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Shaker Financial Services, LLC

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13F filer, CIK 1511794, Arlington, VA

Shaker Financial Services, LLC reported $275,765,695 across 147 holdings for the quarter ended 2025-06-30, in a 13F-HR filed 2025-08-05. Its ten largest share positions make up 28.26% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001172661-25-002882

Period
2025-06-30
Reported value
$276M
Holdings
147
Top 10 weight
28.26%
New
23
Sold out
29

Largest buys vs the previous quarter

SecurityShares changeApprox. value
RVTadded+300,677$4.53M
USAadded+483,702$3.29M
XBMEXnew+224,516$3.22M
BDJadded+352,617$3.13M
XAODXadded+351,237$3.11M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
QQQXexited-220,010-$5.35M
XEVTXreduced-170,653-$4.11M
ADXexited-207,446-$3.94M
STEWreduced-211,670-$3.74M
NPCTexited-307,381-$3.31M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2025

Share positions as resolved from 13F-HR 0001172661-25-002882, largest first. % of portfolio is the value over $275,765,695, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
CETCENTRAL SECS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 139,353 shares; 2024Q4: 167,641 shares; 2025Q1: 180,813 shares; 2025Q2: 211,722 shares 211,722$10.1M3.67%+30,909Timeline
RMTROYCE MICRO-CAP TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 619,270 shares; 2024Q4: 734,786 shares; 2025Q1: 907,197 shares; 2025Q2: 1,021,723 shares 1,021,723$9.45M3.43%+114,526Timeline
RVTROYCE SMALL CAP TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 120,571 shares; 2024Q4: 74,500 shares; 2025Q1: 284,397 shares; 2025Q2: 585,074 shares 585,074$8.81M3.19%+300,677Timeline
JCENUVEEN CORE EQUITY ALPHA FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 22,393 shares; 2024Q4: 197,446 shares; 2025Q1: 347,176 shares; 2025Q2: 527,991 shares 527,991$8.35M3.03%+180,815Timeline
ETBEATON VANCE TAX MNGED BUY WRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 325,946 shares; 2024Q4: 219,102 shares; 2025Q1: 553,541 shares; 2025Q2: 538,006 shares 538,006$7.77M2.82%-15,535Timeline
ASGLIBERTY ALL-STAR GROWTH FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,255,941 shares; 2024Q4: 1,239,683 shares; 2025Q1: 1,486,164 shares; 2025Q2: 1,340,933 shares 1,340,933$7.33M2.66%-145,231Timeline
CSQCALAMOS STRATEGIC TOTAL RETUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 336,742 shares; 2024Q4: 360,621 shares; 2025Q1: 361,493 shares; 2025Q2: 394,767 shares 394,767$7.2M2.61%+33,274Timeline
DIAXNUVEEN DOW 30SM DYNAMIC OVERWRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 212,033 shares; 2024Q4: 96,529 shares; 2025Q1: 270,147 shares; 2025Q2: 459,536 shares 459,536$6.73M2.44%+189,389Timeline
GAMGENERAL AMERN INVS CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 158,628 shares; 2025Q2: 109,796 shares 109,796$6.15M2.23%-48,832Timeline
CHWCALAMOS GBL DYN INCOME FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 845,993 shares; 2024Q4: 721,031 shares; 2025Q1: 739,541 shares; 2025Q2: 841,470 shares 841,470$6M2.18%+101,929Timeline
BDJBLACKROCK ENHANCED EQUITY DIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 221,193 shares; 2024Q4: 487,926 shares; 2025Q1: 275,312 shares; 2025Q2: 627,929 shares 627,929$5.58M2.02%+352,617Timeline
USALIBERTY ALL STAR EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 510,094 shares; 2024Q4: 409,094 shares; 2025Q1: 320,223 shares; 2025Q2: 803,925 shares 803,925$5.47M1.99%+483,702Timeline
TYTRI CONTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 161,057 shares; 2024Q4: 164,067 shares; 2025Q1: 90,287 shares; 2025Q2: 162,350 shares 162,350$5.14M1.86%+72,063Timeline
EEAEUROPEAN EQUITY FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 379,304 shares; 2024Q4: 301,459 shares; 2025Q1: 392,572 shares; 2025Q2: 447,331 shares 447,331$4.58M1.66%+54,759Timeline
