Skip to content
Disclosery

Shaker Financial Services, LLC

Follow

13F filer, CIK 1511794, Arlington, VA

Shaker Financial Services, LLC reported $303,136,711 across 144 holdings for the quarter ended 2026-09-30, in a 13F-HR filed 2026-10-14. Its ten largest share positions make up 24.07% of the portfolio.

Accepted , ingested 13F-HR 0001172661-26-004522

Period
2026-09-30
Reported value
$303M
Holdings
144
Top 10 weight
24.07%
New
19
Sold out
23

Largest buys vs the previous quarter

SecurityShares changeApprox. value
TBLDnew+213,332$4.33M
CIInew+141,946$3.41M
XETYXadded+225,013$3.16M
TYnew+86,983$2.99M
CETadded+52,489$2.91M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
MMTexited-746,733-$3.29M
GABreduced-554,812-$2.91M
CSQreduced-132,107-$2.69M
STEWreduced-118,972-$2.07M
PTAexited-97,919-$1.88M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2026

Share positions as resolved from 13F-HR 0001172661-26-004522, largest first. % of portfolio is the value over $303,136,711, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
RVTROYCE SMALL CAP TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 74,500 shares; 2025Q1: 284,397 shares; 2025Q2: 585,074 shares; 2025Q3: 289,696 shares; 2025Q4: 181,349 shares; 2026Q1: 138,511 shares; 2026Q2: 605,745 shares; 2026Q3: 513,739 shares 513,739$8.8M2.9%-92,006Timeline
ASGLIBERTY ALL-STAR GROWTH FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 1,239,683 shares; 2025Q1: 1,486,164 shares; 2025Q2: 1,340,933 shares; 2025Q3: 1,314,729 shares; 2025Q4: 1,547,675 shares; 2026Q1: 1,833,807 shares; 2026Q2: 1,527,646 shares; 2026Q3: 1,642,101 shares 1,642,101$8.29M2.74%+114,455Timeline
JCENUVEEN CORE EQUITY ALPHA FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 197,446 shares; 2025Q1: 347,176 shares; 2025Q2: 527,991 shares; 2025Q3: 540,238 shares; 2025Q4: 560,717 shares; 2026Q1: 615,664 shares; 2026Q2: 519,128 shares; 2026Q3: 464,820 shares 464,820$8.05M2.66%-54,308Timeline
GABGABELLI EQUITY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 60,643 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: 2,073,169 shares; 2026Q3: 1,518,357 shares 1,518,357$7.96M2.62%-554,812Timeline
USALIBERTY ALL STAR EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 409,094 shares; 2025Q1: 320,223 shares; 2025Q2: 803,925 shares; 2025Q3: 1,307,623 shares; 2025Q4: 1,086,080 shares; 2026Q1: 948,523 shares; 2026Q2: 1,646,776 shares; 2026Q3: 1,334,591 shares 1,334,591$7.7M2.54%-312,185Timeline
SPESPECIAL OPPORTUNITIES FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 157,812 shares; 2025Q1: 77,098 shares; 2025Q2: 266,728 shares; 2025Q3: 354,678 shares; 2025Q4: 250,579 shares; 2026Q1: 372,043 shares; 2026Q2: 664,992 shares; 2026Q3: 558,655 shares 558,655$7.06M2.33%-106,337Timeline
ETBEATON VANCE TAX MNGED BUY WRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 219,102 shares; 2025Q1: 553,541 shares; 2025Q2: 538,006 shares; 2025Q3: 493,646 shares; 2025Q4: 494,414 shares; 2026Q1: 468,608 shares; 2026Q2: 437,829 shares; 2026Q3: 447,139 shares 447,139$6.85M2.26%+9,310Timeline
XGDVXGABELLI DIVID & INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 102,082 shares; 2025Q1: 125,316 shares; 2025Q2: not reported; 2025Q3: 34,581 shares; 2025Q4: 73,792 shares; 2026Q1: 53,861 shares; 2026Q2: 164,020 shares; 2026Q3: 222,969 shares 222,969$6.31M2.08%+58,949Timeline
FFAFIRST TR ENHANCED EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 119,142 shares; 2025Q1: 91,456 shares; 2025Q2: 179,995 shares; 2025Q3: 245,347 shares; 2025Q4: 286,580 shares; 2026Q1: 334,855 shares; 2026Q2: 328,741 shares; 2026Q3: 279,892 shares 279,892$6.22M2.05%-48,849Timeline
XSORXSOURCE CAPITALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: 26,591 shares; 2025Q2: 60,873 shares; 2025Q3: 9,251 shares; 2025Q4: 19,324 shares; 2026Q1: 30,205 shares; 2026Q2: 153,966 shares; 2026Q3: 125,834 shares 125,834$5.72M1.89%-28,132Timeline
EOIEATON VANCE ENHANCED EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 22,214 shares; 2025Q1: 83,649 shares; 2025Q2: 23,958 shares; 2025Q3: 24,965 shares; 2025Q4: 18,473 shares; 2026Q1: not reported; 2026Q2: 309,881 shares; 2026Q3: 273,850 shares 273,850$5.44M1.8%-36,031Timeline
EOSEATON VANCE ENHANCED EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 11,691 shares; 2025Q1: 39,500 shares; 2025Q2: 49,165 shares; 2025Q3: 106,542 shares; 2025Q4: 184,985 shares; 2026Q1: 275,672 shares; 2026Q2: 238,696 shares; 2026Q3: 253,907 shares 253,907$5.41M1.78%+15,211Timeline
XETYXEATON VANCE TAX-MANAGED DIVEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 100,633 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 209,180 shares; 2026Q1: 368,539 shares; 2026Q2: 158,702 shares; 2026Q3: 383,715 shares 383,715$5.39M1.78%+225,013Timeline
EEAEUROPEAN EQUITY FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 301,459 shares; 2025Q1: 392,572 shares; 2025Q2: 447,331 shares; 2025Q3: 445,553 shares; 2025Q4: 502,117 shares; 2026Q1: 508,317 shares; 2026Q2: 500,778 shares; 2026Q3: 493,614 shares 493,614$5.15M1.7%-7,164Timeline
