Advisor Group, Inc.

13F filer, CIK 1681115, PHOENIX, AZ

Advisor Group, Inc. reported $9,917,819,000 across 5,256 holdings for the quarter ended 2018-09-30, in a 13F-HR filed 2018-11-14. Its ten largest share positions make up 19.04% of the portfolio.

Filed 2018-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:03:47 UTC13F-HR 0001681115-18-000009

Period: 2018-09-30
Reported value: $9.92B
Holdings: 5,256
Top 10 weight: 19.04%
New: 420
Sold out: 236

Largest buys vs the previous quarter

Security	Shares change	Approx. value
VOOadded	+409,036	$109M
IVVadded	+316,290	$92.6M
USMVadded	+1,442,422	$82.3M
IVWadded	+387,612	$68.7M
VEAadded	+1,295,308	$56.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
IWNreduced	-370,616	-$49.3M
SPSBreduced	-615,803	-$18.6M
DIAreduced	-38,104	-$10.1M
BWXreduced	-336,447	-$9.22M
HYDreduced	-249,792	-$7.78M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2018

Share positions as resolved from 13F-HR 0001681115-18-000009, largest first. % of portfolio is the value over $9,917,415,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
TORTOISE PWR & ENERGY INFRA…TORTOISE PWR & ENERGY INFRASTR	7,250	$138K	<0.01%	+2,500
UCCPROSHARES TR	1,256	$138K	<0.01%	+608	Timeline
EWQISHARES INC	4,393	$138K	<0.01%	-150	Timeline
ABRDN PHYSICAL SILVER SHARE…ABRDN PHYSICAL SILVER SHARES ETF	9,701	$138K	<0.01%	-539
NWENORTHWESTERN ENERGY GROUP IN	2,333	$137K	<0.01%	+140	Timeline
JJSFJ & J SNACK FOODS CORP	912	$137K	<0.01%	+163	Timeline
GTLSCHART INDS INC	1,755	$137K	<0.01%	+1,532	Timeline
PDC ENERGY INCPDC ENERGY INC	2,786	$137K	<0.01%	+583
UDRUDR INC	3,402	$136K	<0.01%	-1,067	Timeline
INCYINCYTE CORP	1,953	$136K	<0.01%	-483	Timeline
MSMMSC INDL DIRECT INC	1,544	$136K	<0.01%	+422	Timeline
KFRCKFORCE INC	3,624	$136K	<0.01%	-289	Timeline
SNDRSCHNEIDER NATIONAL INC	5,461	$136K	<0.01%	+2,232	Timeline
ASIXADVANSIX INC	3,978	$136K	<0.01%	+1,091	Timeline
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUST	27,309	$136K	<0.01%	0
CINCINNATI BELL INC NEWCINCINNATI BELL INC NEW	2,800	$136K	<0.01%	-200
DBDEUTSCHE BK AG	11,977	$135K	<0.01%	-952	Timeline
TFXTELEFLEX INCORPORATED	507	$135K	<0.01%	-116	Timeline
KIRKLAND LAKE GOLD LTDKIRKLAND LAKE GOLD LTD	7,150	$135K	<0.01%	+3,539
HEARTLAND FINL USA INCHEARTLAND FINL USA INC	2,325	$135K	<0.01%	+1,345
ELDORADO RESORTS INCELDORADO RESORTS INC	2,774	$135K	<0.01%	+601
ESGDISHARES TR	2,014	$134K	<0.01%	-6	Timeline
GLPIGAMING & LEISURE P	3,786	$134K	<0.01%	+1,000	Timeline
LGIHLGI HOMES INC	2,831	$134K	<0.01%	+1,429	Timeline
NMIHNMI HLDGS INC	5,911	$134K	<0.01%	+3,325	Timeline
ANIPANI PHARMACEUTICALS INC	2,372	$134K	<0.01%	+965	Timeline
SPHSUBURBAN PROPANE PARTNERS L	5,667	$134K	<0.01%	-1,334	Timeline
SIERRA WIRELESS INCSIERRA WIRELESS INC	6,615	$134K	<0.01%	-1,500
AINALBANY INTL CORP	1,671	$133K	<0.01%	+381	Timeline
SMPSTANDARD MTR PRODS INC	2,696	$133K	<0.01%	+578	Timeline
TUESDAY MORNING CORPTUESDAY MORNING CORP	41,600	$133K	<0.01%	+16,500
EVNEATON VANCE MUN INCOME TR	11,517	$132K	<0.01%	+6,010	Timeline
NUVEEN FLOATING RATE INCOME…NUVEEN FLOATING RATE INCOME OP	12,852	$132K	<0.01%	+502
BARCLAYS BANK PLCBARCLAYS BANK PLC	999	$132K	<0.01%	+414
ICSHISHARES TR	2,618	$131K	<0.01%	+515	Timeline
SCHRSCHWAB STRATEGIC TR	2,524	$131K	<0.01%	+183	Timeline
BYDBOYD GAMING CORP	3,883	$131K	<0.01%	+3,683	Timeline
TXNMTXNM ENERGY INC	3,318	$131K	<0.01%	+321	Timeline
GPKGRAPHIC PACKAGING HLDG CO	9,339	$131K	<0.01%	+6,720	Timeline
PODDINSULET CORP	1,229	$131K	<0.01%	+581	Timeline
ZTRVIRTUS TOTAL RETURN FD INC	11,665	$131K	<0.01%	+5,314	Timeline
DGRSWISDOMTREE TR	3,475	$131K	<0.01%	0	Timeline
VONAGE HLDGS CORPVONAGE HLDGS CORP	9,219	$131K	<0.01%	+2,599
ECHISHARES INC	2,888	$130K	<0.01%	+1,444	Timeline
ICOWPACER FDS TR	4,700	$130K	<0.01%	+1,200	Timeline
ASYSAMTECH SYS INC	24,398	$130K	<0.01%	+24,118	Timeline
ZAYO GROUP HLDGS INC COMZAYO GROUP HLDGS INC COM	3,733	$130K	<0.01%	+2,411
ZIOPHARM ONCOLOGY INCZIOPHARM ONCOLOGY INC	40,505	$130K	<0.01%	+900
Ishares Ibonds DecIshares Ibonds Dec	5,322	$130K	<0.01%	+2,111
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T	1,113	$130K	<0.01%	+606
GRANITESHARES ETF TRGRANITESHARES ETF TR	4,200	$130K	<0.01%	0
IAGIAMGOLD CORP	34,900	$129K	<0.01%	+1,200	Timeline
HLIHOULIHAN LOKEY INC	2,887	$129K	<0.01%	+346	Timeline
GEOGEO GROUP INC	5,156	$129K	<0.01%	+288	Timeline
ABCBAMERIS BANCORP	2,811	$129K	<0.01%	+1,187	Timeline
COLBCOLUMBIA BKG SYS INC	3,338	$129K	<0.01%	+615	Timeline
MATVMATIV HOLDINGS INC	3,378	$129K	<0.01%	+2,497	Timeline
CAJPYCANON INC ADS (1 SH COM)	4,068	$129K	<0.01%	+1,016	Timeline
ENLINK MIDSTREAM LLCENLINK MIDSTREAM LLC	7,877	$129K	<0.01%	+3,222
FDIQINVESCO EXCH TRADED FD TR II	2,302	$129K	<0.01%	0	Timeline
FITBIT INCFITBIT INC	23,971	$129K	<0.01%	+13,266
MDGLMADRIGAL PHARMACEUTICALS INC	601	$128K	<0.01%	+101	Timeline
SSDSIMPSON MFG INC	1,755	$128K	<0.01%	+454	Timeline
WIPSPDR SERIES TRUST	2,424	$128K	<0.01%	-43,187	Timeline
CHGGCHEGG INC	4,511	$128K	<0.01%	+3,610	Timeline
FDMOFIDELITY COVINGTON TRUST	3,620	$128K	<0.01%	0	Timeline
MXIISHARES TR	1,887	$128K	<0.01%	-314	Timeline
DNLWISDOMTREE TR	2,216	$127K	<0.01%	-157	Timeline
NXHNEIGHBORHOOD INTELLIGENCE IN	4,597	$127K	<0.01%	-3,913	Timeline
RNGRINGCENTRAL INC	1,360	$127K	<0.01%	+711	Timeline
ARRIS INTL INC SHSARRIS INTL INC SHS	4,910	$127K	<0.01%	+478
MILLER HOWARD HIGH INC EQTYMILLER HOWARD HIGH INC EQTY	10,350	$127K	<0.01%	+7,150
IYZISHARES TR	4,223	$126K	<0.01%	+2,700	Timeline
XCERRA CORPXCERRA CORP	8,782	$126K	<0.01%	+8,129
RHPRYMAN HOSPITALITY PPTYS INC	1,450	$125K	<0.01%	+124	Timeline
