Advisor Group, Inc.

13F filer, CIK 1681115, PHOENIX, AZ

Advisor Group, Inc. reported $9,917,819,000 across 5,256 holdings for the quarter ended 2018-09-30, in a 13F-HR filed 2018-11-14. Its ten largest share positions make up 19.04% of the portfolio.

Filed 2018-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:03:47 UTC13F-HR 0001681115-18-000009

Period: 2018-09-30
Reported value: $9.92B
Holdings: 5,256
Top 10 weight: 19.04%
New: 420
Sold out: 236

Largest buys vs the previous quarter

Security	Shares change	Approx. value
VOOadded	+409,036	$109M
IVVadded	+316,290	$92.6M
USMVadded	+1,442,422	$82.3M
IVWadded	+387,612	$68.7M
VEAadded	+1,295,308	$56.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
IWNreduced	-370,616	-$49.3M
SPSBreduced	-615,803	-$18.6M
DIAreduced	-38,104	-$10.1M
BWXreduced	-336,447	-$9.22M
HYDreduced	-249,792	-$7.78M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2018

Share positions as resolved from 13F-HR 0001681115-18-000009, largest first. % of portfolio is the value over $9,917,415,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
MEDICINES COMEDICINES CO	1,215	$36K	<0.01%	+226
PRETIUM RESOURCES INCPRETIUM RESOURCES INC	4,725	$36K	<0.01%	-5,207
ETFETF	359	$36K	<0.01%	-1,409
ADAMAS PHARMACEUTICALS INCADAMAS PHARMACEUTICALS INC	1,790	$36K	<0.01%	+1,590
UNIT CORPUNIT CORP	1,386	$36K	<0.01%	+1,097
TSAKOS ENERGY NAVIGATION LTDTSAKOS ENERGY NAVIGATION LTD	10,772	$36K	<0.01%	new
BANK OF AMERICA CORPORATIONBANK OF AMERICA CORPORATION	2,000	$36K	<0.01%	0
TKCTURKCELL ILETISIM	7,230	$35K	<0.01%	-2,864	Timeline
FLTBFIDELITY MERRIMACK STR TR	701	$35K	<0.01%	+601	Timeline
TPCTUTOR PERINI CORP	1,820	$35K	<0.01%	+462	Timeline
CSIQCANADIAN SOLAR INC	2,392	$35K	<0.01%	+867	Timeline
AVALARA INCAVALARA INC	1,029	$35K	<0.01%	+954
BLACKROCK MUNIYIELD INVESTM…BLACKROCK MUNIYIELD INVESTMENT	2,800	$35K	<0.01%	0
AMTRUST FINL SVCS INCAMTRUST FINL SVCS INC	2,379	$35K	<0.01%	0
INVESCOINVESCO	1,750	$35K	<0.01%	+170
VOCERA COMMUNICATIONS INCVOCERA COMMUNICATIONS INC	968	$35K	<0.01%	+861
VanEck Rare Earth/Strat Mtl…VanEck Rare Earth/Strat Mtls ETF	1,734	$35K	<0.01%	+309
Reality Shares Nasdaq NexGe…Reality Shares Nasdaq NexGen Econ…	1,453	$35K	<0.01%	+570
JUST ENERGY GROUP INCJUST ENERGY GROUP INC	10,968	$35K	<0.01%	+7,000
Chesapeake Energy Corp PFD …Chesapeake Energy Corp PFD Conv	650	$35K	<0.01%	0
HGVHILTON GRAND VACATIONS INC	1,027	$34K	<0.01%	-208	Timeline
RUSHARUSH ENTERPRISES INC	861	$34K	<0.01%	+30	Timeline
UCTTULTRA CLEAN HLDGS INC	2,745	$34K	<0.01%	+1,445	Timeline
AGGYWISDOMTREE TR	705	$34K	<0.01%	-400	Timeline
PRKSUNITED PARKS & RESORTS INC	1,080	$34K	<0.01%	+40	Timeline
MIMECAST LIMITEDMIMECAST LIMITED	805	$34K	<0.01%	+163
BLACKROCK MUN BD TRBLACKROCK MUN BD TR	2,446	$34K	<0.01%	+1,446
SHELL MIDSTREAM PARTNERS L PSHELL MIDSTREAM PARTNERS L P	1,589	$34K	<0.01%	+809
VKQINVESCO MUNICIPAL TRUST	2,990	$34K	<0.01%	+2,000	Timeline
PMLPIMCO MUN INCOME FD II	2,608	$34K	<0.01%	+107	Timeline
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN	1,717	$34K	<0.01%	-3,076
CWCOCONSOLIDATED WATER CO INC	2,467	$34K	<0.01%	+1,113	Timeline
VNMVANECK ETF TRUST	2,020	$34K	<0.01%	+827	Timeline
EELVINVESCO EXCH TRADED FD TR II	1,376	$34K	<0.01%	+538	Timeline
ISRAVANECK ETF TRUST	1,020	$34K	<0.01%	0	Timeline
TOKISHARES TR	497	$34K	<0.01%	+293	Timeline
WESCO AIRCRAFT HOLDINGS INCWESCO AIRCRAFT HOLDINGS INC	3,011	$34K	<0.01%	+311
REXNORD CORPREXNORD CORP	1,078	$34K	<0.01%	+608
PENNEY J C INCPENNEY J C INC	20,503	$34K	<0.01%	+593
BOINGO WIRELESS INCBOINGO WIRELESS INC	997	$34K	<0.01%	+252
STATE BANK FINL CORP COMSTATE BANK FINL CORP COM	1,141	$34K	<0.01%	+794
DEUTSCHE BK AG LONDONDEUTSCHE BK AG LONDON	1,421	$34K	<0.01%	-793
PENPENUMBRA INC	221	$33K	<0.01%	+108	Timeline
MOVMOVADO GROUP INC	804	$33K	<0.01%	+53	Timeline
ARQARQ INC	2,727	$33K	<0.01%	0	Timeline
RHRH	253	$33K	<0.01%	-1,447	Timeline
WKCWORLD KINECT CORPORATION	1,203	$33K	<0.01%	-265	Timeline
XMYDXBLACKROCK MUNIYIELD FUND	2,507	$33K	<0.01%	+1,000	Timeline
TERRAFORM PWR INCTERRAFORM PWR INC	2,881	$33K	<0.01%	new
FLNFIRST TR EXCH TRD ALPHDX FD	1,780	$33K	<0.01%	0	Timeline
IGCIGC PHARMA INC	5,232	$33K	<0.01%	new	Timeline
TBTPROSHARES TR	850	$33K	<0.01%	-3,000	Timeline
DTECALPS ETF TR	1,110	$33K	<0.01%	+125	Timeline
GOVIINVESCO EXCH TRADED FD TR II	1,070	$33K	<0.01%	0	Timeline
NEVRO CORPNEVRO CORP	560	$33K	<0.01%	+183
SPIRIT AIRLS INCSPIRIT AIRLS INC	705	$33K	<0.01%	+328
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T	550	$33K	<0.01%	0
AXSAXIS CAP HLDGS LTD	559	$32K	<0.01%	+65	Timeline
HAEHAEMONETICS CORP MASS	283	$32K	<0.01%	+6	Timeline
CPACOPA HOLDINGS SA	399	$32K	<0.01%	0	Timeline
BCCBOISE CASCADE CO DEL	870	$32K	<0.01%	-1,883	Timeline
SAAPROSHARES TR	250	$32K	<0.01%	new	Timeline
MGNXMACROGENICS INC	1,470	$32K	<0.01%	+500	Timeline
MLKNMILLERKNOLL INC	815	$32K	<0.01%	+70	Timeline
CRESTWOOD EQUITY PARTNERS L…CRESTWOOD EQUITY PARTNERS LP U	860	$32K	<0.01%	0
GAMGENERAL AMERN INVS CO INC	869	$32K	<0.01%	-2,403	Timeline
CETCENTRAL SECS CORP	1,069	$32K	<0.01%	0	Timeline
WRIGHT MED GROUP N VWRIGHT MED GROUP N V	1,090	$32K	<0.01%	+377
PINNACLE ENTMT INC NEWPINNACLE ENTMT INC NEW	939	$32K	<0.01%	+99
BHRBRAEMAR HOTELS & RESORTS INC	2,660	$32K	<0.01%	+481	Timeline
KNOPKNOT OFFSHORE PARTNERS LP	1,487	$32K	<0.01%	+1,380	Timeline
AEFABRDN EMERGING MARKETS EX CH	4,746	$32K	<0.01%	+3,412	Timeline
QWLDSPDR INDEX SHS FDS	414	$32K	<0.01%	new	Timeline
UPWPROSHARES TR	671	$32K	<0.01%	+455	Timeline
WESTPORT FUEL SYSTEMS INCWESTPORT FUEL SYSTEMS INC	10,450	$32K	<0.01%	-250
