Knott David M

13F filer, CIK 808722, Syosset, NY

Knott David M reported $246,699,000 across 114 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-02-14. Its ten largest share positions make up 58.46% of the portfolio.

Filed 2020-02-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:54:20 UTC13F-HR 0001104659-20-021354

Period: 2019-12-31
Reported value: $247M
Holdings: 114
Top 10 weight: 58.46%
New: 11
Sold out: 16

Largest buys vs the previous quarter

Security	Shares change	Approx. value
CHEMOCENTRYX INCadded	+101,075	$4M
FNMAHadded	+204,839	$2.15M
FNMAPnew	+81,890	$1.51M
BMYadded	+13,847	$889K
ALKSnew	+43,073	$879K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
THE STARS GROUP INCreduced	-295,800	-$7.72M
Apollo Global Management Increduced	-85,208	-$4.07M
LKQreduced	-100,000	-$3.57M
DALexited	-57,500	-$3.31M
STERICYCLE INCreduced	-45,000	-$2.87M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2019

Share positions as resolved from 13F-HR 0001104659-20-021354, largest first. % of portfolio is the value over $246,697,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
LGNDLIGAND PHARMACEUTICALS INC	353,041	$36.8M	14.92%	0	Timeline
FTAI AVIATION LTDFTAI AVIATION LTD	888,509	$17.4M	7.04%	0
STERICYCLE INCSTERICYCLE INC	269,083	$17.2M	6.96%	-45,000
UPLDUPLAND SOFTWARE INC	438,000	$15.6M	6.34%	0	Timeline
Apollo Global Management IncApollo Global Management Inc	237,500	$11.3M	4.59%	-85,208
GOOGALPHABET INC	7,900	$10.6M	4.28%	0	Timeline
FS KKR CAPITAL CORPFS KKR CAPITAL CORP	1,527,000	$9.36M	3.79%	0
MPLXMPLX LP	366,558	$9.33M	3.78%	0	Timeline
BRSLBRIGHTSTAR LOTTERY PLC	607,500	$9.09M	3.69%	0	Timeline
MACQUARIE INFRASTRUCTURE HO…MACQUARIE INFRASTRUCTURE HOLDI	175,900	$7.54M	3.05%	0
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PART	2,020,000	$7.37M	2.99%	0
LKQLKQ CORP	200,000	$7.14M	2.89%	-100,000	Timeline
THE STARS GROUP INCTHE STARS GROUP INC	250,000	$6.52M	2.64%	-295,800
PFEPFIZER INC	131,900	$5.17M	2.09%	0	Timeline
CHEMOCENTRYX INCCHEMOCENTRYX INC	106,075	$4.2M	1.7%	+101,075
AMERICAN OUTDOOR BRANDS CORPAMERICAN OUTDOOR BRANDS CORP	390,000	$3.62M	1.47%	0
EIGER BIOPHARMACEUTICALS INCEIGER BIOPHARMACEUTICALS INC	234,448	$3.49M	1.42%	0
JPMJPMORGAN CHASE & CO	23,050	$3.22M	1.31%	0	Timeline
BIODELIVERY SCIENCES INTL INBIODELIVERY SCIENCES INTL IN	504,607	$3.19M	1.29%	-12,900
ABBVABBVIE INC	32,953	$2.92M	1.18%	0	Timeline
BMYBRISTOL-MYERS SQUIBB CO	43,715	$2.81M	1.14%	+13,847	Timeline
FNMAHFANNIE MAE	254,559	$2.67M	1.08%	+204,839	Timeline
XENEXENON PHARMACEUTICALS INC	195,657	$2.56M	1.04%	+8,346	Timeline
HORIZON THERAPEUTICS PLCHORIZON THERAPEUTICS PLC	60,856	$2.2M	0.89%	-3,508
AIMMUNE THERAPEUTICS INC.AIMMUNE THERAPEUTICS INC.	55,990	$1.87M	0.76%	0
BELLUS HEALTH INC NEWBELLUS HEALTH INC NEW	242,611	$1.83M	0.74%	0
VKTXVIKING THERAPEUTICS INC	218,102	$1.75M	0.71%	0	Timeline
FNMATFANNIE MAE	146,736	$1.66M	0.67%	-87,500	Timeline
FMCKJFEDERAL HOME LN MTG	139,500	$1.65M	0.67%	0	Timeline
STEMLINE THERAPEUTICS INCSTEMLINE THERAPEUTICS INC	145,475	$1.55M	0.63%	+37,541
ABALLIANCEBERNSTEIN HLDG L P	50,500	$1.53M	0.62%	0	Timeline
FNMAPFEDERAL NATL MTG ASS 000000	81,890	$1.51M	0.61%	new	Timeline
CHRSCOHERUS ONCOLOGY INC	75,714	$1.36M	0.55%	+12,327	Timeline
RADIUS HEALTH INCRADIUS HEALTH INC	65,617	$1.32M	0.54%	-7,652
FOAMIX PHARMACEUTICALS LTDFOAMIX PHARMACEUTICALS LTD	381,146	$1.27M	0.51%	+10,000
KADMON HLDGS INCKADMON HLDGS INC	275,000	$1.25M	0.51%	+170,300
VZVERIZON COMMUNICATIONS INC	18,311	$1.12M	0.46%	0	Timeline
RHPRYMAN HOSPITALITY PPTYS INC	12,400	$1.07M	0.44%	0	Timeline
JNJJOHNSON & JOHNSON	7,280	$1.06M	0.43%	0	Timeline
CNQCANADIAN NAT RES LTD MED TER	32,035	$1.04M	0.42%	0	Timeline
CHIRON REAL ESTATE INC. CUM…CHIRON REAL ESTATE INC. CUMULA	35,000	$943K	0.38%	0
ALKSALKERMES PLC	43,073	$879K	0.36%	new	Timeline
MDLZMONDELEZ INTL INC	15,900	$876K	0.36%	0	Timeline
TAT&T INC	22,050	$862K	0.35%	0	Timeline
FNMALFEDERAL NATL MTG ASS 000000	43,000	$851K	0.34%	0	Timeline