FTFFRANKLIN LTD DURATION INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 394,864 shares; 2024Q4: 441,873 shares; 2025Q1: 548,672 shares; 2025Q2: 672,153 shares 672,153$4.32M1.56%+123,481Timeline
XEADXALLSPRING INCOME OPPORTUNITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 622,241 shares; 2024Q4: 635,994 shares; 2025Q1: 563,140 shares; 2025Q2: 587,142 shares 587,142$4.18M1.51%+24,002Timeline
SPESPECIAL OPPORTUNITIES FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 63,636 shares; 2024Q4: 157,812 shares; 2025Q1: 77,098 shares; 2025Q2: 266,728 shares 266,728$4.13M1.5%+189,630Timeline
ETWEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 54,258 shares; 2024Q4: 367,624 shares; 2025Q1: 339,687 shares; 2025Q2: 449,311 shares 449,311$3.89M1.41%+109,624Timeline
FFAFIRST TR ENHANCED EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 117,985 shares; 2024Q4: 119,142 shares; 2025Q1: 91,456 shares; 2025Q2: 179,995 shares 179,995$3.69M1.34%+88,539Timeline
NMAINUVEEN MULTI ASSET INCOME FUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 76,571 shares; 2024Q4: 193,247 shares; 2025Q1: 286,041 shares; 2025Q2: 278,485 shares 278,485$3.55M1.29%-7,556Timeline
FUNDSPROTT FOCUS TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 974,603 shares; 2024Q4: 375,210 shares; 2025Q1: 317,148 shares; 2025Q2: 459,701 shares 459,701$3.44M1.25%+142,553Timeline
XAODXABRDN TOTAL DYNAMIC DIVIDENDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 52,542 shares; 2024Q4: 80,882 shares; 2025Q1: 23,571 shares; 2025Q2: 374,808 shares 374,808$3.32M1.2%+351,237Timeline
XBMEXBLACKROCK HEALTH SCIENCES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 224,516 shares 224,516$3.22M1.17%newTimeline
BWGBRANDYWINEGBL GBL INCM OPP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 260,281 shares; 2024Q4: 225,387 shares; 2025Q1: 248,860 shares; 2025Q2: 382,468 shares 382,468$3.21M1.16%+133,608Timeline
ERCALLSPRING MULTI SECTOR INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 462,891 shares; 2024Q4: 376,291 shares; 2025Q1: 333,567 shares; 2025Q2: 315,553 shares 315,553$3M1.09%-18,014Timeline
DSLDOUBLELINE INCOME SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 39,548 shares; 2024Q4: 73,076 shares; 2025Q1: 79,596 shares; 2025Q2: 244,126 shares 244,126$2.99M1.08%+164,530Timeline
JGHNUVEEN GLOBAL HIGH INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 83,975 shares; 2024Q4: 162,483 shares; 2025Q1: 171,164 shares; 2025Q2: 226,452 shares 226,452$2.95M1.07%+55,288Timeline
MCNXAI MADISON EQUITY PREMIUM IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 193,217 shares; 2025Q1: 358,126 shares; 2025Q2: 455,480 shares 455,480$2.88M1.04%+97,354Timeline
XEVTXEATON VANCE TAX ADVT DIV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 206,646 shares; 2024Q4: 181,673 shares; 2025Q1: 288,572 shares; 2025Q2: 117,919 shares 117,919$2.84M1.03%-170,653Timeline
ETVEATON VANCE TAX-MANAGED BUY-Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 301,302 shares; 2024Q4: 192,501 shares; 2025Q1: 73,618 shares; 2025Q2: 203,026 shares 203,026$2.82M1.02%+129,408Timeline
ETJEATON VANCE RISK-MANAGED DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 71,605 shares; 2024Q4: 282,970 shares; 2025Q1: 519,255 shares; 2025Q2: 303,924 shares 303,924$2.75M1%-215,331Timeline
EHIWESTERN ASSET GBL HIGH INC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 153,175 shares; 2024Q4: 20,742 shares; 2025Q1: 256,935 shares; 2025Q2: 414,977 shares 414,977$2.74M0.99%+158,042Timeline
BGHBARINGS GLOBAL SHORT DURATIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 70,940 shares; 2024Q4: 50,799 shares; 2025Q1: 98,488 shares; 2025Q2: 174,609 shares 174,609$2.71M0.98%+76,121Timeline
