Advisor Group, Inc.

13F filer, CIK 1681115, PHOENIX, AZ

Advisor Group, Inc. reported $9,917,819,000 across 5,256 holdings for the quarter ended 2018-09-30, in a 13F-HR filed 2018-11-14. Its ten largest share positions make up 19.04% of the portfolio.

Filed 2018-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:03:47 UTC13F-HR 0001681115-18-000009

Period: 2018-09-30
Reported value: $9.92B
Holdings: 5,256
Top 10 weight: 19.04%
New: 420
Sold out: 236

Largest buys vs the previous quarter

Security	Shares change	Approx. value
VOOadded	+409,036	$109M
IVVadded	+316,290	$92.6M
USMVadded	+1,442,422	$82.3M
IVWadded	+387,612	$68.7M
VEAadded	+1,295,308	$56.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
IWNreduced	-370,616	-$49.3M
SPSBreduced	-615,803	-$18.6M
DIAreduced	-38,104	-$10.1M
BWXreduced	-336,447	-$9.22M
HYDreduced	-249,792	-$7.78M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2018

Share positions as resolved from 13F-HR 0001681115-18-000009, largest first. % of portfolio is the value over $9,917,415,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
IIFMORGAN STANLEY INDIA INVT FD	3,099	$72K	<0.01%	-1,997	Timeline
PBHCPATHFINDER BANCORP INC MD	4,783	$72K	<0.01%	new	Timeline
REDFIN CORPREDFIN CORP	3,899	$72K	<0.01%	-141
DIEBOLD NXDF INCDIEBOLD NXDF INC	15,969	$72K	<0.01%	-1,067
PROSHARES TRPROSHARES TR	2,178	$72K	<0.01%	+162
SERES THERAPEUTICS INCSERES THERAPEUTICS INC	9,500	$72K	<0.01%	+1,000
DKSDICKS SPORTING GOODS INC	1,972	$71K	<0.01%	+251	Timeline
NYTNEW YORK TIMES CO MTN BE	3,083	$71K	<0.01%	+272	Timeline
LNWOLIGHT & WONDER INC	2,781	$71K	<0.01%	+1,742	Timeline
FIBKFIRST INTST BANCSYSTEM INC	1,580	$71K	<0.01%	+665	Timeline
JPMBJ P MORGAN EXCHANGE TRADED F	1,517	$71K	<0.01%	0	Timeline
HTBKHERITAGE COMM CORP	4,787	$71K	<0.01%	new	Timeline
DREYFUSDREYFUS	22,200	$71K	<0.01%	+17,500
TRUETT-HURST INC THSTTRUETT-HURST INC THST	38,600	$71K	<0.01%	0
MDBMONGODB INC	850	$70K	<0.01%	+455	Timeline
MEARISHARES U S ETF TR	1,404	$70K	<0.01%	0	Timeline
RPDRAPID7 INC	1,889	$70K	<0.01%	+100	Timeline
BRKRBRUKER CORP	2,099	$70K	<0.01%	+1,463	Timeline
NGLNGL ENERGY PARTNERS LP	6,094	$70K	<0.01%	+3,532	Timeline
KEXKIRBY CORP	847	$70K	<0.01%	+116	Timeline
HASIHA SUSTAINABLE INFRA CAP INC	3,224	$70K	<0.01%	+240	Timeline
NEW YORK MORTGAGE TRUST INCNEW YORK MORTGAGE TRUST INC	11,666	$70K	<0.01%	+3,916
CHINA TELECOM CORP LTDCHINA TELECOM CORP LTD	1,409	$70K	<0.01%	+160
CNX MIDSTREAM PARTNERS LPCNX MIDSTREAM PARTNERS LP	3,629	$70K	<0.01%	+1,820
CENXCENTURY ALUM CO	5,778	$70K	<0.01%	-140	Timeline
SRGSERITAGE GROWTH PPTYS	1,461	$70K	<0.01%	+2	Timeline
PSRINVESCO ACTIVELY MANAGED EXC	860	$70K	<0.01%	+380	Timeline
SPIRIT MTA REITSPIRIT MTA REIT	5,954	$70K	<0.01%	-322
EBIX INCEBIX INC	890	$70K	<0.01%	-3,004
NEXTGEN HEALTHCARE INCNEXTGEN HEALTHCARE INC	3,474	$70K	<0.01%	new
SEASPINE HLDGS CORPSEASPINE HLDGS CORP	4,516	$70K	<0.01%	0
UNITED COMMUNITY FINANCIALUNITED COMMUNITY FINANCIAL	7,253	$70K	<0.01%	0
ISHARES TRISHARES TR	1,904	$70K	<0.01%	+835
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED	2,138	$70K	<0.01%	+1,630
FIRST TR SR FLOATING RATE 20FIRST TR SR FLOATING RATE 20	7,500	$70K	<0.01%	+3,000
XSSPXNUVEEN S&P 500 DYNAMIC OVERW	4,099	$69K	<0.01%	+2,294	Timeline
FCNFTI CONSULTING INC	954	$69K	<0.01%	+785	Timeline
HYIWESTERN ASSET HIGH YIELD OPP	4,750	$69K	<0.01%	+1,930	Timeline
FDUSFIDUS INVT CORP	4,746	$69K	<0.01%	0	Timeline
BLACKROCK MUNIENHANCED FD INBLACKROCK MUNIENHANCED FD IN	6,900	$69K	<0.01%	new
BLACKROCK MUNIYIELD N J FD IBLACKROCK MUNIYIELD N J FD I	5,311	$69K	<0.01%	0
AGIOAGIOS PHARMACEUTICALS INC	898	$69K	<0.01%	+6	Timeline
TSITCW STRATEGIC INCOME FD INC	12,335	$69K	<0.01%	+2,780	Timeline
DFNLDAVIS FUNDAMENTAL ETF TR	2,800	$69K	<0.01%	+1,100	Timeline
FXAINVESCO CURRENCYSHARES AUSTR	952	$69K	<0.01%	+163	Timeline
INVESTORS REAL ESTATE TRUSTINVESTORS REAL ESTATE TRUST	11,666	$69K	<0.01%	+212
O-I GLASS, INC.O-I GLASS, INC.	3,684	$69K	<0.01%	-2,338
FIRST TR EXCH TRADED FD IIIFIRST TR EXCH TRADED FD III	1,083	$69K	<0.01%	-90
CYRXCRYOPORT INC	5,311	$68K	<0.01%	+87	Timeline
FORMFORMFACTOR INC	4,930	$68K	<0.01%	-15,701	Timeline
WCCWESCO INTL INC	1,101	$68K	<0.01%	+115	Timeline
AMRXAMNEAL PHARMACEUTICALS INC	3,069	$68K	<0.01%	+543	Timeline
SANDERSON FARMSSANDERSON FARMS	657	$68K	<0.01%	+132
SALIENT MIDSTREAM & MLP FDSALIENT MIDSTREAM & MLP FD	6,640	$68K	<0.01%	0
PPHVANECK ETF TRUST	1,053	$68K	<0.01%	-400	Timeline
GRFEAGLE CAP GROWTH FD INC	8,476	$68K	<0.01%	-11,020	Timeline
ZNOGZION OIL & GAS INC COM	52,404	$68K	<0.01%	+18,483	Timeline
ARRAY BIOPHARMA INC COMARRAY BIOPHARMA INC COM	4,385	$68K	<0.01%	+3,950
RLJRLJ LODGING TR	3,040	$67K	<0.01%	+46	Timeline
RMAXRE/MAX HLDGS INC	1,517	$67K	<0.01%	+44	Timeline
SNSRGLOBAL X FDS	3,310	$67K	<0.01%	+429	Timeline
REVLON INCREVLON INC	3,010	$67K	<0.01%	new
MICHAELS COS INCMICHAELS COS INC	4,116	$67K	<0.01%	+492
K2M GROUP HLDGS INCK2M GROUP HLDGS INC	2,449	$67K	<0.01%	+125
GPMTGRANITE PT MTG TR INC	3,439	$66K	<0.01%	-269	Timeline
GTESGATES INDL CORP PLC	3,392	$66K	<0.01%	+3,258	Timeline
TRNOTERRENO RLTY CORP	1,741	$66K	<0.01%	-1,374	Timeline
TURISHARES INC	2,755	$66K	<0.01%	+1,548	Timeline
TRTTRIO TECH INTL	14,433	$66K	<0.01%	0	Timeline
SOCLGLOBAL X FDS	2,050	$66K	<0.01%	-3,412	Timeline
Surmodics IncSurmodics Inc	884	$66K	<0.01%	new
MASONITE INTERNATIONAL CORPMASONITE INTERNATIONAL CORP	1,016	$66K	<0.01%	+642
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH	2,500	$66K	<0.01%	new
ISHARES TRISHARES TR	2,628	$66K	<0.01%	+60
FTITECHNIPFMC PLC	2,089	$65K	<0.01%	+892	Timeline
SHGSHINHAN FINANCIAL GROUP CO L	1,611	$65K	<0.01%	+217	Timeline