CVR REFINING LP COM UNIT RE…CVR REFINING LP COM UNIT REPSTG L…	1,622	$32K	<0.01%	-16,210
INVESCO DB MLTI SECTR CMMTYINVESCO DB MLTI SECTR CMMTY	860	$32K	<0.01%	+800
JANUS DETROIT STR TRJANUS DETROIT STR TR	1,000	$32K	<0.01%	0
OSSEN INNOVATION CO LTDOSSEN INNOVATION CO LTD	15,000	$32K	<0.01%	0
NFRAFLEXSHARES TR	657	$31K	<0.01%	+1	Timeline
NUDMNUSHARES ETF TR	1,163	$31K	<0.01%	new	Timeline
AGNTAGNT INC	1,640	$31K	<0.01%	-400	Timeline
CUBICUSTOMERS BANCORP INC	1,308	$31K	<0.01%	-123	Timeline
WERNWERNER ENTERPRISES INC	865	$31K	<0.01%	-6,599	Timeline
UEICUNIVERSAL ELECTRS INC	775	$31K	<0.01%	0	Timeline
HPPHUDSON PAC PPTYS INC	961	$31K	<0.01%	-50	Timeline
SXCSUNCOKE ENERGY INC	2,692	$31K	<0.01%	+10	Timeline
SGUSTAR GROUP LP	3,157	$31K	<0.01%	-1,224	Timeline
ASAASA GOLD AND PRECIOUS MTLS L	3,495	$31K	<0.01%	+950	Timeline
MMLPMARTIN MIDSTREAM PRTNRS L P	2,668	$31K	<0.01%	+13	Timeline
AQUA METALS INCAQUA METALS INC	12,100	$31K	<0.01%	+11,550
VIRNETX HLDG CORPVIRNETX HLDG CORP	6,650	$31K	<0.01%	-410
CORENERGY INFRASTRUCTURE TRCORENERGY INFRASTRUCTURE TR	814	$31K	<0.01%	-1,623
FERRELLGAS PARTNERS L.P.FERRELLGAS PARTNERS L.P.	14,256	$31K	<0.01%	-6,949
DOMINION ENERGY MIDSTRM PRTNDOMINION ENERGY MIDSTRM PRTN	1,712	$31K	<0.01%	+1,491
VANECK EGYPT INDEX ETFVANECK EGYPT INDEX ETF	1,000	$31K	<0.01%	new
PORTFOLIOPLUS S&P 500 ETFPORTFOLIOPLUS S&P 500 ETF	769	$31K	<0.01%	0
EMERALD EXPOSITIONS EVENTS IEMERALD EXPOSITIONS EVENTS I	1,859	$31K	<0.01%	+1,146
EQT GP HLDGS LPEQT GP HLDGS LP	1,455	$31K	<0.01%	+945
ISMDNORTHERN LTS FD TR IV	1,031	$30K	<0.01%	+675	Timeline
CVLTCOMMVAULT SYS INC	434	$30K	<0.01%	+208	Timeline
PAGSPAGSEGURO DIGITAL LTD	1,095	$30K	<0.01%	+478	Timeline
BANFBANCFIRST CORP	502	$30K	<0.01%	0	Timeline
PLOWDOUGLAS DYNAMICS INC	671	$30K	<0.01%	-1,537	Timeline
CVLGCOVENANT LOGISTICS GROUP INC	1,062	$30K	<0.01%	-247	Timeline
FXFINVESCO CURRENCYSHARES SWISS	312	$30K	<0.01%	-30	Timeline
MGFABERDEEN GOVT MARKETS INCOME	6,665	$30K	<0.01%	0	Timeline
NPKNATIONAL PRESTO INDS INC	230	$30K	<0.01%	+210	Timeline
QEMMSPDR INDEX SHS FDS	500	$30K	<0.01%	new	Timeline
LFVNLIFEVANTAGE CORP	2,779	$30K	<0.01%	+361	Timeline
TILE SHOP HLDGS INCTILE SHOP HLDGS INC	4,280	$30K	<0.01%	+3,952
DENNDENNY'S CORP	2,019	$30K	<0.01%	0	Timeline
Western Midstream PartnersWestern Midstream Partners	989	$30K	<0.01%	+380
PENNSYLVANIA RL ESTATE INVTPENNSYLVANIA RL ESTATE INVT	3,183	$30K	<0.01%	-1,399
ELLINGTON FINANCIAL LLCELLINGTON FINANCIAL LLC	1,855	$30K	<0.01%	-200
GLOBAL BRASS & COPPR HLDGS IGLOBAL BRASS & COPPR HLDGS I	807	$30K	<0.01%	0
ROYAL BANK OF SCOT-SPON ADRROYAL BANK OF SCOT-SPON ADR	4,702	$30K	<0.01%	-273
TANZANIAN ROYALTY EXPLORATI…TANZANIAN ROYALTY EXPLORATION COR…	82,400	$30K	<0.01%	-1,000
COMMUNITY BANKERS TRUST CORPCOMMUNITY BANKERS TRUST CORP	3,360	$30K	<0.01%	0
GLOBAL X FDSGLOBAL X FDS	1,394	$30K	<0.01%	0
FORESIGHT ENERGY LPFORESIGHT ENERGY LP	7,602	$30K	<0.01%	+117
IBDNORTHERN LTS FD TR IV	1,185	$29K	<0.01%	+812	Timeline
ESPRESPERION THERAPEUTICS INC NE	656	$29K	<0.01%	+593	Timeline
ANIKANIKA THERAPEUTICS INC	691	$29K	<0.01%	+38	Timeline
PZZAPAPA JOHNS INTL INC	577	$29K	<0.01%	-778	Timeline
GNEGENIE ENERGY LTD	5,268	$29K	<0.01%	+74	Timeline
FNDCSCHWAB STRATEGIC TR	856	$29K	<0.01%	+656	Timeline
CELCCELCUITY INC	1,006	$29K	<0.01%	0	Timeline
ZGZILLOW GROUP INC	640	$29K	<0.01%	+40	Timeline
HCKTHACKETT GROUP INC	1,433	$29K	<0.01%	+115	Timeline
EATON VANCE TAX-ADVANTAGED …EATON VANCE TAX-ADVANTAGED BON	3,324	$29K	<0.01%	-4,098
CONSOL ENERGY INC NEWCONSOL ENERGY INC NEW	707	$29K	<0.01%	-146
JACKJACK IN THE BOX INC	348	$29K	<0.01%	+125	Timeline
GNMAISHARES TR	604	$29K	<0.01%	0	Timeline
AMPHAMPHASTAR PHARMACEUTICALS IN	1,500	$29K	<0.01%	-1,000	Timeline
DBBINVESCO DB MULTI-SECTOR COMM	1,777	$29K	<0.01%	+60	Timeline
SEMGROUP CORPSEMGROUP CORP	1,342	$29K	<0.01%	-220
DFPFLAHERTY & CRUMRINE DYNAMIC	1,249	$29K	<0.01%	+849	Timeline
RINFPROSHARES TR	1,000	$29K	<0.01%	new	Timeline
ABFLABACUS FCF ETF TR	750	$29K	<0.01%	0	Timeline
AVID BIOSERVICES INCAVID BIOSERVICES INC	4,148	$29K	<0.01%	+972
GLOBAL X FDSGLOBAL X FDS	2,390	$29K	<0.01%	+393
NUVEEN PA MUN VALUE FDNUVEEN PA MUN VALUE FD	2,270	$29K	<0.01%	0
APPTIO INCAPPTIO INC	767	$29K	<0.01%	+418
SAFETY INCOME & GROWTH INCSAFETY INCOME & GROWTH INC	1,550	$29K	<0.01%	0
LATTICE STRATEGIES TRLATTICE STRATEGIES TR	1,900	$29K	<0.01%	0
OPPENHEIMER ETF TROPPENHEIMER ETF TR	1,150	$29K	<0.01%	+400
SCHLSCHOLASTIC CORP	594	$28K	<0.01%	0	Timeline
TMHCTAYLOR MORRISON HOME CORP	1,546	$28K	<0.01%	-745	Timeline
WDIVSPDR INDEX SHS FDS	408	$28K	<0.01%	-1,852	Timeline
WSFSWSFS FINL CORP	589	$28K	<0.01%	+552	Timeline
GRAFTECH INTL LTDGRAFTECH INTL LTD	1,408	$28K	<0.01%	+1,068
CCSCENTURY COMMUNITIES INC	1,050	$28K	<0.01%	0	Timeline
BLACKROCK MUNIHOLDINGS QUALIBLACKROCK MUNIHOLDINGS QUALI	2,445	$28K	<0.01%	0
NFBKNORTHFIELD BANCORP INC DEL	1,790	$28K	<0.01%	+28	Timeline
WTMFWISDOMTREE TR	665	$28K	<0.01%	-56	Timeline
FLQSFRANKLIN TEMPLETON ETF TR	950	$28K	<0.01%	0	Timeline
BHVBLACKROCK VA MUN BD TR	1,609	$28K	<0.01%	0	Timeline
THRTHERMON GROUP HLDGS INC	1,097	$28K	<0.01%	+11	Timeline
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE	751	$28K	<0.01%	+257
VREVERIS RESIDENTIAL INC	1,348	$28K	<0.01%	+223	Timeline
SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY CO	5,455	$28K	<0.01%	-165
WESTERN ASSET MTG CAP CORPWESTERN ASSET MTG CAP CORP	2,842	$28K	<0.01%	+500
FIRST TR EXCH TRD ALPHA FD IFIRST TR EXCH TRD ALPHA FD I	2,450	$28K	<0.01%	0
CARE COM INCCARE COM INC	1,245	$28K	<0.01%	0
JUPAI HLDGS LTDJUPAI HLDGS LTD	3,300	$28K	<0.01%	+3,200