DFPFLAHERTY & CRUMRINE DYNAMICQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 44,315 shares; 2024Q4: 75,240 shares; 2025Q1: 73,872 shares; 2025Q2: 130,860 shares 130,860$2.69M0.97%+56,988Timeline
SDHYPGIM SHORT DUR HIG YLD OPP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 236,595 shares; 2024Q4: 244,735 shares; 2025Q1: 117,697 shares; 2025Q2: 158,365 shares 158,365$2.67M0.97%+40,668Timeline
SABASABA CAPITAL INCOME & OPPORTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 153,213 shares; 2024Q4: 179,109 shares; 2025Q1: 252,519 shares; 2025Q2: 288,813 shares 288,813$2.65M0.96%+36,294Timeline
XSORXSOURCE CAPITALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 26,591 shares; 2025Q2: 60,873 shares 60,873$2.64M0.96%+34,282Timeline
JHIHANCOCK JOHN INVS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 138,470 shares; 2024Q4: 105,114 shares; 2025Q1: 146,399 shares; 2025Q2: 183,223 shares 183,223$2.54M0.92%+36,824Timeline
GLVCLOUGH GLOBAL DIVID & INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 42,382 shares; 2025Q1: not reported; 2025Q2: 453,041 shares 453,041$2.48M0.9%newTimeline
XNIEXVIRTUS EQUITY & CONV INCM FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 17,425 shares; 2024Q4: not reported; 2025Q1: 63,582 shares; 2025Q2: 101,493 shares 101,493$2.43M0.88%+37,911Timeline
HEQJOHN HANCOCK DIVERSIFIED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 178,607 shares; 2024Q4: 249,606 shares; 2025Q1: 244,857 shares; 2025Q2: 224,964 shares 224,964$2.38M0.86%-19,893Timeline
ETOEATON VANCE TAX-ADVANTAGED GQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 21,739 shares; 2024Q4: 42,950 shares; 2025Q1: 41,701 shares; 2025Q2: 86,048 shares 86,048$2.34M0.85%+44,347Timeline
VGIVIRTUS GLOBAL MULTI-SECTOR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 347,269 shares; 2024Q4: 259,354 shares; 2025Q1: 312,741 shares; 2025Q2: 297,936 shares 297,936$2.34M0.85%-14,805Timeline
XBGYXBLACKROCK ENHANCED INTL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 156,083 shares; 2024Q4: 205,142 shares; 2025Q1: 211,141 shares; 2025Q2: 388,987 shares 388,987$2.25M0.82%+177,846Timeline
XMCRXMFS CHARTER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 448,297 shares; 2024Q4: 314,069 shares; 2025Q1: 314,201 shares; 2025Q2: 341,354 shares 341,354$2.17M0.79%+27,153Timeline
XEVVXEATON VANCE LIMITED DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 90,252 shares; 2024Q4: 185,412 shares; 2025Q1: 195,810 shares; 2025Q2: 209,404 shares 209,404$2.15M0.78%+13,594Timeline
FINSANGEL OAK FINL STRATEGIES INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 98,803 shares; 2024Q4: 154,668 shares; 2025Q1: 133,384 shares; 2025Q2: 163,730 shares 163,730$2.13M0.77%+30,346Timeline
HIXWESTERN ASSET HIGH INCOM FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 262,159 shares; 2024Q4: 268,264 shares; 2025Q1: 609,954 shares; 2025Q2: 454,438 shares 454,438$1.97M0.72%-155,516Timeline
CHINA FD INCCHINA FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 62,892 shares; 2024Q4: 68,086 shares; 2025Q1: 68,192 shares; 2025Q2: 132,112 shares 132,112$1.97M0.71%+63,920
XAWFXALLIANCEBERNSTEIN GLOBAL HIGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 58,804 shares; 2025Q1: 157,981 shares; 2025Q2: 177,884 shares 177,884$1.96M0.71%+19,903Timeline
TWNTAIWAN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 30,981 shares; 2024Q4: 35,411 shares; 2025Q1: 43,272 shares; 2025Q2: 42,901 shares 42,901$1.92M0.7%-371Timeline
CGOCALAMOS GLOBAL TOTAL RETURNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 113,152 shares; 2025Q1: 199,765 shares; 2025Q2: 159,279 shares 159,279$1.87M0.68%-40,486Timeline
RGTROYCE GLOBAL TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 51,765 shares; 2024Q4: 88,295 shares; 2025Q1: 112,439 shares; 2025Q2: 154,766 shares 154,766$1.86M0.68%+42,327Timeline
