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Shaker Financial Services, LLC

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13F filer, CIK 1511794, Arlington, VA

Shaker Financial Services, LLC reported $286,903,774 across 145 holdings for the quarter ended 2026-03-31, in a 13F-HR filed 2026-05-12. Its ten largest share positions make up 25.33% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001172661-26-001718

Period
2026-03-31
Reported value
$287M
Holdings
145
Top 10 weight
25.33%
New
15
Sold out
35

Largest buys vs the previous quarter

SecurityShares changeApprox. value
XSSPXnew+407,322$6.55M
ETGadded+321,586$6.47M
CSQadded+286,709$4.91M
XAODXadded+354,436$3.26M
STEWadded+177,849$3.04M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
QQQXexited-203,750-$5.81M
RMTreduced-433,314-$4.9M
CETreduced-82,601-$4.1M
ADXexited-164,389-$3.83M
DIAXexited-199,214-$3.04M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2026

Share positions as resolved from 13F-HR 0001172661-26-001718, largest first. % of portfolio is the value over $286,903,774, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
CSQCALAMOS STRATEGIC TOTAL RETUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 336,742 shares; 2024Q4: 360,621 shares; 2025Q1: 361,493 shares; 2025Q2: 394,767 shares; 2025Q3: 497,014 shares; 2025Q4: 325,874 shares; 2026Q1: 612,583 shares 612,583$10.5M3.66%+286,709Timeline
JCENUVEEN CORE EQUITY ALPHA FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 22,393 shares; 2024Q4: 197,446 shares; 2025Q1: 347,176 shares; 2025Q2: 527,991 shares; 2025Q3: 540,238 shares; 2025Q4: 560,717 shares; 2026Q1: 615,664 shares 615,664$9.31M3.25%+54,947Timeline
ASGLIBERTY ALL-STAR GROWTH FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 1,255,941 shares; 2024Q4: 1,239,683 shares; 2025Q1: 1,486,164 shares; 2025Q2: 1,340,933 shares; 2025Q3: 1,314,729 shares; 2025Q4: 1,547,675 shares; 2026Q1: 1,833,807 shares 1,833,807$8.71M3.04%+286,132Timeline
ETGEATON VANCE TX ADV GLBL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 197,963 shares; 2024Q4: 244,573 shares; 2025Q1: 163,513 shares; 2025Q2: 25,505 shares; 2025Q3: 163,373 shares; 2025Q4: 76,497 shares; 2026Q1: 398,083 shares 398,083$8.01M2.79%+321,586Timeline
FFAFIRST TR ENHANCED EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 117,985 shares; 2024Q4: 119,142 shares; 2025Q1: 91,456 shares; 2025Q2: 179,995 shares; 2025Q3: 245,347 shares; 2025Q4: 286,580 shares; 2026Q1: 334,855 shares 334,855$6.83M2.38%+48,275Timeline
ETBEATON VANCE TAX MNGED BUY WRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 325,946 shares; 2024Q4: 219,102 shares; 2025Q1: 553,541 shares; 2025Q2: 538,006 shares; 2025Q3: 493,646 shares; 2025Q4: 494,414 shares; 2026Q1: 468,608 shares 468,608$6.76M2.36%-25,806Timeline
XSSPXNUVEEN S&P 500 DYNAMIC OVERWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 237,733 shares; 2024Q4: 245,444 shares; 2025Q1: not reported; 2025Q2: 71,075 shares; 2025Q3: 85,118 shares; 2025Q4: not reported; 2026Q1: 407,322 shares 407,322$6.55M2.28%newTimeline
EOSEATON VANCE ENHANCED EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 60,090 shares; 2024Q4: 11,691 shares; 2025Q1: 39,500 shares; 2025Q2: 49,165 shares; 2025Q3: 106,542 shares; 2025Q4: 184,985 shares; 2026Q1: 275,672 shares 275,672$5.64M1.97%+90,687Timeline
USALIBERTY ALL STAR EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 510,094 shares; 2024Q4: 409,094 shares; 2025Q1: 320,223 shares; 2025Q2: 803,925 shares; 2025Q3: 1,307,623 shares; 2025Q4: 1,086,080 shares; 2026Q1: 948,523 shares 948,523$5.26M1.83%-137,557Timeline
SPESPECIAL OPPORTUNITIES FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 63,636 shares; 2024Q4: 157,812 shares; 2025Q1: 77,098 shares; 2025Q2: 266,728 shares; 2025Q3: 354,678 shares; 2025Q4: 250,579 shares; 2026Q1: 372,043 shares 372,043$5.12M1.78%+121,464Timeline
XETYXEATON VANCE TAX-MANAGED DIVEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 210,520 shares; 2024Q4: 100,633 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 209,180 shares; 2026Q1: 368,539 shares 368,539$5.08M1.77%+159,359Timeline
EEAEUROPEAN EQUITY FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 379,304 shares; 2024Q4: 301,459 shares; 2025Q1: 392,572 shares; 2025Q2: 447,331 shares; 2025Q3: 445,553 shares; 2025Q4: 502,117 shares; 2026Q1: 508,317 shares 508,317$5.03M1.75%+6,200Timeline
STEWSRH TOTAL RETURN FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 655,209 shares; 2024Q4: 726,726 shares; 2025Q1: 280,886 shares; 2025Q2: 69,216 shares; 2025Q3: 208,391 shares; 2025Q4: 108,639 shares; 2026Q1: 286,488 shares 286,488$4.9M1.71%+177,849Timeline
SABASABA CAPITAL INCOME & OPPORTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 153,213 shares; 2024Q4: 179,109 shares; 2025Q1: 252,519 shares; 2025Q2: 288,813 shares; 2025Q3: 448,104 shares; 2025Q4: 439,104 shares; 2026Q1: 580,372 shares 580,372$4.83M1.68%+141,268Timeline