NUVEEN CORPORATE INCM NOVEMENUVEEN CORPORATE INCM NOVEME	2,913	$28K	<0.01%	new
ASSURANT INCASSURANT INC	250	$28K	<0.01%	new
BLDRBUILDERS FIRSTSOURCE INC	1,853	$27K	<0.01%	-224	Timeline
TGTXTG THERAPEUTICS INC	4,865	$27K	<0.01%	+500	Timeline
AROCARCHROCK INC	2,224	$27K	<0.01%	-273	Timeline
WGOWINNEBAGO INDS INC	813	$27K	<0.01%	+67	Timeline
WHFWHITEHORSE FIN INC	1,912	$27K	<0.01%	+600	Timeline
H&E EQUIPMENT SERVICES INCH&E EQUIPMENT SERVICES INC	698	$27K	<0.01%	-116
LIFE STORAGE INCLIFE STORAGE INC	276	$27K	<0.01%	-1,516
BANCO SANTANDER MEXICO SABANCO SANTANDER MEXICO SA	3,445	$27K	<0.01%	+648
VISNVISTANCE NETWORKS INC	875	$27K	<0.01%	+374	Timeline
RGCORGC RES INC	1,016	$27K	<0.01%	0	Timeline
PFIINVESCO EXCHANGE TRADED FD T	779	$27K	<0.01%	-5,592	Timeline
ARGTGLOBAL X FDS	1,000	$27K	<0.01%	+825	Timeline
SANCHEZ ENERGY CORPSANCHEZ ENERGY CORP	12,015	$27K	<0.01%	-740
Anglogold Ashanti PlcAnglogold Ashanti Plc	3,183	$27K	<0.01%	+840
AKTSQAkoustis Technologies Inc	3,410	$27K	<0.01%	+176	Timeline
MOMENTA PHARMACEUTICALS INCMOMENTA PHARMACEUTICALS INC	1,018	$27K	<0.01%	+503
SUPERIOR DRILLING PRODS INCSUPERIOR DRILLING PRODS INC	8,600	$27K	<0.01%	+2,600
WTSWATTS WATER TECHNOLOGIES INC	310	$26K	<0.01%	-160	Timeline
SBSCOMPANHIA DE SANEAMENTO BASI	4,455	$26K	<0.01%	+551	Timeline
TLKTELEKOMUNIKASI IND	1,048	$26K	<0.01%	-200	Timeline
THSTREEHOUSE FOODS INC	529	$26K	<0.01%	+63	Timeline
MCHIISHARES TR	435	$26K	<0.01%	-2,508	Timeline
IDEVISHARES TR	450	$26K	<0.01%	0	Timeline
NRPNATURAL RESOURCE PARTNERS LP	841	$26K	<0.01%	+191	Timeline
BRXBRIXMOR PPTY GROUP INC	1,508	$26K	<0.01%	-56	Timeline
BBDBANCO BRADESCO S A	3,698	$26K	<0.01%	+723	Timeline
ZYNGA INC.ZYNGA INC.	6,551	$26K	<0.01%	-645
MIX TELEMATICS LTDMIX TELEMATICS LTD	1,804	$26K	<0.01%	-753
LMNRLIMONEIRA CO	1,000	$26K	<0.01%	0	Timeline
FEMBFIRST TR EXCH TRADED FD III	726	$26K	<0.01%	+297	Timeline
FIDFIRST TR EXCHANGE TRADED FD	1,502	$26K	<0.01%	new	Timeline
TBITRUEBLUE INC	1,017	$26K	<0.01%	-90	Timeline
RICKRCI HOSPITALITY HLDGS INC	901	$26K	<0.01%	new	Timeline
NANNUVEEN NY DIVI ADV	2,130	$26K	<0.01%	0	Timeline
ERTHINVESCO EXCHANGE TRADED FD T	596	$26K	<0.01%	+273	Timeline
SVMSILVERCORP METALS INC	10,578	$26K	<0.01%	0	Timeline
EDFVIRTUS STONE HBR EMRG MKTS I	2,000	$26K	<0.01%	new	Timeline
AKORN INCAKORN INC	1,973	$26K	<0.01%	+1,045
LIBERTYLIBERTY	967	$26K	<0.01%	+777
AMERICAN NATL INSAMERICAN NATL INS	199	$26K	<0.01%	+178
MODEL N INCMODEL N INC	1,620	$26K	<0.01%	-1,300
ENERGOUS CORPENERGOUS CORP	2,570	$26K	<0.01%	-3,040
GREENSKY INCGREENSKY INC	1,435	$26K	<0.01%	+1,143
SOCIETAL CDMO INCSOCIETAL CDMO INC	3,600	$26K	<0.01%	new
Ampio PharmaceuticalsAmpio Pharmaceuticals	49,701	$26K	<0.01%	+9,000
AIMMUNE THERAPEUTICS INC.AIMMUNE THERAPEUTICS INC.	941	$26K	<0.01%	+100
ALPS ETF TRALPS ETF TR	1,100	$26K	<0.01%	0
WOORI BKWOORI BK	580	$26K	<0.01%	+147
NIONIO INC	3,650	$25K	<0.01%	new	Timeline
ACMAECOM	807	$25K	<0.01%	-124	Timeline
AXGNAXOGEN INC	672	$25K	<0.01%	-7,076	Timeline
CNACNA FINL CORP	543	$25K	<0.01%	new	Timeline
ADUSADDUS HOMECARE CORP	357	$25K	<0.01%	+222	Timeline
EOLSEVOLUS INC	1,300	$25K	<0.01%	0	Timeline
ICHRICHOR HOLDINGS	1,261	$25K	<0.01%	-20,959	Timeline
OUTFRONT MEDIA INCOUTFRONT MEDIA INC	1,294	$25K	<0.01%	-2,609
DUFF & PHELPS SLT ENGY AND MDUFF & PHELPS SLT ENGY AND M	4,053	$25K	<0.01%	+62
SGMOQSANGAMO THERAPEUTICS INC	1,450	$25K	<0.01%	+500	Timeline
NUVEEN ENERGY MLP TOTL RTRNFNUVEEN ENERGY MLP TOTL RTRNF	2,275	$25K	<0.01%	0
TTECTTEC HLDGS INC	987	$25K	<0.01%	+155	Timeline
EL PASO ELECTRIC COEL PASO ELECTRIC CO	442	$25K	<0.01%	+22
AIVIWISDOMTREE TR	588	$25K	<0.01%	-433	Timeline
WHEELER REAL ESTATE INVT TRWHEELER REAL ESTATE INVT TR	1,340	$25K	<0.01%	0
VEGAADVISORSHARES TR	773	$25K	<0.01%	new	Timeline
THE STARS GROUP INCTHE STARS GROUP INC	990	$25K	<0.01%	+748
STRATEGYSTRATEGY	621	$25K	<0.01%	new
VNRXVOLITIONRX LTD	9,770	$25K	<0.01%	0	Timeline
SUN HYDRAULICS CORPSUN HYDRAULICS CORP	461	$25K	<0.01%	+200
BLACKROCK MUNI 2018 TERM TRBLACKROCK MUNI 2018 TERM TR	1,650	$25K	<0.01%	-13,400
LIBBEY INCLIBBEY INC	2,837	$25K	<0.01%	-155
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	1,014	$25K	<0.01%	-6,035
OCEAN RIG UDW INCOCEAN RIG UDW INC	711	$25K	<0.01%	new
PROSHARES TRPROSHARES TR	900	$25K	<0.01%	0
KAYNE ANDERSON ACQUISITIONKAYNE ANDERSON ACQUISITION	2,420	$25K	<0.01%	new
PRGSPROGRESS SOFTWARE CORP	689	$24K	<0.01%	-746	Timeline
IMOIMPERIAL OIL LTD	750	$24K	<0.01%	0	Timeline
NPOENPRO INC	331	$24K	<0.01%	-341	Timeline
FATEFATE THERAPEUTICS INC	1,515	$24K	<0.01%	-85	Timeline
PTCTPTC THERAPEUTICS INC	500	$24K	<0.01%	0	Timeline
EEMAISHARES INC	350	$24K	<0.01%	0	Timeline
VCVISTEON CORP	265	$24K	<0.01%	+94	Timeline
PCHPOTLATCHDELTIC CORP	603	$24K	<0.01%	+161	Timeline
FMNFEDERATED HERMES PREM MUNI I	1,900	$24K	<0.01%	0	Timeline
BLACKROCK STRATEGIC MUN TRBLACKROCK STRATEGIC MUN TR	2,000	$24K	<0.01%	0
FTXLFIRST TR EXCHANGE TRADED FD	800	$24K	<0.01%	-100	Timeline
LOUPINNOVATOR ETFS TRUST	900	$24K	<0.01%	new	Timeline
XCEMCOLUMBIA ETF TR II	918	$24K	<0.01%	-425	Timeline
EMIFISHARES TR	832	$24K	<0.01%	0	Timeline
DELAWARE INVESTMENTSDELAWARE INVESTMENTS	1,700	$24K	<0.01%	0
QEP RESOURCES INCQEP RESOURCES INC	2,135	$24K	<0.01%	-1,845
Etfs Phys Platinum EtfEtfs Phys Platinum Etf	299	$24K	<0.01%	+78
STATE AUTO FINANCIAL CORPSTATE AUTO FINANCIAL CORP	762	$24K	<0.01%	+125
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II	1,500	$24K	<0.01%	new
TREVENA INCTREVENA INC	11,200	$24K	<0.01%	+2,000
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T	633	$24K	<0.01%	-1,999
KRNTKORNIT DIGITAL LTD	1,026	$23K	<0.01%	+312	Timeline