TLTEFLEXSHARES TR	2,421	$125K	<0.01%	0	Timeline
MZTIMARZETTI COMPANY	839	$125K	<0.01%	+257	Timeline
FPXIFIRST TR EXCHANGE-TRADED FD	3,558	$125K	<0.01%	new	Timeline
FNFABRINET	2,662	$124K	<0.01%	+1,899	Timeline
ASXASE TECHNOLOGY HLDG CO LTD	25,749	$124K	<0.01%	+6,070	Timeline
MCRIMONARCH CASINO & RESORT INC	2,725	$124K	<0.01%	0	Timeline
KAMAN CORP-CLASS AKAMAN CORP-CLASS A	1,857	$124K	<0.01%	+1,574
BGTBLACKROCK FLOATING RATE INC	9,388	$124K	<0.01%	-350	Timeline
XTNSPDR SERIES TRUST	1,852	$124K	<0.01%	-100	Timeline
EDOGALPS ETF TR	5,923	$124K	<0.01%	-37	Timeline
IMMUNOGEN INCIMMUNOGEN INC	13,145	$124K	<0.01%	+381
GSV CAPITAL CORPGSV CAPITAL CORP	18,017	$124K	<0.01%	+12,182
ELSEQUITY LIFESTYLE PROPERTIES	1,282	$123K	<0.01%	+416	Timeline
MTGMGIC INVT CORP WIS	9,251	$123K	<0.01%	+1,700	Timeline
CABOCABLE ONE INC	139	$123K	<0.01%	+54	Timeline
WLYWILEY JOHN & SONS INC	2,030	$123K	<0.01%	+212	Timeline
NOBLE ENERGY INCNOBLE ENERGY INC	3,934	$123K	<0.01%	+161
NUVASIVE INCNUVASIVE INC	1,739	$123K	<0.01%	+262
IYLDISHARES TR	5,003	$123K	<0.01%	-98	Timeline
FERRO CORPFERRO CORP	5,303	$123K	<0.01%	+1,993
BBVA BANCO FRANCES S ABBVA BANCO FRANCES S A	10,548	$123K	<0.01%	+700
PMTPENNYMAC MTG INVT TR	6,083	$122K	<0.01%	+3,413	Timeline
TUTELUS CORPORATION	3,298	$122K	<0.01%	+516	Timeline
CTSCTS CORP	3,570	$122K	<0.01%	new	Timeline
MGRCMCGRATH RENTCORP	2,231	$122K	<0.01%	+1,150	Timeline
TAUBMAN CTRS INCTAUBMAN CTRS INC	2,044	$122K	<0.01%	+1,294
REIRING ENERGY INC	12,313	$122K	<0.01%	+10,105	Timeline
JHMDJOHN HANCOCK EXCHANGE TRADED	4,160	$122K	<0.01%	+850	Timeline
APARTMENT INVT & MGMT COAPARTMENT INVT & MGMT CO	4,734	$122K	<0.01%	+230
DYDYCOM INDS INC	1,432	$121K	<0.01%	-1,240	Timeline
PPCPILGRIMS PRIDE CORP	6,730	$121K	<0.01%	+2,962	Timeline
NUMGNUSHARES ETF TR	3,516	$121K	<0.01%	+222	Timeline
XIFRXPLR INFRASTRUCTURE LP	2,501	$121K	<0.01%	+530	Timeline
FINXGLOBAL X FDS	4,187	$121K	<0.01%	+1,450	Timeline
ALEXALEXANDER & BALDWIN INC	5,287	$121K	<0.01%	+2,954	Timeline
CSBVICTORY PORTFOLIOS II	2,575	$121K	<0.01%	+1,665	Timeline
INVESCOINVESCO	3,000	$121K	<0.01%	-333
TCF FINL CORPTCF FINL CORP	5,083	$121K	<0.01%	+1,437
NCLHNORWEGIAN CRUISE LINE HLDGS	2,099	$120K	<0.01%	+956	Timeline
CLHCLEAN HARBORS INC	1,671	$120K	<0.01%	-163	Timeline
EMBJEMBRAER S.A.	6,158	$120K	<0.01%	+1,563	Timeline
PHDGINVESCO ACTIVELY MANAGED EXC	4,026	$120K	<0.01%	+3,738	Timeline
CASSCASS INFORMATION SYS INC	1,845	$120K	<0.01%	+1,385	Timeline
KBWPINVESCO EXCH TRADED FD TR II	1,889	$120K	<0.01%	-22	Timeline
EBFENNIS INC	5,808	$119K	<0.01%	+808	Timeline
OSISOSI SYSTEMS INC	1,552	$119K	<0.01%	+317	Timeline
JHMLJOHN HANCOCK EXCHANGE TRADED	3,172	$119K	<0.01%	+757	Timeline
DEUSDBX ETF TR	3,547	$119K	<0.01%	-154	Timeline
CZRCZR	11,625	$119K	<0.01%	+4,766
LADRLADDER CAP CORP	6,992	$118K	<0.01%	-468	Timeline
UYGPROSHARES TR	2,729	$118K	<0.01%	+1,952	Timeline
CMBSISHARES TR	2,379	$118K	<0.01%	+2,150	Timeline
TD AMERITRADE HLDG CORPTD AMERITRADE HLDG CORP	2,248	$118K	<0.01%	+1,018
GRXGABELLI HEALTHCARE & WELLNES	10,676	$118K	<0.01%	-921	Timeline
JXIISHARES TR	2,410	$118K	<0.01%	+647	Timeline
PUMPPROPETRO HLDG CORP	7,015	$117K	<0.01%	+3,036	Timeline
GUTGABELLI UTIL TR	20,133	$117K	<0.01%	+7,200	Timeline
PSCDINVESCO EXCH TRADED FD TR II	1,702	$117K	<0.01%	+213	Timeline
RDOGALPS ETF TR	2,671	$117K	<0.01%	-132	Timeline
PIMCO ETF TRPIMCO ETF TR	2,347	$117K	<0.01%	+247
SNXTD SYNNEX CORPORATION	1,370	$116K	<0.01%	+511	Timeline
FIZZNATIONAL BEVERAGE CORP	998	$116K	<0.01%	-139	Timeline
AMGAFFILIATED MANAGERS GROUP	849	$116K	<0.01%	-119	Timeline
GSMFERROGLOBE PLC	14,169	$116K	<0.01%	+11,498	Timeline
QATISHARES TR	6,453	$116K	<0.01%	new	Timeline
VIRTUS TOTAL RETURN FUND INCVIRTUS TOTAL RETURN FUND INC	11,054	$116K	<0.01%	-5,292
MULTI-COLORMULTI-COLOR	1,859	$116K	<0.01%	+430
HIPSGRANITESHARES ETF TR	6,596	$116K	<0.01%	+1,342	Timeline
IAKISHARES TR	1,750	$116K	<0.01%	-539	Timeline
TALLGRASS ENERGY LPTALLGRASS ENERGY LP	4,922	$116K	<0.01%	+2,759
WISDOMTREE TRWISDOMTREE TR	5,414	$116K	<0.01%	+5,255
FFBC1ST FINL BANCORP	3,850	$115K	<0.01%	+163	Timeline
FIRST TRUST ENERGY INCOME A…FIRST TRUST ENERGY INCOME AND	5,191	$115K	<0.01%	+542
PIMCO CALIFORNIA MUNICIPAL …PIMCO CALIFORNIA MUNICIPAL INC	11,300	$115K	<0.01%	+4,100
WESTERN ASSET CORPORATE LN FWESTERN ASSET CORPORATE LN F	11,577	$115K	<0.01%	-5,952
XBNYXBLACKROCK NEW YORK MUNI INC	9,488	$115K	<0.01%	+3,668	Timeline
GOLDMAN SACHS MLP ENERGY RENGOLDMAN SACHS MLP ENERGY REN	18,075	$115K	<0.01%	+16,575
MIDUDIREXION SHARES ETF TRUST	2,157	$115K	<0.01%	+586	Timeline
GCI LIBERTY INC COM CLASS AGCI LIBERTY INC COM CLASS A	2,241	$115K	<0.01%	+644
NAVIGANT CONSULTING INCNAVIGANT CONSULTING INC	4,969	$115K	<0.01%	+1,198
REZISHARES TR	1,809	$114K	<0.01%	+459	Timeline
BWGBRANDYWINEGBL GBL INCM OPP F	10,405	$114K	<0.01%	-500	Timeline
GRIDFIRST TR EXCHANGE-TRADED FD	2,400	$114K	<0.01%	+45	Timeline
LANDGLADSTONE LD CORP	9,210	$114K	<0.01%	+3,198	Timeline
SMART GLOBAL HLDGS INCSMART GLOBAL HLDGS INC	3,940	$114K	<0.01%	+1,980
IWLISHARES TR	1,679	$113K	<0.01%	-158	Timeline
IBKRINTERACTIVE BROKERS GROUP IN	2,040	$113K	<0.01%	-4,778	Timeline
GKOSGLAUKOS CORP	1,740	$113K	<0.01%	+300	Timeline
HLHECLA MINING COMPANY	40,486	$113K	<0.01%	+9,000	Timeline
NGNOVAGOLD RESOURCES INC	30,381	$113K	<0.01%	+38	Timeline
EWNISHARES INC	3,746	$113K	<0.01%	-1,997	Timeline
NEENAH PAPER INCNEENAH PAPER INC	1,304	$113K	<0.01%	+154
INVESCOINVESCO	5,608	$113K	<0.01%	+2,355
DENBURY RES INCDENBURY RES INC	18,298	$113K	<0.01%	+12,021
CWENCLEARWAY ENERGY INC	5,788	$112K	<0.01%	new	Timeline