RMTROYCE MICRO-CAP TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 619,270 shares; 2024Q4: 734,786 shares; 2025Q1: 907,197 shares; 2025Q2: 1,021,723 shares; 2025Q3: 909,058 shares; 2025Q4: 829,682 shares; 2026Q1: 396,368 shares 396,368$4.48M1.56%-433,314Timeline
DSLDOUBLELINE INCOME SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 39,548 shares; 2024Q4: 73,076 shares; 2025Q1: 79,596 shares; 2025Q2: 244,126 shares; 2025Q3: 340,673 shares; 2025Q4: 395,158 shares; 2026Q1: 383,952 shares 383,952$4.16M1.45%-11,206Timeline
GHYPGIM GLOBAL HIGH YIELD FD FOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 179,919 shares; 2024Q4: 90,701 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 29,654 shares; 2025Q4: 221,488 shares; 2026Q1: 354,912 shares 354,912$4.13M1.44%+133,424Timeline
XAODXABRDN TOTAL DYNAMIC DIVIDENDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 52,542 shares; 2024Q4: 80,882 shares; 2025Q1: 23,571 shares; 2025Q2: 374,808 shares; 2025Q3: 276,523 shares; 2025Q4: 93,434 shares; 2026Q1: 447,870 shares 447,870$4.12M1.44%+354,436Timeline
ARDCARES DYNAMIC CR ALLOCATION FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 53,298 shares; 2025Q2: 106,790 shares; 2025Q3: not reported; 2025Q4: 244,497 shares; 2026Q1: 331,238 shares 331,238$4.03M1.4%+86,741Timeline
ETOEATON VANCE TAX-ADVANTAGED GQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 21,739 shares; 2024Q4: 42,950 shares; 2025Q1: 41,701 shares; 2025Q2: 86,048 shares; 2025Q3: 97,146 shares; 2025Q4: 114,010 shares; 2026Q1: 151,069 shares 151,069$4.03M1.4%+37,059Timeline
STKCOLUMBIA SELIGM PREM TECH GRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 67,232 shares; 2024Q4: 67,665 shares; 2025Q1: 27,993 shares; 2025Q2: 12,989 shares; 2025Q3: 80,622 shares; 2025Q4: 80,867 shares; 2026Q1: 100,908 shares 100,908$3.83M1.33%+20,041Timeline
XEADXALLSPRING INCOME OPPORTUNITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 622,241 shares; 2024Q4: 635,994 shares; 2025Q1: 563,140 shares; 2025Q2: 587,142 shares; 2025Q3: 504,003 shares; 2025Q4: 586,829 shares; 2026Q1: 567,595 shares 567,595$3.71M1.29%-19,234Timeline
KIOKKR INCOME OPPORTUNITIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 38,342 shares; 2025Q2: 48,059 shares; 2025Q3: 58,344 shares; 2025Q4: 308,129 shares; 2026Q1: 315,638 shares 315,638$3.47M1.21%+7,509Timeline
MCNXAI MADISON EQUITY PREMIUM IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 193,217 shares; 2025Q1: 358,126 shares; 2025Q2: 455,480 shares; 2025Q3: 534,836 shares; 2025Q4: 684,108 shares; 2026Q1: 573,686 shares 573,686$3.38M1.18%-110,422Timeline
CHWCALAMOS GBL DYN INCOME FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 845,993 shares; 2024Q4: 721,031 shares; 2025Q1: 739,541 shares; 2025Q2: 841,470 shares; 2025Q3: 824,490 shares; 2025Q4: 684,698 shares; 2026Q1: 463,606 shares 463,606$3.37M1.17%-221,092Timeline
ERCALLSPRING MULTI SECTOR INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 462,891 shares; 2024Q4: 376,291 shares; 2025Q1: 333,567 shares; 2025Q2: 315,553 shares; 2025Q3: 366,566 shares; 2025Q4: 347,848 shares; 2026Q1: 368,049 shares 368,049$3.34M1.17%+20,201Timeline
XMCRXMFS CHARTER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 448,297 shares; 2024Q4: 314,069 shares; 2025Q1: 314,201 shares; 2025Q2: 341,354 shares; 2025Q3: 376,312 shares; 2025Q4: 400,838 shares; 2026Q1: 533,655 shares 533,655$3.23M1.13%+132,817Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 1,829 shares; 2024Q4: 9,454 shares; 2025Q1: 5,000 shares; 2025Q2: 558 shares; 2025Q3: 4,682 shares; 2025Q4: 7,781 shares; 2026Q1: 4,709 shares 4,709$3.07M1.07%-3,072Timeline
BGHBARINGS GLOBAL SHORT DURATIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 70,940 shares; 2024Q4: 50,799 shares; 2025Q1: 98,488 shares; 2025Q2: 174,609 shares; 2025Q3: not reported; 2025Q4: 33,789 shares; 2026Q1: 221,258 shares 221,258$3.05M1.06%+187,469Timeline
BWGBRANDYWINEGBL GBL INCM OPP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 260,281 shares; 2024Q4: 225,387 shares; 2025Q1: 248,860 shares; 2025Q2: 382,468 shares; 2025Q3: 349,974 shares; 2025Q4: 308,292 shares; 2026Q1: 395,995 shares 395,995$3.04M1.06%+87,703Timeline
TYTRI CONTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 161,057 shares; 2024Q4: 164,067 shares; 2025Q1: 90,287 shares; 2025Q2: 162,350 shares; 2025Q3: 12,682 shares; 2025Q4: 70,445 shares; 2026Q1: 93,663 shares 93,663$2.96M1.03%+23,218Timeline
TWNTAIWAN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 30,981 shares; 2024Q4: 35,411 shares; 2025Q1: 43,272 shares; 2025Q2: 42,901 shares; 2025Q3: 49,438 shares; 2025Q4: 39,333 shares; 2026Q1: 44,981 shares 44,981$2.96M1.03%+5,648Timeline
HYIWESTERN ASSET HIGH YIELD OPPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 144,578 shares; 2024Q4: 161,521 shares; 2025Q1: 154,820 shares; 2025Q2: 39,201 shares; 2025Q3: 41,825 shares; 2025Q4: 231,194 shares; 2026Q1: 273,559 shares 273,559$2.92M1.02%+42,365Timeline