STRLSTERLING INFRASTRUCTURE INC	1,600	$23K	<0.01%	0	Timeline
NWSANEWS CORP NEW	1,831	$23K	<0.01%	+919	Timeline
MGICMAGIC SOFTWARE ENTERPRISES	2,632	$23K	<0.01%	+1,000	Timeline
IOSPINNOSPEC INC	300	$23K	<0.01%	0	Timeline
CHHCHOICE HOTELS INTL INC	274	$23K	<0.01%	+9	Timeline
PICBINVESCO EXCH TRADED FD TR II	869	$23K	<0.01%	+292	Timeline
PACIFIC PREMIER BANCORP INCPACIFIC PREMIER BANCORP INC	608	$23K	<0.01%	+35
RENEWABLE ENERGY GROUP INCRENEWABLE ENERGY GROUP INC	825	$23K	<0.01%	+295
EVOQUA WATER TECHNOLOGIES COEVOQUA WATER TECHNOLOGIES CO	1,300	$23K	<0.01%	-2,587
THL CR SR LN FDTHL CR SR LN FD	1,338	$23K	<0.01%	+6
CBL & ASSOCIATES PROPERTIES…CBL & ASSOCIATES PROPERTIES IN	5,693	$23K	<0.01%	+806
CARDIOVASCULAR SYSTEMS INCCARDIOVASCULAR SYSTEMS INC	600	$23K	<0.01%	new
TIIAYTELECOM ITALIA S P A SPONSORED	3,882	$23K	<0.01%	+1,723	Timeline
CASA SYS INCCASA SYS INC	1,583	$23K	<0.01%	+388
KAPSTONE PAPER AND PACKAGIN…KAPSTONE PAPER AND PACKAGING C	677	$23K	<0.01%	+535
ANWORTH MORTGAGE ASSET CPANWORTH MORTGAGE ASSET CP	4,900	$23K	<0.01%	0
RTI BIOLOGICS INCRTI BIOLOGICS INC	5,200	$23K	<0.01%	+4,200
ORITANI FINANCIAL CORPORITANI FINANCIAL CORP	1,500	$23K	<0.01%	new
BLACKROCK MD MUNICIPAL BONDBLACKROCK MD MUNICIPAL BOND	1,654	$23K	<0.01%	0
ISHARES TRISHARES TR	900	$23K	<0.01%	0
NUVEEN PFD & INCOME 2022 TERNUVEEN PFD & INCOME 2022 TER	1,000	$23K	<0.01%	0
RESTORATION ROBOTICS INCRESTORATION ROBOTICS INC	8,000	$23K	<0.01%	0
NTGRNETGEAR INC	339	$22K	<0.01%	-545	Timeline
NULGNUSHARES ETF TR	586	$22K	<0.01%	new	Timeline
LSCCLATTICE SEMICONDUCTOR CORP	2,805	$22K	<0.01%	+1,500	Timeline
HIMXHIMAX TECHNOLOGIES INC	3,801	$22K	<0.01%	-1,074	Timeline
ANFABERCROMBIE & FITCH CO	1,040	$22K	<0.01%	+510	Timeline
WHDCACTUS INC	571	$22K	<0.01%	new	Timeline
OPKOPKO HEALTH INC	6,113	$22K	<0.01%	-62,860	Timeline
SHAKSHAKE SHACK INC	344	$22K	<0.01%	-7,599	Timeline
PBR-APETROLEO BRASILEIRO S A	2,167	$22K	<0.01%	-193	Timeline
HCIHCI GROUP INC	500	$22K	<0.01%	0	Timeline
HUBGHUB GROUP INC	485	$22K	<0.01%	0	Timeline
CEVEATON VANCE CALIF MUN INCOM	2,000	$22K	<0.01%	new	Timeline
CSGSCSG SYS INTL INC	553	$22K	<0.01%	+39	Timeline
SINCLAIR BROADCAST GROUP INCSINCLAIR BROADCAST GROUP INC	728	$22K	<0.01%	+467
OSURORASURE TECHNOLOGIES INC	1,446	$22K	<0.01%	+106	Timeline
PARPAR TECHNOLOGY CORP	1,000	$22K	<0.01%	new	Timeline
WHGWESTWOOD HLDGS GROUP INC	427	$22K	<0.01%	0	Timeline
MAGAETF SER SOLUTIONS	762	$22K	<0.01%	new	Timeline
ARTNAARTESIAN RES CORP	600	$22K	<0.01%	-200	Timeline
VUSEETF SER SOLUTIONS	634	$22K	<0.01%	-4,203	Timeline
XCMUXMFS HIGH YIELD MUN TR	4,802	$22K	<0.01%	-344	Timeline
BTOHANCOCK JOHN FINL OPPTYS	609	$22K	<0.01%	+547	Timeline
DRNDIREXION SHARES ETF TRUST	1,006	$22K	<0.01%	+361	Timeline
EVERI HLDGS INCEVERI HLDGS INC	2,316	$22K	<0.01%	+1,288
Sandstorm Gold LtdSandstorm Gold Ltd	5,695	$22K	<0.01%	+1,880
RAMCO-GERSHENSON PPTYS TRRAMCO-GERSHENSON PPTYS TR	1,581	$22K	<0.01%	+331
SINOPEC SHANGHAI PETROCHEMICSINOPEC SHANGHAI PETROCHEMIC	371	$22K	<0.01%	+153
ADVISORSHARESADVISORSHARES	3,033	$22K	<0.01%	0
EDGIO INCEDGIO INC	4,380	$22K	<0.01%	+300
CIMPRESS N VCIMPRESS N V	154	$22K	<0.01%	+34
SANDRIDGE PERMIAN TRSANDRIDGE PERMIAN TR	8,121	$22K	<0.01%	-6,980
Proshares VIX Short-TermProshares VIX Short-Term	1,000	$22K	<0.01%	+500
ZYMEWORKS INCZYMEWORKS INC	1,416	$22K	<0.01%	+277
FORESCOUT TECHNOLOGIES INCFORESCOUT TECHNOLOGIES INC	585	$22K	<0.01%	+435
THIRD PT REINS LTDTHIRD PT REINS LTD	1,692	$22K	<0.01%	0
BECTON DICKINSON & COBECTON DICKINSON & CO	336	$22K	<0.01%	+50
GUGGENHEIM CR ALLOCATION FDGUGGENHEIM CR ALLOCATION FD	1,000	$22K	<0.01%	0
COLUMBIA ETF TR ICOLUMBIA ETF TR I	1,547	$22K	<0.01%	-846
IBDRISHARES TR	891	$21K	<0.01%	+361	Timeline
BLDPBALLARD PWR SYS INC NEW	4,950	$21K	<0.01%	+950	Timeline
CMBTCMB.TECH NV	2,400	$21K	<0.01%	0	Timeline
ATROASTRONICS CORP	482	$21K	<0.01%	-68	Timeline
DIODDIODES INC	643	$21K	<0.01%	+115	Timeline
KEPKOREA ELEC PWR CORP	1,621	$21K	<0.01%	-909	Timeline
MODMODINE MFG CO	1,459	$21K	<0.01%	-238	Timeline
FMHIFIRST TR EXCH TRADED FD III	414	$21K	<0.01%	new	Timeline
DAKTDAKTRONICS INC	2,677	$21K	<0.01%	0	Timeline
ASRGRUPO AEROPORTUARIO DEL SURE	100	$21K	<0.01%	+10	Timeline
BPOPPOPULAR INC	404	$21K	<0.01%	-156	Timeline
RNSTRENASANT CORP	520	$21K	<0.01%	0	Timeline
URAGLOBAL X FDS	1,600	$21K	<0.01%	-2,795	Timeline
MTRNMATERION CORP	340	$21K	<0.01%	-39	Timeline
VCELVERICEL CORP	1,458	$21K	<0.01%	0	Timeline
CUBIC CORPCUBIC CORP	294	$21K	<0.01%	new
SOTHEBYSSOTHEBYS	416	$21K	<0.01%	+15
NEW MEDIA INVT GROUP INCNEW MEDIA INVT GROUP INC	1,384	$21K	<0.01%	-120
VYGRVOYAGER THERAPEUTICS INC	1,100	$21K	<0.01%	new	Timeline
RCKYROCKY BRANDS INC	750	$21K	<0.01%	new	Timeline
IHDGWISDOMTREE TR	653	$21K	<0.01%	0	Timeline
LLFLQLUMBER LIQUIDATORS HOLDINGS	1,350	$21K	<0.01%	-5,000	Timeline
United BancsharesUnited Bancshares	900	$21K	<0.01%	new
HANCOCK JOHN INVT TRHANCOCK JOHN INVT TR	2,800	$21K	<0.01%	new
HUANENG PWR INTL INCHUANENG PWR INTL INC	795	$21K	<0.01%	-127
TEAM INCTEAM INC	927	$21K	<0.01%	-565
AG MTG INVT TR INCAG MTG INVT TR INC	1,150	$21K	<0.01%	0
POLYMET MINING CORPPOLYMET MINING CORP	20,630	$21K	<0.01%	+5,280
CELYAD ONCOLOGY SACELYAD ONCOLOGY SA	800	$21K	<0.01%	new
RESOLUTE ENERGY CORPRESOLUTE ENERGY CORP	565	$21K	<0.01%	+507
FLEX PHARMA INCFLEX PHARMA INC	45,000	$21K	<0.01%	0
CHANTICLEER HLDGS INCCHANTICLEER HLDGS INC	8,450	$21K	<0.01%	0
IGROISHARES TR	356	$20K	<0.01%	0	Timeline
NAKNORTHERN DYNASTY MINERALS LT	33,900	$20K	<0.01%	-4,100	Timeline
GGBGERDAU SA	4,771	$20K	<0.01%	+1,917	Timeline
EXKENDEAVOUR SILVER CORP	8,700	$20K	<0.01%	-32,944	Timeline