LDPCOHEN & STEERS LTD DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 64,122 shares; 2024Q4: 70,608 shares; 2025Q1: 93,085 shares; 2025Q2: 85,631 shares 85,631$1.8M0.65%-7,454Timeline
ACPABRDN INCOME CREDIT STRATEGIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 444,149 shares; 2024Q4: 188,149 shares; 2025Q1: 183,751 shares; 2025Q2: 303,546 shares 303,546$1.79M0.65%+119,795Timeline
PSFCOHEN & STEERS SELECT PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 81,753 shares; 2024Q4: 67,668 shares; 2025Q1: 67,543 shares; 2025Q2: 87,569 shares 87,569$1.76M0.64%+20,026Timeline
BGBBLACKSTONE STRATEGIC CRED 20Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 88,935 shares; 2024Q4: 85,547 shares; 2025Q1: 124,791 shares; 2025Q2: 140,782 shares 140,782$1.71M0.62%+15,991Timeline
FCTFIRST TR SR FLTG RATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 57,300 shares; 2024Q4: 144,453 shares; 2025Q1: 167,587 shares; 2025Q2: 166,080 shares 166,080$1.69M0.61%-1,507Timeline
XEMDXWESTERN ASSET EMERGING MKTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 121,531 shares; 2024Q4: 167,885 shares; 2025Q1: 195,763 shares; 2025Q2: 162,921 shares 162,921$1.66M0.6%-32,842Timeline
RQICOHEN & STEERS QUALITY INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 107,500 shares; 2025Q2: 125,826 shares 125,826$1.57M0.57%+18,326Timeline
VLTINVESCO HIGH INCOME TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 87,155 shares; 2024Q4: 66,039 shares; 2025Q1: 149,862 shares; 2025Q2: 140,102 shares 140,102$1.53M0.56%-9,760Timeline
ARDCARES DYNAMIC CR ALLOCATION FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 53,298 shares; 2025Q2: 106,790 shares 106,790$1.52M0.55%+53,492Timeline
GFNEW GERMANY FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 270,180 shares; 2024Q4: 178,169 shares; 2025Q1: 11,017 shares; 2025Q2: 122,622 shares 122,622$1.46M0.53%+111,605Timeline
FPFFIRST TR INTER DURATN PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 116,642 shares; 2024Q4: 93,141 shares; 2025Q1: 69,925 shares; 2025Q2: 77,756 shares 77,756$1.46M0.53%+7,831Timeline
FTHYFIRST TR HIGH YIELD OPPRT 20Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,500 shares; 2024Q4: 49,387 shares; 2025Q1: 119,808 shares; 2025Q2: 93,043 shares 93,043$1.38M0.5%-26,765Timeline
BSTBLACKROCK SCIENCE & TECHNOLOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 46,823 shares; 2024Q4: 17,717 shares; 2025Q1: 8,717 shares; 2025Q2: 36,014 shares 36,014$1.37M0.5%+27,297Timeline
DLYDOUBLELINE YIELD OPPORTUNITIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 20,884 shares; 2025Q1: not reported; 2025Q2: 83,413 shares 83,413$1.3M0.47%newTimeline
XSSPXNUVEEN S&P 500 DYNAMIC OVERWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 237,733 shares; 2024Q4: 245,444 shares; 2025Q1: not reported; 2025Q2: 71,075 shares 71,075$1.27M0.46%newTimeline
TEITEMPLETON EMERGING MKTS INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 141,100 shares; 2024Q4: 164,074 shares; 2025Q1: not reported; 2025Q2: 207,185 shares 207,185$1.24M0.45%newTimeline
XIAEXVOYA ASIA PAC HIGH DIV EQT IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 170,474 shares; 2024Q4: 162,620 shares; 2025Q1: 174,882 shares; 2025Q2: 173,883 shares 173,883$1.22M0.44%-999Timeline
STEWSRH TOTAL RETURN FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 655,209 shares; 2024Q4: 726,726 shares; 2025Q1: 280,886 shares; 2025Q2: 69,216 shares 69,216$1.22M0.44%-211,670Timeline
PTACOHEN & STEERS TAX ADVAN PFDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 19,332 shares; 2024Q4: 51,720 shares; 2025Q1: 65,822 shares; 2025Q2: 61,281 shares 61,281$1.21M0.44%-4,541Timeline
EDDMORGAN STANLEY EMERGING MKTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 231,346 shares; 2024Q4: 150,586 shares; 2025Q1: 90,649 shares; 2025Q2: 228,932 shares 228,932$1.2M0.44%+138,283Timeline
