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Disclosery

Knott David M

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13F filer, CIK 808722, Syosset, NY

Knott David M reported $220,973,000 across 110 holdings for the quarter ended 2020-12-31, in a 13F-HR filed 2021-02-12. Its ten largest share positions make up 55.64% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001104659-21-021703

Period
2020-12-31
Reported value
$221M
Holdings
110
Top 10 weight
55.64%
New
20
Sold out
10

Largest buys vs the previous quarter

SecurityShares changeApprox. value
DANIMER SCIENTIFIC INCnew+500,000$11.8M
FSKnew+395,175$6.54M
BARCLAYS BANK PLCnew+200,000$3.36M
EBCnew+200,000$3.26M
MIDWEST HLDG INCadded+60,277$3.23M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
STERICYCLE INCexited-160,000-$10.1M
FS KKR CAPITAL CORPexited-395,175-$6.27M
BCRXreduced-177,900-$1.33M
LKQreduced-30,000-$1.06M
STRONGBRIDGE BIOPHARMA PLCexited-372,000-$781K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2020

Share positions as resolved from 13F-HR 0001104659-21-021703, largest first. % of portfolio is the value over $220,972,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
LGNDLIGAND PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 353,041 shares; 2020Q1: 353,041 shares; 2020Q2: 273,041 shares; 2020Q3: 248,041 shares; 2020Q4: 248,041 shares 248,041$24.7M11.16%0Timeline
UPLDUPLAND SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 438,000 shares; 2020Q1: 413,000 shares; 2020Q2: 406,500 shares; 2020Q3: 406,500 shares; 2020Q4: 406,500 shares 406,500$18.7M8.44%0Timeline
FTAI AVIATION LTDFTAI AVIATION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 888,509 shares; 2020Q1: not reported; 2020Q2: 700,000 shares; 2020Q3: 700,000 shares; 2020Q4: 700,000 shares 700,000$16.4M7.43%0
Apollo Global Management IncApollo Global Management IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 237,500 shares; 2020Q1: 372,500 shares; 2020Q2: 300,000 shares; 2020Q3: 300,000 shares; 2020Q4: 300,000 shares 300,000$14.7M6.65%0
DANIMER SCIENTIFIC INCDANIMER SCIENTIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 500,000 shares 500,000$11.8M5.32%new
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 7,900 shares; 2020Q1: 7,900 shares; 2020Q2: 5,600 shares; 2020Q3: 5,600 shares; 2020Q4: 5,600 shares 5,600$9.81M4.44%0Timeline
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PARTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 2,020,000 shares; 2020Q1: 2,020,000 shares; 2020Q2: 2,020,000 shares; 2020Q3: 2,020,000 shares; 2020Q4: 2,645,000 shares 2,645,000$8.28M3.75%+625,000
MIDWEST HLDG INCMIDWEST HLDG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 83,344 shares; 2020Q4: 143,621 shares 143,621$7.71M3.49%+60,277
FSKFS KKR CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 395,175 shares; 2020Q3: not reported; 2020Q4: 395,175 shares 395,175$6.54M2.96%newTimeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 131,900 shares; 2020Q1: 131,900 shares; 2020Q2: 131,900 shares; 2020Q3: 131,900 shares; 2020Q4: 119,900 shares 119,900$4.41M2%-12,000Timeline
LKQLKQ CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 200,000 shares; 2020Q1: 150,000 shares; 2020Q2: 150,000 shares; 2020Q3: 150,000 shares; 2020Q4: 120,000 shares 120,000$4.23M1.91%-30,000Timeline
KKRKKR & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: 205,000 shares; 2020Q2: 180,000 shares; 2020Q3: 100,000 shares; 2020Q4: 100,000 shares 100,000$4.05M1.83%0Timeline
