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Shaker Financial Services, LLC

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13F filer, CIK 1511794, Arlington, VA

Shaker Financial Services, LLC reported $291,608,740 across 149 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-10-22. Its ten largest share positions make up 25.55% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001172661-25-004387

Period
2025-09-30
Reported value
$292M
Holdings
149
Top 10 weight
25.55%
New
26
Sold out
24

Largest buys vs the previous quarter

SecurityShares changeApprox. value
ADXnew+237,032$5.29M
HYTnew+362,415$3.44M
QQQXnew+120,498$3.37M
USAadded+503,698$3.19M
DLYadded+211,297$3.19M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
GAMexited-109,796-$6.15M
TYreduced-149,668-$5.09M
RVTreduced-295,378-$4.76M
CETreduced-78,817-$4.05M
XBMEXexited-224,516-$3.22M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001172661-25-004387, largest first. % of portfolio is the value over $291,608,740, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
CSQCALAMOS STRATEGIC TOTAL RETUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 336,742 shares; 2024Q4: 360,621 shares; 2025Q1: 361,493 shares; 2025Q2: 394,767 shares; 2025Q3: 497,014 shares 497,014$9.59M3.29%+102,247Timeline
RMTROYCE MICRO-CAP TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 619,270 shares; 2024Q4: 734,786 shares; 2025Q1: 907,197 shares; 2025Q2: 1,021,723 shares; 2025Q3: 909,058 shares 909,058$9.45M3.24%-112,665Timeline
JCENUVEEN CORE EQUITY ALPHA FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 22,393 shares; 2024Q4: 197,446 shares; 2025Q1: 347,176 shares; 2025Q2: 527,991 shares; 2025Q3: 540,238 shares 540,238$8.67M2.97%+12,247Timeline
USALIBERTY ALL STAR EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 510,094 shares; 2024Q4: 409,094 shares; 2025Q1: 320,223 shares; 2025Q2: 803,925 shares; 2025Q3: 1,307,623 shares 1,307,623$8.29M2.84%+503,698Timeline
ETBEATON VANCE TAX MNGED BUY WRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 325,946 shares; 2024Q4: 219,102 shares; 2025Q1: 553,541 shares; 2025Q2: 538,006 shares; 2025Q3: 493,646 shares 493,646$7.4M2.54%-44,360Timeline
ASGLIBERTY ALL-STAR GROWTH FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,255,941 shares; 2024Q4: 1,239,683 shares; 2025Q1: 1,486,164 shares; 2025Q2: 1,340,933 shares; 2025Q3: 1,314,729 shares 1,314,729$7.3M2.5%-26,204Timeline
CETCENTRAL SECS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 139,353 shares; 2024Q4: 167,641 shares; 2025Q1: 180,813 shares; 2025Q2: 211,722 shares; 2025Q3: 132,905 shares 132,905$6.83M2.34%-78,817Timeline
CHWCALAMOS GBL DYN INCOME FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 845,993 shares; 2024Q4: 721,031 shares; 2025Q1: 739,541 shares; 2025Q2: 841,470 shares; 2025Q3: 824,490 shares 824,490$6.22M2.13%-16,980Timeline
SPESPECIAL OPPORTUNITIES FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 63,636 shares; 2024Q4: 157,812 shares; 2025Q1: 77,098 shares; 2025Q2: 266,728 shares; 2025Q3: 354,678 shares 354,678$5.5M1.89%+87,950Timeline
ADXADAMS DIVERSIFIED EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 206,202 shares; 2024Q4: 147,864 shares; 2025Q1: 207,446 shares; 2025Q2: not reported; 2025Q3: 237,032 shares 237,032$5.29M1.81%newTimeline
FFAFIRST TR ENHANCED EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 117,985 shares; 2024Q4: 119,142 shares; 2025Q1: 91,456 shares; 2025Q2: 179,995 shares; 2025Q3: 245,347 shares 245,347$5.28M1.81%+65,352Timeline
DIAXNUVEEN DOW 30SM DYNAMIC OVERWRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 212,033 shares; 2024Q4: 96,529 shares; 2025Q1: 270,147 shares; 2025Q2: 459,536 shares; 2025Q3: 324,768 shares 324,768$4.94M1.69%-134,768Timeline
EEAEUROPEAN EQUITY FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 379,304 shares; 2024Q4: 301,459 shares; 2025Q1: 392,572 shares; 2025Q2: 447,331 shares; 2025Q3: 445,553 shares 445,553$4.83M1.66%-1,778Timeline
RVTROYCE SMALL CAP TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 120,571 shares; 2024Q4: 74,500 shares; 2025Q1: 284,397 shares; 2025Q2: 585,074 shares; 2025Q3: 289,696 shares 289,696$4.67M1.6%-295,378Timeline