LASRNLIGHT INC	2,947	$65K	<0.01%	-1,297	Timeline
UFCSUNITED FIRE GROUP INC	1,280	$65K	<0.01%	+351	Timeline
MMTABERDEEN MULTI-MARKET INCOME	11,666	$65K	<0.01%	+1,000	Timeline
INFRAREIT INCINFRAREIT INC	3,077	$65K	<0.01%	+361
GVIPGOLDMAN SACHS ETF TR	1,124	$65K	<0.01%	+46	Timeline
CEFSEXCHANGE LISTED FDS TR	3,209	$65K	<0.01%	0	Timeline
KERYX BIOPHARMACEUTICALSKERYX BIOPHARMACEUTICALS	19,290	$65K	<0.01%	+6,000
GTT COMMUNICATIONS INCGTT COMMUNICATIONS INC	1,496	$65K	<0.01%	+241
MOBILE MINI INCMOBILE MINI INC	1,485	$65K	<0.01%	+1,336
EQUITY COMWLTHEQUITY COMWLTH	2,500	$65K	<0.01%	0
INOVALON HLDGS INCINOVALON HLDGS INC	6,480	$65K	<0.01%	+200
LENDINGCLUB CORPLENDINGCLUB CORP	16,742	$65K	<0.01%	-2,145
ARANTERO RESOURCES CORP	3,582	$64K	<0.01%	+1,874	Timeline
HOSHORNBECK OFFSHORE SERVICES I	6,500	$64K	<0.01%	0	Timeline
CRESYCRESUD S A C I F Y A	4,510	$64K	<0.01%	-13	Timeline
AKRACADIA RLTY TR	2,298	$64K	<0.01%	+675	Timeline
JPEMJ P MORGAN EXCHANGE TRADED F	1,189	$64K	<0.01%	+22	Timeline
RYAMRAYONIER ADVANCED MATLS INC	3,484	$64K	<0.01%	+3,384	Timeline
MACQUARIE GLOBAL INFRASTRUC…MACQUARIE GLOBAL INFRASTRUCTUR	3,004	$64K	<0.01%	0
AARONS INCAARONS INC	1,176	$64K	<0.01%	-389
SPESPECIAL OPPORTUNITIES FD INC	4,267	$64K	<0.01%	-21	Timeline
2U INC2U INC	852	$64K	<0.01%	-8,661
SALMSALEM MEDIA GROUP INC CLASS A	18,694	$64K	<0.01%	+14,194	Timeline
DIREXION DAILY ENERGY BUL 3XDIREXION DAILY ENERGY BUL 3X	1,715	$64K	<0.01%	+534
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	5,816	$64K	<0.01%	-1,749
VVVVALVOLINE INC	2,939	$63K	<0.01%	+214	Timeline
VYXNCR VOYIX CORPORATION	2,205	$63K	<0.01%	+608	Timeline
EFSCENTERPRISE FINL SVCS CORP	1,193	$63K	<0.01%	+719	Timeline
MCYMERCURY GENL CORP NEW	1,242	$63K	<0.01%	-52	Timeline
CCOICOGENT COMM HOLDINGS INC	1,123	$63K	<0.01%	+311	Timeline
PNNTPENNANTPARK INVTS CORP	8,381	$63K	<0.01%	+1,286	Timeline
IDEVOYA INFRASTRUCTURE INDLS &	3,955	$63K	<0.01%	+1,359	Timeline
WYNDHAM DESTINATIONS INCWYNDHAM DESTINATIONS INC	1,464	$63K	<0.01%	+526
SMINISHARES TR	1,729	$63K	<0.01%	-305	Timeline
INTERNATIONAL SPEEDWAY CORPINTERNATIONAL SPEEDWAY CORP	1,459	$63K	<0.01%	+174
NUTRI SYS INC NEWNUTRI SYS INC NEW	1,694	$63K	<0.01%	+273
Eaton Vance Floating RateEaton Vance Floating Rate	6,800	$63K	<0.01%	+2,800
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED	2,346	$63K	<0.01%	+1,964
TFLOISHARES TR	1,242	$62K	<0.01%	new	Timeline
PLCECHILDRENS PL INC NEW	486	$62K	<0.01%	+6	Timeline
PRIMPRIMORIS SVCS CORP	2,481	$62K	<0.01%	+162	Timeline
AQNALGONQUIN POWER & UTILITIES	6,007	$62K	<0.01%	+1,411	Timeline
UHALU HAUL HOLDING COMPANY	175	$62K	<0.01%	-75	Timeline
VICRVICOR CORP	1,353	$62K	<0.01%	new	Timeline
MXLMAXLINEAR INC	3,088	$62K	<0.01%	-523	Timeline
IHYVANECK ETF TRUST	2,566	$62K	<0.01%	-325	Timeline
MBIMBIA INC	5,853	$62K	<0.01%	+3,155	Timeline
CVYINVESCO EXCHANGE TRADED FD T	2,822	$62K	<0.01%	+322	Timeline
EIRLISHARES TR	1,368	$62K	<0.01%	+263	Timeline
MXFMEXICO FD INC	3,800	$62K	<0.01%	-2,586	Timeline
NOBLE CORP PLCNOBLE CORP PLC	8,686	$62K	<0.01%	+1,658
SERVICEMASTER GLOBAL HOLDINGSERVICEMASTER GLOBAL HOLDING	1,003	$62K	<0.01%	+34
RAVEN INDS INC COMRAVEN INDS INC COM	1,352	$62K	<0.01%	-116
ORGANOVO HOLDINGS INCORGANOVO HOLDINGS INC	53,450	$62K	<0.01%	-10,846
PROSHARES ULTRAPROSHARES ULTRA	1,431	$62K	<0.01%	+1,077
DREYFUS MUN INCOME INCDREYFUS MUN INCOME INC	7,784	$61K	<0.01%	+57
BDCBELDEN INC	857	$61K	<0.01%	+168	Timeline
ANGOANGIODYNAMICS INC	2,804	$61K	<0.01%	new	Timeline
AMSFAMERISAFE INC	992	$61K	<0.01%	+383	Timeline
QNSTQUINSTREET INC	4,511	$61K	<0.01%	+2,381	Timeline
NRCNRC HEALTH	1,578	$61K	<0.01%	+966	Timeline
MERITOR INCMERITOR INC	3,177	$61K	<0.01%	+1,413
OSI ETF TROSI ETF TR	2,516	$61K	<0.01%	+818
ETFIS SER TR IETFIS SER TR I	8,170	$61K	<0.01%	+4,081
ETF MANAGER GROUP COMMODITYETF MANAGER GROUP COMMODITY	2,412	$61K	<0.01%	-669
KRNYKEARNY FINL CORP MD	4,299	$60K	<0.01%	-4,629	Timeline
LCIILCI INDS	725	$60K	<0.01%	-612	Timeline
DELPHI TECHNOLOGIES PLCDELPHI TECHNOLOGIES PLC	1,935	$60K	<0.01%	+429
EKSO BIONICS HLDGS INCEKSO BIONICS HLDGS INC	25,421	$60K	<0.01%	+24,035
VERASTEM INCVERASTEM INC	8,407	$60K	<0.01%	+1,247
LAZARD WORLD DIVID & INCOMELAZARD WORLD DIVID & INCOME	5,800	$60K	<0.01%	0
IIPRINNOVATIVE INDL PPTYS INC	1,228	$59K	<0.01%	+1,203	Timeline
ALNYALNYLAM PHARMACEUTICALS INC	676	$59K	<0.01%	-296	Timeline
SAIASAIA INC	769	$59K	<0.01%	+367	Timeline
AGCOAGCO CORP	958	$59K	<0.01%	-159	Timeline
SCLSTEPAN CO	682	$59K	<0.01%	-91	Timeline
SCSSTEELCASE INC-CLASS A	3,214	$59K	<0.01%	+1,314	Timeline
AVDAMERICAN VANGUARD CORP	3,250	$59K	<0.01%	0	Timeline
NOBLE MIDSTREAM PARTNERS LPNOBLE MIDSTREAM PARTNERS LP	1,655	$59K	<0.01%	+1,370
EBMTEAGLE BANCORP MONT INC	3,250	$59K	<0.01%	-10	Timeline
IDGTISHARES TR	1,057	$59K	<0.01%	+567	Timeline
YY INC. ADRYY INC. ADR	813	$59K	<0.01%	+99
FMYFIRST TR MTG INCOME FD	4,361	$59K	<0.01%	+2,315	Timeline
PSCUINVESCO EXCH TRADED FD TR II	1,015	$59K	<0.01%	-16	Timeline
GLOBAL X FDSGLOBAL X FDS	3,929	$59K	<0.01%	-1,558
VICIVICI PPTYS INC	2,712	$58K	<0.01%	+960	Timeline
PIMCO MUN INCOME FD IIIPIMCO MUN INCOME FD III	5,009	$58K	<0.01%	-3,352
IOVAIOVANCE BIOTHERAPEUTICS INC	5,118	$58K	<0.01%	-3,578	Timeline
TFSLTFS FINL CORP	3,830	$58K	<0.01%	+1,234	Timeline
APOGAPOGEE ENTERPRISES INC	1,407	$58K	<0.01%	+196	Timeline
SASEABRIDGE GOLD INC	4,500	$58K	<0.01%	0	Timeline
CWENACLEARWAY ENERGY INC	3,038	$58K	<0.01%	new	Timeline
GHYPGIM GLOBAL HIGH YIELD FD FO	4,227	$58K	<0.01%	-262	Timeline
TPG SPECIALTY LENDING INCTPG SPECIALTY LENDING INC	2,855	$58K	<0.01%	+2,286
SUPERIOR ENERGY SVCS INCSUPERIOR ENERGY SVCS INC	5,950	$58K	<0.01%	-999