XSSPXNUVEEN S&P 500 DYNAMIC OVERWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 245,444 shares; 2025Q1: not reported; 2025Q2: 71,075 shares; 2025Q3: 85,118 shares; 2025Q4: not reported; 2026Q1: 407,322 shares; 2026Q2: 257,328 shares; 2026Q3: 266,301 shares 266,301$5.01M1.65%+8,973Timeline
TWNTAIWAN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 35,411 shares; 2025Q1: 43,272 shares; 2025Q2: 42,901 shares; 2025Q3: 49,438 shares; 2025Q4: 39,333 shares; 2026Q1: 44,981 shares; 2026Q2: 44,603 shares; 2026Q3: 44,417 shares 44,417$4.53M1.49%-186Timeline
CETCENTRAL SECS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 167,641 shares; 2025Q1: 180,813 shares; 2025Q2: 211,722 shares; 2025Q3: 132,905 shares; 2025Q4: 107,720 shares; 2026Q1: 25,119 shares; 2026Q2: 26,884 shares; 2026Q3: 79,373 shares 79,373$4.41M1.45%+52,489Timeline
TBLDTHORNBURG INCM BUILDER OPP TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 54,866 shares; 2026Q1: 11,623 shares; 2026Q2: not reported; 2026Q3: 213,332 shares 213,332$4.33M1.43%newTimeline
XSCDXLMP CAP & INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 37,613 shares; 2025Q1: 43,788 shares; 2025Q2: not reported; 2025Q3: 19,000 shares; 2025Q4: 83,807 shares; 2026Q1: not reported; 2026Q2: 333,414 shares; 2026Q3: 288,321 shares 288,321$4.25M1.4%-45,093Timeline
DSLDOUBLELINE INCOME SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 73,076 shares; 2025Q1: 79,596 shares; 2025Q2: 244,126 shares; 2025Q3: 340,673 shares; 2025Q4: 395,158 shares; 2026Q1: 383,952 shares; 2026Q2: 355,669 shares; 2026Q3: 415,052 shares 415,052$4.15M1.37%+59,383Timeline
BLWBLACKROCK LTD DURATION INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 112,763 shares; 2026Q2: 301,450 shares; 2026Q3: 348,687 shares 348,687$4.01M1.32%+47,237Timeline
CHWCALAMOS GBL DYN INCOME FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 721,031 shares; 2025Q1: 739,541 shares; 2025Q2: 841,470 shares; 2025Q3: 824,490 shares; 2025Q4: 684,698 shares; 2026Q1: 463,606 shares; 2026Q2: 412,262 shares; 2026Q3: 491,862 shares 491,862$3.97M1.31%+79,600Timeline
GAMGENERAL AMERN INVS CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: 158,628 shares; 2025Q2: 109,796 shares; 2025Q3: not reported; 2025Q4: 29,187 shares; 2026Q1: 6,687 shares; 2026Q2: 81,300 shares; 2026Q3: 61,535 shares 61,535$3.9M1.29%-19,765Timeline
PFLPIMCO INCOME STRATEGY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 37,026 shares; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 43,231 shares; 2026Q2: 295,080 shares; 2026Q3: 548,253 shares 548,253$3.81M1.26%+253,173Timeline
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: 52,403 shares; 2026Q3: 52,531 shares 52,531$3.71M1.22%+128Timeline
ETGEATON VANCE TX ADV GLBL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 244,573 shares; 2025Q1: 163,513 shares; 2025Q2: 25,505 shares; 2025Q3: 163,373 shares; 2025Q4: 76,497 shares; 2026Q1: 398,083 shares; 2026Q2: 89,127 shares; 2026Q3: 158,081 shares 158,081$3.65M1.21%+68,954Timeline
SABASABA CAPITAL INCOME & OPPORTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 179,109 shares; 2025Q1: 252,519 shares; 2025Q2: 288,813 shares; 2025Q3: 448,104 shares; 2025Q4: 439,104 shares; 2026Q1: 580,372 shares; 2026Q2: 590,213 shares; 2026Q3: 436,616 shares 436,616$3.48M1.15%-153,597Timeline
ERCALLSPRING MULTI SECTOR INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 376,291 shares; 2025Q1: 333,567 shares; 2025Q2: 315,553 shares; 2025Q3: 366,566 shares; 2025Q4: 347,848 shares; 2026Q1: 368,049 shares; 2026Q2: 354,984 shares; 2026Q3: 397,685 shares 397,685$3.42M1.13%+42,701Timeline
CIIBLACKROCK ENHANCED LARGE CAPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 78,453 shares; 2025Q1: 153,671 shares; 2025Q2: 21,805 shares; 2025Q3: 9,611 shares; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 141,946 shares 141,946$3.41M1.12%newTimeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 9,454 shares; 2025Q1: 5,000 shares; 2025Q2: 558 shares; 2025Q3: 4,682 shares; 2025Q4: 7,781 shares; 2026Q1: 4,709 shares; 2026Q2: 4,290 shares; 2026Q3: 4,286 shares 4,286$3.28M1.08%-4Timeline
RMTROYCE MICRO-CAP TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 734,786 shares; 2025Q1: 907,197 shares; 2025Q2: 1,021,723 shares; 2025Q3: 909,058 shares; 2025Q4: 829,682 shares; 2026Q1: 396,368 shares; 2026Q2: 287,837 shares; 2026Q3: 233,299 shares 233,299$3.14M1.03%-54,538Timeline
STEWSRH TOTAL RETURN FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 726,726 shares; 2025Q1: 280,886 shares; 2025Q2: 69,216 shares; 2025Q3: 208,391 shares; 2025Q4: 108,639 shares; 2026Q1: 286,488 shares; 2026Q2: 298,716 shares; 2026Q3: 179,744 shares 179,744$3.12M1.03%-118,972Timeline
TYTRI CONTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 164,067 shares; 2025Q1: 90,287 shares; 2025Q2: 162,350 shares; 2025Q3: 12,682 shares; 2025Q4: 70,445 shares; 2026Q1: 93,663 shares; 2026Q2: not reported; 2026Q3: 86,983 shares 86,983$2.99M0.99%newTimeline