CIDARA THERAPEUTICS INC COM…CIDARA THERAPEUTICS INC COM NEW	218,220	$838K	0.34%	+22,554
KMBKIMBERLY-CLARK CORP	6,000	$825K	0.33%	0	Timeline
DDDUPONT DE NEMOURS INC	12,545	$805K	0.33%	0	Timeline
FMCKMFEDERAL HOME LN MTG	80,000	$794K	0.32%	+40,261	Timeline
KOCOCA COLA CO	13,400	$742K	0.3%	0	Timeline
DOWDOW HLDGS INC	12,545	$687K	0.28%	0	Timeline
QUOTIENT LTDQUOTIENT LTD	70,542	$671K	0.27%	0
ARENA PHARMACEUTICALS INCARENA PHARMACEUTICALS INC	14,391	$654K	0.27%	0
FEDERAL HOME LN MTG CORP 6.…FEDERAL HOME LN MTG CORP 6.02 NON…	53,811	$610K	0.25%	0
IBMINTERNATIONAL BUSINESS MACHS	4,284	$574K	0.23%	0	Timeline
Freddie Mac 5.3 percentFreddie Mac 5.3 percent	30,000	$534K	0.22%	-70,000
CHECK CAP LTDCHECK CAP LTD	64,309	$482K	0.2%	0
WPCWP CAREY INC	6,000	$480K	0.19%	0	Timeline
FNMASFEDERAL NATL MTG ASS 008250	35,000	$418K	0.17%	-25,000	Timeline
CLBKCOLUMBIA FINL INC	23,363	$396K	0.16%	0	Timeline
FEDL HOME LOAN MTG CORPFEDL HOME LOAN MTG CORP	21,590	$394K	0.16%	0
FNMAOFEDERAL NATL MTG ASS 000000	22,477	$393K	0.16%	new	Timeline
KRYSKRYSTAL BIOTECH INC	7,079	$392K	0.16%	+1,282	Timeline
CTVACORTEVA INC	12,545	$371K	0.15%	0	Timeline
QUREUNIQURE NV	4,900	$351K	0.14%	new	Timeline
CAGCONAGRA BRANDS INC	10,000	$342K	0.14%	0	Timeline
ALIMERA SCIENCES INCALIMERA SCIENCES INC	45,155	$342K	0.14%	new
DELLDELL TECHNOLOGIES INC	6,426	$330K	0.13%	0	Timeline
FNMFMFEDERAL NATL MTG ASS 000000	17,500	$319K	0.13%	+17,000	Timeline
ENTEGRA FINL CORPENTEGRA FINL CORP	10,250	$309K	0.13%	0
AAPLAPPLE INC	1,050	$308K	0.12%	0	Timeline
ACCELERON PHARMA INCACCELERON PHARMA INC	5,547	$294K	0.12%	-16,202
COLLCOLLEGIUM PHARMACEUTICAL INC	12,500	$257K	0.1%	new	Timeline
FSBWFS BANCORP INC	3,577	$228K	0.09%	0	Timeline
MSFTMICROSOFT CORP	1,400	$221K	0.09%	0	Timeline
CPRXCATALYST PHARMACEUTICALS INC	58,317	$219K	0.09%	-93,098	Timeline
WHEELER REAL ESTATE INVT TRWHEELER REAL ESTATE INVT TR	14,309	$214K	0.09%	0
STRONGBRIDGE BIOPHARMA PLCSTRONGBRIDGE BIOPHARMA PLC	100,000	$209K	0.08%	new
FANNIE MAE NON CUMULATIVE H…FANNIE MAE NON CUMULATIVE H PFD	10,000	$198K	0.08%	0
FNMANFEDERAL NATL MTG ASS 000000	8,680	$173K	0.07%	0	Timeline
CENTERSTATE BK CORPCENTERSTATE BK CORP	6,942	$173K	0.07%	0
GMEDGLOBUS MED INC	2,900	$171K	0.07%	0	Timeline
VERRICA PHARMACEUTICALS INCVERRICA PHARMACEUTICALS INC	10,207	$162K	0.07%	0
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR	2,860	$159K	0.06%	0
KHCKRAFT HEINZ CO	4,900	$158K	0.06%	0	Timeline
HRGGHERITAGE NOLA BANCORP INC COM	12,000	$153K	0.06%	0	Timeline
LEGHLEGACY HOUSING CORP	9,000	$150K	0.06%	0	Timeline
VLYVALLEY NATL BANCORP	12,480	$143K	0.06%	new	Timeline
COUSINS PROPERTIES INCCOUSINS PROPERTIES INC	3,357	$138K	0.06%	0
CFFNCAPITOL FED FINL INC	9,800	$135K	0.05%	0	Timeline
OXYOCCIDENTAL PETE CORP	2,973	$122K	0.05%	0	Timeline
MDTMEDTRONIC PLC	1,050	$119K	0.05%	0	Timeline
Merck & Co. Inc.Merck & Co. Inc.	1,300	$118K	0.05%	0
FNBF N B CORP	8,905	$113K	0.05%	0	Timeline
FMCCPFEDERAL HOME LN MTG	5,200	$104K	0.04%	0	Timeline
FMCKOFEDERAL HOME LN MTG	10,000	$100K	0.04%	new	Timeline
MEI PHARMA INCMEI PHARMA INC	38,590	$96K	0.04%	0
ASNDASCENDIS PHARMA A/S	656	$91K	0.04%	new	Timeline
NOVELION THERAPEUTICS INCNOVELION THERAPEUTICS INC	109,135	$77K	0.03%	0
GENERAL ELEC COGENERAL ELEC CO	4,680	$52K	0.02%	0
BRISTOL-MYERS SQUIBB COBRISTOL-MYERS SQUIBB CO	15,847	$48K	0.02%	new
LLYELI LILLY & CO	300	$39K	0.02%	0	Timeline
PEOPLE'S UNITED FINANCIAL I…PEOPLE'S UNITED FINANCIAL INC	1,500	$25K	0.01%	0
SVCSERVICE PPTYS TR	1,000	$24K	0.01%	0	Timeline
BNSBANK NOVA SCOTIA B C	400	$23K	0.01%	0	Timeline
EXPEAGLE MATLS INC	228	$21K	0.01%	0	Timeline
CCCHEMOURS CO	1,160	$21K	0.01%	0	Timeline
STWDSTARWOOD PPTY TR INC	400	$10K	<0.01%	0	Timeline
COLONY NORTHSTAR INCCOLONY NORTHSTAR INC	1,466	$7K	<0.01%	0
ALPS ETF TRALPS ETF TR	600	$5K	<0.01%	0
SCULPTOR CAP MGMTSCULPTOR CAP MGMT	200	$4K	<0.01%	0
CHECK CAP LTDCHECK CAP LTD	2,224	$4K	<0.01%	0
WABWABTEC	23	$1K	<0.01%	0	Timeline
RMRRMR GROUP INC	16	$1K	<0.01%	0	Timeline