CLUBQTOWN SPORTS INTL HLDGS INC	6,730	$58K	<0.01%	new	Timeline
GCP APPLIED TECHNOLOGIES INCGCP APPLIED TECHNOLOGIES INC	2,186	$58K	<0.01%	+2,098
RITEAID CORPRITEAID CORP	44,799	$57K	<0.01%	-16,099
SPBSPECTRUM BRANDS HOLDINGS INC	774	$57K	<0.01%	new	Timeline
NUVEEN INTERMEDIATE DURATIO…NUVEEN INTERMEDIATE DURATION M	4,606	$57K	<0.01%	-5,260
INTERCEPT PHARMACEUTICALS ININTERCEPT PHARMACEUTICALS IN	452	$57K	<0.01%	-13
GASLOG LTDGASLOG LTD	2,887	$57K	<0.01%	+539
ONEOSPDR SERIES TRUST	750	$57K	<0.01%	0	Timeline
SUREADVISORSHARES TR	800	$57K	<0.01%	0	Timeline
Delta Apparel IncDelta Apparel Inc	3,204	$57K	<0.01%	new
ACTUANT CORPACTUANT CORP	2,030	$57K	<0.01%	+1,805
WILLSCOT CORPWILLSCOT CORP	3,303	$57K	<0.01%	new
ADVISORSHARES NEW TECH AND …ADVISORSHARES NEW TECH AND MEDIA …	2,550	$57K	<0.01%	0
PROSHARES TRPROSHARES TR	1,500	$57K	<0.01%	0
FHNFIRST HORIZON CORPORATION	3,242	$56K	<0.01%	-353	Timeline
GGALGRUPO FINANCIERO GALICIA S.A	2,177	$56K	<0.01%	+471	Timeline
SPSCSPS COMM INC	563	$56K	<0.01%	+442	Timeline
BTGB2GOLD CORP	24,500	$56K	<0.01%	+10,500	Timeline
COLLCOLLEGIUM PHARMACEUTICAL INC	3,802	$56K	<0.01%	+3,402	Timeline
CDPCOPT DEFENSE PROPERTIES	1,893	$56K	<0.01%	+69	Timeline
MDXGMIMEDX GROUP INC	9,100	$56K	<0.01%	+3,300	Timeline
GLADSTONE CAPITAL CORPORATI…GLADSTONE CAPITAL CORPORATION	5,866	$56K	<0.01%	0
COUPA SOFTWARE INCORPORATEDCOUPA SOFTWARE INCORPORATED	709	$56K	<0.01%	+538
TENNECO INCTENNECO INC	1,343	$56K	<0.01%	-5,284
JLSNUVEEN MORTGAGE AND INCOME F	2,313	$56K	<0.01%	+853	Timeline
PBYIPUMA BIOTECHNOLOGY INC	1,220	$56K	<0.01%	+978	Timeline
MATWMATTHEWS INTL CORP	1,123	$56K	<0.01%	-94	Timeline
SANTANDER CONSUMER USA HOLD…SANTANDER CONSUMER USA HOLDINGS	2,796	$56K	<0.01%	new
QUOTIENT TECHNOLOGY INCQUOTIENT TECHNOLOGY INC	3,565	$56K	<0.01%	+1,994
CORE-MARK HOLDING CO INCCORE-MARK HOLDING CO INC	1,652	$56K	<0.01%	+476
NUVEEN MICH QUALITY INCOME …NUVEEN MICH QUALITY INCOME MUN FD…	4,500	$56K	<0.01%	+500
ALJ REGIONAL HOLDINGS INCALJ REGIONAL HOLDINGS INC	32,500	$56K	<0.01%	0
CROWN CASTLE INTL CORP NEWCROWN CASTLE INTL CORP NEW	52	$56K	<0.01%	+2
REALITY SHS ETF TR DIVS ETFREALITY SHS ETF TR DIVS ETF	2,081	$56K	<0.01%	+1,500
PKXPOSCO HOLDINGS INC	822	$55K	<0.01%	-37	Timeline
SBHSALLY BEAUTY HLDGS INC	3,034	$55K	<0.01%	+555	Timeline
DINDINE BRANDS GLOBAL INC	679	$55K	<0.01%	+314	Timeline
PICKISHARES INC	1,704	$55K	<0.01%	-1,787	Timeline
VPGVISHAY PRECISION GROUP INC	1,470	$55K	<0.01%	+1,320	Timeline
CCDCALAMOS DYNAMIC CONV & INCOM	2,512	$55K	<0.01%	+2,282	Timeline
SBIWESTERN ASSET INTER MUNI	6,500	$55K	<0.01%	0	Timeline
FIDUCIARY CLAYMORE ENGRY INFFIDUCIARY CLAYMORE ENGRY INF	4,572	$55K	<0.01%	-801
MERCMERCER INTL INC	3,253	$55K	<0.01%	new	Timeline
TPHTRI POINTE HOMES INC	4,481	$55K	<0.01%	-760	Timeline
IFNABERDEEN INDIA FD INC	2,486	$55K	<0.01%	+241	Timeline
EZAISHARES INC	1,017	$55K	<0.01%	-43,591	Timeline
EMDVPROSHARES TR	1,003	$55K	<0.01%	+212	Timeline
TRUSTCO BK CORP N YTRUSTCO BK CORP N Y	6,474	$55K	<0.01%	+38
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	1,008	$55K	<0.01%	+11
TMPTOMPKINS FINL CORP	661	$54K	<0.01%	0	Timeline
SGISOMNIGROUP INTERNATIONAL INC	1,012	$54K	<0.01%	+736	Timeline
VRTSVIRTUS INVT PARTNERS INC	480	$54K	<0.01%	+242	Timeline
MSGSMADISON SQUARE GRDN SPRT COR	172	$54K	<0.01%	+67	Timeline
NNINELNET INC	932	$54K	<0.01%	new	Timeline
SBRSABINE RTY TR	1,290	$54K	<0.01%	+216	Timeline
SXISTANDEX INTL CORP	520	$54K	<0.01%	+118	Timeline
ALTERYX, INC (CLASS A)ALTERYX, INC (CLASS A)	949	$54K	<0.01%	+924
BLACKROCK MUNIHLDGS NY QLTYBLACKROCK MUNIHLDGS NY QLTY	4,500	$54K	<0.01%	0
ACNTASCENT INDUSTRIES CO	2,366	$54K	<0.01%	new	Timeline
HOUSANYWHERE REAL ESTATE INC	2,630	$54K	<0.01%	+65	Timeline
RANGER OIL CORPORATION CLAS…RANGER OIL CORPORATION CLASS A COM	680	$54K	<0.01%	new
YAMANA GOLD INCYAMANA GOLD INC	21,793	$54K	<0.01%	-22,849
MLABMESA LABS INC	285	$53K	<0.01%	+88	Timeline
MNKDMANNKIND CORP	28,561	$53K	<0.01%	+5,100	Timeline
CRTOCRITEO S A	2,277	$53K	<0.01%	+22	Timeline
CATYCATHAY GEN BANCORP	1,265	$53K	<0.01%	+1,037	Timeline
CALIFORNIA RES CORPCALIFORNIA RES CORP	1,094	$53K	<0.01%	+56
CRNTCERAGON NETWORKS LTD	15,815	$53K	<0.01%	-1,570	Timeline
DBPINVESCO DB MULTI-SECTOR COMM	1,513	$53K	<0.01%	+447	Timeline
CPHCCANTERBURY PK HLDG CORP	3,470	$53K	<0.01%	+654	Timeline
ENVISION HEALTHCARE CORPENVISION HEALTHCARE CORP	1,185	$53K	<0.01%	-376
OPIANT PHARMACEUTICALS INCOPIANT PHARMACEUTICALS INC	2,990	$53K	<0.01%	new
ELEVATE CREDIT INCELEVATE CREDIT INC	6,591	$53K	<0.01%	new
FMXFOMENTO ECONOMICO MEXICANO S	525	$52K	<0.01%	+125	Timeline
BSRRSIERRA BANCORP	1,800	$52K	<0.01%	0	Timeline
KIOKKR INCOME OPPORTUNITIES FD	3,150	$52K	<0.01%	+2,150	Timeline
GBDCGOLUB CAP BDC INC	2,829	$52K	<0.01%	+2	Timeline
VLTINVESCO HIGH INCOME TR II	3,808	$52K	<0.01%	-970	Timeline
ENTAENANTA PHARMACEUTICALS INC	612	$52K	<0.01%	+360	Timeline
BRSLBRIGHTSTAR LOTTERY PLC	2,608	$52K	<0.01%	+702	Timeline
AGMFEDERAL AGRIC MTG CORP	720	$52K	<0.01%	+288	Timeline
LEN-BLENNAR CORP	1,351	$52K	<0.01%	+176	Timeline
PKBKPARKE BANCORP INC	2,339	$52K	<0.01%	+772	Timeline
ATLAS AIR WORLDWIDE HOLDING…ATLAS AIR WORLDWIDE HOLDINGS I	823	$52K	<0.01%	+29
WEAWESTERN ASSET PREMIER BD FD	4,054	$52K	<0.01%	-165	Timeline
ESTERLINE TECHNOLOGIES CORPESTERLINE TECHNOLOGIES CORP	563	$52K	<0.01%	+248
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED	1,839	$52K	<0.01%	new
PFGCPERFORMANCE FOOD GROUP CO	1,531	$51K	<0.01%	+911	Timeline
FULFULLER H B CO	980	$51K	<0.01%	-809	Timeline
BDNBRANDYWINE RLTY TR	3,231	$51K	<0.01%	+470	Timeline
OISOIL STS INTL INC	1,524	$51K	<0.01%	+351	Timeline
XMVFXBLACKROCK MUNIVEST FUND	5,903	$51K	<0.01%	+3,483	Timeline