MCNXAI MADISON EQUITY PREMIUM IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 193,217 shares; 2025Q1: 358,126 shares; 2025Q2: 455,480 shares; 2025Q3: 534,836 shares; 2025Q4: 684,108 shares; 2026Q1: 573,686 shares; 2026Q2: 425,590 shares; 2026Q3: 546,122 shares 546,122$2.9M0.96%+120,532Timeline
BGHBARINGS GLOBAL SHORT DURATIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 50,799 shares; 2025Q1: 98,488 shares; 2025Q2: 174,609 shares; 2025Q3: not reported; 2025Q4: 33,789 shares; 2026Q1: 221,258 shares; 2026Q2: 188,748 shares; 2026Q3: 219,769 shares 219,769$2.9M0.96%+31,021Timeline
HGLBHIGHLAND GLOBAL ALLOCATION FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 667,027 shares; 2025Q1: 72,983 shares; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 37,305 shares; 2026Q1: 190,557 shares; 2026Q2: 520,207 shares; 2026Q3: 419,347 shares 419,347$2.77M0.91%-100,860Timeline
XIAEXVOYA ASIA PAC HIGH DIV EQT IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 162,620 shares; 2025Q1: 174,882 shares; 2025Q2: 173,883 shares; 2025Q3: 181,933 shares; 2025Q4: 198,949 shares; 2026Q1: 249,953 shares; 2026Q2: 308,151 shares; 2026Q3: 303,062 shares 303,062$2.69M0.89%-5,089Timeline
RGTROYCE GLOBAL TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 88,295 shares; 2025Q1: 112,439 shares; 2025Q2: 154,766 shares; 2025Q3: 153,815 shares; 2025Q4: 193,069 shares; 2026Q1: 196,031 shares; 2026Q2: 182,508 shares; 2026Q3: 189,057 shares 189,057$2.69M0.89%+6,549Timeline
PDIPIMCO DYNAMIC INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 189,156 shares 189,156$2.69M0.89%newTimeline
XEVTXEATON VANCE TAX ADVT DIV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 181,673 shares; 2025Q1: 288,572 shares; 2025Q2: 117,919 shares; 2025Q3: 81,549 shares; 2025Q4: 171,313 shares; 2026Q1: 62,331 shares; 2026Q2: not reported; 2026Q3: 94,702 shares 94,702$2.64M0.87%newTimeline
XPGPXPIMCO GLOBAL STOCKPLUS INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 94,373 shares; 2025Q1: 187,947 shares; 2025Q2: 33,752 shares; 2025Q3: 62,625 shares; 2025Q4: 113,811 shares; 2026Q1: 228,848 shares; 2026Q2: 388,461 shares; 2026Q3: 319,717 shares 319,717$2.64M0.87%-68,744Timeline
BWGBRANDYWINEGBL GBL INCM OPP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 225,387 shares; 2025Q1: 248,860 shares; 2025Q2: 382,468 shares; 2025Q3: 349,974 shares; 2025Q4: 308,292 shares; 2026Q1: 395,995 shares; 2026Q2: 473,763 shares; 2026Q3: 373,225 shares 373,225$2.58M0.85%-100,538Timeline
MSDMORGAN STANLEY EMKT DBT FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 91,212 shares; 2025Q4: 180,384 shares; 2026Q1: 303,614 shares; 2026Q2: 428,074 shares; 2026Q3: 373,948 shares 373,948$2.57M0.85%-54,126Timeline
GHYPGIM GLOBAL HIGH YIELD FD FOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 90,701 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 29,654 shares; 2025Q4: 221,488 shares; 2026Q1: 354,912 shares; 2026Q2: 335,881 shares; 2026Q3: 221,753 shares 221,753$2.44M0.81%-114,128Timeline
VOOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 2,027 shares; 2026Q2: 3,808 shares; 2026Q3: 3,478 shares 3,478$2.44M0.8%-330Timeline
SWZTOTAL RETURN SECURITIES FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 252,561 shares; 2025Q1: 86,088 shares; 2025Q2: 140,360 shares; 2025Q3: 298,862 shares; 2025Q4: 136,198 shares; 2026Q1: 322,395 shares; 2026Q2: 393,170 shares; 2026Q3: 424,625 shares 424,625$2.42M0.8%+31,455Timeline
CGOCALAMOS GLOBAL TOTAL RETURNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 113,152 shares; 2025Q1: 199,765 shares; 2025Q2: 159,279 shares; 2025Q3: 214,332 shares; 2025Q4: 183,144 shares; 2026Q1: 216,894 shares; 2026Q2: 177,106 shares; 2026Q3: 185,151 shares 185,151$2.39M0.79%+8,045Timeline
PDOPIMCO DYNAMIC INCOME OPRNTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 26,775 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 128,530 shares; 2026Q2: 85,176 shares; 2026Q3: 198,795 shares 198,795$2.37M0.78%+113,619Timeline
ACPABRDN INCOME CREDIT STRATEGIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 188,149 shares; 2025Q1: 183,751 shares; 2025Q2: 303,546 shares; 2025Q3: 442,146 shares; 2025Q4: 594,054 shares; 2026Q1: 326,311 shares; 2026Q2: 441,267 shares; 2026Q3: 514,675 shares 514,675$2.29M0.76%+73,408Timeline
DLYDOUBLELINE YIELD OPPORTUNITIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 20,884 shares; 2025Q1: not reported; 2025Q2: 83,413 shares; 2025Q3: 294,710 shares; 2025Q4: 185,781 shares; 2026Q1: 194,632 shares; 2026Q2: 157,923 shares; 2026Q3: 170,675 shares 170,675$2.28M0.75%+12,752Timeline
ARDCARES DYNAMIC CR ALLOCATION FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: 53,298 shares; 2025Q2: 106,790 shares; 2025Q3: not reported; 2025Q4: 244,497 shares; 2026Q1: 331,238 shares; 2026Q2: 103,541 shares; 2026Q3: 196,145 shares 196,145$2.26M0.74%+92,604Timeline
ETOEATON VANCE TAX-ADVANTAGED GQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 42,950 shares; 2025Q1: 41,701 shares; 2025Q2: 86,048 shares; 2025Q3: 97,146 shares; 2025Q4: 114,010 shares; 2026Q1: 151,069 shares; 2026Q2: 92,148 shares; 2026Q3: 73,567 shares 73,567$2.23M0.74%-18,581Timeline