Sold out in Q4 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
DALDELTA AIR LINES INC	57,500	$3.31M	shares
CHCTCOMMUNITY HEALTHCARE TR INC	60,000	$2.67M	shares
EPRTESSENTIAL PPTYS RLTY TR INC	80,000	$1.83M	shares
CELGENE CORPCELGENE CORP	15,847	$1.57M	shares
MICHAELS COS INCMICHAELS COS INC	150,000	$1.47M	shares
CYMABAY THERAPEUTICS INCCYMABAY THERAPEUTICS INC	80,889	$413K	shares
AUPHAURINIA PHARMACEUTICALS INC	53,000	$283K	shares
ALIMERA SCIENCES INCALIMERA SCIENCES INC	458,120	$259K	shares
BELLICUM PHARMACEUTICALS INCBELLICUM PHARMACEUTICALS INC	168,203	$177K	shares
ORITANI FINANCIAL CORPORITANI FINANCIAL CORP	7,800	$138K	shares
NVSNOVARTIS AG	1,500	$130K	shares
OFIXORTHOFIX MED INC	2,000	$106K	shares
LXRXLEXICON PHARMACEUTICALS INC	29,800	$90K	shares
ASCENDIS PHARMA A/SASCENDIS PHARMA A/S	656	$63K	shares
ALCALCON AG	600	$35K	shares
Bellicum Pharmaceuticals @ …Bellicum Pharmaceuticals @ 5 exp …	100	$1K	shares

How Q4 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001104659-20-021354	base		2020-02-14	acceptance time not in the bulk data set	2026-10-07 18:54:20 UTC