CDNACAREDX INC	677	$20K	<0.01%	+118	Timeline
EXTREXTREME NETWORKS INC	3,680	$20K	<0.01%	-6,500	Timeline
RAREULTRAGENYX PHARMACEUTICAL IN	265	$20K	<0.01%	+182	Timeline
MMDNYLIM MACKAY DEFINEDTERM MUN	1,000	$20K	<0.01%	0	Timeline
KRATON CORPORATIONKRATON CORPORATION	423	$20K	<0.01%	+350
XNXJXNUVEEN NEW JERSEY	1,483	$20K	<0.01%	+554	Timeline
BMRCBANK OF MARIN BANCORP	230	$20K	<0.01%	0	Timeline
EIGEMPLOYERS HLDGS INC	455	$20K	<0.01%	+162	Timeline
EVCENTRAVISION COMMUNICATIONS C	4,000	$20K	<0.01%	0	Timeline
HOFTHOOKER FURNISHINGS CORPORATI	593	$20K	<0.01%	+234	Timeline
SCHNITZER STEEL INDUSTRIES …SCHNITZER STEEL INDUSTRIES INC	740	$20K	<0.01%	0
IGBHISHARES U S ETF TR	748	$20K	<0.01%	0	Timeline
FPAFIRST TR EXCH TRD ALPHDX FD	637	$20K	<0.01%	0	Timeline
GMS INCGMS INC	884	$20K	<0.01%	new
CYMABAY THERAPEUTICS INCCYMABAY THERAPEUTICS INC	1,888	$20K	<0.01%	+363
FIRST LONG IS CORPFIRST LONG IS CORP	927	$20K	<0.01%	+4
EROS INTL PLCEROS INTL PLC	1,638	$20K	<0.01%	+1,235
COTT CORP QUECOTT CORP QUE	1,219	$20K	<0.01%	+4
NCI BUILDING SYSTEMS INCNCI BUILDING SYSTEMS INC	1,349	$20K	<0.01%	+397
BIODELIVERY SCIENCES INTL INBIODELIVERY SCIENCES INTL IN	7,000	$20K	<0.01%	-410
AVX CORP NEWAVX CORP NEW	1,115	$20K	<0.01%	new
MAXAR TECHNOLOGIES LTDMAXAR TECHNOLOGIES LTD	574	$20K	<0.01%	+15
WISDOMTREE TRWISDOMTREE TR	750	$20K	<0.01%	0
Engility Holdings IncEngility Holdings Inc	544	$20K	<0.01%	+420
FCB Financial Holdings Inc …FCB Financial Holdings Inc Cla	435	$20K	<0.01%	+100
ADTADT INC DEL	2,066	$19K	<0.01%	-38	Timeline
MFGMIZUHO FINANCIAL GROUP INC	5,307	$19K	<0.01%	+3,992	Timeline
NGDNEW GOLD INC	23,763	$19K	<0.01%	-1,800	Timeline
NEONEOGENOMICS INC	1,273	$19K	<0.01%	-11	Timeline
TGTREDEGAR CORP	895	$19K	<0.01%	+540	Timeline
TFINTRIUMPH FINANCIAL INC	499	$19K	<0.01%	+299	Timeline
FORRFORRESTER RESH INC	414	$19K	<0.01%	+25	Timeline
BTUPEABODY ENGR CORP	552	$19K	<0.01%	+478	Timeline
TREELENDINGTREE INC	81	$19K	<0.01%	-52	Timeline
LILAKLIBERTY LATIN AMERICA LTD	937	$19K	<0.01%	+1	Timeline
ASTEASTEC INDS INC	387	$19K	<0.01%	-38	Timeline
EGBNEAGLE BANCORPORATION INC	379	$19K	<0.01%	+16	Timeline
FARO TECHNOLOGIES INCFARO TECHNOLOGIES INC	310	$19K	<0.01%	-72
BBHYJ P MORGAN EXCHANGE TRADED F	389	$19K	<0.01%	new	Timeline
WINAWINMARK CORP	112	$19K	<0.01%	+6	Timeline
HFWAHERITAGE FINL CORP WASH	536	$19K	<0.01%	-19	Timeline
TRCTEJON RANCH CO	886	$19K	<0.01%	+735	Timeline
JOUTJOHNSON OUTDOORS INC	203	$19K	<0.01%	+68	Timeline
HORTONWORKS INCHORTONWORKS INC	839	$19K	<0.01%	+253
CORNERSTONE ONDEMAND INC COMCORNERSTONE ONDEMAND INC COM	322	$19K	<0.01%	+65
PHI INCPHI INC	2,135	$19K	<0.01%	new
NORTHERN LTS FD TR IVNORTHERN LTS FD TR IV	796	$19K	<0.01%	new
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	433	$19K	<0.01%	0
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	573	$19K	<0.01%	new
BLACK HILLS CORPBLACK HILLS CORP	300	$19K	<0.01%	+100
MUSAMURPHY USA INC	191	$18K	<0.01%	+20	Timeline
ITRIITRON INC	289	$18K	<0.01%	+132	Timeline
HNIHNI CORP	403	$18K	<0.01%	-162	Timeline
FVALFIDELITY COVINGTON TRUST	525	$18K	<0.01%	0	Timeline
CARAVIS BUDGET GROUP INC	561	$18K	<0.01%	-7	Timeline
AIRAAR CORP	382	$18K	<0.01%	+121	Timeline
TXTERNIUM SA	588	$18K	<0.01%	-7,310	Timeline
APOLLO TACTICAL INCOME FD I…APOLLO TACTICAL INCOME FD INC	1,115	$18K	<0.01%	0
TACTRANSALTA CORP	3,200	$18K	<0.01%	new	Timeline
IRTCIRHYTHM HOLDINGS INC	190	$18K	<0.01%	+100	Timeline
CUSHING RENAISSANCE FDCUSHING RENAISSANCE FD	934	$18K	<0.01%	-6,806
LARKLANDMARK BANCORP INC	624	$18K	<0.01%	0	Timeline
LXFRLUXFER HLDGS PLC	760	$18K	<0.01%	+660	Timeline
DLTHDULUTH HLDGS INC	568	$18K	<0.01%	+200	Timeline
AGGMISHARES TR	165	$18K	<0.01%	new	Timeline
TETRAPHASE PHARMACEUTICALS …TETRAPHASE PHARMACEUTICALS INC	6,500	$18K	<0.01%	+4,000
CHINA UNICOM HONG KONGCHINA UNICOM HONG KONG	1,570	$18K	<0.01%	+889
ACACIA COMMUNICATIONS INCACACIA COMMUNICATIONS INC	436	$18K	<0.01%	-845
PHH CORPPHH CORP	1,653	$18K	<0.01%	+53
POINTS INTL LTDPOINTS INTL LTD	1,300	$18K	<0.01%	0
UTSTARCOM HOLDINGS CORPUTSTARCOM HOLDINGS CORP	4,766	$18K	<0.01%	+1,000
SANDRIDGE MISSISSIPPIAN TR ISANDRIDGE MISSISSIPPIAN TR I	14,118	$18K	<0.01%	+445
DISCOVERY COMMUNICATNS NEWDISCOVERY COMMUNICATNS NEW	532	$18K	<0.01%	0
WISDOMTREE TRWISDOMTREE TR	592	$18K	<0.01%	+17
OSI ETF TROSI ETF TR	687	$18K	<0.01%	+400
ALDER BIOPHARMACEUTICALS INCALDER BIOPHARMACEUTICALS INC	1,131	$18K	<0.01%	+133
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	1,112	$18K	<0.01%	-200
BLACKROCK INCOME TR INCBLACKROCK INCOME TR INC	2,902	$17K	<0.01%	0
CIKUBS ASSET MGMT INCOME FD INC	5,500	$17K	<0.01%	-7,825	Timeline
QTWOQ2 HLDGS INC	273	$17K	<0.01%	+157	Timeline
SFBSSERVISFIRST BANCSHARES INC	422	$17K	<0.01%	-128	Timeline
SLPSIMULATIONS PLUS INC	822	$17K	<0.01%	+112	Timeline
WSBFWATERSTONE FINL INC MD	1,000	$17K	<0.01%	0	Timeline
VSATVIASAT INC	265	$17K	<0.01%	-253	Timeline
BSBRBANCO SANTANDER BRASIL S A	1,992	$17K	<0.01%	-34	Timeline
ENTERCOM COMMUNICATIONS CORPENTERCOM COMMUNICATIONS CORP	2,213	$17K	<0.01%	+585
HZOMARINEMAX INC	761	$17K	<0.01%	-170	Timeline
CVGICOMMERCIAL VEH GROUP INC	1,899	$17K	<0.01%	+1,022	Timeline
OFIXORTHOFIX MED INC	299	$17K	<0.01%	new	Timeline
INPHI CORPINPHI CORP	443	$17K	<0.01%	-110
HTBHOMETRUST BANCSHARES INC	596	$17K	<0.01%	0	Timeline
XNCRXENCOR INC	449	$17K	<0.01%	+399	Timeline
NUBDNUSHARES ETF TR	694	$17K	<0.01%	new	Timeline
DTHWISDOMTREE TR	402	$17K	<0.01%	-54	Timeline
TUSKMAMMOTH ENERGY SVCS INC	584	$17K	<0.01%	+518	Timeline
ISHARESISHARES	694	$17K	<0.01%	+593
SANDY SPRING BANCORP INCSANDY SPRING BANCORP INC	430	$17K	<0.01%	+245
