 | $29K | shares |
| CBOA FINANCIAL INCCBOA FINANCIAL INC | 12,000 | $29K | shares |
| SHWSHERWIN WILLIAMS CO | 50 | $28K | shares |
| Air Prod & ChemicalsAir Prod & Chemicals | 124 | $28K | shares |
| Agnc Invt Corp Dep Shs 1/10…Agnc Invt Corp Dep Shs 1/1000 | 1,100 | $28K | shares |
| RWRSPDR SERIES TRUST | 260 | $27K | shares |
| PUBLIC STORAGE CL APUBLIC STORAGE CL A | 1,030 | $26K | shares |
| WELLS FARGO REAL EST INVT C…WELLS FARGO REAL EST INVT CORP | 1,000 | $25K | shares |
| DEERE & CODEERE & CO | 25,000 | $25K | shares |
| GWG HOLDINGS INCGWG HOLDINGS INC | 25,000 | $25K | shares |
| Hawaii StHawaii St | 25,000 | $25K | shares |
| Allstate CorporationAllstate Corporation | 224 | $24K | shares |
| ELEVANCE HEALTH INC FORMERLYELEVANCE HEALTH INC FORMERLY | 100 | $24K | shares |
| Bausch Health Cos IncBausch Health Cos Inc | 1,085 | $24K | shares |
| INTERNATIONAL PAINTERNATIONAL PA | 22,000 | $23K | shares |
| FDISFIDELITY COVINGTON TRUST | 450 | $21K | shares |
| ALIGN TECHNOLOGY INCALIGN TECHNOLOGY INC | 114 | $21K | shares |
| FCOMFIDELITY COVINGTON TRUST | 598 | $20K | shares |
| JEA FL ELEC SYSJEA FL ELEC SYS | 20,000 | $20K | shares |
| AMERICAN INTL GRO 21 WTSAMERICAN INTL GRO 21 WTS | 1,425 | $20K | shares |
| The Goldman SachsThe Goldman Sachs | 20,000 | $20K | shares |
| AMAZON COM INCAMAZON COM INC | 20,000 | $20K | shares |
| WA ST COPWA ST COP | 20,000 | $20K | shares |
| MMUWESTERN ASSET MANAGED MUNS F | 1,395 | $19K | shares |
| HOLLY ENERGY PARTNERS L PHOLLY ENERGY PARTNERS L P | 750 | $19K | shares |
| AMPHENOL CORPAMPHENOL CORP | 200 | $19K | shares |
| VMBSVANGUARD SCOTTSDALE FDS | 331 | $18K | shares |
| Invesco Optm Yd Dvrs Cdty S…Invesco Optm Yd Dvrs Cdty Stra No… | 1,122 | $18K | shares |
| ASTRAZENECA PLCASTRAZENECA PLC | 400 | $18K | shares |
| CAPITAL ONE FINANCIAL CORP …CAPITAL ONE FINANCIAL CORP DEP SH… | 720 | $18K | shares |
| BANK OF NY MELLON CORPBANK OF NY MELLON CORP | 400 | $18K | shares |
| AZ ST CTFS PARTAZ ST CTFS PART | 15,000 | $18K | shares |
| BB&T CORPBB&T CORP | 655 | $17K | shares |
| SCHPSCHWAB STRATEGIC TR | 280 | $16K | shares |
| IGSBISHARES TR | 302 | $16K | shares |
| FSTAFIDELITY COVINGTON TRUST | 431 | $16K | shares |
| ARBOR REALTY TRUSTARBOR REALTY TRUST | 1,208 | $16K | shares |
| RDVYFIRST TR EXCHANGE TRADED FD | 465 | $15K | shares |
| CA INCCA INC | 15,000 | $15K | shares |
| CALIFORNIA STCALIFORNIA ST | 15,000 | $15K | shares |
| COFCAPITAL ONE FINL CORP | 150 | $14K | shares |
| VEUVANGUARD INTL EQUITY INDEX F | 279 | $14K | shares |
| WIPSPDR SERIES TRUST | 250 | $14K | shares |
| Advanced Micro Device InAdvanced Micro Device In | 500 | $14K | shares |