IMAXIMAX CORP	1,974	$51K	<0.01%	+310	Timeline
PGT INNOVATIONS INCPGT INNOVATIONS INC	2,371	$51K	<0.01%	+211
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP	2,186	$51K	<0.01%	-58
HOEGH LNG PARTNERS LPHOEGH LNG PARTNERS LP	2,750	$51K	<0.01%	+2,700
COOPER TIRE & RUBR COCOOPER TIRE & RUBR CO	1,790	$51K	<0.01%	+63
XO GROUP INCXO GROUP INC	1,478	$51K	<0.01%	new
SEASPAN CORPSEASPAN CORP	6,209	$51K	<0.01%	-10,743
CORBUS PHARMACEUTICALS HLDGSCORBUS PHARMACEUTICALS HLDGS	6,700	$51K	<0.01%	+555
PEGAPEGASYSTEMS INC	805	$50K	<0.01%	+54	Timeline
ZZILLOW GROUP INC	1,112	$50K	<0.01%	-6,017	Timeline
ELANELANCO ANIMAL HEALTH INC	1,438	$50K	<0.01%	new	Timeline
INDBINDEPENDENT BK CORP MASS	604	$50K	<0.01%	+12	Timeline
PFFDGLOBAL X FDS	2,068	$50K	<0.01%	+29	Timeline
SHOSUNSTONE HOTEL INVS INC NEW	3,086	$50K	<0.01%	+2,045	Timeline
ERHALLSPRING UTILITIES AND HIGH	3,970	$50K	<0.01%	+470	Timeline
SouthState CorpSouthState Corp	603	$50K	<0.01%	+179
WILDHORSE RESOURCE DEV CORPWILDHORSE RESOURCE DEV CORP	2,123	$50K	<0.01%	-8,991
HERSHA HOSPITALITY TRHERSHA HOSPITALITY TR	2,199	$50K	<0.01%	+1,255
SPARTANNASH COSPARTANNASH CO	2,502	$50K	<0.01%	+2,125
TECH DATA CORPTECH DATA CORP	688	$50K	<0.01%	+50
FIRST MIDWEST BANCORP INC/ILFIRST MIDWEST BANCORP INC/IL	1,893	$50K	<0.01%	0
MGM GROWTH PPTYS LLCMGM GROWTH PPTYS LLC	1,712	$50K	<0.01%	+242
BELLICUM PHARMACEUTICALS INCBELLICUM PHARMACEUTICALS INC	8,150	$50K	<0.01%	-4,399
TAILORED BRANDS INCTAILORED BRANDS INC	1,999	$50K	<0.01%	+681
FDVVFIDELITY COVINGTON TRUST	1,612	$49K	<0.01%	+1,448	Timeline
CRUSCIRRUS LOGIC INC	1,261	$49K	<0.01%	-1,733	Timeline
CWSTCASELLA WASTE SYS INC	1,571	$49K	<0.01%	+646	Timeline
BSMBLACK STONE MINERALS L P	2,671	$49K	<0.01%	+1,758	Timeline
DCP MIDSTREAM LPDCP MIDSTREAM LP	1,214	$49K	<0.01%	+123
SEMSELECT MED HLDGS CORP	2,672	$49K	<0.01%	+2,334	Timeline
WNCWABASH NATL CORP	2,687	$49K	<0.01%	-4,043	Timeline
WASHWASHINGTON TR BANCORP INC	875	$49K	<0.01%	+90	Timeline
CARRIZO OIL & GAS INCCARRIZO OIL & GAS INC	1,949	$49K	<0.01%	+346
HFXINYLIM ETF TR	2,343	$49K	<0.01%	-52	Timeline
LOXO ONCOLOGY INCLOXO ONCOLOGY INC	283	$49K	<0.01%	+68
INFINERA CORPINFINERA CORP	6,692	$49K	<0.01%	-734
WISDOMTREE TRWISDOMTREE TR	967	$49K	<0.01%	new
ACTINIUM PHARMACEUTICALS INCACTINIUM PHARMACEUTICALS INC	66,352	$49K	<0.01%	new
SPMOINVESCO EXCH TRADED FD TR II	1,186	$48K	<0.01%	new	Timeline
SMSM ENERGY COMPANY	1,517	$48K	<0.01%	+31	Timeline
FICOFAIR ISAAC CORP	210	$48K	<0.01%	+79	Timeline
TTMITTM TECHNOLOGIES INC	3,008	$48K	<0.01%	-122	Timeline
GNWGENWORTH FINL INC	11,687	$48K	<0.01%	+1,437	Timeline
MYIBLACKROCK MUNIYIELD QUALITY	3,950	$48K	<0.01%	+1,250	Timeline
HWKNHAWKINS INC	1,154	$48K	<0.01%	+355	Timeline
HOPEHOPE BANCORP INC	2,952	$48K	<0.01%	-161	Timeline
BLACKROCK MUNIYIELD CALIFOR…BLACKROCK MUNIYIELD CALIFORNIA	3,793	$48K	<0.01%	0
VERINT SYS INCVERINT SYS INC	965	$48K	<0.01%	+529
VUZIVUZIX CORP	7,368	$48K	<0.01%	-22,747	Timeline
FXCINVESCO CURRENCYSHARES CDN D	626	$48K	<0.01%	+106	Timeline
SLXVANECK ETF TRUST	1,025	$48K	<0.01%	+60	Timeline
NUAGNUSHARES ETF TR	2,029	$48K	<0.01%	new	Timeline
PBJINVESCO EXCHANGE TRADED FD T	1,471	$48K	<0.01%	+350	Timeline
PS BUSINESS PKS INC CALIFPS BUSINESS PKS INC CALIF	374	$48K	<0.01%	+63
ATRION CORPORATIONATRION CORPORATION	69	$48K	<0.01%	+2
ROOKLINE BANCORP INC DELROOKLINE BANCORP INC DEL	2,893	$48K	<0.01%	+1,403
NEXTERA ENERGY INC CORPORATENEXTERA ENERGY INC CORPORATE	850	$48K	<0.01%	0
LEGACY RESVS INC COMLEGACY RESVS INC COM	10,098	$48K	<0.01%	new
BEBLOOM ENERGY CORP	1,391	$47K	<0.01%	new	Timeline
ESGEISHARES INC	1,417	$47K	<0.01%	-1,015	Timeline
NOMDNOMAD FOODS LTD	2,318	$47K	<0.01%	+270	Timeline
SAICSCIENCE APPLICATIONS INTL CO	578	$47K	<0.01%	+121	Timeline
JPMEJ P MORGAN EXCHANGE TRADED F	705	$47K	<0.01%	0	Timeline
EDITEDITAS MEDICINE INC	1,483	$47K	<0.01%	-11,031	Timeline
AIQGLOBAL X FDS	2,990	$47K	<0.01%	+210	Timeline
WORWORTHINGTON ENTERPRISES INC	1,088	$47K	<0.01%	-334	Timeline
XNCMXNUVEEN CALIF AMT FREE MUNI I	3,631	$47K	<0.01%	-5,095	Timeline
PLUSEPLUS INC	506	$47K	<0.01%	+171	Timeline
INCOCOLUMBIA ETF TR II	1,134	$47K	<0.01%	+565	Timeline
RLJ LODGING TRRLJ LODGING TR	1,800	$47K	<0.01%	+1,000
CLEARBRIDGE AMERN ENERG MLPCLEARBRIDGE AMERN ENERG MLP	6,000	$47K	<0.01%	new
TIAIYTELECOM ITALIA S P A NEW	8,797	$47K	<0.01%	+1,108	Timeline
GENERAL MTRS COGENERAL MTRS CO	2,791	$47K	<0.01%	+14
LEGG MASON ETF INVT TRLEGG MASON ETF INVT TR	1,693	$47K	<0.01%	+387
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	1,775	$47K	<0.01%	0
CTRECARETRUST REIT INC	2,598	$46K	<0.01%	-52	Timeline
JBGSJBG SMITH PPTYS	1,225	$46K	<0.01%	-589	Timeline
CVBFCVB FINL CORP	2,051	$46K	<0.01%	0	Timeline
GQREFLEXSHARES TR	754	$46K	<0.01%	0	Timeline
SONOSONOS INC	2,857	$46K	<0.01%	new	Timeline
HYHYSTER-YALE INC	745	$46K	<0.01%	-182	Timeline
OXMOXFORD INDS INC	512	$46K	<0.01%	+63	Timeline
VTHRVANGUARD SCOTTSDALE FDS	345	$46K	<0.01%	new	Timeline
ALNTALLIENT INC	850	$46K	<0.01%	new	Timeline
RINGISHARES INC	3,210	$46K	<0.01%	+1,110	Timeline
GAIAGAIA INC NEW	3,000	$46K	<0.01%	new	Timeline
FINISAR CORPFINISAR CORP	2,381	$46K	<0.01%	-169
BLACKROCK NY MUNI INC QLTY TBLACKROCK NY MUNI INC QLTY T	3,663	$46K	<0.01%	+27
ARROW INVTS TRARROW INVTS TR	1,600	$46K	<0.01%	0
NORTHSTAR REALTY EUROPE CORPNORTHSTAR REALTY EUROPE CORP	3,249	$46K	<0.01%	-3,958
GHCGRAHAM HLDGS CO	77	$45K	<0.01%	+3	Timeline
LMATLEMAITRE VASCULAR INC	1,151	$45K	<0.01%	+340	Timeline
ESEESCO TECHNOLOGIES INC	663	$45K	<0.01%	-24	Timeline
HOLLY ENERGY PARTNERS L PHOLLY ENERGY PARTNERS L P	1,441	$45K	<0.01%	-3,000
MQYBLACKROCK MUNIYILD QULT FD I	3,312	$45K	<0.01%	+32	Timeline