ETVEATON VANCE TAX-MANAGED BUY-Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 301,302 shares; 2024Q4: 192,501 shares; 2025Q1: 73,618 shares; 2025Q2: 203,026 shares; 2025Q3: 322,604 shares 322,604$4.6M1.58%+119,578Timeline
DLYDOUBLELINE YIELD OPPORTUNITIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 20,884 shares; 2025Q1: not reported; 2025Q2: 83,413 shares; 2025Q3: 294,710 shares 294,710$4.44M1.52%+211,297Timeline
FTFFRANKLIN LTD DURATION INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 394,864 shares; 2024Q4: 441,873 shares; 2025Q1: 548,672 shares; 2025Q2: 672,153 shares; 2025Q3: 693,377 shares 693,377$4.42M1.51%+21,224Timeline
DSLDOUBLELINE INCOME SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 39,548 shares; 2024Q4: 73,076 shares; 2025Q1: 79,596 shares; 2025Q2: 244,126 shares; 2025Q3: 340,673 shares 340,673$4.18M1.43%+96,547Timeline
SABASABA CAPITAL INCOME & OPPORTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 153,213 shares; 2024Q4: 179,109 shares; 2025Q1: 252,519 shares; 2025Q2: 288,813 shares; 2025Q3: 448,104 shares 448,104$4.09M1.4%+159,291Timeline
FUNDSPROTT FOCUS TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 974,603 shares; 2024Q4: 375,210 shares; 2025Q1: 317,148 shares; 2025Q2: 459,701 shares; 2025Q3: 474,364 shares 474,364$3.94M1.35%+14,663Timeline
STEWSRH TOTAL RETURN FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 655,209 shares; 2024Q4: 726,726 shares; 2025Q1: 280,886 shares; 2025Q2: 69,216 shares; 2025Q3: 208,391 shares 208,391$3.78M1.3%+139,175Timeline
EHIWESTERN ASSET GBL HIGH INC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 153,175 shares; 2024Q4: 20,742 shares; 2025Q1: 256,935 shares; 2025Q2: 414,977 shares; 2025Q3: 553,533 shares 553,533$3.69M1.27%+138,556Timeline
XEADXALLSPRING INCOME OPPORTUNITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 622,241 shares; 2024Q4: 635,994 shares; 2025Q1: 563,140 shares; 2025Q2: 587,142 shares; 2025Q3: 504,003 shares 504,003$3.56M1.22%-83,139Timeline
ERCALLSPRING MULTI SECTOR INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 462,891 shares; 2024Q4: 376,291 shares; 2025Q1: 333,567 shares; 2025Q2: 315,553 shares; 2025Q3: 366,566 shares 366,566$3.54M1.21%+51,013Timeline
ETGEATON VANCE TX ADV GLBL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 197,963 shares; 2024Q4: 244,573 shares; 2025Q1: 163,513 shares; 2025Q2: 25,505 shares; 2025Q3: 163,373 shares 163,373$3.45M1.18%+137,868Timeline
HYTBLACKROCK CORPOR HI YLD FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 362,415 shares 362,415$3.44M1.18%newTimeline
QQQXNUVEEN NASDAQ 100 DYNAMIC OVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 284,148 shares; 2024Q4: 178,663 shares; 2025Q1: 220,010 shares; 2025Q2: not reported; 2025Q3: 120,498 shares 120,498$3.37M1.15%newTimeline
BDJBLACKROCK ENHANCED EQUITY DIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 221,193 shares; 2024Q4: 487,926 shares; 2025Q1: 275,312 shares; 2025Q2: 627,929 shares; 2025Q3: 368,492 shares 368,492$3.36M1.15%-259,437Timeline
MCNXAI MADISON EQUITY PREMIUM IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 193,217 shares; 2025Q1: 358,126 shares; 2025Q2: 455,480 shares; 2025Q3: 534,836 shares 534,836$3.33M1.14%+79,356Timeline
ETJEATON VANCE RISK-MANAGED DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 71,605 shares; 2024Q4: 282,970 shares; 2025Q1: 519,255 shares; 2025Q2: 303,924 shares; 2025Q3: 365,998 shares 365,998$3.29M1.13%+62,074Timeline
SDHYPGIM SHORT DUR HIG YLD OPP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 236,595 shares; 2024Q4: 244,735 shares; 2025Q1: 117,697 shares; 2025Q2: 158,365 shares; 2025Q3: 189,467 shares 189,467$3.17M1.09%+31,102Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,829 shares; 2024Q4: 9,454 shares; 2025Q1: 5,000 shares; 2025Q2: 558 shares; 2025Q3: 4,682 shares 4,682$3.13M1.07%+4,124Timeline
HQLABRDN LIFE SCIENCES INVESTORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 23,430 shares; 2025Q2: 31,062 shares; 2025Q3: 197,804 shares 197,804$3.07M1.05%+166,742Timeline