PTACOHEN & STEERS TAX ADVAN PFDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 19,332 shares; 2024Q4: 51,720 shares; 2025Q1: 65,822 shares; 2025Q2: 61,281 shares; 2025Q3: 54,006 shares; 2025Q4: 147,484 shares; 2026Q1: 146,189 shares 146,189$2.74M0.95%-1,295Timeline
XEVVXEATON VANCE LIMITED DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 90,252 shares; 2024Q4: 185,412 shares; 2025Q1: 195,810 shares; 2025Q2: 209,404 shares; 2025Q3: 242,714 shares; 2025Q4: 239,059 shares; 2026Q1: 289,373 shares 289,373$2.73M0.95%+50,314Timeline
DLYDOUBLELINE YIELD OPPORTUNITIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 20,884 shares; 2025Q1: not reported; 2025Q2: 83,413 shares; 2025Q3: 294,710 shares; 2025Q4: 185,781 shares; 2026Q1: 194,632 shares 194,632$2.71M0.94%+8,851Timeline
FTFFRANKLIN LTD DURATION INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 394,864 shares; 2024Q4: 441,873 shares; 2025Q1: 548,672 shares; 2025Q2: 672,153 shares; 2025Q3: 693,377 shares; 2025Q4: 495,009 shares; 2026Q1: 458,892 shares 458,892$2.68M0.93%-36,117Timeline
RGTROYCE GLOBAL TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 51,765 shares; 2024Q4: 88,295 shares; 2025Q1: 112,439 shares; 2025Q2: 154,766 shares; 2025Q3: 153,815 shares; 2025Q4: 193,069 shares; 2026Q1: 196,031 shares 196,031$2.62M0.91%+2,962Timeline
PFNPIMCO INCOME STRATEGY FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 12,825 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 51,718 shares; 2025Q3: not reported; 2025Q4: 105,800 shares; 2026Q1: 375,630 shares 375,630$2.6M0.91%+269,830Timeline
JGHNUVEEN GLOBAL HIGH INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 83,975 shares; 2024Q4: 162,483 shares; 2025Q1: 171,164 shares; 2025Q2: 226,452 shares; 2025Q3: 138,919 shares; 2025Q4: 231,461 shares; 2026Q1: 208,561 shares 208,561$2.57M0.9%-22,900Timeline
CGOCALAMOS GLOBAL TOTAL RETURNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 113,152 shares; 2025Q1: 199,765 shares; 2025Q2: 159,279 shares; 2025Q3: 214,332 shares; 2025Q4: 183,144 shares; 2026Q1: 216,894 shares 216,894$2.42M0.84%+33,750Timeline
XBOEXBLACKROCK ENHANCED GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 36,275 shares; 2024Q4: 53,084 shares; 2025Q1: 26,311 shares; 2025Q2: 88,166 shares; 2025Q3: 178,470 shares; 2025Q4: 174,071 shares; 2026Q1: 218,660 shares 218,660$2.4M0.84%+44,589Timeline
AIOVIRTUS ARTIFICIAL INTELLIGENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 36,297 shares; 2024Q4: 9,193 shares; 2025Q1: 16,301 shares; 2025Q2: not reported; 2025Q3: 12,670 shares; 2025Q4: 30,899 shares; 2026Q1: 111,789 shares 111,789$2.39M0.83%+80,890Timeline
EHIWESTERN ASSET GBL HIGH INC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 153,175 shares; 2024Q4: 20,742 shares; 2025Q1: 256,935 shares; 2025Q2: 414,977 shares; 2025Q3: 553,533 shares; 2025Q4: 423,874 shares; 2026Q1: 393,627 shares 393,627$2.32M0.81%-30,247Timeline
RVTROYCE SMALL CAP TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 120,571 shares; 2024Q4: 74,500 shares; 2025Q1: 284,397 shares; 2025Q2: 585,074 shares; 2025Q3: 289,696 shares; 2025Q4: 181,349 shares; 2026Q1: 138,511 shares 138,511$2.3M0.8%-42,838Timeline
MSDMORGAN STANLEY EMKT DBT FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 91,212 shares; 2025Q4: 180,384 shares; 2026Q1: 303,614 shares 303,614$2.17M0.76%+123,230Timeline
NPCTNUVEEN CORE PLUS IMPACT FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 99,133 shares; 2024Q4: 180,700 shares; 2025Q1: 307,381 shares; 2025Q2: not reported; 2025Q3: 143,452 shares; 2025Q4: 284,862 shares; 2026Q1: 200,442 shares 200,442$2.07M0.72%-84,420Timeline
XAWFXALLIANCEBERNSTEIN GLOBAL HIGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 58,804 shares; 2025Q1: 157,981 shares; 2025Q2: 177,884 shares; 2025Q3: 131,484 shares; 2025Q4: 214,193 shares; 2026Q1: 203,148 shares 203,148$2.07M0.72%-11,045Timeline
WDIWESTERN ASSET DIVERSIFIED INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 27,338 shares; 2024Q4: 83,036 shares; 2025Q1: 42,886 shares; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 133,212 shares; 2026Q1: 151,466 shares 151,466$2.04M0.71%+18,254Timeline
ETJEATON VANCE RISK-MANAGED DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 71,605 shares; 2024Q4: 282,970 shares; 2025Q1: 519,255 shares; 2025Q2: 303,924 shares; 2025Q3: 365,998 shares; 2025Q4: 414,103 shares; 2026Q1: 247,420 shares 247,420$2.02M0.7%-166,683Timeline
NFJVIRTUS DIVIDEND INTEREST & PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 29,789 shares; 2024Q4: not reported; 2025Q1: 167,884 shares; 2025Q2: 16,578 shares; 2025Q3: 47,721 shares; 2025Q4: 221,869 shares; 2026Q1: 156,527 shares 156,527$1.97M0.69%-65,342Timeline