GILDGILEAD SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: 1,500 shares; 2020Q2: not reported; 2020Q3: 11,000 shares; 2020Q4: 64,842 shares 64,842$3.78M1.71%+53,842Timeline
KWKENNEDY-WILSON HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 210,000 shares; 2020Q3: 210,000 shares; 2020Q4: 210,000 shares 210,000$3.76M1.7%0Timeline
EIGER BIOPHARMACEUTICALS INCEIGER BIOPHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 234,448 shares; 2020Q1: 263,748 shares; 2020Q2: 263,748 shares; 2020Q3: 275,348 shares; 2020Q4: 295,035 shares 295,035$3.63M1.64%+19,687
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 32,953 shares; 2020Q1: 35,233 shares; 2020Q2: 37,769 shares; 2020Q3: 37,769 shares; 2020Q4: 32,769 shares 32,769$3.51M1.59%-5,000Timeline
BARCLAYS BANK PLCBARCLAYS BANK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 200,000 shares 200,000$3.36M1.52%new
EBCEASTERN BANKSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 200,000 shares 200,000$3.26M1.48%newTimeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 43,715 shares; 2020Q1: 45,909 shares; 2020Q2: 46,409 shares; 2020Q3: 46,409 shares; 2020Q4: 52,409 shares 52,409$3.25M1.47%+6,000Timeline
HORIZON THERAPEUTICS PLCHORIZON THERAPEUTICS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 60,856 shares; 2020Q1: 59,531 shares; 2020Q2: 36,531 shares; 2020Q3: 37,531 shares; 2020Q4: 42,614 shares 42,614$3.12M1.41%+5,083
XENEXENON PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 195,657 shares; 2020Q1: 175,204 shares; 2020Q2: 169,000 shares; 2020Q3: 177,000 shares; 2020Q4: 200,000 shares 200,000$3.08M1.39%+23,000Timeline
KADMON HLDGS INCKADMON HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 275,000 shares; 2020Q1: 381,900 shares; 2020Q2: 437,600 shares; 2020Q3: 612,000 shares; 2020Q4: 702,000 shares 702,000$2.91M1.32%+90,000
TGTXTG THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 12,000 shares; 2020Q3: 50,773 shares; 2020Q4: 50,773 shares 50,773$2.64M1.2%0Timeline
CAPITOL INVESTMENT CORP VCAPITOL INVESTMENT CORP VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 250,000 shares 250,000$2.58M1.17%new
TRILLIUM THERAPEUTICS INC C…TRILLIUM THERAPEUTICS INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: 136,500 shares; 2020Q2: 264,225 shares; 2020Q3: 176,215 shares; 2020Q4: 174,699 shares 174,699$2.57M1.16%-1,516
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 23,050 shares; 2020Q1: 23,050 shares; 2020Q2: 23,050 shares; 2020Q3: 23,050 shares; 2020Q4: 19,970 shares 19,970$2.54M1.15%-3,080Timeline
AUPHAURINIA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: 7,300 shares; 2020Q2: 114,810 shares; 2020Q3: 134,600 shares; 2020Q4: 177,540 shares 177,540$2.46M1.11%+42,940Timeline
ZOGENIX INC.ZOGENIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: 52,765 shares; 2020Q2: 105,607 shares; 2020Q3: 112,707 shares; 2020Q4: 112,707 shares 112,707$2.25M1.02%0
MPLXMPLX LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 366,558 shares; 2020Q1: 100,000 shares; 2020Q2: 100,000 shares; 2020Q3: 100,000 shares; 2020Q4: 100,000 shares 100,000$2.17M0.98%0Timeline
HORIZON ACQUISITION CORPHORIZON ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 210,100 shares 210,100$2.1M0.95%new
REINVENT TECHNOLOGY PARTNERSREINVENT TECHNOLOGY PARTNERSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 176,226 shares 176,226$2.04M0.92%new
BRSLBRIGHTSTAR LOTTERY PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 607,500 shares; 2020Q1: 607,500 shares; 2020Q2: 107,500 shares; 2020Q3: 107,500 shares; 2020Q4: 107,500 shares 107,500$1.82M0.82%0Timeline
