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Disclosery

RIV RIVERNORTH OPPORTUNITIES FD

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COM (fund), issuer CIK 1501072

60 managers (60 13F filers) reported a position in RIV shares at 2026-06-30, 9,592,988 shares in all. 8 filers opened a position and 6 filers sold out during the quarter.

Managers
60
13F filers
60
New
8
Added
21
Reduced
16
Sold out
6
Shares held by filers
9,592,988

Shares held by filers adds up every 13F filer's report, so a share reported by a parent and by its subsidiary counts twice (H9). Managers counts each filer group once.

13D and 13G filers

No 13D or 13G on this security in the data. Structured 13D/G data starts 2024-12-18.

Insider trades

No Form 4 transaction on this security in the data.

13F holders, Q2 2026

Filers in the available 13F reports with a share position at 2026-06-30, filer groups collapsed to one row (method), largest first. Options and principal amounts are left out. A group row states no % of portfolio, since each member reports its own portfolio: the members' percents are listed under it. A value about 1,000 times or 1/1,000 of the price other filers imply is shown as filed but neither ranks the row nor enters a sum.

HolderSharesValue% of portfolioChangeSource
SIT INVESTMENT ASSOCIATES INCin group SIT INVESTMENT ASSOCIATES INC2,488,022$29M0.55%-10,00013F-HRTimelineGroup
MORGAN STANLEYin group MORGAN STANLEY1,868,969$21.8M<0.01%-24,02713F-HRTimelineGroup
Penserra Capital Management LLCin group Penserra Capital Management L…775,986$9.05M0.07%+29,61213F-HRTimelineGroup
LPL Financial LLC595,638$6.95M<0.01%+60,96513F-HRTimeline
Arete Wealth Advisors, LLC440,153$5.13M0.34%+2,88813F-HR/ATimeline
BANK OF AMERICA CORP /DE/in group BANK OF AMERICA CORP /DE/331,846$3.87M<0.01%+9,60013F-HRTimelineGroup
WELLS FARGO & COMPANY/MNin group WELLS FARGO & COMPANY/MN292,223$3.41M<0.01%+97113F-HRTimelineGroup
Yakira Capital Management, Inc.232,717$2.71M0.8%-34,48913F-HRTimeline
Everstar Asset Management, LLC213,685$2.49M1.2%+45,15913F-HRTimeline
ROYAL BANK OF CANADAin group ROYAL BANK OF CANADA199,892$2.33M<0.01%-5,24913F-HRTimelineGroup
ENVESTNET ASSET MANAGEMENT INCin group ENVESTNET ASSET MANAGEMENT INC177,189$2.07M<0.01%+4,57113F-HRTimelineGroup
RAYMOND JAMES FINANCIAL INCin group RAYMOND JAMES FINANCIAL INC169,706$1.98M<0.01%+109,81713F-HRTimelineGroup
PRINCIPAL SECURITIES, INC.in group PRINCIPAL FINANCIAL GROUP INC168,674$1.97M0.02%+4,57113F-HRTimelineGroup
Baird Financial Group, Inc.in group Baird Financial Group, Inc.118,791$1.39M<0.01%-3,88513F-HRTimelineGroup
Tennessee Valley Asset Management Partn…114,169$1.33M0.15%-16,95513F-HRTimeline
Marks Group Wealth Management, Inc107,869$1.26M0.11%013F-HRTimeline
OSAIC HOLDINGS, INC.in group OSAIC HOLDINGS, INC.99,572$1.16M<0.01%-3,12913F-HRTimelineGroup
NATIONS FINANCIAL GROUP INC, /IA/ /ADV85,337$995K0.05%-1,34913F-HRTimeline
