Advisor Group, Inc.

13F filer, CIK 1681115, PHOENIX, AZ

Advisor Group, Inc. reported $9,917,819,000 across 5,256 holdings for the quarter ended 2018-09-30, in a 13F-HR filed 2018-11-14. Its ten largest share positions make up 19.04% of the portfolio.

Filed 2018-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:03:47 UTC13F-HR 0001681115-18-000009

Period: 2018-09-30
Reported value: $9.92B
Holdings: 5,256
Top 10 weight: 19.04%
New: 420
Sold out: 236

Largest buys vs the previous quarter

Security	Shares change	Approx. value
VOOadded	+409,036	$109M
IVVadded	+316,290	$92.6M
USMVadded	+1,442,422	$82.3M
IVWadded	+387,612	$68.7M
VEAadded	+1,295,308	$56.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
IWNreduced	-370,616	-$49.3M
SPSBreduced	-615,803	-$18.6M
DIAreduced	-38,104	-$10.1M
BWXreduced	-336,447	-$9.22M
HYDreduced	-249,792	-$7.78M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2018

Share positions as resolved from 13F-HR 0001681115-18-000009, largest first. % of portfolio is the value over $9,917,415,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
ARMOUR RESIDENTIAL REIT INCARMOUR RESIDENTIAL REIT INC	11,073	$248K	<0.01%	+2,091
NOAHNOAH HLDGS LTD	5,899	$248K	<0.01%	+758	Timeline
RSXVANECK VECTORS RUSSIA ETF	11,526	$248K	<0.01%	+1,460	Timeline
GARDNER DENVER HLDGS INCGARDNER DENVER HLDGS INC	8,781	$248K	<0.01%	+2,455
LPLLG DISPLAY CO LTD	28,430	$247K	<0.01%	-7,510	Timeline
PORPORTLAND GEN ELEC CO	5,419	$247K	<0.01%	+1,493	Timeline
PREMIER INCPREMIER INC	5,379	$247K	<0.01%	+9
MYLAN NVMYLAN NV	6,739	$247K	<0.01%	-267
RETAIL OPPORTUNITY INVESTME…RETAIL OPPORTUNITY INVESTMENTS	13,218	$247K	<0.01%	+6,469
ETF MANAGERS TRETF MANAGERS TR	28,350	$247K	<0.01%	+7,000
ETRENTERGY CORP NEW	3,041	$246K	<0.01%	+698	Timeline
COLMCOLUMBIA SPORTSWEAR CO	2,641	$246K	<0.01%	-1,286	Timeline
Phillips 66 Partners LPPhillips 66 Partners LP	4,825	$246K	<0.01%	+288
QTS RLTY TR INCQTS RLTY TR INC	5,749	$246K	<0.01%	+4,572
CEL-SCI CORPCEL-SCI CORP	60,778	$246K	<0.01%	+168
MORNMORNINGSTAR INC	1,939	$245K	<0.01%	+479	Timeline
BLKBBLACKBAUD INC	2,419	$245K	<0.01%	+250	Timeline
BAPCREDICORP LTD	1,098	$245K	<0.01%	+195	Timeline
FCPTFOUR CORNERS PPTY TR INC	9,523	$244K	<0.01%	+2,013	Timeline
WEINGARTEN RLTY INVSWEINGARTEN RLTY INVS	8,210	$244K	<0.01%	+3,000
DSW INC-CLASS ADSW INC-CLASS A	7,190	$244K	<0.01%	+771
iShares MSCI Frontier 100iShares MSCI Frontier 100	8,595	$244K	<0.01%	+163
PEZINVESCO EXCHANGE TRADED FD T	4,043	$243K	<0.01%	+3,862	Timeline
BANCORPSOUTH BK TUPELO MISSBANCORPSOUTH BK TUPELO MISS	7,447	$243K	<0.01%	-223