| FTCFIRST TR EXCHANGE-TRADED ALP | 205 | $14K | shares |
| CORE LABORATORIES N VCORE LABORATORIES N V | 300 | $14K | shares |
| HIWHIGHWOODS PPTYS INC | 297 | $13K | shares |
| BBNBLACKROCK TAX MUNICPAL BD TR | 545 | $13K | shares |
| PS BUSINESS PARKS 5.7PS BUSINESS PARKS 5.7 | 500 | $13K | shares |
| AARONS INCAARONS INC | 200 | $13K | shares |
| ALLSTATE COR PFDALLSTATE COR PFD | 500 | $13K | shares |
| ASSOCIATED BANC PFDASSOCIATED BANC PFD | 500 | $13K | shares |
| BANK OF AMERICA PFDBANK OF AMERICA PFD | 500 | $13K | shares |
| AMERISOURCEBERGEN CORPAMERISOURCEBERGEN CORP | 142 | $12K | shares |
| CVS HEALTH CORPCVS HEALTH CORP | 10,000 | $12K | shares |
| Florida StFlorida St | 10,000 | $12K | shares |
| ALLSTATE COR PFDALLSTATE COR PFD | 470 | $12K | shares |
| ALTIUS MINERALS CORPALTIUS MINERALS CORP | 1,400 | $12K | shares |
| Triborough Bridge &Triborough Bridge & | 10,000 | $12K | shares |
| MD St Dept TransMD St Dept Trans | 10,000 | $12K | shares |
| STRUCTURED PRODUCT PFDSTRUCTURED PRODUCT PFD | 400 | $12K | shares |
| VGITVANGUARD SCOTTSDALE FDS | 166 | $11K | shares |
| MGKVANGUARD WORLD FD | 82 | $11K | shares |
| SPGSIMON PPTY GROUP INC NEW | 72 | $11K | shares |
| Spotify Technology SaSpotify Technology Sa | 100 | $11K | shares |
| Barrick Gold CorpBarrick Gold Corp | 622 | $11K | shares |
| AMN HEALTHCARE SERVICES INCAMN HEALTHCARE SERVICES INC | 187 | $11K | shares |
| MOLECULIN BIOTECH INCMOLECULIN BIOTECH INC | 10,000 | $11K | shares |
| GENERAL ELECTRIC CO NOTEGENERAL ELECTRIC CO NOTE | 10,000 | $11K | shares |
| AMARIN CORP PLCAMARIN CORP PLC | 758 | $11K | shares |
| Antares Pharma IncAntares Pharma Inc | 3,000 | $10K | shares |
| DOW CHEMICAL CODOW CHEMICAL CO | 10,000 | $10K | shares |
| General ElectriGeneral Electri | 10,000 | $10K | shares |
| Bank Of MontrealBank Of Montreal | 10,000 | $10K | shares |
| MA STMA ST | 10,000 | $10K | shares |
| AMEREN CORPAMEREN CORP | 122 | $10K | shares |
| AON PLCAON PLC | 54 | $10K | shares |
| BAIDU INCBAIDU INC | 100 | $10K | shares |
| US TREASUR NTUS TREASUR NT | 10,000 | $10K | shares |
| ESEVERSOURCE ENERGY | 110 | $9K | shares |
| IWBISHARES TR | 52 | $9K | shares |
| Xto Energy Inc.Xto Energy Inc. | 6,000 | $9K | shares |
| KIMKIMCO REALTY CORP | 406 | $8K | shares |
| JP MORGAN CHASE & COJP MORGAN CHASE & CO | 326 | $8K | shares |
| FEDERAL NTNL MORTFEDERAL NTNL MORT | 8,000 | $8K | shares |
| BURLINGTN NO SANTBURLINGTN NO SANT | 8,000 | $8K | shares |
| AMEM EQTY INVT LIFEAMEM EQTY INVT LIFE | 340 | $8K | shares |
| APOLLO GLOBALAPOLLO GLOBAL | 310 | $8K | shares |