PEJINVESCO EXCHANGE TRADED FD T	953	$45K	<0.01%	+1	Timeline
PIOINVESCO EXCH TRADED FD TR II	1,763	$45K	<0.01%	+395	Timeline
HUYAHUYA INC	1,861	$45K	<0.01%	+163	Timeline
CONSOLIDATED COMMUNICATIONSCONSOLIDATED COMMUNICATIONS	3,411	$45K	<0.01%	+416
NORDIC AMERN OFFSHORE LTDNORDIC AMERN OFFSHORE LTD	46,157	$45K	<0.01%	+17,629
PANHANDLE OIL AND GAS INCPANHANDLE OIL AND GAS INC	2,470	$45K	<0.01%	+70
OLD POINT FINL CORPOLD POINT FINL CORP	1,512	$45K	<0.01%	0
ISHARES TRISHARES TR	1,814	$45K	<0.01%	0
ISHARES TR IBONDS DEC2023ISHARES TR IBONDS DEC2023	1,827	$45K	<0.01%	0
NEW SR INVT GROUP INCNEW SR INVT GROUP INC	7,570	$45K	<0.01%	+1,592
ALLIANZGI CONVERTIBLE & INC…ALLIANZGI CONVERTIBLE & INCOME 20…	4,900	$45K	<0.01%	-2,425
UMCUNITED MICROELECTRONICS CORP	17,089	$44K	<0.01%	+906	Timeline
NSANATIONAL STORAGE AFFILIATES	1,735	$44K	<0.01%	+635	Timeline
NMZNUVEEN MUN HIGH INCOME OPPOR	3,500	$44K	<0.01%	0	Timeline
CACCCREDIT ACCEP CORP MICH	100	$44K	<0.01%	+30	Timeline
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP	1,851	$44K	<0.01%	+815
PFOFLAHERTY & CRUMRINE PFD INCO	3,752	$44K	<0.01%	-1,102	Timeline
WTVWISDOMTREE TR	500	$44K	<0.01%	0	Timeline
AMERICA FIRST MULTIFAMILY INAMERICA FIRST MULTIFAMILY IN	7,664	$44K	<0.01%	-972
CONTROL4 CORPCONTROL4 CORP	1,269	$44K	<0.01%	-786
JOHN HANCOCK MULTIFACTOR HE…JOHN HANCOCK MULTIFACTOR HEALTHCA…	1,231	$44K	<0.01%	+1
DOMINION ENERGY INCDOMINION ENERGY INC	935	$44K	<0.01%	0
GPIGROUP 1 AUTOMOTIVE INC	664	$43K	<0.01%	new	Timeline
CUKCARNIVAL PLC	683	$43K	<0.01%	+171	Timeline
SPTISPDR SERIES TRUST	737	$43K	<0.01%	+213	Timeline
OXSQOXFORD SQUARE CAP CORP	6,164	$43K	<0.01%	+1,874	Timeline
BED BATH & BEYOND INCBED BATH & BEYOND INC	2,854	$43K	<0.01%	+939
GPROGOPRO INC	6,027	$43K	<0.01%	-52	Timeline
VIDIETF SER SOLUTIONS	1,685	$43K	<0.01%	-1,138	Timeline
DWLDDAVIS FUNDAMENTAL ETF TR	1,665	$43K	<0.01%	+58	Timeline
DBEZDBX ETF TR	1,424	$43K	<0.01%	+5	Timeline
WESTERN GAS PARTNERS LPWESTERN GAS PARTNERS LP	984	$43K	<0.01%	+43
AIR TRANSPORT SERVICES GRP IAIR TRANSPORT SERVICES GRP I	2,008	$43K	<0.01%	+1,109
CREDIT SUISSE AG NASSAU BRH…CREDIT SUISSE AG NASSAU BRH X	1,529	$43K	<0.01%	+939
SJTSAN JUAN BASIN RTY TR	8,600	$42K	<0.01%	+500	Timeline
GOLFACUSHNET HLDGS CORP	1,529	$42K	<0.01%	+479	Timeline
CHINA LIFE INSURANCE CO-ADRCHINA LIFE INSURANCE CO-ADR	3,733	$42K	<0.01%	+837
MINABERDEEN INTER INCOME FD	11,025	$42K	<0.01%	-3,000	Timeline
MINDBODY INCMINDBODY INC	1,031	$42K	<0.01%	+255
BKFISHARES INC	1,045	$42K	<0.01%	-565	Timeline
VTSIVIRTRA INC	7,805	$42K	<0.01%	new	Timeline
DIEMFRANKLIN TEMPLETON ETF TR	1,390	$42K	<0.01%	0	Timeline
AMPLIFY BLUESTAR ISRAEL TEC…AMPLIFY BLUESTAR ISRAEL TECHNOLOG…	1,156	$42K	<0.01%	+1,056
NEWLINK GENETICS CORPNEWLINK GENETICS CORP	17,482	$42K	<0.01%	0
NUVEEN ALL CAP ENE MLP OP J…NUVEEN ALL CAP ENE MLP OP JMLP	5,258	$42K	<0.01%	0
PFSPROVIDENT FINL SVCS INC	1,679	$41K	<0.01%	+679	Timeline
NHCNATIONAL HEALTHCARE CORP	546	$41K	<0.01%	0	Timeline
FTQIFIRST TR EXCHANGE TRADED FD	1,786	$41K	<0.01%	+786	Timeline
IBOCINTERNATIONAL BANCSHARES COR	901	$41K	<0.01%	new	Timeline
CNOCNO FINL GROUP INC	1,936	$41K	<0.01%	+1,736	Timeline
HTOH2O AMERICA	672	$41K	<0.01%	+195	Timeline
EQM MIDSTREAM PARTNERS LPEQM MIDSTREAM PARTNERS LP	780	$41K	<0.01%	+140
BXCBLUELINX HLDGS INC	1,300	$41K	<0.01%	new	Timeline
VLUSPDR SERIES TRUST	382	$41K	<0.01%	+32	Timeline
ENSTAR GROUP LIMITEDENSTAR GROUP LIMITED	198	$41K	<0.01%	+13
GLATFELTERGLATFELTER	2,135	$41K	<0.01%	+390
DIGIRAD CORPDIGIRAD CORP	27,439	$41K	<0.01%	+5,111
ARCBARCBEST CORP	818	$40K	<0.01%	-110	Timeline
ACCOACCO BRANDS CORP	3,534	$40K	<0.01%	+640	Timeline
VNDAVANDA PHARMACEUTICALS INC	1,755	$40K	<0.01%	0	Timeline
OPTUOPTIMUM COMMUNICATIONS INC	2,249	$40K	<0.01%	-751	Timeline
DCHDAUCH CORP	2,276	$40K	<0.01%	+58	Timeline
PETROCHINA CO LTD ADRPETROCHINA CO LTD ADR	498	$40K	<0.01%	+154
PERFICIENT INCPERFICIENT INC	1,494	$40K	<0.01%	+1,308
HOLLYSYS AUTOMATION TCHNGY LHOLLYSYS AUTOMATION TCHNGY L	1,876	$40K	<0.01%	+271
IBNDSPDR SERIES TRUST	1,160	$40K	<0.01%	+935	Timeline
FLCFLAHERTY & CRUMRINE TOTAL RE	2,133	$40K	<0.01%	0	Timeline
LFEQVANECK ETF TRUST	1,400	$40K	<0.01%	0	Timeline
HEEMISHARES INC	1,578	$40K	<0.01%	-1,387	Timeline
HEALTHCARE RLTY TRHEALTHCARE RLTY TR	1,362	$40K	<0.01%	+41
TRIBUNE COMPANYTRIBUNE COMPANY	1,062	$40K	<0.01%	+314
CHINA EASTN AIRLS LTDCHINA EASTN AIRLS LTD	1,254	$40K	<0.01%	+1,202
AXA EQUITABLE HLDGS INCAXA EQUITABLE HLDGS INC	1,850	$40K	<0.01%	+1,410
LIBERTY EXPEDIA HLDGS INCLIBERTY EXPEDIA HLDGS INC	845	$40K	<0.01%	+346
WISDOMTREE TRWISDOMTREE TR	1,324	$40K	<0.01%	-371
CNHCNH INDL N V	3,182	$39K	<0.01%	-125	Timeline
AGIALAMOS GOLD INC	8,502	$39K	<0.01%	-12,989	Timeline
KNKNOWLES CORP	2,305	$39K	<0.01%	-2,171	Timeline
UMHUMH PPTYS INC	2,500	$39K	<0.01%	new	Timeline
QUIDEL CORPQUIDEL CORP	591	$39K	<0.01%	+453
HBNCHORIZON BANCORP IND	1,963	$39K	<0.01%	0	Timeline
XOMAXOMA ROYALTY CORPORATION	2,226	$39K	<0.01%	0	Timeline
ATNIATN INTL INC	528	$39K	<0.01%	0	Timeline
NURENUSHARES ETF TR	1,430	$39K	<0.01%	new	Timeline
EQALINVESCO EXCH TRADED FD TR II	1,186	$39K	<0.01%	0	Timeline
USTPROSHARES TR	736	$39K	<0.01%	-8,893	Timeline
LIBERTY GLOBAL PLCLIBERTY GLOBAL PLC	1,343	$39K	<0.01%	-198
ACCESS NATIONAL CORPACCESS NATIONAL CORP	1,440	$39K	<0.01%	0
INNOPHOS HOLDINGS INCINNOPHOS HOLDINGS INC	880	$39K	<0.01%	+68
URSTADT BIDDLE PROPERTIESURSTADT BIDDLE PROPERTIES	1,772	$39K	<0.01%	+354
BRIGGS & STRATTON CORPBRIGGS & STRATTON CORP	2,039	$39K	<0.01%	+627
REETISHARES TR	1,487	$38K	<0.01%	-631	Timeline
VMIVALMONT INDS INC	277	$38K	<0.01%	-136	Timeline
UPBDUPBOUND GROUP INC	2,657	$38K	<0.01%	+2,597	Timeline