CHRSCOHERUS ONCOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 75,714 shares; 2020Q1: 67,039 shares; 2020Q2: 104,566 shares; 2020Q3: 99,493 shares; 2020Q4: 101,655 shares 101,655$1.77M0.8%+2,162Timeline
ABALLIANCEBERNSTEIN HLDG L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 50,500 shares; 2020Q1: 50,500 shares; 2020Q2: 50,500 shares; 2020Q3: 50,500 shares; 2020Q4: 50,500 shares 50,500$1.71M0.77%0Timeline
ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 12,000 shares; 2020Q4: 10,545 shares 10,545$1.65M0.75%-1,455
BCRXBIOCRYST PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: 59,990 shares; 2020Q2: 397,361 shares; 2020Q3: 397,361 shares; 2020Q4: 219,461 shares 219,461$1.64M0.74%-177,900Timeline
BIODELIVERY SCIENCES INTL INBIODELIVERY SCIENCES INTL INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 504,607 shares; 2020Q1: 505,530 shares; 2020Q2: 505,530 shares; 2020Q3: 481,930 shares; 2020Q4: 370,230 shares 370,230$1.55M0.7%-111,700
VAPOTHERM INCVAPOTHERM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 49,000 shares; 2020Q4: 49,000 shares 49,000$1.32M0.6%0
QUREUNIQURE NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 4,900 shares; 2020Q1: 14,220 shares; 2020Q2: 20,358 shares; 2020Q3: 31,000 shares; 2020Q4: 35,000 shares 35,000$1.26M0.57%+4,000Timeline
VKTXVIKING THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 218,102 shares; 2020Q1: 218,102 shares; 2020Q2: 218,102 shares; 2020Q3: 218,102 shares; 2020Q4: 218,102 shares 218,102$1.23M0.56%0Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 18,311 shares; 2020Q1: 18,311 shares; 2020Q2: 18,311 shares; 2020Q3: 18,311 shares; 2020Q4: 18,311 shares 18,311$1.08M0.49%0Timeline
JNJJOHNSON & JOHNSONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 7,280 shares; 2020Q1: 7,280 shares; 2020Q2: 7,280 shares; 2020Q3: 7,280 shares; 2020Q4: 6,080 shares 6,080$956K0.43%-1,200Timeline
CONSTELLATION PHARMACEUTICA…CONSTELLATION PHARMACEUTICALS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 33,000 shares 33,000$950K0.43%new
MDLZMONDELEZ INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 15,900 shares; 2020Q1: 15,900 shares; 2020Q2: 15,900 shares; 2020Q3: 15,900 shares; 2020Q4: 15,900 shares 15,900$930K0.42%0Timeline
VERRICA PHARMACEUTICALS INCVERRICA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 10,207 shares; 2020Q1: 14,747 shares; 2020Q2: 14,947 shares; 2020Q3: 46,125 shares; 2020Q4: 76,585 shares 76,585$881K0.4%+30,460
DDDUPONT DE NEMOURS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 12,545 shares; 2020Q1: 12,118 shares; 2020Q2: 12,118 shares; 2020Q3: 12,118 shares; 2020Q4: 12,118 shares 12,118$861K0.39%0Timeline
RHPRYMAN HOSPITALITY PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 12,400 shares; 2020Q1: 12,400 shares; 2020Q2: 12,400 shares; 2020Q3: 12,400 shares; 2020Q4: 12,400 shares 12,400$840K0.38%0Timeline
CIDARA THERAPEUTICS INC COM…CIDARA THERAPEUTICS INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 218,220 shares; 2020Q1: 402,061 shares; 2020Q2: 407,061 shares; 2020Q3: 407,061 shares; 2020Q4: 415,308 shares 415,308$831K0.38%+8,247
KMBKIMBERLY-CLARK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 6,000 shares; 2020Q1: 6,000 shares; 2020Q2: 6,000 shares; 2020Q3: 6,000 shares; 2020Q4: 6,000 shares 6,000$809K0.37%0Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 13,400 shares; 2020Q1: 13,400 shares; 2020Q2: 13,400 shares; 2020Q3: 13,400 shares; 2020Q4: 13,400 shares 13,400$735K0.33%0Timeline
DOWDOW HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 12,545 shares; 2020Q1: 12,118 shares; 2020Q2: 12,118 shares; 2020Q3: 12,118 shares; 2020Q4: 12,118 shares 12,118$673K0.3%0Timeline