EOSEATON VANCE ENHANCED EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 60,090 shares; 2024Q4: 11,691 shares; 2025Q1: 39,500 shares; 2025Q2: 49,165 shares 49,165$1.19M0.43%+9,665Timeline
XLGIXLAZARD GLOBAL TOTAL RETURN &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 31,145 shares; 2025Q1: 75,389 shares; 2025Q2: 70,478 shares 70,478$1.18M0.43%-4,911Timeline
ECFELLSWORTH GROWTH & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 111,265 shares; 2024Q4: 106,451 shares; 2025Q1: 141,706 shares; 2025Q2: 108,007 shares 108,007$1.11M0.4%-33,699Timeline
XFLTXAI OCTAGON FLOATING RATE & ALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 23,715 shares; 2025Q1: not reported; 2025Q2: 194,429 shares 194,429$1.11M0.4%newTimeline
BXMXNUVEEN S&P 500 BUY-WRITE INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 321,732 shares; 2024Q4: 214,868 shares; 2025Q1: 209,352 shares; 2025Q2: 77,595 shares 77,595$1.11M0.4%-131,757Timeline
FAXABRDN ASIA PACIFIC INCOME FUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 29,672 shares; 2024Q4: 219,257 shares; 2025Q1: 95,011 shares; 2025Q2: 68,831 shares 68,831$1.1M0.4%-26,180Timeline
MMTABERDEEN MULTI-MARKET INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 286,096 shares; 2024Q4: 269,501 shares; 2025Q1: 309,055 shares; 2025Q2: 225,381 shares 225,381$1.06M0.38%-83,674Timeline
ZTRVIRTUS TOTAL RETURN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 181,877 shares; 2024Q4: 121,089 shares; 2025Q1: 147,623 shares; 2025Q2: 169,755 shares 169,755$1.06M0.38%+22,132Timeline
XEVGXEATON VANCE SHORT DURATION DQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 39,473 shares; 2024Q4: 37,291 shares; 2025Q1: 35,921 shares; 2025Q2: 91,716 shares 91,716$1.01M0.37%+55,795Timeline
XBOEXBLACKROCK ENHANCED GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 36,275 shares; 2024Q4: 53,084 shares; 2025Q1: 26,311 shares; 2025Q2: 88,166 shares 88,166$1M0.36%+61,855Timeline
BGXBLACKSTONE LONG SHORT CR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,084 shares; 2024Q4: 68,984 shares; 2025Q1: 77,174 shares; 2025Q2: 79,194 shares 79,194$983K0.36%+2,020Timeline
TDFTEMPLETON DRAGON FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 94,495 shares; 2024Q4: 106,847 shares; 2025Q1: 81,665 shares; 2025Q2: 97,348 shares 97,348$973K0.35%+15,683Timeline
JOFJAPAN SMALLER CAPITALIZATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 75,633 shares; 2024Q4: 66,876 shares; 2025Q1: 66,876 shares; 2025Q2: 97,575 shares 97,575$941K0.34%+30,699Timeline
CIKUBS ASSET MGMT INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 90,886 shares; 2025Q1: 209,133 shares; 2025Q2: 306,376 shares 306,376$907K0.33%+97,243Timeline
SWZTOTAL RETURN SECURITIES FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 327,809 shares; 2024Q4: 252,561 shares; 2025Q1: 86,088 shares; 2025Q2: 140,360 shares 140,360$890K0.32%+54,272Timeline
EMFTEMPLETON EMERGING MKTS FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 45,513 shares; 2024Q4: 50,515 shares; 2025Q1: 50,515 shares; 2025Q2: 56,592 shares 56,592$826K0.3%+6,077Timeline
HIOWESTERN ASSET HIGH INCOME OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 25,310 shares; 2024Q4: 27,343 shares; 2025Q1: not reported; 2025Q2: 199,744 shares 199,744$802K0.29%newTimeline
MXEMEXICO EQUITY & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 77,758 shares; 2024Q4: 82,712 shares; 2025Q1: 75,982 shares; 2025Q2: 75,982 shares 75,982$796K0.29%0Timeline
EODALLSPRING GLOBAL DIVIDEND OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 342,780 shares; 2024Q4: 292,207 shares; 2025Q1: 44,135 shares; 2025Q2: 145,159 shares 145,159$791K0.29%+101,024Timeline
JRSNUVEEN REAL ESTATE INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 42,228 shares; 2025Q1: 65,228 shares; 2025Q2: 98,228 shares 98,228$781K0.28%+33,000Timeline