FUNDSPROTT FOCUS TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 974,603 shares; 2024Q4: 375,210 shares; 2025Q1: 317,148 shares; 2025Q2: 459,701 shares; 2025Q3: 474,364 shares; 2025Q4: 465,917 shares; 2026Q1: 203,208 shares 203,208$1.94M0.68%-262,709Timeline
PGPPIMCO GLOBAL STOCKPLUS INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 164,393 shares; 2024Q4: 94,373 shares; 2025Q1: 187,947 shares; 2025Q2: 33,752 shares; 2025Q3: 62,625 shares; 2025Q4: 113,811 shares; 2026Q1: 228,848 shares 228,848$1.92M0.67%+115,037Timeline
SWZTOTAL RETURN SECURITIES FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 327,809 shares; 2024Q4: 252,561 shares; 2025Q1: 86,088 shares; 2025Q2: 140,360 shares; 2025Q3: 298,862 shares; 2025Q4: 136,198 shares; 2026Q1: 322,395 shares 322,395$1.91M0.67%+186,197Timeline
TDFTEMPLETON DRAGON FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 94,495 shares; 2024Q4: 106,847 shares; 2025Q1: 81,665 shares; 2025Q2: 97,348 shares; 2025Q3: 157,589 shares; 2025Q4: 104,322 shares; 2026Q1: 178,050 shares 178,050$1.89M0.66%+73,728Timeline
HIOWESTERN ASSET HIGH INCOME OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 25,310 shares; 2024Q4: 27,343 shares; 2025Q1: not reported; 2025Q2: 199,744 shares; 2025Q3: 210,902 shares; 2025Q4: 613,763 shares; 2026Q1: 512,974 shares 512,974$1.86M0.65%-100,789Timeline
LDPCOHEN & STEERS LTD DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 64,122 shares; 2024Q4: 70,608 shares; 2025Q1: 93,085 shares; 2025Q2: 85,631 shares; 2025Q3: 84,484 shares; 2025Q4: 93,902 shares; 2026Q1: 92,937 shares 92,937$1.86M0.65%-965Timeline
XIAEXVOYA ASIA PAC HIGH DIV EQT IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 170,474 shares; 2024Q4: 162,620 shares; 2025Q1: 174,882 shares; 2025Q2: 173,883 shares; 2025Q3: 181,933 shares; 2025Q4: 198,949 shares; 2026Q1: 249,953 shares 249,953$1.84M0.64%+51,004Timeline
BDJBLACKROCK ENHANCED EQUITY DIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 221,193 shares; 2024Q4: 487,926 shares; 2025Q1: 275,312 shares; 2025Q2: 627,929 shares; 2025Q3: 368,492 shares; 2025Q4: 97,082 shares; 2026Q1: 210,535 shares 210,535$1.81M0.63%+113,453Timeline
XEXGXEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 356,589 shares; 2024Q4: 357,913 shares; 2025Q1: not reported; 2025Q2: 41,840 shares; 2025Q3: 69,139 shares; 2025Q4: 265,118 shares; 2026Q1: 207,960 shares 207,960$1.8M0.63%-57,158Timeline
ETWEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 54,258 shares; 2024Q4: 367,624 shares; 2025Q1: 339,687 shares; 2025Q2: 449,311 shares; 2025Q3: 312,070 shares; 2025Q4: 237,332 shares; 2026Q1: 197,220 shares 197,220$1.73M0.6%-40,112Timeline
IGAVOYA GLBL ADV & PREM OPP FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 53,435 shares; 2024Q4: 47,227 shares; 2025Q1: 19,534 shares; 2025Q2: not reported; 2025Q3: 24,428 shares; 2025Q4: 142,531 shares; 2026Q1: 180,588 shares 180,588$1.73M0.6%+38,057Timeline
BITBLACKROCK MULTI SECTOR INC TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 44,841 shares; 2024Q4: 34,570 shares; 2025Q1: 30,260 shares; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 166,958 shares; 2026Q1: 137,454 shares 137,454$1.72M0.6%-29,504Timeline
UTFCOHEN & STEERS INFRASTRUCTURQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 65,899 shares 65,899$1.71M0.59%newTimeline
CPZCALAMOS LNG SHR EQT DYNAMICQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 21,188 shares; 2024Q4: 49,239 shares; 2025Q1: not reported; 2025Q2: 12,739 shares; 2025Q3: not reported; 2025Q4: 125,750 shares; 2026Q1: 123,958 shares 123,958$1.68M0.59%-1,792Timeline
ACPABRDN INCOME CREDIT STRATEGIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 444,149 shares; 2024Q4: 188,149 shares; 2025Q1: 183,751 shares; 2025Q2: 303,546 shares; 2025Q3: 442,146 shares; 2025Q4: 594,054 shares; 2026Q1: 326,311 shares 326,311$1.66M0.58%-267,743Timeline
PDOPIMCO DYNAMIC INCOME OPRNTSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 26,775 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 128,530 shares 128,530$1.66M0.58%newTimeline
PDTHANCOCK JOHN PREM DIVID FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 166,484 shares; 2024Q4: 135,139 shares; 2025Q1: 120,416 shares; 2025Q2: 21,096 shares; 2025Q3: 98,453 shares; 2025Q4: 114,265 shares; 2026Q1: 123,351 shares 123,351$1.62M0.56%+9,086Timeline
JHIHANCOCK JOHN INVS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 138,470 shares; 2024Q4: 105,114 shares; 2025Q1: 146,399 shares; 2025Q2: 183,223 shares; 2025Q3: 174,761 shares; 2025Q4: 137,124 shares; 2026Q1: 121,578 shares 121,578$1.57M0.55%-15,546Timeline
XEVTXEATON VANCE TAX ADVT DIV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 206,646 shares; 2024Q4: 181,673 shares; 2025Q1: 288,572 shares; 2025Q2: 117,919 shares; 2025Q3: 81,549 shares; 2025Q4: 171,313 shares; 2026Q1: 62,331 shares 62,331$1.53M0.53%-108,982Timeline