THERAPEUTICSMD INCTHERAPEUTICSMD INC	2,632	$17K	<0.01%	+1,697
GOLDEN OCEAN GROUP LTDGOLDEN OCEAN GROUP LTD	1,640	$17K	<0.01%	-1,070
DWS STRATEGIC MUN INCOME TRDWS STRATEGIC MUN INCOME TR	1,636	$17K	<0.01%	new
NEVSUN RES LTDNEVSUN RES LTD	3,880	$17K	<0.01%	+3,380
LASALLE HOTEL PROPERTIESLASALLE HOTEL PROPERTIES	500	$17K	<0.01%	-62
SHILOH INDUSTRIES INCSHILOH INDUSTRIES INC	1,534	$17K	<0.01%	+429
PENNYMAC FINANCIAL SERVICE-APENNYMAC FINANCIAL SERVICE-A	800	$17K	<0.01%	0
PROSHARES TRPROSHARES TR	575	$17K	<0.01%	0
XINYUAN REAL ESTATE CO LTDXINYUAN REAL ESTATE CO LTD	3,764	$17K	<0.01%	0
MFS SPECIAL VALUE TRUSTMFS SPECIAL VALUE TRUST	3,050	$17K	<0.01%	0
AT HOME GROUP INCAT HOME GROUP INC	526	$17K	<0.01%	+476
Pareteum CorporationPareteum Corporation	5,633	$17K	<0.01%	0
OBSIDIAN ENERGY LTDOBSIDIAN ENERGY LTD	18,341	$17K	<0.01%	+7,577
HARBORONE BANCORP INCHARBORONE BANCORP INC	900	$17K	<0.01%	0
IPASS INCIPASS INC	8,480	$17K	<0.01%	new
NABORS INDUSTRIES LTDNABORS INDUSTRIES LTD	375	$17K	<0.01%	new
INDEPENDENCE CONTRACT DRIL IINDEPENDENCE CONTRACT DRIL I	3,413	$17K	<0.01%	+1,723
NXPNUVEEN SELECT TAX-FREE INCOM	1,125	$16K	<0.01%	0	Timeline
IBPINSTALLED BLDG PRODS INC	410	$16K	<0.01%	+161	Timeline
DCODUCOMMUN INC DEL	400	$16K	<0.01%	+223	Timeline
GOGOGOGO INC	2,955	$16K	<0.01%	+2,185	Timeline
DANDANA INC	892	$16K	<0.01%	+323	Timeline
ATLANTICA YIELD PLCATLANTICA YIELD PLC	800	$16K	<0.01%	+150
VMOINVESCO MUN OPPORTUNIT TR	1,373	$16K	<0.01%	new	Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME	1,491	$16K	<0.01%	0
KLX ENERGY SERVICS HOLDNGS IKLX ENERGY SERVICS HOLDNGS I	505	$16K	<0.01%	new
TEOTELECOM ARGENTINA SA	904	$16K	<0.01%	-4	Timeline
ACNBACNB CORP	423	$16K	<0.01%	0	Timeline
LVHILEGG MASON ETF INVT	600	$16K	<0.01%	-5,685	Timeline
JETSETF SER SOLUTIONS	500	$16K	<0.01%	-150	Timeline
ABRAXAS PETROLEUM CORPABRAXAS PETROLEUM CORP	7,000	$16K	<0.01%	-1,505
OIAINVESCO MUNI INCOME OPP TRST	2,181	$16K	<0.01%	-2,263	Timeline
GGMEINVESCO EXCHANGE TRADED FD T	475	$16K	<0.01%	0	Timeline
ELDORADO GOLD CORP NEWELDORADO GOLD CORP NEW	18,512	$16K	<0.01%	-42,783
Lee Enterprises IncLee Enterprises Inc	6,000	$16K	<0.01%	new
ATARA BIOTHERAPEUTICS INC C…ATARA BIOTHERAPEUTICS INC COM NEW	382	$16K	<0.01%	0
ANTERO MIDSTREAM LPANTERO MIDSTREAM LP	574	$16K	<0.01%	new
OFFICE DEPOT INCOFFICE DEPOT INC	4,776	$16K	<0.01%	+391
PRIMO WTR CORPPRIMO WTR CORP	866	$16K	<0.01%	-3,981
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PART	2,369	$16K	<0.01%	+100
ACORDA THERAPEUTICS INCACORDA THERAPEUTICS INC	822	$16K	<0.01%	+576
LRAD CORPLRAD CORP	4,960	$16K	<0.01%	+200
USA TRUCK INCUSA TRUCK INC	800	$16K	<0.01%	+100

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
APPLE INCAPPLE INC CALL	call	15	$146K	0
NETFLIX INC.NETFLIX INC. CALL	call	3	$73K	0
META PLATFORMS INCMETA PLATFORMS INC CALL	call	35	$51K	new
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUT	put	140	$50K	+16
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD CALL	call	10	$23K	new
INVESCO QQQ TRINVESCO QQQ TR PUT	put	30	$12K	new
TWITTER INCTWITTER INC COM	call	20	$12K	new
STATE STR SPDR DOW JONES INDSTATE STR SPDR DOW JONES IND UT SER 1	put	30	$11K	new
CITIGROUP INCCITIGROUP INC CALL	call	3	$7K	0
TEVA PHARMACEUTICAL INDS LTDTEVA PHARMACEUTICAL INDS LTD CALL	call	10	$7K	new
MACYS INCMACYS INC CALL	call	50	$6K	0
BANK OF AMER CORPBANK OF AMER CORP CALL	call	13	$2K	0
BAUSCH HEALTH COS INCBAUSCH HEALTH COS INC COM	call	2	$2K	new
TESLA INCTESLA INC PUT	put	7	$1K	-2
FREEPORT MCMORAN INCFREEPORT MCMORAN INC CALL	call	12	$1K	new
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC CALL	call	5	$0	new
SPDR GOLD TRSPDR GOLD TR CALL	call	8	$0	new
NETFLIX INC.NETFLIX INC. PUT	put	50	$0	-50
BLOCK INCBLOCK INC PUT	put	1	$0	new
CERNER CORPCERNER CORP COM	put	60	$0	0
WORLD WRESTLING ENTERTAINME…WORLD WRESTLING ENTERTAINMENT CMN… Cmn	put	1	$0	new
ENERGOUS CORPENERGOUS CORP CALL	call	1	$0	0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1	principal	466	$468K	0
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1	principal	80	$80K	+20
PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0	principal	59	$57K	0
CALAMP CORPCALAMP CORP NOTE 1.625% 5/1	principal	52	$55K	0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0	principal	46	$53K	-4
FINISAR CORPFINISAR CORP NOTE 0.500%12/1	principal	57	$52K	0
APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC NOTE 4.750% 8/2	principal	52	$52K	0
PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0	principal	52	$52K	+7
KB HOME 1.375KB HOME 1.375 NOTE 1.375% 2/0	principal	50	$51K	0
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP NOTE 5.000% 6/1	principal	50	$51K	new
TUTOR PERINI CORPTUTOR PERINI CORP NOTE 2.875% 6/1	principal	47	$48K	0
HCI GROUP INCHCI GROUP INC NOTE 4.250% 3/0	principal	48	$48K	0
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0	principal	48	$48K	0
VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0	principal	44	$47K	+28
PACIRA BIOSCIENCESPACIRA BIOSCIENCES NOTE 2.375% 4/0	principal	41	$43K	new
HORIZON GLOBAL CORPHORIZON GLOBAL CORP NOTE 2.750% 7/0	principal	58	$43K	0
ROVI CORPROVI CORP NOTE 0.500% 3/0	principal	42	$40K	-5
NEW YORK MTG TRUSTNEW YORK MTG TRUST NOTE 6.250% 1/1	principal	39	$39K	-9
VEECO INSTRS INC DELVEECO INSTRS INC DEL NOTE 2.700% 1/1	principal	33	$28K	0
TTM TECHNOLOGIES INCTTM TECHNOLOGIES INC NOTE 1.750%12/1	principal	16	$27K	-11
ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1	principal	17	$26K	0
GREEN PLAINS INCGREEN PLAINS INC NOTE 4.125% 9/0	principal	26	$25K	0