BWGBRANDYWINEGBL GBL INCM OPP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 260,281 shares; 2024Q4: 225,387 shares; 2025Q1: 248,860 shares; 2025Q2: 382,468 shares; 2025Q3: 349,974 shares 349,974$3.07M1.05%-32,494Timeline
BXMXNUVEEN S&P 500 BUY-WRITE INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 321,732 shares; 2024Q4: 214,868 shares; 2025Q1: 209,352 shares; 2025Q2: 77,595 shares; 2025Q3: 199,227 shares 199,227$2.93M1.01%+121,632Timeline
STKCOLUMBIA SELIGM PREM TECH GRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 67,232 shares; 2024Q4: 67,665 shares; 2025Q1: 27,993 shares; 2025Q2: 12,989 shares; 2025Q3: 80,622 shares 80,622$2.85M0.98%+67,633Timeline
ETWEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 54,258 shares; 2024Q4: 367,624 shares; 2025Q1: 339,687 shares; 2025Q2: 449,311 shares; 2025Q3: 312,070 shares 312,070$2.82M0.97%-137,241Timeline
ETOEATON VANCE TAX-ADVANTAGED GQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 21,739 shares; 2024Q4: 42,950 shares; 2025Q1: 41,701 shares; 2025Q2: 86,048 shares; 2025Q3: 97,146 shares 97,146$2.68M0.92%+11,098Timeline
TWNTAIWAN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 30,981 shares; 2024Q4: 35,411 shares; 2025Q1: 43,272 shares; 2025Q2: 42,901 shares; 2025Q3: 49,438 shares 49,438$2.68M0.92%+6,537Timeline
BMEZBLACKROCK HEALTH SCIENCES TEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 48,817 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 184,069 shares 184,069$2.65M0.91%newTimeline
XNIEXVIRTUS EQUITY & CONV INCM FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 17,425 shares; 2024Q4: not reported; 2025Q1: 63,582 shares; 2025Q2: 101,493 shares; 2025Q3: 105,374 shares 105,374$2.65M0.91%+3,881Timeline
HEQJOHN HANCOCK DIVERSIFIED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 178,607 shares; 2024Q4: 249,606 shares; 2025Q1: 244,857 shares; 2025Q2: 224,964 shares; 2025Q3: 247,175 shares 247,175$2.63M0.9%+22,211Timeline
XAODXABRDN TOTAL DYNAMIC DIVIDENDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 52,542 shares; 2024Q4: 80,882 shares; 2025Q1: 23,571 shares; 2025Q2: 374,808 shares; 2025Q3: 276,523 shares 276,523$2.62M0.9%-98,285Timeline
CGOCALAMOS GLOBAL TOTAL RETURNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 113,152 shares; 2025Q1: 199,765 shares; 2025Q2: 159,279 shares; 2025Q3: 214,332 shares 214,332$2.58M0.88%+55,053Timeline
ACPABRDN INCOME CREDIT STRATEGIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 444,149 shares; 2024Q4: 188,149 shares; 2025Q1: 183,751 shares; 2025Q2: 303,546 shares; 2025Q3: 442,146 shares 442,146$2.56M0.88%+138,600Timeline
EOSEATON VANCE ENHANCED EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 60,090 shares; 2024Q4: 11,691 shares; 2025Q1: 39,500 shares; 2025Q2: 49,165 shares; 2025Q3: 106,542 shares 106,542$2.55M0.87%+57,377Timeline
VGIVIRTUS GLOBAL MULTI-SECTOR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 347,269 shares; 2024Q4: 259,354 shares; 2025Q1: 312,741 shares; 2025Q2: 297,936 shares; 2025Q3: 310,852 shares 310,852$2.47M0.85%+12,916Timeline
XEVVXEATON VANCE LIMITED DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 90,252 shares; 2024Q4: 185,412 shares; 2025Q1: 195,810 shares; 2025Q2: 209,404 shares; 2025Q3: 242,714 shares 242,714$2.46M0.84%+33,310Timeline
JHIHANCOCK JOHN INVS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 138,470 shares; 2024Q4: 105,114 shares; 2025Q1: 146,399 shares; 2025Q2: 183,223 shares; 2025Q3: 174,761 shares 174,761$2.45M0.84%-8,462Timeline
CHINA FD INCCHINA FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 62,892 shares; 2024Q4: 68,086 shares; 2025Q1: 68,192 shares; 2025Q2: 132,112 shares; 2025Q3: 132,112 shares 132,112$2.44M0.84%0
HIXWESTERN ASSET HIGH INCOM FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 262,159 shares; 2024Q4: 268,264 shares; 2025Q1: 609,954 shares; 2025Q2: 454,438 shares; 2025Q3: 550,959 shares 550,959$2.42M0.83%+96,521Timeline
XMCRXMFS CHARTER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 448,297 shares; 2024Q4: 314,069 shares; 2025Q1: 314,201 shares; 2025Q2: 341,354 shares; 2025Q3: 376,312 shares 376,312$2.42M0.83%+34,958Timeline
XBOEXBLACKROCK ENHANCED GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 36,275 shares; 2024Q4: 53,084 shares; 2025Q1: 26,311 shares; 2025Q2: 88,166 shares; 2025Q3: 178,470 shares 178,470$2.06M0.71%+90,304Timeline