| ASX LIMITEDASX LIMITED | 150 | $8K | shares |
| IYHISHARES TR | 38 | $7K | shares |
| FIDUFIDELITY COVINGTON TRUST | 170 | $7K | shares |
| RIGSALPS ETF TR | 300 | $7K | shares |
| State Street Corp 6 percent…State Street Corp 6 percent Pfd | 280 | $7K | shares |
| HUSKY ENERGY INCHUSKY ENERGY INC | 7,000 | $7K | shares |
| HIGHARTFORD INSURANCE GROUP INC | 100 | $6K | shares |
| BLACKROCK GLOBAL OPP EQ TRU…BLACKROCK GLOBAL OPP EQ TRUST | 600 | $6K | shares |
| SPTLSPDR SERIES TRUST | 116 | $5K | shares |
| VCLTVANGUARD SCOTTSDALE FDS | 47 | $5K | shares |
| SJNKSPDR SERIES TRUST | 180 | $5K | shares |
| MOHMOLINA HEALTHCARE INC | 46 | $5K | shares |
| COMMONWEALTH EDISCOMMONWEALTH EDIS | 5,000 | $5K | shares |
| FEDERAL NTNL MOFEDERAL NTNL MO | 5,000 | $5K | shares |
| AEGON N.V. PERPETUAL CAPITA…AEGON N.V. PERPETUAL CAPITAL SECU… | 200 | $5K | shares |
| AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC | 92 | $5K | shares |
| SHELL INTERNTNSHELL INTERNTN | 5,000 | $5K | shares |
| OMCOMNICOM GROUP INC | 51 | $4K | shares |
| EQIXEQUINIX INC | 7 | $4K | shares |
| KOPNKOPIN CORP | 5,200 | $4K | shares |
| SYMANTEC CORPSYMANTEC CORP | 154 | $4K | shares |
| UDNINVESCO DB US DLR INDEX TR | 200 | $4K | shares |
| BIO RAD LABS INC CL ABIO RAD LABS INC CL A | 11 | $4K | shares |
| POWERSHARES GLOBAL ETF TRUS…POWERSHARES GLOBAL ETF TRUSTHI | 214 | $4K | shares |
| BHP GROUP LTD SPONSORED ADR…BHP GROUP LTD SPONSORED ADR ISIN … | 73 | $4K | shares |
| INTEL CORPINTEL CORP | 4,000 | $4K | shares |
| ALTAGAS INCOME LTDALTAGAS INCOME LTD | 300 | $4K | shares |
| BIG LOTS INCBIG LOTS INC | 150 | $4K | shares |
| Beyond Meat IncBeyond Meat Inc | 30 | $4K | shares |
| CBS CORP NEWCBS CORP NEW | 62 | $3K | shares |
| VIACOM INCVIACOM INC | 115 | $3K | shares |
| CAPITAL ONE FINL CORPCAPITAL ONE FINL CORP | 101 | $3K | shares |
| PS BUSINESS PKS INC CALIF S…PS BUSINESS PKS INC CALIF S R1 | 114 | $3K | shares |
| COMCAST CORPCOMCAST CORP | 3,000 | $3K | shares |
| ACTIVISION BLIZZARD INCACTIVISION BLIZZARD INC | 63 | $3K | shares |
| RELXRELX PLC | 100 | $2K | shares |
| DGDOLLAR GEN CORP | 10 | $2K | shares |
| VTRVENTAS INC | 21 | $2K | shares |
| MXLMAXLINEAR INC | 100 | $2K | shares |
| CORESITE RLTY CORPCORESITE RLTY CORP | 14 | $2K | shares |
| FIRST TR EXCHANGE-TRADED FDFIRST TR EXCHANGE-TRADED FD | 17 | $2K | shares |
| CMPGYCOMPASS GROUP PLC SPONSORED AD | 84 | $2K | shares |
| POWERSHARESPOWERSHARES | 119 | $2K | shares |
| OVCHYOVERSEA-CHINESE BANK-UNS ADR | 112 | $2K | shares |
| DWAHYDAIWA HOUSE INDUSTRY LTD ADR | 49 | $2K | shares |
| ISDAYIsrael Discount Bank Ltd Unspo | 40 | $2K | shares |