ITRNITURAN LOCATION AND CONTROL	3,232	$112K	<0.01%	+225	Timeline
QEFASPDR INDEX SHS FDS	1,750	$112K	<0.01%	+1,150	Timeline
SAGE THERAPEUTICS INCSAGE THERAPEUTICS INC	797	$112K	<0.01%	+483
NICNICOLET BANKSHARES INC	2,056	$112K	<0.01%	0	Timeline
FLXSFLEXSTEEL INDS INC	3,761	$112K	<0.01%	+16	Timeline
FNKFIRST TR EXCHANGE-TRADED ALP	3,058	$112K	<0.01%	-1,001	Timeline
INDYISHARES TR	3,258	$112K	<0.01%	+788	Timeline
IEUSISHARES TR	2,023	$112K	<0.01%	-10,613	Timeline
ABERDEENABERDEEN	18,739	$112K	<0.01%	-2,000
UPLDUPLAND SOFTWARE INC	3,495	$112K	<0.01%	+1,185	Timeline
TEEKAY LNG PARTNERS L PTEEKAY LNG PARTNERS L P	6,740	$112K	<0.01%	+9
ISHARES TRISHARES TR	6,278	$112K	<0.01%	-303
SHARPSPRING INCSHARPSPRING INC	8,000	$112K	<0.01%	0
DPGDUFF & PHELPS UTLITY AND INF	7,614	$111K	<0.01%	+4,576	Timeline
WIWWESTERN AST INFL LKD OPP & I	10,257	$111K	<0.01%	+1,850	Timeline
MEIMETHODE ELECTRS INC	3,077	$111K	<0.01%	-308	Timeline
PIMFRANKLIN MASTER INTER INCOME	24,647	$111K	<0.01%	+18,147	Timeline
ETF SER SOLUTIONSETF SER SOLUTIONS	2,170	$111K	<0.01%	new
EXELEXELIXIS INC	6,215	$110K	<0.01%	+1,261	Timeline
SEISOLARIS ENERGY INFRAS INC	5,802	$110K	<0.01%	+4,716	Timeline
IRMDIRADIMED CORP	2,950	$110K	<0.01%	new	Timeline
FENYFIDELITY COVINGTON TRUST	5,152	$109K	<0.01%	+1,665	Timeline
PCRXPACIRA BIOSCIENCES INC	2,226	$109K	<0.01%	+463	Timeline
ELMEELME COMMUNITIES	3,553	$109K	<0.01%	+988	Timeline
AAONAAON INC	2,883	$109K	<0.01%	+1,555	Timeline
JEFJEFFERIES FINANCIAL GROUP IN	4,942	$109K	<0.01%	+68	Timeline
NUVEEN NC PREM INCOME MUNNUVEEN NC PREM INCOME MUN	9,104	$109K	<0.01%	0
EDISON NATION INCEDISON NATION INC	14,605	$109K	<0.01%	new
PCTYPAYLOCITY HLDG CORP	1,345	$108K	<0.01%	+858	Timeline
WTWWILLIS TOWERS WATSON PLC LTD	764	$108K	<0.01%	+104	Timeline
EDDMORGAN STANLEY EMERGING MKTS	16,027	$108K	<0.01%	-6,494	Timeline
SONIC CORPSONIC CORP	2,503	$108K	<0.01%	+118
SLABSILICON LABORATORIES INC	1,181	$107K	<0.01%	+129	Timeline
KTKT CORP	7,238	$107K	<0.01%	+763	Timeline
MHDBLACKROCK MUNIHOLDINGS FD IN	7,174	$107K	<0.01%	-2,590	Timeline
POSTPOST HLDGS INC	1,097	$107K	<0.01%	+78	Timeline
PRAPROASSURANCE CORP	2,262	$107K	<0.01%	+22	Timeline
JRVRJAMES RIVER GROUP HOLDINGS I	2,493	$107K	<0.01%	+226	Timeline
ENERGEN CORPENERGEN CORP	1,254	$107K	<0.01%	+136
FQF TRFQF TR	5,326	$107K	<0.01%	new
ARES MGMT LP COM SHS REG INTARES MGMT LP COM SHS REG INT	4,641	$107K	<0.01%	new
SINA CORPSINA CORP	1,535	$106K	<0.01%	-773
DIXIE GROUP INCDIXIE GROUP INC	66,015	$106K	<0.01%	-23,340
DUN & BRADSTREET CORP DEL NEDUN & BRADSTREET CORP DEL NE	744	$106K	<0.01%	+426
CAROLINA FINL CORP NEWCAROLINA FINL CORP NEW	2,804	$106K	<0.01%	+1,845
NVECNVE CORP	996	$105K	<0.01%	+507	Timeline
TILEINTERFACE INC	4,449	$105K	<0.01%	+1,681	Timeline
TDSTELEPHONE & DATA SYS INC	3,456	$105K	<0.01%	+581	Timeline
CNXNPC CONNECTION INC	2,703	$105K	<0.01%	+535	Timeline
ASHASHLAND INC	1,247	$104K	<0.01%	+4	Timeline
CRANE COCRANE CO	1,058	$104K	<0.01%	+241
ACADACADIA PHARMACEUTICALS INC	4,967	$104K	<0.01%	+1,254	Timeline
RMRRMR GROUP INC	1,124	$104K	<0.01%	+728	Timeline
MSBMESABI TR	3,926	$104K	<0.01%	+3,026	Timeline
GENOMIC HEALTH, INC.GENOMIC HEALTH, INC.	1,479	$104K	<0.01%	+373
FIRST TR/ABERDEEN EMERG OPTFIRST TR/ABERDEEN EMERG OPT	7,934	$104K	<0.01%	+734
ASHFORD HOSPITALITYASHFORD HOSPITALITY	16,174	$104K	<0.01%	+2,103
BHFBRIGHTHOUSE FINL INC	2,351	$103K	<0.01%	+536	Timeline
FNDASCHWAB STRATEGIC TR	2,515	$103K	<0.01%	+561	Timeline
NTBBANK OF N T BUTTERFIELD & SO	1,967	$103K	<0.01%	+1,302	Timeline
FHBFIRST HAWAIIAN INC	3,776	$103K	<0.01%	+786	Timeline
BJRIBJS RESTAURANTS INC	1,431	$103K	<0.01%	+129	Timeline
SPRINT CORPSPRINT CORP	15,671	$103K	<0.01%	+1,969
HOWARD HUGHES CORPORATIONHOWARD HUGHES CORPORATION	828	$103K	<0.01%	-42
DIREXION SHS ETF TRDIREXION SHS ETF TR	1,424	$103K	<0.01%	+485
ABMABM INDS INC	3,159	$102K	<0.01%	-1,508	Timeline
EWKISHARES INC	5,341	$102K	<0.01%	-2,213	Timeline
HFF INCHFF INC	2,423	$102K	<0.01%	-370
WAGEWORKS INCWAGEWORKS INC	2,377	$102K	<0.01%	+749
GOOSCANADA GOOSE HLDGS INC	1,567	$101K	<0.01%	+564	Timeline
EGEVEREST GROUP LTD	440	$101K	<0.01%	+76	Timeline
CCKCROWN HLDGS INC	2,102	$101K	<0.01%	+562	Timeline
ICFIICF INTL INC	1,337	$101K	<0.01%	+1,062	Timeline
LIBERTY MEDIA CORP-LIBERTY-CLIBERTY MEDIA CORP-LIBERTY-C	2,730	$101K	<0.01%	+1,322
FDRRFIDELITY COVINGTON TRUST	3,143	$101K	<0.01%	+250	Timeline
INVESCO HIG INCM 2023 TARG TINVESCO HIG INCM 2023 TARG T	10,200	$101K	<0.01%	new
INDEXIQ ETF TRINDEXIQ ETF TR	4,701	$101K	<0.01%	new
WTWISDOMTREE INC	11,703	$100K	<0.01%	-17,129	Timeline
CAKECHEESECAKE FACTORY INC	1,864	$100K	<0.01%	+26	Timeline
GSBDGOLDMAN SACHS BDC INC	4,550	$100K	<0.01%	+1,857	Timeline
XEMDXWESTERN ASSET EMERGING MKTS	7,443	$100K	<0.01%	+20	Timeline
GELGENESIS ENERGY L P	4,193	$100K	<0.01%	-475	Timeline
LXULSB INDS INC	10,250	$100K	<0.01%	+100	Timeline
WADDELL & REED FINL INCWADDELL & REED FINL INC	4,746	$100K	<0.01%	-274
QIWIQIWI PLC	7,616	$100K	<0.01%	+2,411	Timeline
FQF TRFQF TR	3,973	$100K	<0.01%	-1,270
VSTVISTRA CORP	3,958	$99K	<0.01%	-4,764	Timeline
ORAORMAT TECHNOLOGIES INC	1,831	$99K	<0.01%	-1,834	Timeline
EHIWESTERN ASSET GBL HIGH INC F	10,906	$99K	<0.01%	-4,320	Timeline
MBWMMERCANTILE BK CORP	2,989	$99K	<0.01%	+527	Timeline
TAILCAMBRIA ETF TR	4,930	$99K	<0.01%	+3,270	Timeline
FCEFFIRST TR EXCHNG TRADED FD VI	4,500	$99K	<0.01%	+1,800	Timeline
ARLINGTON ASSET INVST CORPARLINGTON ASSET INVST CORP	10,568	$99K	<0.01%	+642
AFGAMERICAN FINANCIAL GROUP INC	883	$98K	<0.01%	+4	Timeline
NUMVNUSHARES ETF TR	3,426	$98K	<0.01%	0	Timeline