Strongbridge Biopharma PLCStrongbridge Biopharma PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 266,194 shares 266,194$647K0.29%new
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 22,050 shares; 2020Q1: 22,050 shares; 2020Q2: 22,050 shares; 2020Q3: 22,050 shares; 2020Q4: 22,050 shares 22,050$634K0.29%0Timeline
AVADEL PHARMACEUTICALS, PLCAVADEL PHARMACEUTICALS, PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 86,916 shares 86,916$581K0.26%new
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 4,284 shares; 2020Q1: 4,284 shares; 2020Q2: 4,284 shares; 2020Q3: 4,284 shares; 2020Q4: 4,284 shares 4,284$539K0.24%0Timeline
CNQCANADIAN NAT RES LTD MED TERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 32,035 shares; 2020Q1: 32,035 shares; 2020Q2: 32,035 shares; 2020Q3: 32,035 shares; 2020Q4: 22,285 shares 22,285$536K0.24%-9,750Timeline
MACQUARIE INFRASTRUCTURE HO…MACQUARIE INFRASTRUCTURE HOLDIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 175,900 shares; 2020Q1: 13,150 shares; 2020Q2: 13,150 shares; 2020Q3: 13,150 shares; 2020Q4: 13,150 shares 13,150$494K0.22%0
CTVACORTEVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 12,545 shares; 2020Q1: 12,545 shares; 2020Q2: 12,545 shares; 2020Q3: 12,545 shares; 2020Q4: 12,545 shares 12,545$486K0.22%0Timeline
QUOTIENT TECHNOLOGY INCQUOTIENT TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 50,000 shares 50,000$471K0.21%new
RADIUS HEALTH INCRADIUS HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 65,617 shares; 2020Q1: 43,034 shares; 2020Q2: 43,034 shares; 2020Q3: 48,034 shares; 2020Q4: 25,034 shares 25,034$447K0.2%-23,000
WPCWP CAREY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 6,000 shares; 2020Q1: 6,000 shares; 2020Q2: 6,000 shares; 2020Q3: 6,000 shares; 2020Q4: 6,000 shares 6,000$423K0.19%0Timeline
EDITEDITAS MEDICINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 6,000 shares 6,000$421K0.19%newTimeline
FIBROGEN INCFIBROGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 19,715 shares; 2020Q4: 10,000 shares 10,000$371K0.17%-9,715
LONGVIEW ACQUISITION CORPLONGVIEW ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 18,380 shares 18,380$364K0.16%new
CAGCONAGRA BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 10,000 shares; 2020Q1: 10,000 shares; 2020Q2: 10,000 shares; 2020Q3: 10,000 shares; 2020Q4: 10,000 shares 10,000$363K0.16%0Timeline
TARAPROTARA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 3,835 shares; 2020Q3: 7,948 shares; 2020Q4: 14,369 shares 14,369$348K0.16%+6,421Timeline
ALIMERA SCIENCES INCALIMERA SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 45,155 shares; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 80,194 shares 80,194$338K0.15%new
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 1,400 shares; 2020Q1: 1,400 shares; 2020Q2: 1,400 shares; 2020Q3: 1,400 shares; 2020Q4: 1,400 shares 1,400$311K0.14%0Timeline
MARINUS PHARMACEUTICALS INCMARINUS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 25,000 shares 25,000$305K0.14%new
GMEDGLOBUS MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 2,900 shares; 2020Q1: 2,900 shares; 2020Q2: 2,900 shares; 2020Q3: 2,900 shares; 2020Q4: 4,631 shares 4,631$302K0.14%+1,731Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 1,050 shares; 2020Q1: 1,050 shares; 2020Q2: 1,050 shares; 2020Q3: 4,200 shares; 2020Q4: 2,100 shares 2,100$279K0.13%-2,100Timeline
ALXOALX ONCOLOGY HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 3,000 shares; 2020Q4: 3,200 shares 3,200$276K0.12%+200Timeline