XEVTXEATON VANCE TAX ADVT DIV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 206,646 shares; 2024Q4: 181,673 shares; 2025Q1: 288,572 shares; 2025Q2: 117,919 shares; 2025Q3: 81,549 shares 81,549$1.99M0.68%-36,370Timeline
RGTROYCE GLOBAL TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 51,765 shares; 2024Q4: 88,295 shares; 2025Q1: 112,439 shares; 2025Q2: 154,766 shares; 2025Q3: 153,815 shares 153,815$1.99M0.68%-951Timeline
FINSANGEL OAK FINL STRATEGIES INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 98,803 shares; 2024Q4: 154,668 shares; 2025Q1: 133,384 shares; 2025Q2: 163,730 shares; 2025Q3: 144,976 shares 144,976$1.9M0.65%-18,754Timeline
JGHNUVEEN GLOBAL HIGH INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 83,975 shares; 2024Q4: 162,483 shares; 2025Q1: 171,164 shares; 2025Q2: 226,452 shares; 2025Q3: 138,919 shares 138,919$1.89M0.65%-87,533Timeline
GLOCLOUGH GLOBAL OPPORTUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 228,299 shares; 2024Q4: 246,878 shares; 2025Q1: 263,762 shares; 2025Q2: not reported; 2025Q3: 327,298 shares 327,298$1.87M0.64%newTimeline
TDFTEMPLETON DRAGON FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 94,495 shares; 2024Q4: 106,847 shares; 2025Q1: 81,665 shares; 2025Q2: 97,348 shares; 2025Q3: 157,589 shares 157,589$1.84M0.63%+60,241Timeline
LDPCOHEN & STEERS LTD DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 64,122 shares; 2024Q4: 70,608 shares; 2025Q1: 93,085 shares; 2025Q2: 85,631 shares; 2025Q3: 84,484 shares 84,484$1.83M0.63%-1,147Timeline
SWZTOTAL RETURN SECURITIES FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 327,809 shares; 2024Q4: 252,561 shares; 2025Q1: 86,088 shares; 2025Q2: 140,360 shares; 2025Q3: 298,862 shares 298,862$1.82M0.62%+158,502Timeline
BGBBLACKSTONE STRATEGIC CRED 20Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 88,935 shares; 2024Q4: 85,547 shares; 2025Q1: 124,791 shares; 2025Q2: 140,782 shares; 2025Q3: 140,584 shares 140,584$1.71M0.59%-198Timeline
XEMDXWESTERN ASSET EMERGING MKTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 121,531 shares; 2024Q4: 167,885 shares; 2025Q1: 195,763 shares; 2025Q2: 162,921 shares; 2025Q3: 160,177 shares 160,177$1.67M0.57%-2,744Timeline
FTHYFIRST TR HIGH YIELD OPPRT 20Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,500 shares; 2024Q4: 49,387 shares; 2025Q1: 119,808 shares; 2025Q2: 93,043 shares; 2025Q3: 111,350 shares 111,350$1.61M0.55%+18,307Timeline
NPCTNUVEEN CORE PLUS IMPACT FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 99,133 shares; 2024Q4: 180,700 shares; 2025Q1: 307,381 shares; 2025Q2: not reported; 2025Q3: 143,452 shares 143,452$1.6M0.55%newTimeline
GFNEW GERMANY FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 270,180 shares; 2024Q4: 178,169 shares; 2025Q1: 11,017 shares; 2025Q2: 122,622 shares; 2025Q3: 133,400 shares 133,400$1.54M0.53%+10,778Timeline
XSSPXNUVEEN S&P 500 DYNAMIC OVERWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 237,733 shares; 2024Q4: 245,444 shares; 2025Q1: not reported; 2025Q2: 71,075 shares; 2025Q3: 85,118 shares 85,118$1.52M0.52%+14,043Timeline
DFPFLAHERTY & CRUMRINE DYNAMICQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 44,315 shares; 2024Q4: 75,240 shares; 2025Q1: 73,872 shares; 2025Q2: 130,860 shares; 2025Q3: 69,440 shares 69,440$1.5M0.52%-61,420Timeline
XFOFXCOHEN & STEERS CLOSED-ENDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 14,152 shares; 2025Q3: 113,506 shares 113,506$1.48M0.51%+99,354Timeline
PSFCOHEN & STEERS SELECT PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 81,753 shares; 2024Q4: 67,668 shares; 2025Q1: 67,543 shares; 2025Q2: 87,569 shares; 2025Q3: 71,013 shares 71,013$1.48M0.51%-16,556Timeline
XAWFXALLIANCEBERNSTEIN GLOBAL HIGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 58,804 shares; 2025Q1: 157,981 shares; 2025Q2: 177,884 shares; 2025Q3: 131,484 shares 131,484$1.47M0.51%-46,400Timeline
FPFFIRST TR INTER DURATN PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 116,642 shares; 2024Q4: 93,141 shares; 2025Q1: 69,925 shares; 2025Q2: 77,756 shares; 2025Q3: 73,260 shares 73,260$1.4M0.48%-4,496Timeline