ISHARES TRISHARES TR	4,075	$98K	<0.01%	+355
HIHILLENBRAND INC	1,865	$98K	<0.01%	+446	Timeline
BYLDISHARES TR	4,057	$98K	<0.01%	+937	Timeline
VGIVIRTUS GLOBAL MULTI-SECTOR I	7,465	$98K	<0.01%	+2,957	Timeline
AMARIN CORP PLCAMARIN CORP PLC	6,041	$98K	<0.01%	-5,698
CVNACARVANA CO	1,644	$97K	<0.01%	-6,300	Timeline
HUBBHUBBELL INC	728	$97K	<0.01%	+79	Timeline
VRIGINVESCO ACTIVELY MANAGED EXC	3,845	$97K	<0.01%	+2,353	Timeline
BOHBANK OF HI CORP	1,239	$97K	<0.01%	-15	Timeline
DBJPDBX ETF TR	2,178	$97K	<0.01%	-44	Timeline
PUIINVESCO EXCHANGE TRADED FD T	3,380	$97K	<0.01%	new	Timeline
BT GROUP-ADRBT GROUP-ADR	6,516	$97K	<0.01%	+2,547
DRIL-QUIP INCDRIL-QUIP INC	1,866	$97K	<0.01%	+815
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED	2,020	$97K	<0.01%	+250
CUBECUBESMART	3,414	$96K	<0.01%	+138	Timeline
MTHMERITAGE HOMES CORP	2,412	$96K	<0.01%	+849	Timeline
ARWRARROWHEAD PHARMACEUTICALS IN	5,000	$96K	<0.01%	-17,381	Timeline
CBUCOMMUNITY FINANCIAL SYSTEM I	1,577	$96K	<0.01%	+368	Timeline
GSGISHARES S&P GSCI COMMODITY-	5,263	$96K	<0.01%	-1,849	Timeline
RSRELIANCE INC	1,130	$96K	<0.01%	+320	Timeline
GDOTGREEN DOT CORP	1,069	$96K	<0.01%	+169	Timeline
CHEMOCENTRYX INCCHEMOCENTRYX INC	7,614	$96K	<0.01%	+3,814
TC PIPELINES LPTC PIPELINES LP	3,159	$96K	<0.01%	+465
SPMDSPDR SERIES TRUST	2,623	$95K	<0.01%	+1,828	Timeline
ENFRALPS ETF TR	4,300	$95K	<0.01%	+3,800	Timeline
FCFFIRST COMWLTH FINL CORP PA	5,850	$95K	<0.01%	+3,073	Timeline
AIRCASTLE LTDAIRCASTLE LTD	4,310	$95K	<0.01%	-492
FTRIFIRST TR EXCHANGE-TRADED FD	7,498	$95K	<0.01%	+15	Timeline
CIFMFS INTER HIGH INCOME FD	35,986	$95K	<0.01%	+33,828	Timeline
FLEXION THERAPEUTICS INCFLEXION THERAPEUTICS INC	5,118	$95K	<0.01%	+3,168
Ishares Ibonds DecIshares Ibonds Dec	3,797	$95K	<0.01%	+360
NUVEEN MUN 2021 TARGET TERMNUVEEN MUN 2021 TARGET TERM	10,000	$95K	<0.01%	new
KMPRKEMPER CORP	1,169	$94K	<0.01%	+404	Timeline
UTLUNITIL CORP	1,857	$94K	<0.01%	+176	Timeline
FSTAFIDELITY COVINGTON TRUST	2,878	$94K	<0.01%	-509	Timeline
GAINGLADSTONE INVT CORP	8,215	$94K	<0.01%	+2,875	Timeline
EVFEATON VANCE SR INCOME TR	14,450	$94K	<0.01%	-785	Timeline
M.D.C. HOLDINGS INCM.D.C. HOLDINGS INC	3,161	$94K	<0.01%	+1,507
USCIUNITED STS COMMODITY INDEX F	2,229	$94K	<0.01%	-1,618	Timeline
CARBONITE INCCARBONITE INC	2,625	$94K	<0.01%	+286
SSYSSTRATASYS LTD	4,068	$94K	<0.01%	-1,468	Timeline
IPORENAISSANCE CAP GREENWICH FD	3,122	$94K	<0.01%	+2,522	Timeline
NEW IRELAND FD INCORPORATEDNEW IRELAND FD INCORPORATED	8,936	$94K	<0.01%	0
ENBRIDGE ENERGY PARTNERS L PENBRIDGE ENERGY PARTNERS L P	8,573	$94K	<0.01%	+1,062
DREYFUS STRATEGIC MUNS INCDREYFUS STRATEGIC MUNS INC	12,480	$94K	<0.01%	+2,630
DELAWARE INVTS DIV & INCOMEDELAWARE INVTS DIV & INCOME	7,010	$94K	<0.01%	+2,405
FASDIREXION SHARES ETF TRUST	1,321	$93K	<0.01%	+391	Timeline
PKPARK HOTELS & RESORTS INC	2,799	$92K	<0.01%	+573	Timeline
THCTENET HEALTHCARE CORP	3,210	$92K	<0.01%	+1,450	Timeline
FTHIFIRST TR EXCHANGE TRADED FD	3,953	$92K	<0.01%	0	Timeline
RUNSUNRUN INC	7,400	$92K	<0.01%	+225	Timeline
BKUBANKUNITED INC	2,599	$92K	<0.01%	+225	Timeline
BOJANGLES INCBOJANGLES INC	5,837	$92K	<0.01%	+1,146
ACIWACI WORLDWIDE INC	3,233	$91K	<0.01%	+748	Timeline
SSRMSSR MINING IN	10,480	$91K	<0.01%	-12,300	Timeline
NEWTNEWTEKONE INC	4,370	$91K	<0.01%	+1,110	Timeline
TRTOOTSIE ROLL INDS INC	3,112	$91K	<0.01%	+2	Timeline
ISTAR INCISTAR INC	8,151	$91K	<0.01%	+7,492
IBERIABANK CORPIBERIABANK CORP	1,121	$91K	<0.01%	+62
DIPLOMAT PHARMACY INCDIPLOMAT PHARMACY INC	4,722	$91K	<0.01%	+812
ROYAL BANK SCOTLAND GRP PLC…ROYAL BANK SCOTLAND GRP PLC 6.6% …	3,568	$91K	<0.01%	-13
DBX ETF TRDBX ETF TR	3,598	$91K	<0.01%	-146
GDSGDS HLDGS LTD	2,545	$90K	<0.01%	-6,464	Timeline
NWBINORTHWEST BANCSHARES INC	5,181	$90K	<0.01%	+2,039	Timeline
SMMVISHARES TR	2,762	$90K	<0.01%	new	Timeline
SUPNSUPERNUS PHARMACEUTICALS	1,776	$90K	<0.01%	-12,218	Timeline
BLACKROCK MUNIYIELD CALIFOR…BLACKROCK MUNIYIELD CALIFORNIA	7,000	$90K	<0.01%	0
TORTOISE PIPELINE & ENERGY FTORTOISE PIPELINE & ENERGY F	5,200	$90K	<0.01%	-7,454
IEOISHARES TR	1,175	$89K	<0.01%	+19	Timeline
ACGLARCH CAP GROUP LTD	3,002	$89K	<0.01%	+757	Timeline
NSITINSIGHT ENTERPRISES INC	1,647	$89K	<0.01%	+1,164	Timeline
BLBLACKLINE INC	1,579	$89K	<0.01%	+320	Timeline
IMTBISHARES TR	1,869	$89K	<0.01%	+412	Timeline
MONOTYPE IMAGING HOLDINGS, …MONOTYPE IMAGING HOLDINGS, INC	4,400	$89K	<0.01%	+71
PFDFLAHERTY & CRUMRINE PFD INCO	6,869	$89K	<0.01%	+2,107	Timeline
INSYS THERAPEUTICS INCINSYS THERAPEUTICS INC	8,760	$89K	<0.01%	+4,997
CAPSTEAD MTG CORPCAPSTEAD MTG CORP	11,271	$89K	<0.01%	+2,936
FOREST CITY RLTY TR INCFOREST CITY RLTY TR INC	3,557	$89K	<0.01%	-1,651
IPARINTERPARFUMS INC	1,368	$88K	<0.01%	+309	Timeline
AGOASSURED GUARANTY LTD	2,060	$88K	<0.01%	+321	Timeline
GLOBAL MED REIT INCGLOBAL MED REIT INC	9,303	$88K	<0.01%	+3,320
TRMKTRUSTMARK CORP	2,628	$88K	<0.01%	+1,016	Timeline
AVANGRID INCAVANGRID INC	1,831	$88K	<0.01%	+623
GROWU S GLOBAL INVS INC	58,128	$88K	<0.01%	+3,181	Timeline
GOEXGLOBAL X FDS	4,748	$88K	<0.01%	+3,034	Timeline
CONVERGYS CORPCONVERGYS CORP	3,682	$88K	<0.01%	+1,028
ALTRA HOLDINGS INCALTRA HOLDINGS INC	2,123	$88K	<0.01%	+495
CALMCAL MAINE FOODS INC	1,802	$87K	<0.01%	-715	Timeline
SSTKSHUTTERSTOCK INC	1,587	$87K	<0.01%	+1,337	Timeline
CALYCALLAWAY GOLF CO	3,564	$87K	<0.01%	+139	Timeline
PBHPRESTIGE CONSMR HEALTHCARE I	2,301	$87K	<0.01%	+648	Timeline
RRXREGAL REXNORD CORPORATION	1,052	$87K	<0.01%	-510	Timeline
PAHCPHIBRO ANIMAL HEALTH CORP	2,031	$87K	<0.01%	+376	Timeline
SHAW COMMUNICATIONS INCSHAW COMMUNICATIONS INC	4,463	$87K	<0.01%	+3,181