BLDTOPBUILD COR	676	$38K	<0.01%	-853	Timeline
ESNTESSENT GROUP LTD	850	$38K	<0.01%	+376	Timeline
RIVRIVERNORTH OPPORTUNITIES FD	2,000	$38K	<0.01%	+1,207	Timeline
ILPTINDUSTRIAL LOGISTICS PPTYS T	1,609	$38K	<0.01%	+1,500	Timeline
SLGNSILGAN HLDGS INC	1,364	$38K	<0.01%	+431	Timeline
DXPEDXP ENTERPRISES INC	957	$38K	<0.01%	+395	Timeline
MMSMAXIMUS INC	590	$38K	<0.01%	+162	Timeline
SARSARATOGA INVT CORP	1,651	$38K	<0.01%	-1,827	Timeline
WASHINGTON PRIME GROUP NEWWASHINGTON PRIME GROUP NEW	5,271	$38K	<0.01%	+2,626
MUJBLACKROCK MUNIHLDGS NJ QLTY	3,000	$38K	<0.01%	-72	Timeline
PLSEPULSE BIOSCIENCES INC	2,662	$38K	<0.01%	0	Timeline
TTOOTTOO	5,100	$38K	<0.01%	+4,600
INFIQINFINITY PHARMACEUTICALS INC C	14,176	$38K	<0.01%	0	Timeline
GOLAR LNG PARTNERS LPGOLAR LNG PARTNERS LP	2,638	$38K	<0.01%	-282
BITAUTO HLDGS LTDBITAUTO HLDGS LTD	1,650	$38K	<0.01%	+450
KEMET CORPKEMET CORP	2,008	$38K	<0.01%	-14,808
ETFS PRECIOUS METALSBASKET …ETFS PRECIOUS METALSBASKET TR ETF…	651	$38K	<0.01%	-411
FT MEGA CAP ALPHADEX FD ETF…FT MEGA CAP ALPHADEX FD ETF(FMK)	1,038	$38K	<0.01%	+2
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T	573	$38K	<0.01%	-1,222
ELOXX PHARMACEUTICALS INCELOXX PHARMACEUTICALS INC	2,215	$38K	<0.01%	-3,600
BLMNBLOOMIN BRANDS INC	1,880	$37K	<0.01%	+1,681	Timeline
COTYCOTY INC	2,930	$37K	<0.01%	+612	Timeline
HWCHANCOCK WHITNEY CORPORATION	769	$37K	<0.01%	-6,514	Timeline
EATON VANCE CALIFORNIA MUNI…EATON VANCE CALIFORNIA MUNI BO	3,700	$37K	<0.01%	-1,500
MRTNMARTEN TRANS LTD	1,757	$37K	<0.01%	+39	Timeline
EMFTEMPLETON EMERGING MKTS FD	2,527	$37K	<0.01%	-20,271	Timeline
LNNLINDSAY CORP	361	$37K	<0.01%	+44	Timeline
ACCELERON PHARMA INCACCELERON PHARMA INC	650	$37K	<0.01%	-21,198
CMCOCOLUMBUS MCKINNON CORP N Y	925	$37K	<0.01%	+482	Timeline
CPSCOOPER-STANDARD HOLDINGS INC	306	$37K	<0.01%	-90	Timeline
RESRPC INC	2,409	$37K	<0.01%	+1,888	Timeline
KARSKRANESHARES TRUST	1,700	$37K	<0.01%	0	Timeline
FIBRIA CELULOSEFIBRIA CELULOSE	2,000	$37K	<0.01%	new
PANDORA MEDIA INCPANDORA MEDIA INC	3,876	$37K	<0.01%	-8,547
AATAMERICAN ASSETS TR INC	956	$36K	<0.01%	0	Timeline
GEFGREIF INC	678	$36K	<0.01%	+144	Timeline
FLSFLOWSERVE CORP	649	$36K	<0.01%	+398	Timeline
MYGNMYRIAD GENETICS INC	763	$36K	<0.01%	+53	Timeline
TOWNTOWNEBANK PORTSMOUTH VA	1,166	$36K	<0.01%	-700	Timeline
IQDGWISDOMTREE TR	1,215	$36K	<0.01%	-988	Timeline
THRMGENTHERM INC	796	$36K	<0.01%	+309	Timeline
HIFSHINGHAM INSTN SVGS MASS	162	$36K	<0.01%	0	Timeline
GLOBAL BLOOD THERAPEUTICS U…GLOBAL BLOOD THERAPEUTICS USD	947	$36K	<0.01%	-553
GLVCLOUGH GLOBAL DIVID & INCOME	3,000	$36K	<0.01%	0	Timeline
EPMEVOLUTION PETE CORP	3,300	$36K	<0.01%	+1,100	Timeline
MIYBLACKROCK MUNIYIELD MICH QU	2,902	$36K	<0.01%	+1,000	Timeline
SMOGVANECK ETF TRUST	628	$36K	<0.01%	+588	Timeline
DHILDIAMOND HILL INVT GROUP INC	216	$36K	<0.01%	+71	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
APPLE INCAPPLE INC CALL	call	15	$146K	0
NETFLIX INC.NETFLIX INC. CALL	call	3	$73K	0
META PLATFORMS INCMETA PLATFORMS INC CALL	call	35	$51K	new
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUT	put	140	$50K	+16
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD CALL	call	10	$23K	new
INVESCO QQQ TRINVESCO QQQ TR PUT	put	30	$12K	new
TWITTER INCTWITTER INC COM	call	20	$12K	new
STATE STR SPDR DOW JONES INDSTATE STR SPDR DOW JONES IND UT SER 1	put	30	$11K	new
CITIGROUP INCCITIGROUP INC CALL	call	3	$7K	0
TEVA PHARMACEUTICAL INDS LTDTEVA PHARMACEUTICAL INDS LTD CALL	call	10	$7K	new
MACYS INCMACYS INC CALL	call	50	$6K	0
BANK OF AMER CORPBANK OF AMER CORP CALL	call	13	$2K	0
BAUSCH HEALTH COS INCBAUSCH HEALTH COS INC COM	call	2	$2K	new
TESLA INCTESLA INC PUT	put	7	$1K	-2
FREEPORT MCMORAN INCFREEPORT MCMORAN INC CALL	call	12	$1K	new
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC CALL	call	5	$0	new
SPDR GOLD TRSPDR GOLD TR CALL	call	8	$0	new
NETFLIX INC.NETFLIX INC. PUT	put	50	$0	-50
BLOCK INCBLOCK INC PUT	put	1	$0	new
CERNER CORPCERNER CORP COM	put	60	$0	0
WORLD WRESTLING ENTERTAINME…WORLD WRESTLING ENTERTAINMENT CMN… Cmn	put	1	$0	new
ENERGOUS CORPENERGOUS CORP CALL	call	1	$0	0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1	principal	466	$468K	0
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1	principal	80	$80K	+20
PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0	principal	59	$57K	0
CALAMP CORPCALAMP CORP NOTE 1.625% 5/1	principal	52	$55K	0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0	principal	46	$53K	-4
FINISAR CORPFINISAR CORP NOTE 0.500%12/1	principal	57	$52K	0
APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC NOTE 4.750% 8/2	principal	52	$52K	0
PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0	principal	52	$52K	+7
KB HOME 1.375KB HOME 1.375 NOTE 1.375% 2/0	principal	50	$51K	0
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP NOTE 5.000% 6/1	principal	50	$51K	new
TUTOR PERINI CORPTUTOR PERINI CORP NOTE 2.875% 6/1	principal	47	$48K	0
HCI GROUP INCHCI GROUP INC NOTE 4.250% 3/0	principal	48	$48K	0
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0	principal	48	$48K	0
VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0	principal	44	$47K	+28
PACIRA BIOSCIENCESPACIRA BIOSCIENCES NOTE 2.375% 4/0	principal	41	$43K	new
HORIZON GLOBAL CORPHORIZON GLOBAL CORP NOTE 2.750% 7/0	principal	58	$43K	0
ROVI CORPROVI CORP NOTE 0.500% 3/0	principal	42	$40K	-5
NEW YORK MTG TRUSTNEW YORK MTG TRUST NOTE 6.250% 1/1	principal	39	$39K	-9
VEECO INSTRS INC DELVEECO INSTRS INC DEL NOTE 2.700% 1/1	principal	33	$28K	0
TTM TECHNOLOGIES INCTTM TECHNOLOGIES INC NOTE 1.750%12/1	principal	16	$27K	-11
ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1	principal	17	$26K	0