TEITEMPLETON EMERGING MKTS INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 164,074 shares; 2025Q1: not reported; 2025Q2: 207,185 shares; 2025Q3: 152,347 shares; 2025Q4: 179,677 shares; 2026Q1: 150,874 shares; 2026Q2: 300,664 shares; 2026Q3: 356,491 shares 356,491$2.19M0.72%+55,827Timeline
BDJBLACKROCK ENHANCED EQUITY DIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 487,926 shares; 2025Q1: 275,312 shares; 2025Q2: 627,929 shares; 2025Q3: 368,492 shares; 2025Q4: 97,082 shares; 2026Q1: 210,535 shares; 2026Q2: 238,938 shares; 2026Q3: 231,344 shares 231,344$2.17M0.72%-7,594Timeline
XEADXALLSPRING INCOME OPPORTUNITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 635,994 shares; 2025Q1: 563,140 shares; 2025Q2: 587,142 shares; 2025Q3: 504,003 shares; 2025Q4: 586,829 shares; 2026Q1: 567,595 shares; 2026Q2: 595,858 shares; 2026Q3: 352,947 shares 352,947$2.14M0.71%-242,911Timeline
XEXGXEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 357,913 shares; 2025Q1: not reported; 2025Q2: 41,840 shares; 2025Q3: 69,139 shares; 2025Q4: 265,118 shares; 2026Q1: 207,960 shares; 2026Q2: 87,594 shares; 2026Q3: 225,286 shares 225,286$2.12M0.7%+137,692Timeline
PHKPIMCO HIGH INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 238,025 shares; 2026Q2: 200,104 shares; 2026Q3: 516,772 shares 516,772$2.12M0.7%+316,668Timeline
XBOEXBLACKROCK ENHANCED GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 53,084 shares; 2025Q1: 26,311 shares; 2025Q2: 88,166 shares; 2025Q3: 178,470 shares; 2025Q4: 174,071 shares; 2026Q1: 218,660 shares; 2026Q2: 157,824 shares; 2026Q3: 179,043 shares 179,043$2.09M0.69%+21,219Timeline
JPCNUVEEN PFD & INCOME OPPORTUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 13,965 shares; 2025Q1: 53,000 shares; 2025Q2: 54,700 shares; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: 87,000 shares; 2026Q3: 300,720 shares 300,720$2.07M0.68%+213,720Timeline
FAXABRDN ASIA PACIFIC INCOME FUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 219,257 shares; 2025Q1: 95,011 shares; 2025Q2: 68,831 shares; 2025Q3: not reported; 2025Q4: 100,319 shares; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 155,079 shares 155,079$2.03M0.67%newTimeline
GLOCLOUGH GLOBAL OPPORTUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 246,878 shares; 2025Q1: 263,762 shares; 2025Q2: not reported; 2025Q3: 327,298 shares; 2025Q4: 144,272 shares; 2026Q1: 77,266 shares; 2026Q2: 208,507 shares; 2026Q3: 378,521 shares 378,521$2.02M0.67%+170,014Timeline
PFNPIMCO INCOME STRATEGY FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 51,718 shares; 2025Q3: not reported; 2025Q4: 105,800 shares; 2026Q1: 375,630 shares; 2026Q2: 464,551 shares; 2026Q3: 313,823 shares 313,823$1.97M0.65%-150,728Timeline
XEVVXEATON VANCE LIMITED DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 185,412 shares; 2025Q1: 195,810 shares; 2025Q2: 209,404 shares; 2025Q3: 242,714 shares; 2025Q4: 239,059 shares; 2026Q1: 289,373 shares; 2026Q2: 232,722 shares; 2026Q3: 228,542 shares 228,542$1.93M0.64%-4,180Timeline
XAWFXALLIANCEBERNSTEIN GLOBAL HIGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 58,804 shares; 2025Q1: 157,981 shares; 2025Q2: 177,884 shares; 2025Q3: 131,484 shares; 2025Q4: 214,193 shares; 2026Q1: 203,148 shares; 2026Q2: 286,994 shares; 2026Q3: 193,518 shares 193,518$1.88M0.62%-93,476Timeline
JHIHANCOCK JOHN INVS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 105,114 shares; 2025Q1: 146,399 shares; 2025Q2: 183,223 shares; 2025Q3: 174,761 shares; 2025Q4: 137,124 shares; 2026Q1: 121,578 shares; 2026Q2: 131,272 shares; 2026Q3: 148,070 shares 148,070$1.83M0.6%+16,798Timeline
FTFFRANKLIN LTD DURATION INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 441,873 shares; 2025Q1: 548,672 shares; 2025Q2: 672,153 shares; 2025Q3: 693,377 shares; 2025Q4: 495,009 shares; 2026Q1: 458,892 shares; 2026Q2: 271,335 shares; 2026Q3: 332,332 shares 332,332$1.78M0.59%+60,997Timeline
HYIWESTERN ASSET HIGH YIELD OPPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 161,521 shares; 2025Q1: 154,820 shares; 2025Q2: 39,201 shares; 2025Q3: 41,825 shares; 2025Q4: 231,194 shares; 2026Q1: 273,559 shares; 2026Q2: 329,087 shares; 2026Q3: 179,344 shares 179,344$1.77M0.58%-149,743Timeline
CIKUBS ASSET MGMT INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 90,886 shares; 2025Q1: 209,133 shares; 2025Q2: 306,376 shares; 2025Q3: 52,336 shares; 2025Q4: 152,270 shares; 2026Q1: 285,186 shares; 2026Q2: 867,755 shares; 2026Q3: 752,927 shares 752,927$1.76M0.58%-114,828Timeline
TDFTEMPLETON DRAGON FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 106,847 shares; 2025Q1: 81,665 shares; 2025Q2: 97,348 shares; 2025Q3: 157,589 shares; 2025Q4: 104,322 shares; 2026Q1: 178,050 shares; 2026Q2: 181,701 shares; 2026Q3: 180,423 shares 180,423$1.76M0.58%-1,278Timeline
EODALLSPRING GLOBAL DIVIDEND OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 292,207 shares; 2025Q1: 44,135 shares; 2025Q2: 145,159 shares; 2025Q3: 228,138 shares; 2025Q4: 186,217 shares; 2026Q1: 59,191 shares; 2026Q2: 37,495 shares; 2026Q3: 255,731 shares 255,731$1.67M0.55%+218,236Timeline