XIAEXVOYA ASIA PAC HIGH DIV EQT IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 170,474 shares; 2024Q4: 162,620 shares; 2025Q1: 174,882 shares; 2025Q2: 173,883 shares; 2025Q3: 181,933 shares 181,933$1.36M0.47%+8,050Timeline
EODALLSPRING GLOBAL DIVIDEND OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 342,780 shares; 2024Q4: 292,207 shares; 2025Q1: 44,135 shares; 2025Q2: 145,159 shares; 2025Q3: 228,138 shares 228,138$1.32M0.45%+82,979Timeline
NMAINUVEEN MULTI ASSET INCOME FUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 76,571 shares; 2024Q4: 193,247 shares; 2025Q1: 286,041 shares; 2025Q2: 278,485 shares; 2025Q3: 99,145 shares 99,145$1.31M0.45%-179,340Timeline
PDTHANCOCK JOHN PREM DIVID FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 166,484 shares; 2024Q4: 135,139 shares; 2025Q1: 120,416 shares; 2025Q2: 21,096 shares; 2025Q3: 98,453 shares 98,453$1.31M0.45%+77,357Timeline
VLTINVESCO HIGH INCOME TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 87,155 shares; 2024Q4: 66,039 shares; 2025Q1: 149,862 shares; 2025Q2: 140,102 shares; 2025Q3: 112,225 shares 112,225$1.26M0.43%-27,877Timeline
ECFELLSWORTH GROWTH & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 111,265 shares; 2024Q4: 106,451 shares; 2025Q1: 141,706 shares; 2025Q2: 108,007 shares; 2025Q3: 99,201 shares 99,201$1.15M0.39%-8,806Timeline
BGXBLACKSTONE LONG SHORT CR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,084 shares; 2024Q4: 68,984 shares; 2025Q1: 77,174 shares; 2025Q2: 79,194 shares; 2025Q3: 93,773 shares 93,773$1.13M0.39%+14,579Timeline
MMTABERDEEN MULTI-MARKET INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 286,096 shares; 2024Q4: 269,501 shares; 2025Q1: 309,055 shares; 2025Q2: 225,381 shares; 2025Q3: 234,726 shares 234,726$1.12M0.38%+9,345Timeline
EMFTEMPLETON EMERGING MKTS FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 45,513 shares; 2024Q4: 50,515 shares; 2025Q1: 50,515 shares; 2025Q2: 56,592 shares; 2025Q3: 65,894 shares 65,894$1.1M0.38%+9,302Timeline
PTACOHEN & STEERS TAX ADVAN PFDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 19,332 shares; 2024Q4: 51,720 shares; 2025Q1: 65,822 shares; 2025Q2: 61,281 shares; 2025Q3: 54,006 shares 54,006$1.1M0.38%-7,275Timeline
JOFJAPAN SMALLER CAPITALIZATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 75,633 shares; 2024Q4: 66,876 shares; 2025Q1: 66,876 shares; 2025Q2: 97,575 shares; 2025Q3: 97,575 shares 97,575$1.03M0.35%0Timeline
RQICOHEN & STEERS QUALITY INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 107,500 shares; 2025Q2: 125,826 shares; 2025Q3: 78,354 shares 78,354$977K0.34%-47,472Timeline
BTXBLACKROCK TECH AND PRIVATE EQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,153 shares; 2024Q4: 79,490 shares; 2025Q1: 434,069 shares; 2025Q2: not reported; 2025Q3: 143,998 shares 143,998$965K0.33%newTimeline
TEITEMPLETON EMERGING MKTS INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 141,100 shares; 2024Q4: 164,074 shares; 2025Q1: not reported; 2025Q2: 207,185 shares; 2025Q3: 152,347 shares 152,347$945K0.32%-54,838Timeline
XGDVXGABELLI DIVID & INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 58,652 shares; 2024Q4: 102,082 shares; 2025Q1: 125,316 shares; 2025Q2: not reported; 2025Q3: 34,581 shares 34,581$938K0.32%newTimeline
MXEMEXICO EQUITY & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 77,758 shares; 2024Q4: 82,712 shares; 2025Q1: 75,982 shares; 2025Q2: 75,982 shares; 2025Q3: 75,982 shares 75,982$902K0.31%0Timeline
HIOWESTERN ASSET HIGH INCOME OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 25,310 shares; 2024Q4: 27,343 shares; 2025Q1: not reported; 2025Q2: 199,744 shares; 2025Q3: 210,902 shares 210,902$817K0.28%+11,158Timeline
BCVBANCROFT FD LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 83,989 shares; 2024Q4: 65,394 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 35,042 shares 35,042$767K0.26%newTimeline
XEFRXEATON VANCE SR FLTNG RTE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 36,766 shares; 2025Q3: 64,463 shares 64,463$737K0.25%+27,697Timeline
KIOKKR INCOME OPPORTUNITIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 38,342 shares; 2025Q2: 48,059 shares; 2025Q3: 58,344 shares 58,344$735K0.25%+10,285Timeline