| BORGWARNER INC COMBORGWARNER INC COM | 61 | $2K | shares |
| MS STRUCTURED ASSE PFDMS STRUCTURED ASSE PFD | 300 | $2K | shares |
| National Retail Properties …National Retail Properties Inc | 91 | $2K | shares |
| FSD PHARMA INCFSD PHARMA INC | 32,500 | $2K | shares |
| Aia Group LtdAia Group Ltd | 49 | $2K | shares |
| ALASKA AIR GROUP INCALASKA AIR GROUP INC | 34 | $2K | shares |
| ALBEMARLE CORPALBEMARLE CORP | 33 | $2K | shares |
| ALEXION PHARMA INCALEXION PHARMA INC | 20 | $2K | shares |
| ALTABA INCALTABA INC | 100 | $2K | shares |
| CMACOMERICA INC | 12 | $1K | shares |
| WSOWATSCO INC | 7 | $1K | shares |
| CAECAE INC | 55 | $1K | shares |
| HDBHDFC BANK LTD | 26 | $1K | shares |
| LBRDKLIBERTY BROADBAND CORP | 5 | $1K | shares |
| UBSFYUbi Soft Entertainment Sa Unsp | 92 | $1K | shares |
| SYIEYSYMRISE AG-UNSPON ADR | 58 | $1K | shares |
| WEGRYWEIR PLC SPONSORED ADR (UNITED | 74 | $1K | shares |
| CORELOGIC INCCORELOGIC INC | 23 | $1K | shares |
| PUBLIC STORAGE DEP SHSPUBLIC STORAGE DEP SHS | 42 | $1K | shares |
| EPIROC AKTIEBOLAG UNSPONSRE…EPIROC AKTIEBOLAG UNSPONSRED ADS | 137 | $1K | shares |
| APACHE CORPAPACHE CORP | 43 | $1K | shares |
| ASSA ABLOY ABASSA ABLOY AB | 106 | $1K | shares |
| BB&T CORPORATIBB&T CORPORATI | 51 | $1K | shares |
| GRMNGARMIN LTD | 5 | $0 | shares |
| NUSNU SKIN ENTERPRISES INC | 1 | $0 | shares |
| ADNTADIENT PLC | 3 | $0 | shares |
| Mallinckrodt PlcMallinckrodt Plc | 4 | $0 | shares |
| DDD3D SYS CORP DEL | 20 | $0 | shares |
| NABORS INDUSTRIES LTDNABORS INDUSTRIES LTD | 100 | $0 | shares |
| FTSE RAFI Emerg MktsFTSE RAFI Emerg Mkts | 1 | $0 | shares |
| NATIONAL GRID PLCNATIONAL GRID PLC | 2 | $0 | shares |
| Pentair IncPentair Inc | 8 | $0 | shares |
| INTERNATIONAL GAME TECHNOLOGINTERNATIONAL GAME TECHNOLOG | 28 | $0 | shares |
| FRANCESCAS HLDGS CORPFRANCESCAS HLDGS CORP | 6 | $0 | shares |
| PROSHARES TRPROSHARES TR | 1 | $0 | shares |
| DTGIDIGERATI TECHNOLOGIES, INC. CO | 100 | $0 | shares |
| MicroIslet, Inc.MicroIslet, Inc. | 3,000 | $0 | shares |
| NAVTEQ CORPNAVTEQ CORP | 8 | $0 | shares |
| AAB NATIONAL COAAB NATIONAL CO | 181 | $0 | shares |
| ACHAOGEN INCACHAOGEN INC | 1,000 | $0 | shares |
| Actua CorpActua Corp | 1 | $0 | shares |
| ALCOA INCALCOA INC | 23 | $0 | shares |
| Alpine 4 TechnologiesAlpine 4 Technologies | 2,220 | $0 | shares |
| SOLARIS COPPER INCSOLARIS COPPER INC | 711 | $0 | shares |
| ARKEMA SAARKEMA SA | 5 | $0 | shares |
| LEHMAN BRO HLDG PFDLEHMAN BRO HLDG PFD | 600 | $0 | shares |
How Q4 2019 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001415889-20-000112 | base | 2020-01-17 | acceptance time not in the bulk data set |