AEFABRDN EMERGING MARKETS EX CHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 69,779 shares; 2025Q1: 68,502 shares; 2025Q2: 80,502 shares; 2025Q3: 94,331 shares; 2025Q4: 94,331 shares; 2026Q1: 157,459 shares; 2026Q2: 163,459 shares; 2026Q3: 169,459 shares 169,459$1.6M0.53%+6,000Timeline
ETWEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 367,624 shares; 2025Q1: 339,687 shares; 2025Q2: 449,311 shares; 2025Q3: 312,070 shares; 2025Q4: 237,332 shares; 2026Q1: 197,220 shares; 2026Q2: 259,227 shares; 2026Q3: 167,447 shares 167,447$1.59M0.52%-91,780Timeline
XFOFXCOHEN & STEERS CLOSED-ENDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 14,152 shares; 2025Q3: 113,506 shares; 2025Q4: 95,327 shares; 2026Q1: 16,217 shares; 2026Q2: 12,607 shares; 2026Q3: 124,694 shares 124,694$1.55M0.51%+112,087Timeline
ISDPGIM HIGH YIELD BOND FUND INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 100,959 shares; 2025Q1: not reported; 2025Q2: 26,223 shares; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 19,043 shares; 2026Q2: 160,858 shares; 2026Q3: 124,547 shares 124,547$1.46M0.48%-36,311Timeline
WDIWESTERN ASSET DIVERSIFIED INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 83,036 shares; 2025Q1: 42,886 shares; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 133,212 shares; 2026Q1: 151,466 shares; 2026Q2: 19,584 shares; 2026Q3: 123,537 shares 123,537$1.46M0.48%+103,953Timeline
EHIWESTERN ASSET GBL HIGH INC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 20,742 shares; 2025Q1: 256,935 shares; 2025Q2: 414,977 shares; 2025Q3: 553,533 shares; 2025Q4: 423,874 shares; 2026Q1: 393,627 shares; 2026Q2: 527,904 shares; 2026Q3: 263,590 shares 263,590$1.44M0.47%-264,314Timeline
VLTINVESCO HIGH INCOME TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 66,039 shares; 2025Q1: 149,862 shares; 2025Q2: 140,102 shares; 2025Q3: 112,225 shares; 2025Q4: 50,276 shares; 2026Q1: 52,850 shares; 2026Q2: 47,881 shares; 2026Q3: 149,149 shares 149,149$1.36M0.45%+101,268Timeline
PSFCOHEN & STEERS SELECT PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 67,668 shares; 2025Q1: 67,543 shares; 2025Q2: 87,569 shares; 2025Q3: 71,013 shares; 2025Q4: 72,187 shares; 2026Q1: 77,794 shares; 2026Q2: 98,818 shares; 2026Q3: 72,564 shares 72,564$1.32M0.43%-26,254Timeline
HIXWESTERN ASSET HIGH INCOM FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 268,264 shares; 2025Q1: 609,954 shares; 2025Q2: 454,438 shares; 2025Q3: 550,959 shares; 2025Q4: 403,653 shares; 2026Q1: 300,395 shares; 2026Q2: 392,761 shares; 2026Q3: 352,768 shares 352,768$1.25M0.41%-39,993Timeline
DBLDOUBLELINE OPPORTUNISTIC CRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 110,583 shares; 2025Q1: 78,007 shares; 2025Q2: 25,219 shares; 2025Q3: 28,537 shares; 2025Q4: not reported; 2026Q1: 14,732 shares; 2026Q2: 210,544 shares; 2026Q3: 89,661 shares 89,661$1.21M0.4%-120,883Timeline
JGHNUVEEN GLOBAL HIGH INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 162,483 shares; 2025Q1: 171,164 shares; 2025Q2: 226,452 shares; 2025Q3: 138,919 shares; 2025Q4: 231,461 shares; 2026Q1: 208,561 shares; 2026Q2: 59,775 shares; 2026Q3: 101,819 shares 101,819$1.21M0.4%+42,044Timeline
JOFJAPAN SMALLER CAPITALIZATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 66,876 shares; 2025Q1: 66,876 shares; 2025Q2: 97,575 shares; 2025Q3: 97,575 shares; 2025Q4: 93,681 shares; 2026Q1: 90,079 shares; 2026Q2: 93,079 shares; 2026Q3: 93,079 shares 93,079$1.17M0.39%0Timeline
KFKOREA FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 7,900 shares; 2025Q4: 7,500 shares; 2026Q1: 17,500 shares; 2026Q2: 17,500 shares; 2026Q3: 17,500 shares 17,500$1.15M0.38%0Timeline
CPZCALAMOS LNG SHR EQT DYNAMICQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 49,239 shares; 2025Q1: not reported; 2025Q2: 12,739 shares; 2025Q3: not reported; 2025Q4: 125,750 shares; 2026Q1: 123,958 shares; 2026Q2: 184,023 shares; 2026Q3: 90,470 shares 90,470$1.14M0.37%-93,553Timeline
NCVVIRTUS CONVERTIBLE & INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 34,319 shares; 2025Q4: 46,486 shares; 2026Q1: 14,584 shares; 2026Q2: 10,712 shares; 2026Q3: 74,464 shares 74,464$1.13M0.37%+63,752Timeline
HPSHANCOCK JOHN PFD INCOME FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 91,089 shares 91,089$1.1M0.36%newTimeline
HTDHANCOCK JOHN TAX-ADVANTAGEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 14,000 shares; 2025Q1: not reported; 2025Q2: 23,443 shares; 2025Q3: 18,095 shares; 2025Q4: 103,019 shares; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 47,893 shares 47,893$1.06M0.35%newTimeline
HIOWESTERN ASSET HIGH INCOME OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 27,343 shares; 2025Q1: not reported; 2025Q2: 199,744 shares; 2025Q3: 210,902 shares; 2025Q4: 613,763 shares; 2026Q1: 512,974 shares; 2026Q2: 642,498 shares; 2026Q3: 319,464 shares 319,464$1.04M0.34%-323,034Timeline
VGIVIRTUS GLOBAL MULTI-SECTOR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 259,354 shares; 2025Q1: 312,741 shares; 2025Q2: 297,936 shares; 2025Q3: 310,852 shares; 2025Q4: 293,404 shares; 2026Q1: 199,567 shares; 2026Q2: 214,646 shares; 2026Q3: 150,791 shares 150,791$1.02M0.34%-63,855Timeline