FSBWFS BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 3,577 shares; 2020Q1: 3,577 shares; 2020Q2: 3,577 shares; 2020Q3: 3,577 shares; 2020Q4: 3,577 shares 3,577$196K0.09%0Timeline
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 1,000 shares; 2020Q4: 1,000 shares 1,000$151K0.07%0Timeline
SouthState CorpSouthState CorpQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 2,082 shares; 2020Q3: 2,082 shares; 2020Q4: 2,082 shares 2,082$151K0.07%0
KHCKRAFT HEINZ COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 4,900 shares; 2020Q1: 4,234 shares; 2020Q2: 4,234 shares; 2020Q3: 4,234 shares; 2020Q4: 4,234 shares 4,234$147K0.07%0Timeline
LEGHLEGACY HOUSING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 9,000 shares; 2020Q1: 9,000 shares; 2020Q2: 9,000 shares; 2020Q3: 9,000 shares; 2020Q4: 9,000 shares 9,000$136K0.06%0Timeline
MDTMEDTRONIC PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 1,050 shares; 2020Q1: 1,050 shares; 2020Q2: 1,050 shares; 2020Q3: 1,050 shares; 2020Q4: 1,050 shares 1,050$123K0.06%0Timeline
VLYVALLEY NATL BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 12,480 shares; 2020Q1: 12,480 shares; 2020Q2: 12,480 shares; 2020Q3: 12,480 shares; 2020Q4: 12,480 shares 12,480$121K0.05%0Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 2,860 shares; 2020Q1: 2,860 shares; 2020Q2: 2,860 shares; 2020Q3: 2,860 shares; 2020Q4: 2,860 shares 2,860$120K0.05%0
CUZCOUSINS PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 3,357 shares; 2020Q3: 3,357 shares; 2020Q4: 3,357 shares 3,357$112K0.05%0Timeline
AXOVANT SCIENCES LTDAXOVANT SCIENCES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 40,000 shares 40,000$111K0.05%new
HRGGHERITAGE NOLA BANCORP INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 12,000 shares; 2020Q1: 9,000 shares; 2020Q2: 9,000 shares; 2020Q3: 9,000 shares; 2020Q4: 9,000 shares 9,000$110K0.05%0Timeline
Merck & Co. Inc.Merck & Co. Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 1,300 shares; 2020Q1: 1,300 shares; 2020Q2: 1,300 shares; 2020Q3: 1,300 shares; 2020Q4: 1,300 shares 1,300$106K0.05%0
RLMDRELMADA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 3,000 shares; 2020Q3: 3,000 shares; 2020Q4: 3,000 shares 3,000$96K0.04%0Timeline
FNBF N B CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 8,905 shares; 2020Q1: 8,905 shares; 2020Q2: 8,905 shares; 2020Q3: 8,905 shares; 2020Q4: 8,905 shares 8,905$85K0.04%0Timeline
CFFNCAPITOL FED FINL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 9,800 shares; 2020Q1: 5,800 shares; 2020Q2: 5,800 shares; 2020Q3: 5,800 shares; 2020Q4: 5,800 shares 5,800$73K0.03%0Timeline
CTI BIOPHARMA CORPCTI BIOPHARMA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 20,000 shares 20,000$64K0.03%new
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 300 shares; 2020Q1: 300 shares; 2020Q2: 300 shares; 2020Q3: 300 shares; 2020Q4: 300 shares 300$51K0.02%0Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 4,680 shares; 2020Q1: 4,680 shares; 2020Q2: 4,680 shares; 2020Q3: 4,680 shares; 2020Q4: 4,680 shares 4,680$51K0.02%0
OXYOCCIDENTAL PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 2,973 shares; 2020Q1: 2,973 shares; 2020Q2: 2,973 shares; 2020Q3: 2,973 shares; 2020Q4: 2,973 shares 2,973$51K0.02%0Timeline
BRISTOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 15,847 shares; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 5,200 shares; 2020Q4: 64,720 shares 64,720$45K0.02%+59,520