INTEL CORPINTEL CORP CORPORATE OBLIG	principal	10	$23K	0
TWITTER INCTWITTER INC NOTE 1.000% 9/1	principal	25	$23K	0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1	principal	19	$23K	0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0	principal	19	$22K	0
INPHI CORPINPHI CORP NOTE 0.750% 9/0	principal	21	$21K	-5
YAHOO INCYAHOO INC NOTE 12/0	principal	16	$21K	0
WELLS FARGO & COWELLS FARGO & CO MTNF 6/0	principal	12	$20K	0
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND	principal	18	$19K	+7
CITRIX SYS INCCITRIX SYS INC NOTE 0.500% 4/1	principal	12	$18K	0
TESLA INCTESLA INC NOTE 1.250% 3/0	principal	18	$17K	-5
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1	principal	14	$17K	0
ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC COM	principal	4	$16K	0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	14	$15K	0
NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1	principal	12	$15K	0
ARES CAP CORPARES CAP CORP NOTE 4.375% 1/1	principal	15	$15K	0
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1	principal	15	$14K	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3	principal	11	$13K	new
GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 2/0	principal	11	$13K	0
CAESARS ENTMT CORPCAESARS ENTMT CORP NOTE	principal	7	$13K	0
ALLSCRIPTS HEALTHCARE SOLUTNALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0	principal	12	$13K	0
STARWOOD PROPERTY TRUSTSTARWOOD PROPERTY TRUST Convertible Debt	principal	12	$12K	0
HANNON ARMSTRONG SUST INFR CHANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0	principal	12	$12K	0
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC DBCV 2/1	principal	12	$12K	0
PDC ENERGY INCPDC ENERGY INC NOTE 1.125% 9/1	principal	12	$12K	new
ENVESTNET INCENVESTNET INC NOTE 1.75012/1	principal	11	$12K	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1	principal	9	$11K	0
REDWOOD TRUST INCREDWOOD TRUST INC BOND	principal	11	$11K	0
RED HAT INCRED HAT INC NOTE 0.250%10/0	principal	6	$11K	-2
STARWOOD WAYPOINT RESIDENTLSTARWOOD WAYPOINT RESIDENTL NOTE 3.000% 7/0	principal	9	$11K	0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	6	$10K	0
ARES CAPITAL CORPARES CAPITAL CORP NOTE 3.750% 2/0	principal	10	$10K	+8
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.350% 6/1	principal	6	$10K	0
GOLDMAN SACHS BDC INCGOLDMAN SACHS BDC INC NOTE 4.500% 4/0	principal	10	$10K	new
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 7/0	principal	5	$10K	0
AIR LEASE CORPAIR LEASE CORP NOTE 3.875%12/0	principal	6	$10K	0
DYCOM INDS INCDYCOM INDS INC NOTE 0.750% 9/1	principal	8	$9K	0
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTE	principal	9	$9K	0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0	principal	7	$8K	0
HCI GROUP INCHCI GROUP INC NOTE 3.875% 3/1	principal	8	$8K	-29
SM ENERGY COSM ENERGY CO NOTE 1.500% 7/0	principal	6	$7K	new
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC CNV	principal	7	$7K	0
LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.500 5/1	principal	4	$7K	0
THERAVANCE INCTHERAVANCE INC CORPORATE OBLIG	principal	6	$6K	0
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 1.000% 1/1	principal	5	$6K	new
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1	principal	5	$6K	0
HERCULES CAPITAL INCHERCULES CAPITAL INC DBCV 4.375% 2/0	principal	6	$6K	0
SYNAPTICS INCSYNAPTICS INC NOTE 0.500% 6/1	principal	6	$6K	new
CTRIP COM INTL LTDCTRIP COM INTL LTD NOTE 1.000% 7/0	principal	6	$6K	0
ROYAL GOLD INCROYAL GOLD INC NOTE	principal	6	$6K	0
SUNPOWER CORPSUNPOWER CORP DBCV 4.000% 1/1	principal	6	$6K	0
RESTORATION HARDWARE HLDGS IRESTORATION HARDWARE HLDGS I DBCV 7/1	principal	5	$6K	new
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC NOTE 3.000%11/1	principal	4	$6K	0
MACQUARIE INFRASTRUCTURE CORMACQUARIE INFRASTRUCTURE COR NOTE 2.875% 7/1	principal	6	$6K	0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1	principal	7	$5K	0
FIREEYE INCFIREEYE INC NOTE 1.000% 6/0	principal	5	$5K	0
REDFIN CORPREDFIN CORP NOTE 1.750% 7/1	principal	6	$5K	new
RYLAND GROUP 0.250RYLAND GROUP 0.250 NOTE 0.250% 6/0	principal	3	$3K	0
HERBALIFE LTDHERBALIFE LTD NOTE 2.000% 8/1	principal	2	$3K	0
IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1	principal	2	$3K	0
OASIS PETE INC NEWOASIS PETE INC NEW NOTE	principal	2	$3K	0
SOLARCITY CORPSOLARCITY CORP NOTE 1.625%11/0	principal	3	$3K	0
WEATHERFORD INTL LTDWEATHERFORD INTL LTD NOTE 5.875% 7/0	principal	3	$3K	0
SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0	principal	3	$3K	0
INPHI CORPINPHI CORP NOTE 1.125%12/0	principal	3	$3K	0
EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 1.50010/0	principal	2	$3K	0
TESLA INCTESLA INC NOTE 0.250 3/0	principal	3	$3K	0
NAVISTAR INTL CORP NEWNAVISTAR INTL CORP NEW NOTE 4.750 4/1	principal	3	$3K	0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1	principal	3	$2K	0
ALZA CORP 7/2ALZA CORP 7/2 SDCV	principal	1	$2K	0
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC NOTE 2.500% 9/1	principal	2	$2K	0
INSULET CORPINSULET CORP NOTE 1.250% 9/1	principal	1	$2K	-3
VIPSHOP HLDGS LTDVIPSHOP HLDGS LTD NOTE 1.500% 3/1	principal	2	$2K	0
TERADYNE INCTERADYNE INC NOTE	principal	1	$1K	0
AEROJET ROCKETDYNE HLDGS INCAEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1	principal	1	$1K	0
ENSCO JERSEY FIN LTDENSCO JERSEY FIN LTD NOTE 3.000% 1/3	principal	1	$1K	0
INCYTE CORPINCYTE CORP NOTE 0.375%11/1	principal	1	$1K	new

Sold out in Q3 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 236. All 236

Security	Shares before	Value before	Type
KKR & CO LPKKR & CO LP	55,890	$1.39M	shares