GLVCLOUGH GLOBAL DIVID & INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 42,382 shares; 2025Q1: not reported; 2025Q2: 453,041 shares; 2025Q3: 74,184 shares; 2025Q4: 86,114 shares; 2026Q1: 37,317 shares; 2026Q2: 99,473 shares; 2026Q3: 171,750 shares 171,750$994K0.33%+72,277Timeline
GFNEW GERMANY FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 178,169 shares; 2025Q1: 11,017 shares; 2025Q2: 122,622 shares; 2025Q3: 133,400 shares; 2025Q4: 121,034 shares; 2026Q1: 117,723 shares; 2026Q2: 12,235 shares; 2026Q3: 92,017 shares 92,017$979K0.32%+79,782Timeline
BITBLACKROCK MULTI SECTOR INC TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 34,570 shares; 2025Q1: 30,260 shares; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 166,958 shares; 2026Q1: 137,454 shares; 2026Q2: 80,816 shares; 2026Q3: 85,695 shares 85,695$963K0.32%+4,879Timeline
ETJEATON VANCE RISK-MANAGED DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 282,970 shares; 2025Q1: 519,255 shares; 2025Q2: 303,924 shares; 2025Q3: 365,998 shares; 2025Q4: 414,103 shares; 2026Q1: 247,420 shares; 2026Q2: 206,902 shares; 2026Q3: 117,721 shares 117,721$962K0.32%-89,181Timeline
PCNPIMCO CORPORATE & INCM STRGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: 50,569 shares; 2026Q3: 87,404 shares 87,404$933K0.31%+36,835Timeline
BRWSABA CAPITAL INCOME & OPRNTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 215,330 shares; 2025Q1: 193,307 shares; 2025Q2: 82,220 shares; 2025Q3: 60,563 shares; 2025Q4: 181,599 shares; 2026Q1: not reported; 2026Q2: 75,815 shares; 2026Q3: 153,273 shares 153,273$921K0.3%+77,458Timeline
MXEMEXICO EQUITY & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 82,712 shares; 2025Q1: 75,982 shares; 2025Q2: 75,982 shares; 2025Q3: 75,982 shares; 2025Q4: 75,513 shares; 2026Q1: 75,513 shares; 2026Q2: 69,997 shares; 2026Q3: 70,498 shares 70,498$880K0.29%+501Timeline
RABROOKFIELD REAL ASSETS INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 27,263 shares; 2025Q1: 64,469 shares; 2025Q2: 38,743 shares; 2025Q3: 42,435 shares; 2025Q4: 153,005 shares; 2026Q1: 32,897 shares; 2026Q2: 36,660 shares; 2026Q3: 76,063 shares 76,063$879K0.29%+39,403Timeline
XLGIXLAZARD GLOBAL TOTAL RETURN &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 31,145 shares; 2025Q1: 75,389 shares; 2025Q2: 70,478 shares; 2025Q3: not reported; 2025Q4: 32,158 shares; 2026Q1: 39,300 shares; 2026Q2: not reported; 2026Q3: 51,320 shares 51,320$873K0.29%newTimeline
PGZPRINCIPAL REAL ESTATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 52,041 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 13,629 shares; 2025Q4: 50,826 shares; 2026Q1: 42,626 shares; 2026Q2: 11,146 shares; 2026Q3: 90,664 shares 90,664$809K0.27%+79,518Timeline
XCAFXMORGAN STANLEY CHINA A SH FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 37,588 shares; 2025Q1: 36,845 shares; 2025Q2: 36,845 shares; 2025Q3: 36,845 shares; 2025Q4: 36,430 shares; 2026Q1: not reported; 2026Q2: 42,030 shares; 2026Q3: 44,836 shares 44,836$795K0.26%+2,806Timeline
FUNDSPROTT FOCUS TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 375,210 shares; 2025Q1: 317,148 shares; 2025Q2: 459,701 shares; 2025Q3: 474,364 shares; 2025Q4: 465,917 shares; 2026Q1: 203,208 shares; 2026Q2: 126,728 shares; 2026Q3: 76,777 shares 76,777$744K0.25%-49,951Timeline
FPFFIRST TR INTER DURATN PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 93,141 shares; 2025Q1: 69,925 shares; 2025Q2: 77,756 shares; 2025Q3: 73,260 shares; 2025Q4: 104,274 shares; 2026Q1: 68,010 shares; 2026Q2: 26,210 shares; 2026Q3: 44,551 shares 44,551$713K0.24%+18,341Timeline
XNROXNEUBERGER R/EST SECS INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 79,680 shares; 2025Q4: 119,089 shares; 2026Q1: 389,610 shares; 2026Q2: 381,877 shares; 2026Q3: 272,461 shares 272,461$708K0.23%-109,416Timeline
ERHALLSPRING UTILITIES AND HIGHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: 45,205 shares; 2026Q3: 66,161 shares 66,161$691K0.23%+20,956Timeline
RQICOHEN & STEERS QUALITY INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: 107,500 shares; 2025Q2: 125,826 shares; 2025Q3: 78,354 shares; 2025Q4: 47,609 shares; 2026Q1: not reported; 2026Q2: 61,196 shares; 2026Q3: 61,196 shares 61,196$667K0.22%0Timeline
XCHYXCALAMOS CONV & HIGH INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 82,616 shares; 2026Q2: 157,254 shares; 2026Q3: 55,669 shares 55,669$652K0.22%-101,585Timeline
CSQCALAMOS STRATEGIC TOTAL RETUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 360,621 shares; 2025Q1: 361,493 shares; 2025Q2: 394,767 shares; 2025Q3: 497,014 shares; 2025Q4: 325,874 shares; 2026Q1: 612,583 shares; 2026Q2: 163,703 shares; 2026Q3: 31,596 shares 31,596$644K0.21%-132,107Timeline
XBGYXBLACKROCK ENHANCED INTL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 205,142 shares; 2025Q1: 211,141 shares; 2025Q2: 388,987 shares; 2025Q3: 121,540 shares; 2025Q4: 69,140 shares; 2026Q1: 117,326 shares; 2026Q2: 144,643 shares; 2026Q3: 112,343 shares 112,343$632K0.21%-32,300Timeline