HGLBHIGHLAND GLOBAL ALLOCATION FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 657,548 shares; 2024Q4: 667,027 shares; 2025Q1: 72,983 shares; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 37,305 shares; 2026Q1: 190,557 shares 190,557$1.53M0.53%+153,252Timeline
PSFCOHEN & STEERS SELECT PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 81,753 shares; 2024Q4: 67,668 shares; 2025Q1: 67,543 shares; 2025Q2: 87,569 shares; 2025Q3: 71,013 shares; 2025Q4: 72,187 shares; 2026Q1: 77,794 shares 77,794$1.51M0.53%+5,607Timeline
VGIVIRTUS GLOBAL MULTI-SECTOR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 347,269 shares; 2024Q4: 259,354 shares; 2025Q1: 312,741 shares; 2025Q2: 297,936 shares; 2025Q3: 310,852 shares; 2025Q4: 293,404 shares; 2026Q1: 199,567 shares 199,567$1.47M0.51%-93,837Timeline
XGDVXGABELLI DIVID & INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 58,652 shares; 2024Q4: 102,082 shares; 2025Q1: 125,316 shares; 2025Q2: not reported; 2025Q3: 34,581 shares; 2025Q4: 73,792 shares; 2026Q1: 53,861 shares 53,861$1.45M0.51%-19,931Timeline
BLWBLACKROCK LTD DURATION INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 112,763 shares 112,763$1.42M0.49%newTimeline
XSORXSOURCE CAPITALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 26,591 shares; 2025Q2: 60,873 shares; 2025Q3: 9,251 shares; 2025Q4: 19,324 shares; 2026Q1: 30,205 shares 30,205$1.4M0.49%+10,881Timeline
XEVGXEATON VANCE SHORT DURATION DQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 39,473 shares; 2024Q4: 37,291 shares; 2025Q1: 35,921 shares; 2025Q2: 91,716 shares; 2025Q3: 27,687 shares; 2025Q4: 118,733 shares; 2026Q1: 124,313 shares 124,313$1.33M0.46%+5,580Timeline
GDOWSTRN AST GLBL CORP OPP FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 50,497 shares; 2025Q1: 47,496 shares; 2025Q2: 32,873 shares; 2025Q3: 33,791 shares; 2025Q4: 94,936 shares; 2026Q1: 120,043 shares 120,043$1.29M0.45%+25,107Timeline
CETCENTRAL SECS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 139,353 shares; 2024Q4: 167,641 shares; 2025Q1: 180,813 shares; 2025Q2: 211,722 shares; 2025Q3: 132,905 shares; 2025Q4: 107,720 shares; 2026Q1: 25,119 shares 25,119$1.25M0.43%-82,601Timeline
VOOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 2,027 shares 2,027$1.21M0.42%newTimeline
HQLABRDN LIFE SCIENCES INVESTORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 23,430 shares; 2025Q2: 31,062 shares; 2025Q3: 197,804 shares; 2025Q4: 115,419 shares; 2026Q1: 74,217 shares 74,217$1.21M0.42%-41,202Timeline
GFNEW GERMANY FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 270,180 shares; 2024Q4: 178,169 shares; 2025Q1: 11,017 shares; 2025Q2: 122,622 shares; 2025Q3: 133,400 shares; 2025Q4: 121,034 shares; 2026Q1: 117,723 shares 117,723$1.2M0.42%-3,311Timeline
FPFFIRST TR INTER DURATN PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 116,642 shares; 2024Q4: 93,141 shares; 2025Q1: 69,925 shares; 2025Q2: 77,756 shares; 2025Q3: 73,260 shares; 2025Q4: 104,274 shares; 2026Q1: 68,010 shares 68,010$1.2M0.42%-36,264Timeline
HIXWESTERN ASSET HIGH INCOM FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 262,159 shares; 2024Q4: 268,264 shares; 2025Q1: 609,954 shares; 2025Q2: 454,438 shares; 2025Q3: 550,959 shares; 2025Q4: 403,653 shares; 2026Q1: 300,395 shares 300,395$1.2M0.42%-103,258Timeline
AEFABRDN EMERGING MARKETS EX CHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 69,779 shares; 2024Q4: 69,779 shares; 2025Q1: 68,502 shares; 2025Q2: 80,502 shares; 2025Q3: 94,331 shares; 2025Q4: 94,331 shares; 2026Q1: 157,459 shares 157,459$1.15M0.4%+63,128Timeline
NBXGNEUBERGER NEXT GENERATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 25,432 shares; 2024Q4: 18,418 shares; 2025Q1: 18,418 shares; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 37,086 shares; 2026Q1: 86,744 shares 86,744$1.12M0.39%+49,658Timeline
XNROXNEUBERGER R/EST SECS INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 79,680 shares; 2025Q4: 119,089 shares; 2026Q1: 389,610 shares 389,610$1.11M0.39%+270,521Timeline
PHKPIMCO HIGH INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 238,025 shares 238,025$1.1M0.38%newTimeline
XNIEXVIRTUS EQUITY & CONV INCM FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 17,425 shares; 2024Q4: not reported; 2025Q1: 63,582 shares; 2025Q2: 101,493 shares; 2025Q3: 105,374 shares; 2025Q4: 67,522 shares; 2026Q1: 45,359 shares 45,359$1.06M0.37%-22,163Timeline
JOFJAPAN SMALLER CAPITALIZATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 75,633 shares; 2024Q4: 66,876 shares; 2025Q1: 66,876 shares; 2025Q2: 97,575 shares; 2025Q3: 97,575 shares; 2025Q4: 93,681 shares; 2026Q1: 90,079 shares 90,079$982K0.34%-3,602Timeline
MXEMEXICO EQUITY & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 77,758 shares; 2024Q4: 82,712 shares; 2025Q1: 75,982 shares; 2025Q2: 75,982 shares; 2025Q3: 75,982 shares; 2025Q4: 75,513 shares; 2026Q1: 75,513 shares 75,513$974K0.34%0Timeline