PAIWESTERN ASSET INVESTMENT GRAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 65,981 shares; 2024Q4: 60,108 shares; 2025Q1: not reported; 2025Q2: 11,110 shares; 2025Q3: 57,081 shares 57,081$735K0.25%+45,971Timeline
JFRNUVEEN FLOATING RATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 177,054 shares; 2024Q4: 115,292 shares; 2025Q1: 104,157 shares; 2025Q2: 86,857 shares; 2025Q3: 86,681 shares 86,681$716K0.25%-176Timeline
XBGYXBLACKROCK ENHANCED INTL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 156,083 shares; 2024Q4: 205,142 shares; 2025Q1: 211,141 shares; 2025Q2: 388,987 shares; 2025Q3: 121,540 shares 121,540$699K0.24%-267,447Timeline
MSDMORGAN STANLEY EMKT DBT FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 91,212 shares 91,212$688K0.24%newTimeline
XEXGXEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 356,589 shares; 2024Q4: 357,913 shares; 2025Q1: not reported; 2025Q2: 41,840 shares; 2025Q3: 69,139 shares 69,139$629K0.22%+27,299Timeline
NFJVIRTUS DIVIDEND INTEREST & PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 29,789 shares; 2024Q4: not reported; 2025Q1: 167,884 shares; 2025Q2: 16,578 shares; 2025Q3: 47,721 shares 47,721$621K0.21%+31,143Timeline
AVKADVENT CONV & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 41,596 shares; 2024Q4: not reported; 2025Q1: 20,421 shares; 2025Q2: not reported; 2025Q3: 48,110 shares 48,110$615K0.21%newTimeline
XCAFXMORGAN STANLEY CHINA A SH FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 31,088 shares; 2024Q4: 37,588 shares; 2025Q1: 36,845 shares; 2025Q2: 36,845 shares; 2025Q3: 36,845 shares 36,845$613K0.21%0Timeline
AEFABRDN EMERGING MARKETS EX CHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 69,779 shares; 2024Q4: 69,779 shares; 2025Q1: 68,502 shares; 2025Q2: 80,502 shares; 2025Q3: 94,331 shares 94,331$611K0.21%+13,829Timeline
XGLQXCLOUGH GLOBAL EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 46,990 shares; 2024Q4: 140,053 shares; 2025Q1: 52,580 shares; 2025Q2: 63,000 shares; 2025Q3: 77,207 shares 77,207$588K0.2%+14,207Timeline
RABROOKFIELD REAL ASSETS INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 63,190 shares; 2024Q4: 27,263 shares; 2025Q1: 64,469 shares; 2025Q2: 38,743 shares; 2025Q3: 42,435 shares 42,435$567K0.19%+3,692Timeline
RSFRIVERNORTH CAP AND INCM FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 59,021 shares; 2025Q1: 56,084 shares; 2025Q2: 40,112 shares; 2025Q3: 37,955 shares 37,955$559K0.19%-2,157Timeline
PGPPIMCO GLOBAL STOCKPLUS INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 164,393 shares; 2024Q4: 94,373 shares; 2025Q1: 187,947 shares; 2025Q2: 33,752 shares; 2025Q3: 62,625 shares 62,625$540K0.19%+28,873Timeline
EOIEATON VANCE ENHANCED EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 31,247 shares; 2024Q4: 22,214 shares; 2025Q1: 83,649 shares; 2025Q2: 23,958 shares; 2025Q3: 24,965 shares 24,965$524K0.18%+1,007Timeline
OPPRIVERNORTH DOUBLELINE STRATEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 114,248 shares; 2024Q4: 82,132 shares; 2025Q1: not reported; 2025Q2: 44,076 shares; 2025Q3: 60,471 shares 60,471$516K0.18%+16,395Timeline
NCVVIRTUS CONVERTIBLE & INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 34,319 shares 34,319$515K0.18%newTimeline
IHDVOYA EMERGING MKTS HIGH DIVIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 61,192 shares; 2024Q4: 57,692 shares; 2025Q1: 47,114 shares; 2025Q2: 80,607 shares; 2025Q3: 80,607 shares 80,607$505K0.17%0Timeline
HYIWESTERN ASSET HIGH YIELD OPPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 144,578 shares; 2024Q4: 161,521 shares; 2025Q1: 154,820 shares; 2025Q2: 39,201 shares; 2025Q3: 41,825 shares 41,825$493K0.17%+2,624Timeline
PCFHIGH INCOME SECS FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 28,503 shares; 2025Q3: 77,415 shares 77,415$492K0.17%+48,912Timeline
BRWSABA CAPITAL INCOME & OPRNTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 93,657 shares; 2024Q4: 215,330 shares; 2025Q1: 193,307 shares; 2025Q2: 82,220 shares; 2025Q3: 60,563 shares 60,563$471K0.16%-21,657Timeline