PERSPECTA INCPERSPECTA INC	3,365	$87K	<0.01%	-1,917
SEATTLE GENETICS INCSEATTLE GENETICS INC	1,117	$87K	<0.01%	+919
FAARFIRST TR EXCHANGE TRAD FD VI	3,039	$87K	<0.01%	+1,830	Timeline
GROUPON INCGROUPON INC	23,365	$87K	<0.01%	+17,759
AU OPTRONICS CORPAU OPTRONICS CORP	20,757	$87K	<0.01%	-2,784
ACHCACADIA HEALTHCARE COMPANY IN	2,452	$86K	<0.01%	+693	Timeline
EVERBRIDGE INCEVERBRIDGE INC	1,495	$86K	<0.01%	-7,092
PMOFRANKLIN MUN OPPORTUNITIES T	7,500	$86K	<0.01%	new	Timeline
TDTTFLEXSHARES TR	3,621	$86K	<0.01%	+2,221	Timeline
LYDALL INCLYDALL INC	1,994	$86K	<0.01%	+1,685
KMG CHEMICALS INCKMG CHEMICALS INC	1,145	$86K	<0.01%	+363
TRAVELPORT WORLDWIDE LTDTRAVELPORT WORLDWIDE LTD	5,090	$86K	<0.01%	-1,931
ALPS ETF TRALPS ETF TR	3,397	$86K	<0.01%	+175
WDWALKER & DUNLOP INC	1,597	$85K	<0.01%	-44	Timeline
OMEROMEROS CORP	3,482	$85K	<0.01%	-1,483	Timeline
SOYBTEUCRIUM COMMODITY TR	5,350	$85K	<0.01%	+1,200	Timeline
JFRNUVEEN FLOATING RATE INCOME	8,153	$85K	<0.01%	-319	Timeline
PJTPJT PARTNERS INC	1,618	$85K	<0.01%	+235	Timeline
PAGPPLAINS GP HLDGS L P	3,480	$85K	<0.01%	+1,412	Timeline
KWKENNEDY-WILSON HOLDINGS INC	3,954	$85K	<0.01%	+704	Timeline
FMAOFARMERS & MERCHANTS BANCORP	2,000	$85K	<0.01%	0	Timeline
EDCDIREXION SHARES ETF TRUST	998	$85K	<0.01%	+311	Timeline
NTLAINTELLIA THERAPEUTICS INC	2,963	$84K	<0.01%	-439	Timeline
ENVESTNET INCENVESTNET INC	1,395	$84K	<0.01%	+731
EATON VANCE FLTG RATE INCOMEATON VANCE FLTG RATE INCOM	5,300	$84K	<0.01%	0
CTBICOMMUNITY TR BANCORP INC	1,810	$84K	<0.01%	+1	Timeline
VICEADVISORSHARES TR	3,075	$84K	<0.01%	+1,425	Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME QUA	6,479	$83K	<0.01%	-1,017
SPFFGLOBAL X FDS	6,940	$83K	<0.01%	-4,444	Timeline
INTREXON CORPINTREXON CORP	4,829	$83K	<0.01%	+75
INSPIRE 500 ETFINSPIRE 500 ETF	3,255	$83K	<0.01%	-215
EMGFISHARES INC	1,917	$82K	<0.01%	new	Timeline
TEXTEREX CORP NEW	2,048	$82K	<0.01%	+1,455	Timeline
HALOHALOZYME THERAPEUTICS INC	4,484	$82K	<0.01%	+1,455	Timeline
CNXCNX RES CORP	5,793	$82K	<0.01%	-407	Timeline
RWTREDWOOD TRUST INC	5,069	$82K	<0.01%	+2,921	Timeline
VRNSVARONIS SYS INC	1,120	$82K	<0.01%	+785	Timeline
WHWYNDHAM HOTELS & RESORTS INC	1,467	$82K	<0.01%	+550	Timeline
OVLYOAK VY BANCORP OAKDALE CALIF	4,150	$82K	<0.01%	0	Timeline
XPGPXPIMCO GLOBAL STOCKPLUS INCOM	5,700	$82K	<0.01%	+946	Timeline
DEUTSCHE MULTI-MKT INCOME T…DEUTSCHE MULTI-MKT INCOME TR SHS	9,139	$82K	<0.01%	0
UTHRUNITED THERAPEUTICS CORP DEL	638	$81K	<0.01%	+111	Timeline
GNRCGENERAC HLDGS INC	1,447	$81K	<0.01%	-188	Timeline
ALKSALKERMES PLC	1,931	$81K	<0.01%	-48	Timeline
BRCBRADY CORP	1,872	$81K	<0.01%	+1,063	Timeline
GLNGGOLAR LNG LTD	2,939	$81K	<0.01%	+359	Timeline
BGRBLACKROCK ENERGY & RES TR	5,545	$81K	<0.01%	-2,721	Timeline
KALUKAISER ALUMINIUM CORPORATION	744	$81K	<0.01%	+103	Timeline
XLGIXLAZARD GLOBAL TOTAL RETURN &	4,550	$81K	<0.01%	0	Timeline
APPNAPPIAN CORP	2,459	$81K	<0.01%	+2,168	Timeline
BCMLBAYCOM CORP	3,027	$81K	<0.01%	new	Timeline
GRNBVANECK ETF TRUST	3,140	$81K	<0.01%	+212	Timeline
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC	5,567	$81K	<0.01%	+281
AAOIAPPLIED OPTOELECTRONICS INC	3,294	$80K	<0.01%	-2,513	Timeline
VONEVANGUARD SCOTTSDALE FDS	600	$80K	<0.01%	+100	Timeline
CNSCOHEN & STEERS INC	1,985	$80K	<0.01%	+911	Timeline
TERTERADYNE INC	2,185	$80K	<0.01%	+344	Timeline
WLKWESTLAKE CORPORATION	968	$80K	<0.01%	+108	Timeline
MBTMOBILE TELESYSTEMS PJSC	9,281	$80K	<0.01%	+4,137	Timeline
VEONEER INCVEONEER INC	1,470	$80K	<0.01%	new
UNTYUNITY BANCORP INC	3,495	$80K	<0.01%	0	Timeline
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FD	13,000	$80K	<0.01%	+2,675
KNOLL INCKNOLL INC	3,402	$80K	<0.01%	+841
SPDR SERIES TRUST OILGAS EQ…SPDR SERIES TRUST OILGAS EQUIP	4,823	$80K	<0.01%	+289
OTELCO INCOTELCO INC	4,621	$80K	<0.01%	+4,471
ANTERO MIDSTREAM GP LPANTERO MIDSTREAM GP LP	4,731	$80K	<0.01%	+1,924
MOG-AMOOG INC	916	$79K	<0.01%	-78	Timeline
QIAGEN NVQIAGEN NV	2,099	$79K	<0.01%	+543
LGLVSPDR SERIES TRUST	814	$79K	<0.01%	-381	Timeline
LBRDALIBERTY BROADBAND CORP	947	$79K	<0.01%	+245	Timeline
KLX INCKLX INC	1,264	$79K	<0.01%	-279
ISHARESISHARES	3,273	$79K	<0.01%	+1,295
ISHARESISHARES	3,265	$79K	<0.01%	+355
ZUORA INCZUORA INC	3,450	$79K	<0.01%	+450
SGYPQSYNERGY PHARMACEUTICALS DEL	46,714	$79K	<0.01%	-2,350	Timeline
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED	2,398	$79K	<0.01%	+1,698
ADVISORSHARES TRADVISORSHARES TR	800	$79K	<0.01%	0
LPLALPL FINL HLDGS INC	1,202	$78K	<0.01%	+582	Timeline
INGNINOGEN INC	320	$78K	<0.01%	+265	Timeline
PTENPATTERSON-UTI ENERGY INC	4,579	$78K	<0.01%	-65	Timeline
FCOMFIDELITY COVINGTON TRUST	2,471	$78K	<0.01%	+75	Timeline
VREXVAREX IMAGING CORP	2,750	$78K	<0.01%	+1,188	Timeline
UPGDINVESCO EXCHANGE TRADED FD T	1,595	$77K	<0.01%	new	Timeline
PRNTARK ETF TR	2,943	$77K	<0.01%	+2,000	Timeline
USPXFRANKLIN TEMPLETON ETF TR	2,465	$77K	<0.01%	0	Timeline
EPHEISHARES TR	2,547	$77K	<0.01%	+416	Timeline
VTNINVESCO TR INVT GRADE NEW YO	6,165	$77K	<0.01%	+18	Timeline
DYNEX CAP INCDYNEX CAP INC	12,060	$77K	<0.01%	+5
NUVEEN BUILD AMER BD OPPTNYNUVEEN BUILD AMER BD OPPTNY	3,500	$77K	<0.01%	0
GLOBAL X FDSGLOBAL X FDS	5,784	$77K	<0.01%	-956
HTG MOLECULAR DIAGNOSTICS INHTG MOLECULAR DIAGNOSTICS IN	15,189	$77K	<0.01%	+14,090
SLMSLM CORP	6,766	$76K	<0.01%	-102	Timeline
BHEBENCHMARK ELECTRS INC	3,265	$76K	<0.01%	+675	Timeline
TVGRUPO TELEVISA S A B	4,323	$76K	<0.01%	+2,622	Timeline
BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITY	6,278	$76K	<0.01%	+49
NABORS INDUSTRIES LTDNABORS INDUSTRIES LTD	12,208	$76K	<0.01%	-2,822
SL GREEN REALTY CORPSL GREEN REALTY CORP	777	$76K	<0.01%	+362