ECATBLACKROCK ESG CAP ALLC TERMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 15,512 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 38,270 shares; 2025Q3: not reported; 2025Q4: 19,500 shares; 2026Q1: 68,329 shares 68,329$928K0.32%+48,829Timeline
OPPRIVERNORTH DOUBLELINE STRATEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 114,248 shares; 2024Q4: 82,132 shares; 2025Q1: not reported; 2025Q2: 44,076 shares; 2025Q3: 60,471 shares; 2025Q4: 110,263 shares; 2026Q1: 119,711 shares 119,711$918K0.32%+9,448Timeline
BTXBLACKROCK TECH AND PRIVATE EQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 10,153 shares; 2024Q4: 79,490 shares; 2025Q1: 434,069 shares; 2025Q2: not reported; 2025Q3: 143,998 shares; 2025Q4: 194,268 shares; 2026Q1: 138,908 shares 138,908$917K0.32%-55,360Timeline
TEITEMPLETON EMERGING MKTS INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 141,100 shares; 2024Q4: 164,074 shares; 2025Q1: not reported; 2025Q2: 207,185 shares; 2025Q3: 152,347 shares; 2025Q4: 179,677 shares; 2026Q1: 150,874 shares 150,874$907K0.32%-28,803Timeline
XCHYXCALAMOS CONV & HIGH INCOME FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 82,616 shares 82,616$900K0.31%newTimeline
MINABERDEEN INTER INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 176,098 shares; 2024Q4: 40,970 shares; 2025Q1: 20,370 shares; 2025Q2: 25,050 shares; 2025Q3: 86,350 shares; 2025Q4: 134,091 shares; 2026Q1: 356,834 shares 356,834$896K0.31%+222,743Timeline
KFKOREA FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 10,672 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 7,900 shares; 2025Q4: 7,500 shares; 2026Q1: 17,500 shares 17,500$786K0.27%+10,000Timeline
BTZBLACKROCK CR ALLOCATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 18,000 shares; 2025Q2: 18,000 shares; 2025Q3: 33,000 shares; 2025Q4: 53,561 shares; 2026Q1: 76,139 shares 76,139$769K0.27%+22,578Timeline
SDHYPGIM SHORT DUR HIG YLD OPP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 236,595 shares; 2024Q4: 244,735 shares; 2025Q1: 117,697 shares; 2025Q2: 158,365 shares; 2025Q3: 189,467 shares; 2025Q4: 171,891 shares; 2026Q1: 46,295 shares 46,295$742K0.26%-125,596Timeline
CIKUBS ASSET MGMT INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 90,886 shares; 2025Q1: 209,133 shares; 2025Q2: 306,376 shares; 2025Q3: 52,336 shares; 2025Q4: 152,270 shares; 2026Q1: 285,186 shares 285,186$730K0.25%+132,916Timeline
RIVRIVERNORTH OPPORTUNITIES FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 101,071 shares; 2025Q1: 56,974 shares; 2025Q2: 30,464 shares; 2025Q3: not reported; 2025Q4: 38,476 shares; 2026Q1: 61,335 shares 61,335$681K0.24%+22,859Timeline
BMEZBLACKROCK HEALTH SCIENCES TEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 48,817 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 184,069 shares; 2025Q4: 52,652 shares; 2026Q1: 46,212 shares 46,212$664K0.23%-6,440Timeline
XBGYXBLACKROCK ENHANCED INTL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 156,083 shares; 2024Q4: 205,142 shares; 2025Q1: 211,141 shares; 2025Q2: 388,987 shares; 2025Q3: 121,540 shares; 2025Q4: 69,140 shares; 2026Q1: 117,326 shares 117,326$635K0.22%+48,186Timeline
XLGIXLAZARD GLOBAL TOTAL RETURN &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 31,145 shares; 2025Q1: 75,389 shares; 2025Q2: 70,478 shares; 2025Q3: not reported; 2025Q4: 32,158 shares; 2026Q1: 39,300 shares 39,300$632K0.22%+7,142Timeline
EFTEATON VANCE FLOATING RATE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 54,752 shares; 2024Q4: 35,985 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 12,800 shares; 2025Q4: 67,012 shares; 2026Q1: 53,887 shares 53,887$578K0.2%-13,125Timeline
XIGDXVOYA GLBL EQTY DIV & PREM OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 59,559 shares; 2024Q4: 111,768 shares; 2025Q1: 185,978 shares; 2025Q2: 28,987 shares; 2025Q3: not reported; 2025Q4: 304,484 shares; 2026Q1: 96,952 shares 96,952$553K0.19%-207,532Timeline
THQABRDN HEALTHCARE OPPORTUNITIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 48,500 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 32,600 shares 32,600$548K0.19%newTimeline
VLTINVESCO HIGH INCOME TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 87,155 shares; 2024Q4: 66,039 shares; 2025Q1: 149,862 shares; 2025Q2: 140,102 shares; 2025Q3: 112,225 shares; 2025Q4: 50,276 shares; 2026Q1: 52,850 shares 52,850$534K0.19%+2,574Timeline
NMAINUVEEN MULTI ASSET INCOME FUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 76,571 shares; 2024Q4: 193,247 shares; 2025Q1: 286,041 shares; 2025Q2: 278,485 shares; 2025Q3: 99,145 shares; 2025Q4: 151,410 shares; 2026Q1: 42,232 shares 42,232$524K0.18%-109,178Timeline
ASGIABRDN GLOBAL INFRA INCOME FUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 42,514 shares; 2025Q1: 76,829 shares; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 22,800 shares 22,800$510K0.18%newTimeline
XFRAXBLACKROCK FLOATING RATE INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 63,570 shares; 2026Q1: 40,271 shares 40,271$444K0.15%-23,299Timeline