GREEN PLAINS INCGREEN PLAINS INC NOTE 4.125% 9/0	principal	26	$25K	0
INTEL CORPINTEL CORP CORPORATE OBLIG	principal	10	$23K	0
TWITTER INCTWITTER INC NOTE 1.000% 9/1	principal	25	$23K	0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1	principal	19	$23K	0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0	principal	19	$22K	0
INPHI CORPINPHI CORP NOTE 0.750% 9/0	principal	21	$21K	-5
YAHOO INCYAHOO INC NOTE 12/0	principal	16	$21K	0
WELLS FARGO & COWELLS FARGO & CO MTNF 6/0	principal	12	$20K	0
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND	principal	18	$19K	+7
CITRIX SYS INCCITRIX SYS INC NOTE 0.500% 4/1	principal	12	$18K	0
TESLA INCTESLA INC NOTE 1.250% 3/0	principal	18	$17K	-5
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1	principal	14	$17K	0
ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC COM	principal	4	$16K	0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	14	$15K	0
NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1	principal	12	$15K	0
ARES CAP CORPARES CAP CORP NOTE 4.375% 1/1	principal	15	$15K	0
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1	principal	15	$14K	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3	principal	11	$13K	new
GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 2/0	principal	11	$13K	0
CAESARS ENTMT CORPCAESARS ENTMT CORP NOTE	principal	7	$13K	0
ALLSCRIPTS HEALTHCARE SOLUTNALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0	principal	12	$13K	0
STARWOOD PROPERTY TRUSTSTARWOOD PROPERTY TRUST Convertible Debt	principal	12	$12K	0
HANNON ARMSTRONG SUST INFR CHANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0	principal	12	$12K	0
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC DBCV 2/1	principal	12	$12K	0
PDC ENERGY INCPDC ENERGY INC NOTE 1.125% 9/1	principal	12	$12K	new
ENVESTNET INCENVESTNET INC NOTE 1.75012/1	principal	11	$12K	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1	principal	9	$11K	0
REDWOOD TRUST INCREDWOOD TRUST INC BOND	principal	11	$11K	0
RED HAT INCRED HAT INC NOTE 0.250%10/0	principal	6	$11K	-2
STARWOOD WAYPOINT RESIDENTLSTARWOOD WAYPOINT RESIDENTL NOTE 3.000% 7/0	principal	9	$11K	0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	6	$10K	0
ARES CAPITAL CORPARES CAPITAL CORP NOTE 3.750% 2/0	principal	10	$10K	+8
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.350% 6/1	principal	6	$10K	0
GOLDMAN SACHS BDC INCGOLDMAN SACHS BDC INC NOTE 4.500% 4/0	principal	10	$10K	new
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 7/0	principal	5	$10K	0
AIR LEASE CORPAIR LEASE CORP NOTE 3.875%12/0	principal	6	$10K	0
DYCOM INDS INCDYCOM INDS INC NOTE 0.750% 9/1	principal	8	$9K	0
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTE	principal	9	$9K	0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0	principal	7	$8K	0
HCI GROUP INCHCI GROUP INC NOTE 3.875% 3/1	principal	8	$8K	-29
SM ENERGY COSM ENERGY CO NOTE 1.500% 7/0	principal	6	$7K	new
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC CNV	principal	7	$7K	0
LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.500 5/1	principal	4	$7K	0
THERAVANCE INCTHERAVANCE INC CORPORATE OBLIG	principal	6	$6K	0
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 1.000% 1/1	principal	5	$6K	new
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1	principal	5	$6K	0
HERCULES CAPITAL INCHERCULES CAPITAL INC DBCV 4.375% 2/0	principal	6	$6K	0
SYNAPTICS INCSYNAPTICS INC NOTE 0.500% 6/1	principal	6	$6K	new
CTRIP COM INTL LTDCTRIP COM INTL LTD NOTE 1.000% 7/0	principal	6	$6K	0
ROYAL GOLD INCROYAL GOLD INC NOTE	principal	6	$6K	0
SUNPOWER CORPSUNPOWER CORP DBCV 4.000% 1/1	principal	6	$6K	0
RESTORATION HARDWARE HLDGS IRESTORATION HARDWARE HLDGS I DBCV 7/1	principal	5	$6K	new
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC NOTE 3.000%11/1	principal	4	$6K	0
MACQUARIE INFRASTRUCTURE CORMACQUARIE INFRASTRUCTURE COR NOTE 2.875% 7/1	principal	6	$6K	0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1	principal	7	$5K	0
FIREEYE INCFIREEYE INC NOTE 1.000% 6/0	principal	5	$5K	0
REDFIN CORPREDFIN CORP NOTE 1.750% 7/1	principal	6	$5K	new
RYLAND GROUP 0.250RYLAND GROUP 0.250 NOTE 0.250% 6/0	principal	3	$3K	0
HERBALIFE LTDHERBALIFE LTD NOTE 2.000% 8/1	principal	2	$3K	0
IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1	principal	2	$3K	0
OASIS PETE INC NEWOASIS PETE INC NEW NOTE	principal	2	$3K	0
SOLARCITY CORPSOLARCITY CORP NOTE 1.625%11/0	principal	3	$3K	0
WEATHERFORD INTL LTDWEATHERFORD INTL LTD NOTE 5.875% 7/0	principal	3	$3K	0
SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0	principal	3	$3K	0
INPHI CORPINPHI CORP NOTE 1.125%12/0	principal	3	$3K	0
EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 1.50010/0	principal	2	$3K	0
TESLA INCTESLA INC NOTE 0.250 3/0	principal	3	$3K	0
NAVISTAR INTL CORP NEWNAVISTAR INTL CORP NEW NOTE 4.750 4/1	principal	3	$3K	0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1	principal	3	$2K	0
ALZA CORP 7/2ALZA CORP 7/2 SDCV	principal	1	$2K	0
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC NOTE 2.500% 9/1	principal	2	$2K	0
INSULET CORPINSULET CORP NOTE 1.250% 9/1	principal	1	$2K	-3
VIPSHOP HLDGS LTDVIPSHOP HLDGS LTD NOTE 1.500% 3/1	principal	2	$2K	0
TERADYNE INCTERADYNE INC NOTE	principal	1	$1K	0
AEROJET ROCKETDYNE HLDGS INCAEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1	principal	1	$1K	0
ENSCO JERSEY FIN LTDENSCO JERSEY FIN LTD NOTE 3.000% 1/3	principal	1	$1K	0
INCYTE CORPINCYTE CORP NOTE 0.375%11/1	principal	1	$1K	new

Sold out in Q3 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 236. All 236

Security	Shares before	Value before	Type