RAVIFLEXSHARES TR	1,000	$76K	<0.01%	new	Timeline
MPABLACKROCK MUNIYIELD PA QUALI	5,960	$76K	<0.01%	0	Timeline
INDEPENDENCE HLDG COINDEPENDENCE HLDG CO	2,106	$76K	<0.01%	new
ENDOCYTE INCENDOCYTE INC	4,262	$76K	<0.01%	new
INDEXIQ ETF TRINDEXIQ ETF TR	2,669	$76K	<0.01%	+701
WISDOMTREE TRWISDOMTREE TR	1,737	$76K	<0.01%	+904
SEMPRA ENERGYSEMPRA ENERGY	750	$76K	<0.01%	new
RDNRADIAN GROUP INC	3,665	$75K	<0.01%	-2,930	Timeline
NORTHERN OIL & GAS INC NEVNORTHERN OIL & GAS INC NEV	18,727	$75K	<0.01%	+17,227
EDOWFIRST TR EXCHANGE-TRADED FD	3,179	$75K	<0.01%	new	Timeline
EGHT8X8 INC NEW	3,517	$75K	<0.01%	-588	Timeline
IMMRIMMERSION CORP	7,084	$75K	<0.01%	+6,046	Timeline
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED	2,195	$75K	<0.01%	+1,483
OPPENHEIMER ETF TROPPENHEIMER ETF TR	2,787	$75K	<0.01%	+2,037
TSEMTOWER SEMICONDUCTOR LTD	3,396	$74K	<0.01%	+1,713	Timeline
COHUCOHU INC	2,947	$74K	<0.01%	+199	Timeline
PLUGPLUG PWR INC	38,410	$74K	<0.01%	+26,000	Timeline
FIRST TRUST NEW OPPORTUNITI…FIRST TRUST NEW OPPORTUNITIES	7,684	$74K	<0.01%	+5,412
BLACKROCK LONG-TERM MUNCIPA…BLACKROCK LONG-TERM MUNCIPAL A	6,500	$74K	<0.01%	0
VFLABRDN NATL MUN INCOME FD	6,039	$74K	<0.01%	0	Timeline
SDGISHARES TR	1,273	$74K	<0.01%	-52	Timeline
MICRO FOCUS INTL PLC NPV ADRMICRO FOCUS INTL PLC NPV ADR	4,057	$74K	<0.01%	+2,100
MDRXVERADIGM INC. COMMON STOCK(DE)	5,155	$74K	<0.01%	+1,430	Timeline
DREYFUS STRATEGIC MUN BD FDDREYFUS STRATEGIC MUN BD FD	10,085	$74K	<0.01%	+8,905
MACQUARIE FT TR GB INF UT DIMACQUARIE FT TR GB INF UT DI	6,786	$74K	<0.01%	-1,722
BG STAFFING INCBG STAFFING INC	2,752	$74K	<0.01%	+2,417
TRECORA RESTRECORA RES	5,300	$74K	<0.01%	0
SANMSANMINA CORP	2,637	$73K	<0.01%	+696	Timeline
XSOEWISDOMTREE TR	2,607	$73K	<0.01%	+1,380	Timeline
CHDNCHURCHILL DOWNS INC	265	$73K	<0.01%	+221	Timeline
CASHPATHWARD FINANCIAL INC	882	$73K	<0.01%	-4,366	Timeline
UNFUNIFIRST CORP MASS	418	$73K	<0.01%	+222	Timeline
TNDMTANDEM DIABETES CARE INC	1,701	$73K	<0.01%	+1,226	Timeline
BLACKROCK MUNIHOLDINGS INVE…BLACKROCK MUNIHOLDINGS INVESTM	5,800	$73K	<0.01%	0
ENZLISHARES TR	1,506	$73K	<0.01%	-47	Timeline
INDEXIQ ETF TRINDEXIQ ETF TR	2,807	$73K	<0.01%	+11
COREPOINT LODGING INCCOREPOINT LODGING INC	3,744	$73K	<0.01%	new
NUVECTRA CORPNUVECTRA CORP	3,314	$73K	<0.01%	0
ANDEANDERSONS INC	1,912	$72K	<0.01%	+441	Timeline
ECHOECHOSTAR CORP	1,551	$72K	<0.01%	+371	Timeline
RSPDINVESCO EXCHANGE TRADED FD T	675	$72K	<0.01%	0	Timeline
TUPPERWARE BRANDS CORPTUPPERWARE BRANDS CORP	2,139	$72K	<0.01%	-1,616
OFLXOMEGA FLEX INC	1,017	$72K	<0.01%	+633	Timeline
KCESPDR SERIES TRUST	1,278	$72K	<0.01%	+69	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
APPLE INCAPPLE INC CALL	call	15	$146K	0
NETFLIX INC.NETFLIX INC. CALL	call	3	$73K	0
META PLATFORMS INCMETA PLATFORMS INC CALL	call	35	$51K	new
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUT	put	140	$50K	+16
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD CALL	call	10	$23K	new
INVESCO QQQ TRINVESCO QQQ TR PUT	put	30	$12K	new
TWITTER INCTWITTER INC COM	call	20	$12K	new
STATE STR SPDR DOW JONES INDSTATE STR SPDR DOW JONES IND UT SER 1	put	30	$11K	new
CITIGROUP INCCITIGROUP INC CALL	call	3	$7K	0
TEVA PHARMACEUTICAL INDS LTDTEVA PHARMACEUTICAL INDS LTD CALL	call	10	$7K	new
MACYS INCMACYS INC CALL	call	50	$6K	0
BANK OF AMER CORPBANK OF AMER CORP CALL	call	13	$2K	0
BAUSCH HEALTH COS INCBAUSCH HEALTH COS INC COM	call	2	$2K	new
TESLA INCTESLA INC PUT	put	7	$1K	-2
FREEPORT MCMORAN INCFREEPORT MCMORAN INC CALL	call	12	$1K	new
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC CALL	call	5	$0	new
SPDR GOLD TRSPDR GOLD TR CALL	call	8	$0	new
NETFLIX INC.NETFLIX INC. PUT	put	50	$0	-50
BLOCK INCBLOCK INC PUT	put	1	$0	new
CERNER CORPCERNER CORP COM	put	60	$0	0
WORLD WRESTLING ENTERTAINME…WORLD WRESTLING ENTERTAINMENT CMN… Cmn	put	1	$0	new
ENERGOUS CORPENERGOUS CORP CALL	call	1	$0	0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1	principal	466	$468K	0
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1	principal	80	$80K	+20
PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0	principal	59	$57K	0
CALAMP CORPCALAMP CORP NOTE 1.625% 5/1	principal	52	$55K	0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0	principal	46	$53K	-4
FINISAR CORPFINISAR CORP NOTE 0.500%12/1	principal	57	$52K	0
APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC NOTE 4.750% 8/2	principal	52	$52K	0
PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0	principal	52	$52K	+7
KB HOME 1.375KB HOME 1.375 NOTE 1.375% 2/0	principal	50	$51K	0
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP NOTE 5.000% 6/1	principal	50	$51K	new
TUTOR PERINI CORPTUTOR PERINI CORP NOTE 2.875% 6/1	principal	47	$48K	0
HCI GROUP INCHCI GROUP INC NOTE 4.250% 3/0	principal	48	$48K	0
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0	principal	48	$48K	0
VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0	principal	44	$47K	+28
PACIRA BIOSCIENCESPACIRA BIOSCIENCES NOTE 2.375% 4/0	principal	41	$43K	new
HORIZON GLOBAL CORPHORIZON GLOBAL CORP NOTE 2.750% 7/0	principal	58	$43K	0
ROVI CORPROVI CORP NOTE 0.500% 3/0	principal	42	$40K	-5
NEW YORK MTG TRUSTNEW YORK MTG TRUST NOTE 6.250% 1/1	principal	39	$39K	-9
VEECO INSTRS INC DELVEECO INSTRS INC DEL NOTE 2.700% 1/1	principal	33	$28K	0
TTM TECHNOLOGIES INCTTM TECHNOLOGIES INC NOTE 1.750%12/1	principal	16	$27K	-11
ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1	principal	17	$26K	0
GREEN PLAINS INCGREEN PLAINS INC NOTE 4.125% 9/0	principal	26	$25K	0
INTEL CORPINTEL CORP CORPORATE OBLIG	principal	10	$23K	0