DHFBNY MELLON HIGH YIELD STRATEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 96,600 shares; 2025Q1: 227,235 shares; 2025Q2: 297,741 shares 297,741$774K0.28%+70,506Timeline
JFRNUVEEN FLOATING RATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 177,054 shares; 2024Q4: 115,292 shares; 2025Q1: 104,157 shares; 2025Q2: 86,857 shares 86,857$743K0.27%-17,300Timeline
BRWSABA CAPITAL INCOME & OPRNTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 93,657 shares; 2024Q4: 215,330 shares; 2025Q1: 193,307 shares; 2025Q2: 82,220 shares 82,220$663K0.24%-111,087Timeline
ECATBLACKROCK ESG CAP ALLC TERMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 15,512 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 38,270 shares 38,270$615K0.22%newTimeline
KIOKKR INCOME OPPORTUNITIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 38,342 shares; 2025Q2: 48,059 shares 48,059$604K0.22%+9,717Timeline
RSFRIVERNORTH CAP AND INCM FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 59,021 shares; 2025Q1: 56,084 shares; 2025Q2: 40,112 shares 40,112$584K0.21%-15,972Timeline
HTDHANCOCK JOHN TAX-ADVANTAGEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 14,000 shares; 2025Q1: not reported; 2025Q2: 23,443 shares 23,443$548K0.2%newTimeline
FTFRANKLIN UNVL TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 40,146 shares; 2024Q4: 51,188 shares; 2025Q1: 34,313 shares; 2025Q2: 70,883 shares 70,883$540K0.2%+36,570Timeline
ETGEATON VANCE TX ADV GLBL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 197,963 shares; 2024Q4: 244,573 shares; 2025Q1: 163,513 shares; 2025Q2: 25,505 shares 25,505$534K0.19%-138,008Timeline
ABRDN JAPAN EQUITY FUND INCABRDN JAPAN EQUITY FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 85,799 shares; 2024Q4: 68,399 shares; 2025Q1: 68,757 shares; 2025Q2: 68,757 shares 68,757$518K0.19%0
RABROOKFIELD REAL ASSETS INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 63,190 shares; 2024Q4: 27,263 shares; 2025Q1: 64,469 shares; 2025Q2: 38,743 shares 38,743$518K0.19%-25,726Timeline
XCAFXMORGAN STANLEY CHINA A SH FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 31,088 shares; 2024Q4: 37,588 shares; 2025Q1: 36,845 shares; 2025Q2: 36,845 shares 36,845$508K0.18%0Timeline
EOIEATON VANCE ENHANCED EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 31,247 shares; 2024Q4: 22,214 shares; 2025Q1: 83,649 shares; 2025Q2: 23,958 shares 23,958$501K0.18%-59,691Timeline
IHDVOYA EMERGING MKTS HIGH DIVIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 61,192 shares; 2024Q4: 57,692 shares; 2025Q1: 47,114 shares; 2025Q2: 80,607 shares 80,607$479K0.17%+33,493Timeline
AEFABRDN EMERGING MARKETS EX CHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 69,779 shares; 2024Q4: 69,779 shares; 2025Q1: 68,502 shares; 2025Q2: 80,502 shares 80,502$478K0.17%+12,000Timeline
HYIWESTERN ASSET HIGH YIELD OPPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 144,578 shares; 2024Q4: 161,521 shares; 2025Q1: 154,820 shares; 2025Q2: 39,201 shares 39,201$473K0.17%-115,619Timeline
CIIBLACKROCK ENHANCED LARGE CAPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 339,551 shares; 2024Q4: 78,453 shares; 2025Q1: 153,671 shares; 2025Q2: 21,805 shares 21,805$466K0.17%-131,866Timeline
XGLQXCLOUGH GLOBAL EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 46,990 shares; 2024Q4: 140,053 shares; 2025Q1: 52,580 shares; 2025Q2: 63,000 shares 63,000$449K0.16%+10,420Timeline
XEFRXEATON VANCE SR FLTNG RTE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 36,766 shares 36,766$446K0.16%newTimeline
IGIWESTERN ASSET INVT GRADE OPPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 12,298 shares; 2025Q1: 12,212 shares; 2025Q2: 26,623 shares 26,623$443K0.16%+14,411Timeline