GLOCLOUGH GLOBAL OPPORTUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 228,299 shares; 2024Q4: 246,878 shares; 2025Q1: 263,762 shares; 2025Q2: not reported; 2025Q3: 327,298 shares; 2025Q4: 144,272 shares; 2026Q1: 77,266 shares 77,266$430K0.15%-67,006Timeline
PAIWESTERN ASSET INVESTMENT GRAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 65,981 shares; 2024Q4: 60,108 shares; 2025Q1: not reported; 2025Q2: 11,110 shares; 2025Q3: 57,081 shares; 2025Q4: 38,338 shares; 2026Q1: 35,534 shares 35,534$430K0.15%-2,804Timeline
RABROOKFIELD REAL ASSETS INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 63,190 shares; 2024Q4: 27,263 shares; 2025Q1: 64,469 shares; 2025Q2: 38,743 shares; 2025Q3: 42,435 shares; 2025Q4: 153,005 shares; 2026Q1: 32,897 shares 32,897$423K0.15%-120,108Timeline
MXFMEXICO FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 24,216 shares; 2024Q4: 17,789 shares; 2025Q1: 14,588 shares; 2025Q2: 14,588 shares; 2025Q3: 14,588 shares; 2025Q4: 14,588 shares; 2026Q1: 20,088 shares 20,088$420K0.15%+5,500Timeline
PGZPRINCIPAL REAL ESTATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 29,173 shares; 2024Q4: 52,041 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 13,629 shares; 2025Q4: 50,826 shares; 2026Q1: 42,626 shares 42,626$410K0.14%-8,200Timeline
AVKADVENT CONV & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 41,596 shares; 2024Q4: not reported; 2025Q1: 20,421 shares; 2025Q2: not reported; 2025Q3: 48,110 shares; 2025Q4: 20,934 shares; 2026Q1: 36,430 shares 36,430$407K0.14%+15,496Timeline
XJQCXNUVEEN CR STRATEGIES INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 69,300 shares; 2024Q4: 69,300 shares; 2025Q1: not reported; 2025Q2: 24,452 shares; 2025Q3: not reported; 2025Q4: 98,386 shares; 2026Q1: 80,725 shares 80,725$397K0.14%-17,661Timeline
GAMGENERAL AMERN INVS CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 158,628 shares; 2025Q2: 109,796 shares; 2025Q3: not reported; 2025Q4: 29,187 shares; 2026Q1: 6,687 shares 6,687$391K0.14%-22,500Timeline
FTFRANKLIN UNVL TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 40,146 shares; 2024Q4: 51,188 shares; 2025Q1: 34,313 shares; 2025Q2: 70,883 shares; 2025Q3: 15,756 shares; 2025Q4: 15,756 shares; 2026Q1: 47,934 shares 47,934$384K0.13%+32,178Timeline
XGLQXCLOUGH GLOBAL EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 46,990 shares; 2024Q4: 140,053 shares; 2025Q1: 52,580 shares; 2025Q2: 63,000 shares; 2025Q3: 77,207 shares; 2025Q4: 84,141 shares; 2026Q1: 47,979 shares 47,979$361K0.13%-36,162Timeline
JFRNUVEEN FLOATING RATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 177,054 shares; 2024Q4: 115,292 shares; 2025Q1: 104,157 shares; 2025Q2: 86,857 shares; 2025Q3: 86,681 shares; 2025Q4: 113,966 shares; 2026Q1: 46,000 shares 46,000$356K0.12%-67,966Timeline
PFLPIMCO INCOME STRATEGY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 23,082 shares; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 37,026 shares; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 43,231 shares 43,231$346K0.12%newTimeline
EODALLSPRING GLOBAL DIVIDEND OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 342,780 shares; 2024Q4: 292,207 shares; 2025Q1: 44,135 shares; 2025Q2: 145,159 shares; 2025Q3: 228,138 shares; 2025Q4: 186,217 shares; 2026Q1: 59,191 shares 59,191$345K0.12%-127,026Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 591 shares; 2024Q4: 582 shares; 2025Q1: 582 shares; 2025Q2: 582 shares; 2025Q3: 582 shares; 2025Q4: 582 shares; 2026Q1: 582 shares 582$336K0.12%0Timeline
BCVBANCROFT FD LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 83,989 shares; 2024Q4: 65,394 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 35,042 shares; 2025Q4: 27,688 shares; 2026Q1: 15,221 shares 15,221$328K0.11%-12,467Timeline
HEQJOHN HANCOCK DIVERSIFIED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 178,607 shares; 2024Q4: 249,606 shares; 2025Q1: 244,857 shares; 2025Q2: 224,964 shares; 2025Q3: 247,175 shares; 2025Q4: 133,072 shares; 2026Q1: 27,981 shares 27,981$304K0.11%-105,091Timeline
ETVEATON VANCE TAX-MANAGED BUY-Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 301,302 shares; 2024Q4: 192,501 shares; 2025Q1: 73,618 shares; 2025Q2: 203,026 shares; 2025Q3: 322,604 shares; 2025Q4: 223,653 shares; 2026Q1: 21,325 shares 21,325$292K0.1%-202,328Timeline
HQHABRDN HEALTHCARE INVESTORSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 21,555 shares; 2026Q1: 16,260 shares 16,260$289K0.1%-5,295Timeline
VTWOVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 2,629 shares 2,629$263K0.09%newTimeline
ECFELLSWORTH GROWTH & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 111,265 shares; 2024Q4: 106,451 shares; 2025Q1: 141,706 shares; 2025Q2: 108,007 shares; 2025Q3: 99,201 shares; 2025Q4: 29,647 shares; 2026Q1: 23,431 shares 23,431$261K0.09%-6,216Timeline