OLLIOLLIES BARGAIN OUTLET HLDGS	2,519	$242K	<0.01%	+1,081	Timeline
USFDUS FOODS HLDG CORP	7,794	$241K	<0.01%	-2,830	Timeline
IDLVINVESCO EXCH TRADED FD TR II	7,439	$241K	<0.01%	+1,509	Timeline
WISDOMTREEWISDOMTREE	13,382	$241K	<0.01%	+316
AEROJET ROCKETDYNE HLDGS IN…AEROJET ROCKETDYNE HLDGS INC C	7,095	$240K	<0.01%	+3,932
WBSWEBSTER FINL CORP	4,071	$239K	<0.01%	+427	Timeline
Mallinckrodt PlcMallinckrodt Plc	8,150	$239K	<0.01%	+7,850
ATRAPTARGROUP INC	2,213	$238K	<0.01%	+268	Timeline
XAGDXABRDN GLOBAL DYNAMIC DIVIDEN	23,017	$238K	<0.01%	+7,141	Timeline
TABLEAU SOFTWARE INCTABLEAU SOFTWARE INC	2,122	$236K	<0.01%	+423
AMERICAN EQUITY INVT LIFEAMERICAN EQUITY INVT LIFE	6,658	$236K	<0.01%	+1,884
KLACKLA CORP	2,315	$235K	<0.01%	+712	Timeline
PSMTPRICESMART INC	2,900	$235K	<0.01%	+868	Timeline
SWXSOUTHWEST GAS HLDGS INC	2,970	$235K	<0.01%	+747	Timeline
RYNRAYONIER INC	6,948	$235K	<0.01%	+1,618	Timeline
ROMPROSHARES TR	1,940	$235K	<0.01%	+562	Timeline
Accelerate DiagnosticsAccelerate Diagnostics	10,275	$235K	<0.01%	+475
PSOPEARSON PLC	20,348	$234K	<0.01%	+7,225	Timeline
KWRQUAKER HOUGHTON	1,157	$234K	<0.01%	+89	Timeline
VGLTVANGUARD SCOTTSDALE FDS	3,235	$233K	<0.01%	+704	Timeline
AVAAVISTA CORP	4,585	$233K	<0.01%	+2,349	Timeline
INFYINFOSYS LTD	22,880	$232K	<0.01%	+14,261	Timeline
AMERICAN CAMPUS COMMUNITIESAMERICAN CAMPUS COMMUNITIES	5,638	$232K	<0.01%	+883
UBS AG LONDON BRHUBS AG LONDON BRH	13,480	$232K	<0.01%	-502
KBAKRANESHARES TRUST	7,966	$231K	<0.01%	-760	Timeline
FIRSTSERVICE CORP NEWFIRSTSERVICE CORP NEW	2,718	$231K	<0.01%	+2,374
CRICARTERS INC	2,328	$230K	<0.01%	-1,014	Timeline
UMBFUMB FINL CORP	3,240	$230K	<0.01%	+464	Timeline
II VI INCII VI INC	4,868	$230K	<0.01%	+2,022
NMLNEUBERGER ENGY INFRSTR & INC	26,471	$230K	<0.01%	-14,791	Timeline
FIREEYE INCFIREEYE INC	13,541	$230K	<0.01%	+4,913
BLACKROCK MUNIHOLDINGS FD IIBLACKROCK MUNIHOLDINGS FD II	17,276	$230K	<0.01%	+14,492
DUSADAVIS FUNDAMENTAL ETF TR	9,000	$228K	<0.01%	0	Timeline
CSWCCAPITAL SOUTHWEST CORP	12,008	$228K	<0.01%	new	Timeline
KNGZFIRST TR EXCHANGE TRADED FD	10,199	$228K	<0.01%	+9,199	Timeline
STONE HBR EMERG MKTS TL INCSTONE HBR EMERG MKTS TL INC	18,345	$227K	<0.01%	+2,083
WWDWOODWARD INC	2,785	$226K	<0.01%	+376	Timeline
XSWSPDR SERIES TRUST	2,497	$226K	<0.01%	+1,979	Timeline
KTOSKRATOS DEFENSE & SEC SOLUTIO	15,230	$225K	<0.01%	+2,661	Timeline
CVICVR ENERGY INC	5,578	$225K	<0.01%	+1,457	Timeline
AVNSAVANOS MED INC	3,294	$225K	<0.01%	new	Timeline
CIMAREX ENERGY CO COMCIMAREX ENERGY CO COM	2,436	$225K	<0.01%	+682
ADAPYADAPTIMMUNE THERAPEUTICS PLC S	16,609	$225K	<0.01%	+867	Timeline
ADCAGREE RLTY CORP	4,203	$224K	<0.01%	-7	Timeline