TWITTER INCTWITTER INC NOTE 1.000% 9/1	principal	25	$23K	0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1	principal	19	$23K	0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0	principal	19	$22K	0
INPHI CORPINPHI CORP NOTE 0.750% 9/0	principal	21	$21K	-5
YAHOO INCYAHOO INC NOTE 12/0	principal	16	$21K	0
WELLS FARGO & COWELLS FARGO & CO MTNF 6/0	principal	12	$20K	0
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND	principal	18	$19K	+7
CITRIX SYS INCCITRIX SYS INC NOTE 0.500% 4/1	principal	12	$18K	0
TESLA INCTESLA INC NOTE 1.250% 3/0	principal	18	$17K	-5
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1	principal	14	$17K	0
ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC COM	principal	4	$16K	0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	14	$15K	0
NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1	principal	12	$15K	0
ARES CAP CORPARES CAP CORP NOTE 4.375% 1/1	principal	15	$15K	0
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1	principal	15	$14K	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3	principal	11	$13K	new
GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 2/0	principal	11	$13K	0
CAESARS ENTMT CORPCAESARS ENTMT CORP NOTE	principal	7	$13K	0
ALLSCRIPTS HEALTHCARE SOLUTNALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0	principal	12	$13K	0
STARWOOD PROPERTY TRUSTSTARWOOD PROPERTY TRUST Convertible Debt	principal	12	$12K	0
HANNON ARMSTRONG SUST INFR CHANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0	principal	12	$12K	0
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC DBCV 2/1	principal	12	$12K	0
PDC ENERGY INCPDC ENERGY INC NOTE 1.125% 9/1	principal	12	$12K	new
ENVESTNET INCENVESTNET INC NOTE 1.75012/1	principal	11	$12K	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1	principal	9	$11K	0
REDWOOD TRUST INCREDWOOD TRUST INC BOND	principal	11	$11K	0
RED HAT INCRED HAT INC NOTE 0.250%10/0	principal	6	$11K	-2
STARWOOD WAYPOINT RESIDENTLSTARWOOD WAYPOINT RESIDENTL NOTE 3.000% 7/0	principal	9	$11K	0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	6	$10K	0
ARES CAPITAL CORPARES CAPITAL CORP NOTE 3.750% 2/0	principal	10	$10K	+8
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.350% 6/1	principal	6	$10K	0
GOLDMAN SACHS BDC INCGOLDMAN SACHS BDC INC NOTE 4.500% 4/0	principal	10	$10K	new
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 7/0	principal	5	$10K	0
AIR LEASE CORPAIR LEASE CORP NOTE 3.875%12/0	principal	6	$10K	0
DYCOM INDS INCDYCOM INDS INC NOTE 0.750% 9/1	principal	8	$9K	0
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTE	principal	9	$9K	0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0	principal	7	$8K	0
HCI GROUP INCHCI GROUP INC NOTE 3.875% 3/1	principal	8	$8K	-29
SM ENERGY COSM ENERGY CO NOTE 1.500% 7/0	principal	6	$7K	new
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC CNV	principal	7	$7K	0
LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.500 5/1	principal	4	$7K	0
THERAVANCE INCTHERAVANCE INC CORPORATE OBLIG	principal	6	$6K	0
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 1.000% 1/1	principal	5	$6K	new
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1	principal	5	$6K	0
HERCULES CAPITAL INCHERCULES CAPITAL INC DBCV 4.375% 2/0	principal	6	$6K	0
SYNAPTICS INCSYNAPTICS INC NOTE 0.500% 6/1	principal	6	$6K	new
CTRIP COM INTL LTDCTRIP COM INTL LTD NOTE 1.000% 7/0	principal	6	$6K	0
ROYAL GOLD INCROYAL GOLD INC NOTE	principal	6	$6K	0
SUNPOWER CORPSUNPOWER CORP DBCV 4.000% 1/1	principal	6	$6K	0
RESTORATION HARDWARE HLDGS IRESTORATION HARDWARE HLDGS I DBCV 7/1	principal	5	$6K	new
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC NOTE 3.000%11/1	principal	4	$6K	0
MACQUARIE INFRASTRUCTURE CORMACQUARIE INFRASTRUCTURE COR NOTE 2.875% 7/1	principal	6	$6K	0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1	principal	7	$5K	0
FIREEYE INCFIREEYE INC NOTE 1.000% 6/0	principal	5	$5K	0
REDFIN CORPREDFIN CORP NOTE 1.750% 7/1	principal	6	$5K	new
RYLAND GROUP 0.250RYLAND GROUP 0.250 NOTE 0.250% 6/0	principal	3	$3K	0
HERBALIFE LTDHERBALIFE LTD NOTE 2.000% 8/1	principal	2	$3K	0
IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1	principal	2	$3K	0
OASIS PETE INC NEWOASIS PETE INC NEW NOTE	principal	2	$3K	0
SOLARCITY CORPSOLARCITY CORP NOTE 1.625%11/0	principal	3	$3K	0
WEATHERFORD INTL LTDWEATHERFORD INTL LTD NOTE 5.875% 7/0	principal	3	$3K	0
SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0	principal	3	$3K	0
INPHI CORPINPHI CORP NOTE 1.125%12/0	principal	3	$3K	0
EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 1.50010/0	principal	2	$3K	0
TESLA INCTESLA INC NOTE 0.250 3/0	principal	3	$3K	0
NAVISTAR INTL CORP NEWNAVISTAR INTL CORP NEW NOTE 4.750 4/1	principal	3	$3K	0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1	principal	3	$2K	0
ALZA CORP 7/2ALZA CORP 7/2 SDCV	principal	1	$2K	0
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC NOTE 2.500% 9/1	principal	2	$2K	0
INSULET CORPINSULET CORP NOTE 1.250% 9/1	principal	1	$2K	-3
VIPSHOP HLDGS LTDVIPSHOP HLDGS LTD NOTE 1.500% 3/1	principal	2	$2K	0
TERADYNE INCTERADYNE INC NOTE	principal	1	$1K	0
AEROJET ROCKETDYNE HLDGS INCAEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1	principal	1	$1K	0
ENSCO JERSEY FIN LTDENSCO JERSEY FIN LTD NOTE 3.000% 1/3	principal	1	$1K	0
INCYTE CORPINCYTE CORP NOTE 0.375%11/1	principal	1	$1K	new

Sold out in Q3 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 236. All 236

Security	Shares before	Value before	Type
KKR & CO LPKKR & CO LP	55,890	$1.39M	shares