IAFABRDN AUSTRALIA EQUITY FD INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 46,499 shares 46,499$582K0.19%newTimeline
PIMFRANKLIN MASTER INTER INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 135,437 shares; 2025Q1: 120,489 shares; 2025Q2: 60,890 shares; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: 219,756 shares; 2026Q3: 190,008 shares 190,008$574K0.19%-29,748Timeline
MEGINYLIM CBRE GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 67,422 shares; 2025Q1: 24,781 shares; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 31,319 shares; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 40,009 shares 40,009$539K0.18%newTimeline
VTWOVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 2,629 shares; 2026Q2: 3,140 shares; 2026Q3: 4,688 shares 4,688$526K0.17%+1,548Timeline
SDHYPGIM SHORT DUR HIG YLD OPP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 244,735 shares; 2025Q1: 117,697 shares; 2025Q2: 158,365 shares; 2025Q3: 189,467 shares; 2025Q4: 171,891 shares; 2026Q1: 46,295 shares; 2026Q2: 54,881 shares; 2026Q3: 34,447 shares 34,447$525K0.17%-20,434Timeline
ETVEATON VANCE TAX-MANAGED BUY-Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 192,501 shares; 2025Q1: 73,618 shares; 2025Q2: 203,026 shares; 2025Q3: 322,604 shares; 2025Q4: 223,653 shares; 2026Q1: 21,325 shares; 2026Q2: not reported; 2026Q3: 34,789 shares 34,789$519K0.17%newTimeline
AVKADVENT CONV & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: 20,421 shares; 2025Q2: not reported; 2025Q3: 48,110 shares; 2025Q4: 20,934 shares; 2026Q1: 36,430 shares; 2026Q2: 29,979 shares; 2026Q3: 44,505 shares 44,505$510K0.17%+14,526Timeline
LDPCOHEN & STEERS LTD DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 70,608 shares; 2025Q1: 93,085 shares; 2025Q2: 85,631 shares; 2025Q3: 84,484 shares; 2025Q4: 93,902 shares; 2026Q1: 92,937 shares; 2026Q2: 36,611 shares; 2026Q3: 25,568 shares 25,568$494K0.16%-11,043Timeline
ECFELLSWORTH GROWTH & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 106,451 shares; 2025Q1: 141,706 shares; 2025Q2: 108,007 shares; 2025Q3: 99,201 shares; 2025Q4: 29,647 shares; 2026Q1: 23,431 shares; 2026Q2: 45,699 shares; 2026Q3: 41,527 shares 41,527$487K0.16%-4,172Timeline
GCVGABELLI CONV & INC SECS FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 12,481 shares; 2025Q1: not reported; 2025Q2: 10,493 shares; 2025Q3: 27,426 shares; 2025Q4: 14,334 shares; 2026Q1: not reported; 2026Q2: 120,933 shares; 2026Q3: 109,136 shares 109,136$452K0.15%-11,797Timeline
NHSNEUBERGER HIGH YIELD ST FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 144,512 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 54,000 shares; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 78,392 shares 78,392$425K0.14%newTimeline
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: 7,145 shares; 2026Q3: 7,159 shares 7,159$425K0.14%+14Timeline
FTFRANKLIN UNVL TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 51,188 shares; 2025Q1: 34,313 shares; 2025Q2: 70,883 shares; 2025Q3: 15,756 shares; 2025Q4: 15,756 shares; 2026Q1: 47,934 shares; 2026Q2: 24,870 shares; 2026Q3: 60,281 shares 60,281$424K0.14%+35,411Timeline
OPPRIVERNORTH DOUBLELINE STRATEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 82,132 shares; 2025Q1: not reported; 2025Q2: 44,076 shares; 2025Q3: 60,471 shares; 2025Q4: 110,263 shares; 2026Q1: 119,711 shares; 2026Q2: 48,388 shares; 2026Q3: 60,800 shares 60,800$421K0.14%+12,412Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 582 shares; 2025Q1: 582 shares; 2025Q2: 582 shares; 2025Q3: 582 shares; 2025Q4: 582 shares; 2026Q1: 582 shares; 2026Q2: 549 shares; 2026Q3: 549 shares 549$407K0.13%0Timeline
IGAVOYA GLBL ADV & PREM OPP FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 47,227 shares; 2025Q1: 19,534 shares; 2025Q2: not reported; 2025Q3: 24,428 shares; 2025Q4: 142,531 shares; 2026Q1: 180,588 shares; 2026Q2: 208,936 shares; 2026Q3: 40,604 shares 40,604$406K0.13%-168,332Timeline
KIOKKR INCOME OPPORTUNITIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: 38,342 shares; 2025Q2: 48,059 shares; 2025Q3: 58,344 shares; 2025Q4: 308,129 shares; 2026Q1: 315,638 shares; 2026Q2: 175,575 shares; 2026Q3: 37,893 shares 37,893$390K0.13%-137,682Timeline
DFPFLAHERTY & CRUMRINE DYNAMICQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 75,240 shares; 2025Q1: 73,872 shares; 2025Q2: 130,860 shares; 2025Q3: 69,440 shares; 2025Q4: 57,012 shares; 2026Q1: not reported; 2026Q2: 20,669 shares; 2026Q3: 20,669 shares 20,669$390K0.13%0Timeline
CCDCALAMOS DYNAMIC CONV & INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: 39,424 shares; 2026Q3: 16,406 shares 16,406$371K0.12%-23,018Timeline
BTOHANCOCK JOHN FINL OPPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 26,308 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 10,576 shares; 2026Q1: not reported; 2026Q2: 22,755 shares; 2026Q3: 10,012 shares 10,012$359K0.12%-12,743Timeline
XEMDXWESTERN ASSET EMERGING MKTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 167,885 shares; 2025Q1: 195,763 shares; 2025Q2: 162,921 shares; 2025Q3: 160,177 shares; 2025Q4: 167,347 shares; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 38,135 shares 38,135$357K0.12%newTimeline