JPCNUVEEN PFD & INCOME OPPORTUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 57,000 shares; 2024Q4: 13,965 shares; 2025Q1: 53,000 shares; 2025Q2: 54,700 shares 54,700$442K0.16%+1,700Timeline
HQLABRDN LIFE SCIENCES INVESTORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 23,430 shares; 2025Q2: 31,062 shares 31,062$398K0.14%+7,632Timeline
STKCOLUMBIA SELIGM PREM TECH GRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 67,232 shares; 2024Q4: 67,665 shares; 2025Q1: 27,993 shares; 2025Q2: 12,989 shares 12,989$395K0.14%-15,004Timeline
GDOWSTRN AST GLBL CORP OPP FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 50,497 shares; 2025Q1: 47,496 shares; 2025Q2: 32,873 shares 32,873$393K0.14%-14,623Timeline
ABERDEENABERDEENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 63,995 shares; 2024Q4: 62,545 shares; 2025Q1: 75,045 shares; 2025Q2: 87,045 shares 87,045$389K0.14%+12,000
DBLDOUBLELINE OPPORTUNISTIC CRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 136,515 shares; 2024Q4: 110,583 shares; 2025Q1: 78,007 shares; 2025Q2: 25,219 shares 25,219$388K0.14%-52,788Timeline
PFNPIMCO INCOME STRATEGY FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 12,825 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 51,718 shares 51,718$386K0.14%newTimeline
OPPRIVERNORTH DOUBLELINE STRATEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 114,248 shares; 2024Q4: 82,132 shares; 2025Q1: not reported; 2025Q2: 44,076 shares 44,076$377K0.14%newTimeline
RIVRIVERNORTH OPPORTUNITIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 101,071 shares; 2025Q1: 56,974 shares; 2025Q2: 30,464 shares 30,464$373K0.14%-26,510Timeline
ISDPGIM HIGH YIELD BOND FUND INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 179,608 shares; 2024Q4: 100,959 shares; 2025Q1: not reported; 2025Q2: 26,223 shares 26,223$372K0.13%newTimeline
XEXGXEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 356,589 shares; 2024Q4: 357,913 shares; 2025Q1: not reported; 2025Q2: 41,840 shares 41,840$366K0.13%newTimeline
EVFEATON VANCE SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 63,225 shares 63,225$360K0.13%newTimeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,829 shares; 2024Q4: 9,454 shares; 2025Q1: 5,000 shares; 2025Q2: 558 shares 558$351K0.13%-4,442Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 591 shares; 2024Q4: 582 shares; 2025Q1: 582 shares; 2025Q2: 582 shares 582$321K0.12%0Timeline
PFLPIMCO INCOME STRATEGY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 23,082 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 37,026 shares 37,026$312K0.11%newTimeline
JHSHANCOCK JOHN INCOME SECS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 57,330 shares; 2024Q4: 29,812 shares; 2025Q1: 28,876 shares; 2025Q2: 26,519 shares 26,519$299K0.11%-2,357Timeline
PGPPIMCO GLOBAL STOCKPLUS INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 164,393 shares; 2024Q4: 94,373 shares; 2025Q1: 187,947 shares; 2025Q2: 33,752 shares 33,752$284K0.1%-154,195Timeline
PDTHANCOCK JOHN PREM DIVID FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 166,484 shares; 2024Q4: 135,139 shares; 2025Q1: 120,416 shares; 2025Q2: 21,096 shares 21,096$278K0.1%-99,320Timeline
MXFMEXICO FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 24,216 shares; 2024Q4: 17,789 shares; 2025Q1: 14,588 shares; 2025Q2: 14,588 shares 14,588$256K0.09%0Timeline
CMGCHIPOTLE MEXICAN GRILL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,350 shares; 2024Q4: 4,350 shares; 2025Q1: 4,350 shares; 2025Q2: 4,350 shares 4,350$244K0.09%0Timeline
CPZCALAMOS LNG SHR EQT DYNAMICQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 21,188 shares; 2024Q4: 49,239 shares; 2025Q1: not reported; 2025Q2: 12,739 shares 12,739$207K0.07%newTimeline
NFJVIRTUS DIVIDEND INTEREST & PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 29,789 shares; 2024Q4: not reported; 2025Q1: 167,884 shares; 2025Q2: 16,578 shares 16,578$206K0.07%-151,306Timeline