ZTRVIRTUS TOTAL RETURN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 181,877 shares; 2024Q4: 121,089 shares; 2025Q1: 147,623 shares; 2025Q2: 169,755 shares; 2025Q3: 70,424 shares 70,424$454K0.16%-99,331Timeline
HTDHANCOCK JOHN TAX-ADVANTAGEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 14,000 shares; 2025Q1: not reported; 2025Q2: 23,443 shares; 2025Q3: 18,095 shares 18,095$449K0.15%-5,348Timeline
IGIWESTERN ASSET INVT GRADE OPPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 12,298 shares; 2025Q1: 12,212 shares; 2025Q2: 26,623 shares; 2025Q3: 26,623 shares 26,623$446K0.15%0Timeline
DBLDOUBLELINE OPPORTUNISTIC CRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 136,515 shares; 2024Q4: 110,583 shares; 2025Q1: 78,007 shares; 2025Q2: 25,219 shares; 2025Q3: 28,537 shares 28,537$445K0.15%+3,318Timeline
GLVCLOUGH GLOBAL DIVID & INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 42,382 shares; 2025Q1: not reported; 2025Q2: 453,041 shares; 2025Q3: 74,184 shares 74,184$441K0.15%-378,857Timeline
TYTRI CONTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 161,057 shares; 2024Q4: 164,067 shares; 2025Q1: 90,287 shares; 2025Q2: 162,350 shares; 2025Q3: 12,682 shares 12,682$431K0.15%-149,668Timeline
XSORXSOURCE CAPITALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 26,591 shares; 2025Q2: 60,873 shares; 2025Q3: 9,251 shares 9,251$416K0.14%-51,622Timeline
JRSNUVEEN REAL ESTATE INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 42,228 shares; 2025Q1: 65,228 shares; 2025Q2: 98,228 shares; 2025Q3: 49,501 shares 49,501$413K0.14%-48,727Timeline
GDOWSTRN AST GLBL CORP OPP FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 50,497 shares; 2025Q1: 47,496 shares; 2025Q2: 32,873 shares; 2025Q3: 33,791 shares 33,791$407K0.14%+918Timeline
ABERDEENABERDEENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 63,995 shares; 2024Q4: 62,545 shares; 2025Q1: 75,045 shares; 2025Q2: 87,045 shares; 2025Q3: 87,045 shares 87,045$400K0.14%0
GHYPGIM GLOBAL HIGH YIELD FD FOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 179,919 shares; 2024Q4: 90,701 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 29,654 shares 29,654$382K0.13%newTimeline
BTZBLACKROCK CR ALLOCATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 18,000 shares; 2025Q2: 18,000 shares; 2025Q3: 33,000 shares 33,000$365K0.13%+15,000Timeline
EVFEATON VANCE SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 63,225 shares; 2025Q3: 65,061 shares 65,061$357K0.12%+1,836Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 591 shares; 2024Q4: 582 shares; 2025Q1: 582 shares; 2025Q2: 582 shares; 2025Q3: 582 shares 582$350K0.12%0Timeline
VVRINVESCO SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 98,000 shares 98,000$339K0.12%newTimeline
DHFBNY MELLON HIGH YIELD STRATEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 96,600 shares; 2025Q1: 227,235 shares; 2025Q2: 297,741 shares; 2025Q3: 122,193 shares 122,193$316K0.11%-175,548Timeline
XEVGXEATON VANCE SHORT DURATION DQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 39,473 shares; 2024Q4: 37,291 shares; 2025Q1: 35,921 shares; 2025Q2: 91,716 shares; 2025Q3: 27,687 shares 27,687$313K0.11%-64,029Timeline
AIOVIRTUS ARTIFICIAL INTELLIGENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 36,297 shares; 2024Q4: 9,193 shares; 2025Q1: 16,301 shares; 2025Q2: not reported; 2025Q3: 12,670 shares 12,670$304K0.1%newTimeline
XSCDXLMP CAP & INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 37,613 shares; 2025Q1: 43,788 shares; 2025Q2: not reported; 2025Q3: 19,000 shares 19,000$297K0.1%newTimeline
MXFMEXICO FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 24,216 shares; 2024Q4: 17,789 shares; 2025Q1: 14,588 shares; 2025Q2: 14,588 shares; 2025Q3: 14,588 shares 14,588$287K0.1%0Timeline
BKTBLACKROCK INCOME TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 24,402 shares 24,402$274K0.09%newTimeline
XNROXNEUBERGER R/EST SECS INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 79,680 shares 79,680$257K0.09%newTimeline
IGAVOYA GLBL ADV & PREM OPP FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 53,435 shares; 2024Q4: 47,227 shares; 2025Q1: 19,534 shares; 2025Q2: not reported; 2025Q3: 24,428 shares 24,428$242K0.08%newTimeline