Advisory Solutions Group, LLC84,470$985K0.34%13F-HRTimeline
NOMURA HOLDINGS INCin group NOMURA ASSET MANAGEMENT CO LTD83,864$978K<0.01%013F-HRTimelineGroup
Advisor OS, LLCin group Advisor OS, LLC71,289$831K0.06%+12,31813F-HRTimelineGroup
Opal Wealth Advisors, LLC68,882$803K0.17%+30513F-HRTimeline
Creative Planningin group Creative Planning68,138$794K<0.01%new13F-HRTimelineGroup
Allworth Financial LP66,047$770K<0.01%+1,41913F-HRTimeline
STIFEL FINANCIAL CORPin group STIFEL FINANCIAL CORP56,867$663K<0.01%-4,77913F-HRTimelineGroup
OPPENHEIMER & CO INCin group OPPENHEIMER ASSET MANAGEMENT …53,779$627K0.01%+83013F-HRTimelineGroup
NWF Advisory Services Inc.44,527$519K0.05%-6,40013F-HRTimeline
CSS LLC/IL43,915$512K0.02%013F-HRTimeline
Kovack Advisors, Inc.40,468$471K0.02%+3,08313F-HRTimeline
CoreCap Advisors, LLC35,436$413K0.01%+15,30313F-HRTimeline
Janney Montgomery Scott LLC32,288$376K<0.01%+29413F-HRTimeline
Total Wealth Planning & Management, Inc.31,437$367K0.27%+92813F-HRTimeline
WEDBUSH SECURITIES INC26,456$308K0.01%-3313F-HRTimeline
Private Advisor Group, LLC25,978$303K<0.01%-29013F-HRTimeline
CHOREO, LLC24,362$284K<0.01%new13F-HRTimeline
UBS Group AGin group UBS Group AG21,707$253K<0.01%013F-HRTimelineGroup
SeaCrest Wealth Management, LLC21,593$252K0.03%+84013F-HRTimeline
HighTower Advisors, LLC19,280$225K<0.01%013F-HRTimeline
COMMONWEALTH EQUITY SERVICES, LLC18,849$220K<0.01%+6413F-HRTimeline
NewEdge Advisors, LLC18,700$218K<0.01%013F-HRTimeline
Clear Street Group Inc.in group Clear Street Group Inc.17,516$204K<0.01%new13F-HRTimelineGroup
BlackRock, Inc.in group BlackRock, Inc.15,373$179K<0.01%013F-HRTimelineGroup
Westside Investment Management, Inc.15,000$175K0.02%-5,00013F-HRTimeline
WealthTrust Asset Management, LLC14,454$169K0.09%-66913F-HRTimeline
Sequoia Financial Advisors, LLC14,000$163K<0.01%013F-HRTimeline
Gateway Wealth Partners, LLC13,833$161K0.01%-12,33313F-HRTimeline
CITADEL ADVISORS LLCin group CITADEL ADVISORS LLC12,973$151K<0.01%new13F-HRTimelineGroup
Cetera Investment Advisers12,445$145K<0.01%+16313F-HRTimeline
CHANNEL WEALTH LLC11,121$130K0.03%-50013F-HRTimeline
ALTERNA WEALTH MANAGEMENT, INC11,007$128K0.07%new13F-HRTimeline
CIBC Bancorp USA Inc.in group CIBC Bancorp USA Inc.11,000$128K<0.01%013F-HRTimelineGroup
Pinnacle Wealth Planning Services, Inc.2,000$23.3K<0.01%013F-HRTimeline
Larson Financial Group LLC930$10.8K<0.01%new13F-HRTimeline
HARBOUR INVESTMENTS, INC.856$9.98K<0.01%+31813F-HRTimeline
Luminist Capital LLC537$6.26K0.01%new13F-HRTimeline
COMPASS FINANCIAL MANAGEMENT LLC500$5.75K<0.01%13F-HRTimeline
Geneos Wealth Management Inc.310$3.62K<0.01%013F-HRTimeline
HIGHLINE WEALTH PARTNERS LLC180$2.1K<0.01%013F-HRTimeline
Ameritas Advisory Services, LLCin group Ameritas Investment Partners,…100$1.17K<0.01%new13F-HRTimelineGroup
Farther Finance Advisors, LLC83$968<0.01%013F-HRTimeline