ISDPGIM HIGH YIELD BOND FUND INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 179,608 shares; 2024Q4: 100,959 shares; 2025Q1: not reported; 2025Q2: 26,223 shares; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 19,043 shares 19,043$251K0.09%newTimeline
JRSNUVEEN REAL ESTATE INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 42,228 shares; 2025Q1: 65,228 shares; 2025Q2: 98,228 shares; 2025Q3: 49,501 shares; 2025Q4: not reported; 2026Q1: 32,364 shares 32,364$248K0.09%newTimeline
TBLDTHORNBURG INCM BUILDER OPP TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: 54,866 shares; 2026Q1: 11,623 shares 11,623$246K0.09%-43,243Timeline
EVFEATON VANCE SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 63,225 shares; 2025Q3: 65,061 shares; 2025Q4: 92,421 shares; 2026Q1: 48,309 shares 48,309$241K0.08%-44,112Timeline
BUIBLACKROCK UTILS INFRASTRUCTUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: not reported; 2025Q4: not reported; 2026Q1: 9,000 shares 9,000$237K0.08%newTimeline
DHFBNY MELLON HIGH YIELD STRATEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 96,600 shares; 2025Q1: 227,235 shares; 2025Q2: 297,741 shares; 2025Q3: 122,193 shares; 2025Q4: 144,185 shares; 2026Q1: 90,076 shares 90,076$223K0.08%-54,109Timeline
GLVCLOUGH GLOBAL DIVID & INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 42,382 shares; 2025Q1: not reported; 2025Q2: 453,041 shares; 2025Q3: 74,184 shares; 2025Q4: 86,114 shares; 2026Q1: 37,317 shares 37,317$221K0.08%-48,797Timeline
NCVVIRTUS CONVERTIBLE & INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 34,319 shares; 2025Q4: 46,486 shares; 2026Q1: 14,584 shares 14,584$217K0.08%-31,902Timeline
DBLDOUBLELINE OPPORTUNISTIC CRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 136,515 shares; 2024Q4: 110,583 shares; 2025Q1: 78,007 shares; 2025Q2: 25,219 shares; 2025Q3: 28,537 shares; 2025Q4: not reported; 2026Q1: 14,732 shares 14,732$215K0.07%newTimeline
XFOFXCOHEN & STEERS CLOSED-ENDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 14,152 shares; 2025Q3: 113,506 shares; 2025Q4: 95,327 shares; 2026Q1: 16,217 shares 16,217$208K0.07%-79,110Timeline
FTHYFIRST TR HIGH YIELD OPPRT 20Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 14,500 shares; 2024Q4: 49,387 shares; 2025Q1: 119,808 shares; 2025Q2: 93,043 shares; 2025Q3: 111,350 shares; 2025Q4: 137,128 shares; 2026Q1: 13,793 shares 13,793$187K0.07%-123,335Timeline
FINSANGEL OAK FINL STRATEGIES INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 98,803 shares; 2024Q4: 154,668 shares; 2025Q1: 133,384 shares; 2025Q2: 163,730 shares; 2025Q3: 144,976 shares; 2025Q4: 105,239 shares; 2026Q1: 11,954 shares 11,954$152K0.05%-93,285Timeline
IHDVOYA EMERGING MKTS HIGH DIVIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2024Q2: restricted; 2024Q3: 61,192 shares; 2024Q4: 57,692 shares; 2025Q1: 47,114 shares; 2025Q2: 80,607 shares; 2025Q3: 80,607 shares; 2025Q4: 77,225 shares; 2026Q1: 12,038 shares 12,038$80.2K0.03%-65,187Timeline

Sold out in Q1 2026

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
QQQXNUVEEN NASDAQ 100 DYNAMIC OV203,750$5.81Mshares
ADXADAMS DIVERSIFIED EQUITY FD164,389$3.83Mshares
DIAXNUVEEN DOW 30SM DYNAMIC OVERWR199,214$3.04Mshares
HTDHANCOCK JOHN TAX-ADVANTAGED103,019$2.44Mshares
BXMXNUVEEN S&P 500 BUY-WRITE INCOM121,640$1.79Mshares
XEMDXWESTERN ASSET EMERGING MKTS167,347$1.78Mshares
BGBBLACKSTONE STRATEGIC CRED 20136,680$1.62Mshares
FAXABRDN ASIA PACIFIC INCOME FU100,319$1.56Mshares
BRWSABA CAPITAL INCOME & OPRNT181,599$1.27Mshares
XSCDXLMP CAP & INCOME FD INC83,807$1.24Mshares
DFPFLAHERTY & CRUMRINE DYNAMIC57,012$1.19Mshares
EMFTEMPLETON EMERGING MKTS FD65,060$1.11Mshares
MMTABERDEEN MULTI-MARKET INCOME227,371$1.06Mshares
XEFRXEATON VANCE SR FLTNG RTE TR80,004$891Kshares
XFLTXAI OCTAGON FLOATING RATE & AL183,519$881Kshares
XRNPXCOHEN & STEERS REIT & PFD &40,372$802Kshares
XCAFXMORGAN STANLEY CHINA A SH FD36,430$632Kshares
BGXBLACKSTONE LONG SHORT CR INC48,854$574Kshares
BGTBLACKROCK FLOATING RATE INC49,850$565Kshares
RQICOHEN & STEERS QUALITY INCOM47,609$550Kshares
PPTFRANKLIN PREMIER INCOME TR141,161$500Kshares
IGRCBRE GBL REAL ESTATE INC FD101,282$444Kshares
MEGINYLIM CBRE GLOBAL31,319$431Kshares
PCFHIGH INCOME SECS FD69,164$425Kshares
EDDMORGAN STANLEY EMERGING MKTS72,979$405Kshares
NHSNEUBERGER HIGH YIELD ST FD I54,000$402Kshares
EOIEATON VANCE ENHANCED EQUITY18,473$380Kshares
BTOHANCOCK JOHN FINL OPPTYS10,576$371Kshares
VVRINVESCO SR INCOME TR97,091$317Kshares
BCATBLACKROCK CAP ALLOCATION TER20,335$288Kshares
BSLBLACKSTONE SENI FLTN RAT 20219,906$271Kshares
VBFINVESCO BD FD10,896$168Kshares
XAGDXABRDN GLOBAL DYNAMIC DIVIDEN10,921$129Kshares
ZTRVIRTUS TOTAL RETURN FD INC19,241$121Kshares
GCVGABELLI CONV & INC SECS FD I14,334$59.5Kshares

How Q1 2026 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001172661-26-001718 base2026-05-12acceptance time not in the bulk data set