ADMAADMA BIOLOGICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: 140,757 shares; 2020Q2: 200,157 shares; 2020Q3: 65,157 shares; 2020Q4: 21,457 shares 21,457$42K0.02%-43,700Timeline
CCCHEMOURS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 1,160 shares; 2020Q1: 1,160 shares; 2020Q2: 1,160 shares; 2020Q3: 1,160 shares; 2020Q4: 1,160 shares 1,160$29K0.01%0Timeline
ACIUAC IMMUNE SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 5,309 shares; 2020Q4: 5,309 shares 5,309$27K0.01%0Timeline
EXPEAGLE MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 228 shares; 2020Q1: 228 shares; 2020Q2: 228 shares; 2020Q3: 228 shares; 2020Q4: 228 shares 228$23K0.01%0Timeline
BNSBANK NOVA SCOTIA B CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 400 shares; 2020Q1: 400 shares; 2020Q2: 400 shares; 2020Q3: 400 shares; 2020Q4: 400 shares 400$22K0.01%0Timeline
LEAP THERAPEUTICS INCLEAP THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 9,700 shares 9,700$22K0.01%new
PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 1,500 shares; 2020Q1: 1,500 shares; 2020Q2: 1,500 shares; 2020Q3: 1,500 shares; 2020Q4: 1,500 shares 1,500$19K0.01%0
SVCSERVICE PPTYS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 1,000 shares; 2020Q1: 1,000 shares; 2020Q2: 1,000 shares; 2020Q3: 1,000 shares; 2020Q4: 1,000 shares 1,000$11K<0.01%0Timeline
DFP HEALTHCARE ACQUISITNS CODFP HEALTHCARE ACQUISITNS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 1,000 shares 1,000$11K<0.01%new
STWDSTARWOOD PPTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 400 shares; 2020Q1: 400 shares; 2020Q2: 400 shares; 2020Q3: 400 shares; 2020Q4: 400 shares 400$8K<0.01%0Timeline
OXY/WSOCCIDENTAL PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 370 shares; 2020Q4: 370 shares 370$8K<0.01%0Timeline
COLONY CAPITAL INCCOLONY CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 1,466 shares; 2020Q3: 1,466 shares; 2020Q4: 1,466 shares 1,466$7K<0.01%0
VTRSVIATRIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 80 shares 80$5K<0.01%newTimeline
AMLPALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 120 shares; 2020Q3: 120 shares; 2020Q4: 120 shares 120$3K<0.01%0Timeline
SCULPTOR CAP MGMTSCULPTOR CAP MGMTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 200 shares; 2020Q1: 200 shares; 2020Q2: 200 shares; 2020Q3: 200 shares; 2020Q4: 200 shares 200$3K<0.01%0
WABWABTECQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 23 shares; 2020Q1: 23 shares; 2020Q2: 23 shares; 2020Q3: 23 shares; 2020Q4: 23 shares 23$1K<0.01%0Timeline
RMRRMR GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 16 shares; 2020Q1: 16 shares; 2020Q2: 16 shares; 2020Q3: 16 shares; 2020Q4: 16 shares 16$1K<0.01%0Timeline
CHECK CAP LTDCHECK CAP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: 2,224 shares; 2020Q1: 2,224 shares; 2020Q2: 2,224 shares; 2020Q3: 2,224 shares; 2020Q4: 2,224 shares 2,224$1K<0.01%0

Sold out in Q4 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
STERICYCLE INCSTERICYCLE INC160,000$10.1Mshares
FS KKR CAPITAL CORPFS KKR CAPITAL CORP395,175$6.27Mshares
STRONGBRIDGE BIOPHARMA PLCSTRONGBRIDGE BIOPHARMA PLC372,000$781Kshares
ALKSALKERMES PLC38,000$630Kshares
COLLCOLLEGIUM PHARMACEUTICAL INC29,862$622Kshares
ALIMERA SCIENCES INCALIMERA SCIENCES INC80,194$390Kshares
CHEMOCENTRYX INCCHEMOCENTRYX INC6,587$361Kshares
CYTKCYTOKINETICS INC15,837$343Kshares
KRYSKRYSTAL BIOTECH INC7,079$305Kshares
CRDFCARDIFF ONCOLOGY INC5,000$71Kshares

How Q4 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001104659-21-021703 base2021-02-12acceptance time not in the bulk data set