KKR & CO LPKKR & CO LP	55,890	$1.39M	shares
KAYNE ANDERSON ENERGY DEV COKAYNE ANDERSON ENERGY DEV CO	72,830	$1.27M	shares
DCT INDUSTRIAL TRUST INCDCT INDUSTRIAL TRUST INC	14,915	$995K	shares
TECHTARGET INCTECHTARGET INC	33,167	$942K	shares
DWS Mun Income TrDWS Mun Income Tr	78,808	$868K	shares
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INC	6,823	$833K	shares
BOFI HOLDING INCBOFI HOLDING INC	16,573	$679K	shares
ADVENT CLAYMORE ENH GRW & INADVENT CLAYMORE ENH GRW & IN	86,310	$668K	shares
NANTHEALTH INCNANTHEALTH INC	175,490	$581K	shares
CYS INVTS INCCYS INVTS INC	68,015	$511K	shares
BANK OF THE OZARKSBANK OF THE OZARKS	9,492	$429K	shares
ADVENT CLAY CONV SEC INC FDADVENT CLAY CONV SEC INC FD	72,105	$402K	shares
VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTL	17,149	$398K	shares
DQDAQO NEW ENERGY CORP	10,363	$368K	shares
KAYNE ANDERSON ENRGY TTL RTKAYNE ANDERSON ENRGY TTL RT	34,885	$330K	shares
JPMORGAN CHASE + CO-CW18JPMORGAN CHASE + CO-CW18	5,020	$318K	shares
MERIDIAN BIOSCIENCE INCMERIDIAN BIOSCIENCE INC	17,195	$273K	shares
iShares S&P AMT-Free Munici…iShares S&P AMT-Free Municipal	10,701	$272K	shares
KRANESHARES TRKRANESHARES TR	7,414	$262K	shares
WILLIAMS PARTNERS L P NEWWILLIAMS PARTNERS L P NEW	6,299	$256K	shares
FIRST TR EXCHANGE TRADED FDFIRST TR EXCHANGE TRADED FD	9,922	$243K	shares
EFZPROSHARES TR	9,078	$237K	shares
ISHARES TRISHARES TR	5,180	$215K	shares
BWZSPDR SERIES TRUST	6,435	$201K	shares
WGL HLDGS INCWGL HLDGS INC	2,077	$184K	shares
EDUCATION RLTY TR INCEDUCATION RLTY TR INC	4,125	$171K	shares
ISHARES TRISHARES TR	5,530	$159K	shares
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T	29	$152K	call
TCP CAP CORPTCP CAP CORP	10,416	$151K	shares
SCHULMAN (A.) INCSCHULMAN (A.) INC	3,143	$140K	shares
KRANESHARES TRKRANESHARES TR	3,683	$124K	shares
RRGBRED ROBIN GOURMET BURGERS IN	2,500	$117K	shares
COTIVITI HLDGS INCCOTIVITI HLDGS INC	2,588	$114K	shares
NVMINOVA LTD	3,775	$103K	shares
XL GROUP LTDXL GROUP LTD	1,837	$102K	shares
DEEPETF SER SOLUTIONS	2,634	$92K	shares
QVALEA SERIES TRUST	2,975	$92K	shares
CIVBCIVISTA BANCSHARES INC	3,653	$88K	shares
ILG INCILG INC	2,539	$84K	shares
ORTHOFIX INTL N VORTHOFIX INTL N V	1,441	$82K	shares
NRG YIELD INCNRG YIELD INC	4,739	$82K	shares
RELX NVRELX NV	3,703	$79K	shares
SPECTRUM BRANDS HLDGS INCSPECTRUM BRANDS HLDGS INC	877	$71K	shares
RELIANT BANCORP INCRELIANT BANCORP INC	2,521	$71K	shares
MTGE INVT CORP COMMTGE INVT CORP COM	3,549	$69K	shares
QUALITY SYS INCQUALITY SYS INC	3,474	$68K	shares
HALYARD HEALTH INCHALYARD HEALTH INC	1,153	$66K	shares
STEWARDSHIP FINL CORPSTEWARDSHIP FINL CORP	5,376	$63K	shares
GGP INCGGP INC	3,000	$61K	shares
NUVEEN TEXAS QUAL MUN INNUVEEN TEXAS QUAL MUN IN	4,781	$61K	shares
UDIVFRANKLIN TEMPLETON ETF TR	2,125	$58K	shares
TSBKTIMBERLAND BANCORP INC	1,479	$55K	shares
Foundation Medicine IncFoundation Medicine Inc	402	$55K	shares
NRG YIELD INCNRG YIELD INC	3,153	$54K	shares
QUALITY CARE PPTYS INCQUALITY CARE PPTYS INC	2,367	$51K	shares
SBFGSB FINL GROUP INC	2,451	$50K	shares
OPPRIVERNORTH DOUBLELINE STRATE	2,795	$49K	shares
TALLGRASS ENERGY PARTNERS LPTALLGRASS ENERGY PARTNERS LP	1,141	$49K	shares
BOARDWALK PIPELINE PARTNERSBOARDWALK PIPELINE PARTNERS	4,203	$48K	shares
JHIHANCOCK JOHN INVS TR	2,713	$43K	shares
ENCORE CAP GROUP INCENCORE CAP GROUP INC	47	$43K	principal
INFINITY PROPERTY & CAS…INFINITY PROPERTY & CASUALTY	295	$42K	shares
RSP PERMIAN INCRSP PERMIAN INC	887	$39K	shares
TRIANGLE CAP CORPTRIANGLE CAP CORP	3,279	$37K	shares
LEGACY RESERVES LPLEGACY RESERVES LP	4,418	$31K	shares
ISHARES TRISHARES TR	1,075	$30K	shares
GASTAR EXPLORATION LTDGASTAR EXPLORATION LTD	52,550	$29K	shares
INTERNATIONAL MULTI-ASSET D…INTERNATIONAL MULTI-ASSET DIVERSI…	1,698	$29K	shares
PUTMAN HIGH INCOME SEC FUNDPUTMAN HIGH INCOME SEC FUND	2,964	$28K	shares
VEGIISHARES INC	900	$26K	shares
AVALGRUPO AVAL ACCIONES Y VALORE	3,094	$26K	shares
ABAXIS INCABAXIS INC	258	$21K	shares
BLACKROCK MUNIYIELD INVT FBLACKROCK MUNIYIELD INVT F	1,537	$21K	shares
THL CREDIT INCTHL CREDIT INC	2,500	$20K	shares
NEUBERGER BERMAN NY INT MUNNEUBERGER BERMAN NY INT MUN	1,730	$20K	shares
MVC CAPITAL INCMVC CAPITAL INC	1,980	$19K	shares
SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC	806	$19K	shares
VIVINT SOLAR INC.VIVINT SOLAR INC.	3,800	$19K	shares
EGALET CORPEGALET CORP	45,650	$19K	shares
SAFTSAFETY INS GROUP INC	207	$18K	shares
Blackrock 2022 Global InBlackrock 2022 Global In	2,000	$18K	shares
Dws Strategic Muni IncmDws Strategic Muni Incm	1,634	$18K	shares
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	806	$18K	shares
WORKDAY INCWORKDAY INC	12	$18K	principal
ISHARES EDGE MSCI MIN VOL E…ISHARES EDGE MSCI MIN VOL EAFE CU…	633	$18K	shares
ANGI INC CLASS AANGI INC CLASS A	1,130	$17K	shares
VERIFONE SYS INCVERIFONE SYS INC	693	$16K	shares
EXCHANGE LISTED FDS TR REX …EXCHANGE LISTED FDS TR REX BKCM E…	600	$15K	shares
ISHARES TRISHARES TR	670	$15K	shares
ETDETHAN ALLEN INTERIORS INC	568	$14K	shares
GALMED PHARMACEUTICALS LTDGALMED PHARMACEUTICALS LTD	1,200	$14K	shares
KSAISHARES TR	400	$13K	shares
CHARTER FINANCIAL CORPCHARTER FINANCIAL CORP	544	$13K	shares
ISHARES TRISHARES TR	532	$13K	shares
INTELLIPHARMACEUTICS INTERNAINTELLIPHARMACEUTICS INTERNA	29,462	$13K	shares
AXTIAXT INC	1,685	$12K	shares
ISHARES TRISHARES TR	200	$12K	shares
NEVRO CORPNEVRO CORP	11	$12K	principal
BCVBANCROFT FD LTD	521	$11K	shares
AKERS BIOSCIENCES INCAKERS BIOSCIENCES INC	29,000	$11K	shares

How Q3 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001681115-18-000009	base		2018-11-14	acceptance time not in the bulk data set	2026-10-07 19:03:47 UTC