KFKOREA FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 10,672 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 7,900 shares 7,900$242K0.08%newTimeline
BHKBLACKROCK CORE BD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 24,200 shares 24,200$241K0.08%newTimeline
MINABERDEEN INTER INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 176,098 shares; 2024Q4: 40,970 shares; 2025Q1: 20,370 shares; 2025Q2: 25,050 shares; 2025Q3: 86,350 shares 86,350$231K0.08%+61,300Timeline
BCATBLACKROCK CAP ALLOCATION TERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 25,517 shares; 2025Q1: 30,216 shares; 2025Q2: not reported; 2025Q3: 15,500 shares 15,500$229K0.08%newTimeline
CIIBLACKROCK ENHANCED LARGE CAPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 339,551 shares; 2024Q4: 78,453 shares; 2025Q1: 153,671 shares; 2025Q2: 21,805 shares; 2025Q3: 9,611 shares 9,611$221K0.08%-12,194Timeline
ABRDN JAPAN EQUITY FUND INCABRDN JAPAN EQUITY FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 85,799 shares; 2024Q4: 68,399 shares; 2025Q1: 68,757 shares; 2025Q2: 68,757 shares; 2025Q3: 25,008 shares 25,008$214K0.07%-43,749
JHSHANCOCK JOHN INCOME SECS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 57,330 shares; 2024Q4: 29,812 shares; 2025Q1: 28,876 shares; 2025Q2: 26,519 shares; 2025Q3: 13,397 shares 13,397$156K0.05%-13,122Timeline
CIKUBS ASSET MGMT INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 90,886 shares; 2025Q1: 209,133 shares; 2025Q2: 306,376 shares; 2025Q3: 52,336 shares 52,336$153K0.05%-254,040Timeline
EFTEATON VANCE FLOATING RATE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 54,752 shares; 2024Q4: 35,985 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 12,800 shares 12,800$151K0.05%newTimeline
PGZPRINCIPAL REAL ESTATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 29,173 shares; 2024Q4: 52,041 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 13,629 shares 13,629$143K0.05%newTimeline
PPTFRANKLIN PREMIER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 262,306 shares; 2024Q4: 84,546 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 34,366 shares 34,366$127K0.04%newTimeline
FTFRANKLIN UNVL TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 40,146 shares; 2024Q4: 51,188 shares; 2025Q1: 34,313 shares; 2025Q2: 70,883 shares; 2025Q3: 15,756 shares 15,756$127K0.04%-55,127Timeline
GCVGABELLI CONV & INC SECS FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,109 shares; 2024Q4: 12,481 shares; 2025Q1: not reported; 2025Q2: 10,493 shares; 2025Q3: 27,426 shares 27,426$113K0.04%+16,933Timeline
BLACKROCK INCOME TR INCBLACKROCK INCOME TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 24,402 shares 24,402$00%newValue filed as zero, left out of ratios.

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
GAMGENERAL AMERN INVS CO INC109,796$6.15Mshares
XBMEXBLACKROCK HEALTH SCIENCES TR224,516$3.22Mshares
BGHBARINGS GLOBAL SHORT DURATIO174,609$2.71Mshares
FCTFIRST TR SR FLTG RATE INCOME166,080$1.69Mshares
ARDCARES DYNAMIC CR ALLOCATION F106,790$1.52Mshares
BSTBLACKROCK SCIENCE & TECHNOLO36,014$1.37Mshares
EDDMORGAN STANLEY EMERGING MKTS228,932$1.2Mshares
XLGIXLAZARD GLOBAL TOTAL RETURN &70,478$1.18Mshares
XFLTXAI OCTAGON FLOATING RATE & AL194,429$1.11Mshares
FAXABRDN ASIA PACIFIC INCOME FU68,831$1.1Mshares
ECATBLACKROCK ESG CAP ALLC TERM38,270$615Kshares
JPCNUVEEN PFD & INCOME OPPORTUN54,700$442Kshares
PFNPIMCO INCOME STRATEGY FD II51,718$386Kshares
RIVRIVERNORTH OPPORTUNITIES FD30,464$373Kshares
ISDPGIM HIGH YIELD BOND FUND IN26,223$372Kshares
PFLPIMCO INCOME STRATEGY FD37,026$312Kshares
CMGCHIPOTLE MEXICAN GRILL INC4,350$244Kshares
CPZCALAMOS LNG SHR EQT DYNAMIC12,739$207Kshares
PIMFRANKLIN MASTER INTER INCOME60,890$204Kshares
ECOFIN SUSTAINABLE & SOC IM…ECOFIN SUSTAINABLE & SOC IMP T15,293$187Kshares
IDEVOYA INFRASTRUCTURE INDLS &14,595$171Kshares
XIGDXVOYA GLBL EQTY DIV & PREM OP28,987$168Kshares
XJQCXNUVEEN CR STRATEGIES INCOME24,452$135Kshares
XDHYXCREDIT SUISSE HIGH YIELD CRE55,339$118Kshares

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001172661-25-004387 base2025-10-22acceptance time not in the bulk data set