KAYNE ANDERSON ENERGY DEV COKAYNE ANDERSON ENERGY DEV CO	72,830	$1.27M	shares
DCT INDUSTRIAL TRUST INCDCT INDUSTRIAL TRUST INC	14,915	$995K	shares
TECHTARGET INCTECHTARGET INC	33,167	$942K	shares
DWS Mun Income TrDWS Mun Income Tr	78,808	$868K	shares
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INC	6,823	$833K	shares
BOFI HOLDING INCBOFI HOLDING INC	16,573	$679K	shares
ADVENT CLAYMORE ENH GRW & INADVENT CLAYMORE ENH GRW & IN	86,310	$668K	shares
NANTHEALTH INCNANTHEALTH INC	175,490	$581K	shares
CYS INVTS INCCYS INVTS INC	68,015	$511K	shares
BANK OF THE OZARKSBANK OF THE OZARKS	9,492	$429K	shares
ADVENT CLAY CONV SEC INC FDADVENT CLAY CONV SEC INC FD	72,105	$402K	shares
VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTL	17,149	$398K	shares
DQDAQO NEW ENERGY CORP	10,363	$368K	shares
KAYNE ANDERSON ENRGY TTL RTKAYNE ANDERSON ENRGY TTL RT	34,885	$330K	shares
JPMORGAN CHASE + CO-CW18JPMORGAN CHASE + CO-CW18	5,020	$318K	shares
MERIDIAN BIOSCIENCE INCMERIDIAN BIOSCIENCE INC	17,195	$273K	shares
iShares S&P AMT-Free Munici…iShares S&P AMT-Free Municipal	10,701	$272K	shares
KRANESHARES TRKRANESHARES TR	7,414	$262K	shares
WILLIAMS PARTNERS L P NEWWILLIAMS PARTNERS L P NEW	6,299	$256K	shares
FIRST TR EXCHANGE TRADED FDFIRST TR EXCHANGE TRADED FD	9,922	$243K	shares
EFZPROSHARES TR	9,078	$237K	shares
ISHARES TRISHARES TR	5,180	$215K	shares
BWZSPDR SERIES TRUST	6,435	$201K	shares
WGL HLDGS INCWGL HLDGS INC	2,077	$184K	shares
EDUCATION RLTY TR INCEDUCATION RLTY TR INC	4,125	$171K	shares
ISHARES TRISHARES TR	5,530	$159K	shares
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T	29	$152K	call
TCP CAP CORPTCP CAP CORP	10,416	$151K	shares
SCHULMAN (A.) INCSCHULMAN (A.) INC	3,143	$140K	shares
KRANESHARES TRKRANESHARES TR	3,683	$124K	shares
RRGBRED ROBIN GOURMET BURGERS IN	2,500	$117K	shares
COTIVITI HLDGS INCCOTIVITI HLDGS INC	2,588	$114K	shares
NVMINOVA LTD	3,775	$103K	shares
XL GROUP LTDXL GROUP LTD	1,837	$102K	shares
DEEPETF SER SOLUTIONS	2,634	$92K	shares
QVALEA SERIES TRUST	2,975	$92K	shares
CIVBCIVISTA BANCSHARES INC	3,653	$88K	shares
ILG INCILG INC	2,539	$84K	shares
ORTHOFIX INTL N VORTHOFIX INTL N V	1,441	$82K	shares
NRG YIELD INCNRG YIELD INC	4,739	$82K	shares
RELX NVRELX NV	3,703	$79K	shares
SPECTRUM BRANDS HLDGS INCSPECTRUM BRANDS HLDGS INC	877	$71K	shares
RELIANT BANCORP INCRELIANT BANCORP INC	2,521	$71K	shares
MTGE INVT CORP COMMTGE INVT CORP COM	3,549	$69K	shares
QUALITY SYS INCQUALITY SYS INC	3,474	$68K	shares
HALYARD HEALTH INCHALYARD HEALTH INC	1,153	$66K	shares
STEWARDSHIP FINL CORPSTEWARDSHIP FINL CORP	5,376	$63K	shares
GGP INCGGP INC	3,000	$61K	shares
NUVEEN TEXAS QUAL MUN INNUVEEN TEXAS QUAL MUN IN	4,781	$61K	shares
UDIVFRANKLIN TEMPLETON ETF TR	2,125	$58K	shares
TSBKTIMBERLAND BANCORP INC	1,479	$55K	shares
Foundation Medicine IncFoundation Medicine Inc	402	$55K	shares
NRG YIELD INCNRG YIELD INC	3,153	$54K	shares
QUALITY CARE PPTYS INCQUALITY CARE PPTYS INC	2,367	$51K	shares
SBFGSB FINL GROUP INC	2,451	$50K	shares
OPPRIVERNORTH DOUBLELINE STRATE	2,795	$49K	shares
TALLGRASS ENERGY PARTNERS LPTALLGRASS ENERGY PARTNERS LP	1,141	$49K	shares
BOARDWALK PIPELINE PARTNERSBOARDWALK PIPELINE PARTNERS	4,203	$48K	shares
JHIHANCOCK JOHN INVS TR	2,713	$43K	shares
ENCORE CAP GROUP INCENCORE CAP GROUP INC	47	$43K	principal
INFINITY PROPERTY & CAS…INFINITY PROPERTY & CASUALTY	295	$42K	shares
RSP PERMIAN INCRSP PERMIAN INC	887	$39K	shares
TRIANGLE CAP CORPTRIANGLE CAP CORP	3,279	$37K	shares
LEGACY RESERVES LPLEGACY RESERVES LP	4,418	$31K	shares
ISHARES TRISHARES TR	1,075	$30K	shares
GASTAR EXPLORATION LTDGASTAR EXPLORATION LTD	52,550	$29K	shares
INTERNATIONAL MULTI-ASSET D…INTERNATIONAL MULTI-ASSET DIVERSI…	1,698	$29K	shares
PUTMAN HIGH INCOME SEC FUNDPUTMAN HIGH INCOME SEC FUND	2,964	$28K	shares
VEGIISHARES INC	900	$26K	shares
AVALGRUPO AVAL ACCIONES Y VALORE	3,094	$26K	shares
ABAXIS INCABAXIS INC	258	$21K	shares
BLACKROCK MUNIYIELD INVT FBLACKROCK MUNIYIELD INVT F	1,537	$21K	shares
THL CREDIT INCTHL CREDIT INC	2,500	$20K	shares
NEUBERGER BERMAN NY INT MUNNEUBERGER BERMAN NY INT MUN	1,730	$20K	shares
MVC CAPITAL INCMVC CAPITAL INC	1,980	$19K	shares
SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC	806	$19K	shares
VIVINT SOLAR INC.VIVINT SOLAR INC.	3,800	$19K	shares
EGALET CORPEGALET CORP	45,650	$19K	shares
SAFTSAFETY INS GROUP INC	207	$18K	shares
Blackrock 2022 Global InBlackrock 2022 Global In	2,000	$18K	shares
Dws Strategic Muni IncmDws Strategic Muni Incm	1,634	$18K	shares
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	806	$18K	shares
WORKDAY INCWORKDAY INC	12	$18K	principal
ISHARES EDGE MSCI MIN VOL E…ISHARES EDGE MSCI MIN VOL EAFE CU…	633	$18K	shares
ANGI INC CLASS AANGI INC CLASS A	1,130	$17K	shares
VERIFONE SYS INCVERIFONE SYS INC	693	$16K	shares
EXCHANGE LISTED FDS TR REX …EXCHANGE LISTED FDS TR REX BKCM E…	600	$15K	shares
ISHARES TRISHARES TR	670	$15K	shares
ETDETHAN ALLEN INTERIORS INC	568	$14K	shares
GALMED PHARMACEUTICALS LTDGALMED PHARMACEUTICALS LTD	1,200	$14K	shares
KSAISHARES TR	400	$13K	shares
CHARTER FINANCIAL CORPCHARTER FINANCIAL CORP	544	$13K	shares
ISHARES TRISHARES TR	532	$13K	shares
INTELLIPHARMACEUTICS INTERNAINTELLIPHARMACEUTICS INTERNA	29,462	$13K	shares
AXTIAXT INC	1,685	$12K	shares
ISHARES TRISHARES TR	200	$12K	shares
NEVRO CORPNEVRO CORP	11	$12K	principal
BCVBANCROFT FD LTD	521	$11K	shares
AKERS BIOSCIENCES INCAKERS BIOSCIENCES INC	29,000	$11K	shares

How Q3 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001681115-18-000009	base		2018-11-14	acceptance time not in the bulk data set	2026-10-07 19:03:47 UTC