PIMFRANKLIN MASTER INTER INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 135,196 shares; 2024Q4: 135,437 shares; 2025Q1: 120,489 shares; 2025Q2: 60,890 shares 60,890$204K0.07%-59,599Timeline
BTZBLACKROCK CR ALLOCATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 18,000 shares; 2025Q2: 18,000 shares 18,000$197K0.07%0Timeline
ECOFIN SUSTAINABLE & SOC IM…ECOFIN SUSTAINABLE & SOC IMP TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 24,799 shares; 2025Q1: 37,671 shares; 2025Q2: 15,293 shares 15,293$187K0.07%-22,378
PCFHIGH INCOME SECS FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 28,503 shares 28,503$181K0.07%newTimeline
XFOFXCOHEN & STEERS CLOSED-ENDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 14,152 shares 14,152$179K0.06%newTimeline
IDEVOYA INFRASTRUCTURE INDLS &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 43,450 shares; 2025Q1: 41,494 shares; 2025Q2: 14,595 shares 14,595$171K0.06%-26,899Timeline
XIGDXVOYA GLBL EQTY DIV & PREM OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 59,559 shares; 2024Q4: 111,768 shares; 2025Q1: 185,978 shares; 2025Q2: 28,987 shares 28,987$168K0.06%-156,991Timeline
PAIWESTERN ASSET INVESTMENT GRAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 65,981 shares; 2024Q4: 60,108 shares; 2025Q1: not reported; 2025Q2: 11,110 shares 11,110$145K0.05%newTimeline
XJQCXNUVEEN CR STRATEGIES INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 69,300 shares; 2024Q4: 69,300 shares; 2025Q1: not reported; 2025Q2: 24,452 shares 24,452$135K0.05%newTimeline
XDHYXCREDIT SUISSE HIGH YIELD CREQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 55,339 shares 55,339$118K0.04%newTimeline
MINABERDEEN INTER INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 176,098 shares; 2024Q4: 40,970 shares; 2025Q1: 20,370 shares; 2025Q2: 25,050 shares 25,050$67.9K0.02%+4,680Timeline
GCVGABELLI CONV & INC SECS FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 14,109 shares; 2024Q4: 12,481 shares; 2025Q1: not reported; 2025Q2: 10,493 shares 10,493$40.2K0.01%newTimeline

Sold out in Q2 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
QQQXNUVEEN NASDAQ 100 DYNAMIC OV220,010$5.35Mshares
ADXADAMS DIVERSIFIED EQUITY FD207,446$3.94Mshares
NPCTNUVEEN CORE PLUS IMPACT FUND307,381$3.31Mshares
XGDVXGABELLI DIVID & INCOME TR125,316$3.02Mshares
BTXBLACKROCK TECH AND PRIVATE E434,069$2.72Mshares
PIONEER HIGH INCOME FUND INCPIONEER HIGH INCOME FUND INC214,755$1.66Mshares
ASGIABRDN GLOBAL INFRA INCOME FU76,829$1.41Mshares
GLOCLOUGH GLOBAL OPPORTUNITIES263,762$1.29Mshares
PIONEER FLOATING RATE FUND IPIONEER FLOATING RATE FUND I128,727$1.22Mshares
PIONEER DIVERSIFIED HIGH IN…PIONEER DIVERSIFIED HIGH INCOM72,607$867Kshares
ACVVIRTUS DIVERSIFIED INCM & CO42,344$847Kshares
XSCDXLMP CAP & INCOME FD INC43,788$703Kshares
NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME34,732$689Kshares
BSLBLACKSTONE SENI FLTN RAT 20247,185$667Kshares
WDIWESTERN ASSET DIVERSIFIED IN42,886$626Kshares
HGLBHIGHLAND GLOBAL ALLOCATION F72,983$608Kshares
BITBLACKROCK MULTI SECTOR INC T30,260$438Kshares
BCATBLACKROCK CAP ALLOCATION TER30,216$435Kshares
XAGDXABRDN GLOBAL DYNAMIC DIVIDEN38,497$383Kshares
AIOVIRTUS ARTIFICIAL INTELLIGEN16,301$336Kshares
MEGINYLIM CBRE GLOBAL24,781$330Kshares
BTTBLACKROCK MUN TARGET TERM TR12,998$277Kshares
GGZGABELLI GLOBAL SMALL & MID C22,742$273Kshares
NCZVIRTUS CONVERTIBLE & INC FD21,783$252Kshares
AVKADVENT CONV & INCOME FD20,421$235Kshares
NBXGNEUBERGER NEXT GENERATION18,418$226Kshares
IGAVOYA GLBL ADV & PREM OPP FD19,534$192Kshares
GRXGABELLI HEALTHCARE & WELLNES15,337$155Kshares
MGFABERDEEN GOVT MARKETS INCOME24,286$77Kshares

How Q2 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001172661-25-002882 base2025-08-05acceptance time not in the bulk data set