BCVBANCROFT FD LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 65,394 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 35,042 shares; 2025Q4: 27,688 shares; 2026Q1: 15,221 shares; 2026Q2: 15,132 shares; 2026Q3: 14,645 shares 14,645$338K0.11%-487Timeline
THQABRDN HEALTHCARE OPPORTUNITIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 48,500 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 32,600 shares; 2026Q2: 70,493 shares; 2026Q3: 18,300 shares 18,300$337K0.11%-52,193Timeline
EMFTEMPLETON EMERGING MKTS FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 50,515 shares; 2025Q1: 50,515 shares; 2025Q2: 56,592 shares; 2025Q3: 65,894 shares; 2025Q4: 65,060 shares; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 13,493 shares 13,493$300K0.1%newTimeline
MXFMEXICO FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 17,789 shares; 2025Q1: 14,588 shares; 2025Q2: 14,588 shares; 2025Q3: 14,588 shares; 2025Q4: 14,588 shares; 2026Q1: 20,088 shares; 2026Q2: 14,588 shares; 2026Q3: 14,588 shares 14,588$297K0.1%0Timeline
JFRNUVEEN FLOATING RATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 115,292 shares; 2025Q1: 104,157 shares; 2025Q2: 86,857 shares; 2025Q3: 86,681 shares; 2025Q4: 113,966 shares; 2026Q1: 46,000 shares; 2026Q2: 21,631 shares; 2026Q3: 39,609 shares 39,609$296K0.1%+17,978Timeline
AIOVIRTUS ARTIFICIAL INTELLIGENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 9,193 shares; 2025Q1: 16,301 shares; 2025Q2: not reported; 2025Q3: 12,670 shares; 2025Q4: 30,899 shares; 2026Q1: 111,789 shares; 2026Q2: not reported; 2026Q3: 11,213 shares 11,213$279K0.09%newTimeline
EVFEATON VANCE SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 63,225 shares; 2025Q3: 65,061 shares; 2025Q4: 92,421 shares; 2026Q1: 48,309 shares; 2026Q2: 57,309 shares; 2026Q3: 56,599 shares 56,599$275K0.09%-710Timeline
VXUSVANGUARD STAR FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: 2,992 shares; 2026Q3: 2,997 shares 2,997$255K0.08%+5Timeline
IHDVOYA EMERGING MKTS HIGH DIVIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 57,692 shares; 2025Q1: 47,114 shares; 2025Q2: 80,607 shares; 2025Q3: 80,607 shares; 2025Q4: 77,225 shares; 2026Q1: 12,038 shares; 2026Q2: 26,129 shares; 2026Q3: 29,479 shares 29,479$223K0.07%+3,350Timeline
DSUBLACKROCK DEBT STRATEGIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 22,066 shares 22,066$199K0.07%newTimeline
ZTRVIRTUS TOTAL RETURN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 121,089 shares; 2025Q1: 147,623 shares; 2025Q2: 169,755 shares; 2025Q3: 70,424 shares; 2025Q4: 19,241 shares; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 30,000 shares 30,000$181K0.06%newTimeline
HYTBLACKROCK CORPOR HI YLD FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 362,415 shares; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: 52,744 shares; 2026Q3: 21,086 shares 21,086$165K0.05%-31,658Timeline
XGLQXCLOUGH GLOBAL EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 140,053 shares; 2025Q1: 52,580 shares; 2025Q2: 63,000 shares; 2025Q3: 77,207 shares; 2025Q4: 84,141 shares; 2026Q1: 47,979 shares; 2026Q2: 12,070 shares; 2026Q3: 20,882 shares 20,882$156K0.05%+8,812Timeline
JMMNUVEEN MULTI-MKT INCOME FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 10,782 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: not reported; 2026Q2: not reported; 2026Q3: 13,415 shares 13,415$74.2K0.02%newTimeline
XIGDXVOYA GLBL EQTY DIV & PREM OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q4: 111,768 shares; 2025Q1: 185,978 shares; 2025Q2: 28,987 shares; 2025Q3: not reported; 2025Q4: 304,484 shares; 2026Q1: 96,952 shares; 2026Q2: 20,355 shares; 2026Q3: 10,850 shares 10,850$67.1K0.02%-9,505Timeline

Sold out in Q3 2026

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
MMTABERDEEN MULTI-MARKET INCOME746,733$3.29Mshares
PTACOHEN & STEERS TAX ADVAN PFD97,919$1.88Mshares
QQQXNUVEEN NASDAQ 100 DYNAMIC OV45,069$1.36Mshares
PSUSPERSHING SQUARE USA LTD26,880$1Mshares
STKCOLUMBIA SELIGM PREM TECH GR15,785$850Kshares
GDOWSTRN AST GLBL CORP OPP FD I69,235$743Kshares
XEVGXEATON VANCE SHORT DURATION D63,944$689Kshares
PPTFRANKLIN PREMIER INCOME TR192,783$673Kshares
PDTHANCOCK JOHN PREM DIVID FD39,317$509Kshares
VVRINVESCO SR INCOME TR135,189$406Kshares
FINSANGEL OAK FINL STRATEGIES IN29,245$374Kshares
EFTEATON VANCE FLOATING RATE IN33,856$366Kshares
XNIEXVIRTUS EQUITY & CONV INCM FD13,421$360Kshares
MINABERDEEN INTER INCOME FD142,034$351Kshares
HEQJOHN HANCOCK DIVERSIFIED INC25,429$292Kshares
NFJVIRTUS DIVIDEND INTEREST & P15,025$228Kshares
HQLABRDN LIFE SCIENCES INVESTOR11,026$221Kshares
THWABRDN WORLD HEALTHCARE FUND16,080$215Kshares
ACVVIRTUS DIVERSIFIED INCM & CO7,355$208Kshares
JRSNUVEEN REAL ESTATE INCOME FD22,364$193Kshares
XJQCXNUVEEN CR STRATEGIES INCOME30,000$147Kshares
BTZBLACKROCK CR ALLOCATION13,149$134Kshares
DHFBNY MELLON HIGH YIELD STRATE29,535$71.5Kshares

How Q3 2026 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001172661-26-004522 base2026-10-14