KAYNE ANDERSON ENERGY DEV COKAYNE ANDERSON ENERGY DEV CO	72,830	$1.27M	shares
DCT INDUSTRIAL TRUST INCDCT INDUSTRIAL TRUST INC	14,915	$995K	shares
TECHTARGET INCTECHTARGET INC	33,167	$942K	shares
DWS Mun Income TrDWS Mun Income Tr	78,808	$868K	shares
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INC	6,823	$833K	shares
BOFI HOLDING INCBOFI HOLDING INC	16,573	$679K	shares
ADVENT CLAYMORE ENH GRW & INADVENT CLAYMORE ENH GRW & IN	86,310	$668K	shares
NANTHEALTH INCNANTHEALTH INC	175,490	$581K	shares
CYS INVTS INCCYS INVTS INC	68,015	$511K	shares
BANK OF THE OZARKSBANK OF THE OZARKS	9,492	$429K	shares
ADVENT CLAY CONV SEC INC FDADVENT CLAY CONV SEC INC FD	72,105	$402K	shares
VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTL	17,149	$398K	shares
DQDAQO NEW ENERGY CORP	10,363	$368K	shares
KAYNE ANDERSON ENRGY TTL RTKAYNE ANDERSON ENRGY TTL RT	34,885	$330K	shares
JPMORGAN CHASE + CO-CW18JPMORGAN CHASE + CO-CW18	5,020	$318K	shares
MERIDIAN BIOSCIENCE INCMERIDIAN BIOSCIENCE INC	17,195	$273K	shares
iShares S&P AMT-Free Munici…iShares S&P AMT-Free Municipal	10,701	$272K	shares
KRANESHARES TRKRANESHARES TR	7,414	$262K	shares
WILLIAMS PARTNERS L P NEWWILLIAMS PARTNERS L P NEW	6,299	$256K	shares
FIRST TR EXCHANGE TRADED FDFIRST TR EXCHANGE TRADED FD	9,922	$243K	shares
EFZPROSHARES TR	9,078	$237K	shares
ISHARES TRISHARES TR	5,180	$215K	shares
BWZSPDR SERIES TRUST	6,435	$201K	shares
WGL HLDGS INCWGL HLDGS INC	2,077	$184K	shares
EDUCATION RLTY TR INCEDUCATION RLTY TR INC	4,125	$171K	shares
ISHARES TRISHARES TR	5,530	$159K	shares
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T	29	$152K	call
TCP CAP CORPTCP CAP CORP	10,416	$151K	shares
SCHULMAN (A.) INCSCHULMAN (A.) INC	3,143	$140K	shares
KRANESHARES TRKRANESHARES TR	3,683	$124K	shares
RRGBRED ROBIN GOURMET BURGERS IN	2,500	$117K	shares
COTIVITI HLDGS INCCOTIVITI HLDGS INC	2,588	$114K	shares
NVMINOVA LTD	3,775	$103K	shares
XL GROUP LTDXL GROUP LTD	1,837	$102K	shares
DEEPETF SER SOLUTIONS	2,634	$92K	shares
QVALEA SERIES TRUST	2,975	$92K	shares
CIVBCIVISTA BANCSHARES INC	3,653	$88K	shares
ILG INCILG INC	2,539	$84K	shares
ORTHOFIX INTL N VORTHOFIX INTL N V	1,441	$82K	shares
NRG YIELD INCNRG YIELD INC	4,739	$82K	shares
RELX NVRELX NV	3,703	$79K	shares
SPECTRUM BRANDS HLDGS INCSPECTRUM BRANDS HLDGS INC	877	$71K	shares
RELIANT BANCORP INCRELIANT BANCORP INC	2,521	$71K	shares
MTGE INVT CORP COMMTGE INVT CORP COM	3,549	$69K	shares
QUALITY SYS INCQUALITY SYS INC	3,474	$68K	shares
HALYARD HEALTH INCHALYARD HEALTH INC	1,153	$66K	shares
STEWARDSHIP FINL CORPSTEWARDSHIP FINL CORP	5,376	$63K	shares
GGP INCGGP INC	3,000	$61K	shares
NUVEEN TEXAS QUAL MUN INNUVEEN TEXAS QUAL MUN IN	4,781	$61K	shares
UDIVFRANKLIN TEMPLETON ETF TR	2,125	$58K	shares
TSBKTIMBERLAND BANCORP INC	1,479	$55K	shares
Foundation Medicine IncFoundation Medicine Inc	402	$55K	shares
NRG YIELD INCNRG YIELD INC	3,153	$54K	shares
QUALITY CARE PPTYS INCQUALITY CARE PPTYS INC	2,367	$51K	shares
SBFGSB FINL GROUP INC	2,451	$50K	shares
OPPRIVERNORTH DOUBLELINE STRATE	2,795	$49K	shares
TALLGRASS ENERGY PARTNERS LPTALLGRASS ENERGY PARTNERS LP	1,141	$49K	shares
BOARDWALK PIPELINE PARTNERSBOARDWALK PIPELINE PARTNERS	4,203	$48K	shares
JHIHANCOCK JOHN INVS TR	2,713	$43K	shares
ENCORE CAP GROUP INCENCORE CAP GROUP INC	47	$43K	principal
INFINITY PROPERTY & CAS…INFINITY PROPERTY & CASUALTY	295	$42K	shares
RSP PERMIAN INCRSP PERMIAN INC	887	$39K	shares
TRIANGLE CAP CORPTRIANGLE CAP CORP	3,279	$37K	shares
LEGACY RESERVES LPLEGACY RESERVES LP	4,418	$31K	shares
ISHARES TRISHARES TR	1,075	$30K	shares
GASTAR EXPLORATION LTDGASTAR EXPLORATION LTD	52,550	$29K	shares
INTERNATIONAL MULTI-ASSET D…INTERNATIONAL MULTI-ASSET DIVERSI…	1,698	$29K	shares
PUTMAN HIGH INCOME SEC FUNDPUTMAN HIGH INCOME SEC FUND	2,964	$28K	shares
VEGIISHARES INC	900	$26K	shares
AVALGRUPO AVAL ACCIONES Y VALORE	3,094	$26K	shares
ABAXIS INCABAXIS INC	258	$21K	shares
BLACKROCK MUNIYIELD INVT FBLACKROCK MUNIYIELD INVT F	1,537	$21K	shares
THL CREDIT INCTHL CREDIT INC	2,500	$20K	shares
NEUBERGER BERMAN NY INT MUNNEUBERGER BERMAN NY INT MUN	1,730	$20K	shares
MVC CAPITAL INCMVC CAPITAL INC	1,980	$19K	shares
SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC	806	$19K	shares
VIVINT SOLAR INC.VIVINT SOLAR INC.	3,800	$19K	shares
EGALET CORPEGALET CORP	45,650	$19K	shares
SAFTSAFETY INS GROUP INC	207	$18K	shares
Blackrock 2022 Global InBlackrock 2022 Global In	2,000	$18K	shares
Dws Strategic Muni IncmDws Strategic Muni Incm	1,634	$18K	shares
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	806	$18K	shares
WORKDAY INCWORKDAY INC	12	$18K	principal
ISHARES EDGE MSCI MIN VOL E…ISHARES EDGE MSCI MIN VOL EAFE CU…	633	$18K	shares
ANGI INC CLASS AANGI INC CLASS A	1,130	$17K	shares
VERIFONE SYS INCVERIFONE SYS INC	693	$16K	shares
EXCHANGE LISTED FDS TR REX …EXCHANGE LISTED FDS TR REX BKCM E…	600	$15K	shares
ISHARES TRISHARES TR	670	$15K	shares
ETDETHAN ALLEN INTERIORS INC	568	$14K	shares
GALMED PHARMACEUTICALS LTDGALMED PHARMACEUTICALS LTD	1,200	$14K	shares
KSAISHARES TR	400	$13K	shares
CHARTER FINANCIAL CORPCHARTER FINANCIAL CORP	544	$13K	shares
ISHARES TRISHARES TR	532	$13K	shares
INTELLIPHARMACEUTICS INTERNAINTELLIPHARMACEUTICS INTERNA	29,462	$13K	shares
AXTIAXT INC	1,685	$12K	shares
ISHARES TRISHARES TR	200	$12K	shares
NEVRO CORPNEVRO CORP	11	$12K	principal
BCVBANCROFT FD LTD	521	$11K	shares
AKERS BIOSCIENCES INCAKERS BIOSCIENCES INC	29,000	$11K	shares

How Q3 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001681115-18-000009	base		2018-11-14	acceptance time not in the bulk data set	2026-10-07 19:03:47 UTC