JRSNUVEEN REAL ESTATE INCOME FD	22,833	$224K	<0.01%	-2,548	Timeline
CUTINVESCO EXCH TRADED FD TR II	6,997	$224K	<0.01%	+3,610	Timeline
CVCOCAVCO INDS INC DEL	886	$223K	<0.01%	+68	Timeline
SYNEOS HEALTH INCSYNEOS HEALTH INC	4,336	$223K	<0.01%	+1,397
TOLZPROSHARES TR	5,394	$223K	<0.01%	+523	Timeline
HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUST	7,703	$223K	<0.01%	+3,212
GDOWSTRN AST GLBL CORP OPP FD I	13,771	$223K	<0.01%	+3,220	Timeline
AK STEEL HOLDING CORPAK STEEL HOLDING CORP	45,383	$223K	<0.01%	-151
STBAS & T BANCORP INC	5,123	$222K	<0.01%	+37	Timeline
SUSAISHARES TR	1,852	$222K	<0.01%	+1,003	Timeline
LBRDKLIBERTY BROADBAND CORP	2,636	$222K	<0.01%	+957	Timeline
U S SILICA HLDGS INCU S SILICA HLDGS INC	11,862	$222K	<0.01%	+3,340
UHSUNIVERSAL HLTH SVCS INC	1,744	$221K	<0.01%	+72	Timeline
WTIW & T OFFSHORE INC	22,951	$221K	<0.01%	+11,745	Timeline
NINISOURCE INC	8,768	$220K	<0.01%	-9,134	Timeline
CBOECBOE GLOBAL MKTS INC	2,298	$220K	<0.01%	+19	Timeline
STSENSATA TECHNOLOGIES HLDG PL	4,449	$220K	<0.01%	+846	Timeline
VNETVNET GROUP INC	21,812	$220K	<0.01%	+21,780	Timeline
51JOB INC51JOB INC	2,861	$220K	<0.01%	+506
UBS Alerian MLP/ MLPIUBS Alerian MLP/ MLPI	9,180	$220K	<0.01%	-144
DELL TECHNOLOGIES INC CLASS…DELL TECHNOLOGIES INC CLASS CLASS…	2,266	$220K	<0.01%	-258
IWXISHARES TR	4,095	$219K	<0.01%	0	Timeline
LECOLINCOLN ELEC HLDGS INC	2,354	$219K	<0.01%	-31,886	Timeline
ZDZIFF DAVIS INC	2,620	$219K	<0.01%	+385	Timeline
NEUNEWMARKET CORP	537	$218K	<0.01%	+280	Timeline
OIIOCEANEERING INTL INC	7,893	$218K	<0.01%	+1,199	Timeline
BANCOLOMBIA S ABANCOLOMBIA S A	5,250	$218K	<0.01%	+305
ARENA PHARMACEUTICALS INCARENA PHARMACEUTICALS INC	4,700	$217K	<0.01%	-312
MHFWESTERN ASSET MUN HIGH INCOM	30,600	$217K	<0.01%	+1,500	Timeline
APERGY CORPAPERGY CORP	4,980	$217K	<0.01%	+966
REXRREXFORD INDL RLTY INC	6,768	$216K	<0.01%	+378	Timeline
FOXFFOX FACTORY HLDG CORP	3,079	$216K	<0.01%	+2,102	Timeline
IMMUNOMEDICS INCIMMUNOMEDICS INC	10,355	$216K	<0.01%	+1,505
GGTGABELLI MULTIMEDIA TR INC	23,329	$216K	<0.01%	-1,907	Timeline
MEOHMETHANEX CORP	2,716	$215K	<0.01%	+233	Timeline
LYVLIVE NATION ENTERTAINMENT IN	3,931	$215K	<0.01%	+1,176	Timeline
KBKB FINL GROUP INC	4,449	$215K	<0.01%	-4,033	Timeline
JHSCJOHN HANCOCK EXCHANGE TRADED	7,700	$215K	<0.01%	0	Timeline
PNWPINNACLE WEST CAP CORP	2,709	$215K	<0.01%	+595	Timeline
SUMMIT MATERIALS INC CLASS ASUMMIT MATERIALS INC CLASS A	11,819	$215K	<0.01%	+9,870
SRSPIRE INC	2,935	$215K	<0.01%	+85	Timeline
DDD3D SYS CORP DEL	11,323	$215K	<0.01%	-889	Timeline
TRANSCANADA CORPTRANSCANADA CORP	5,297	$215K	<0.01%	+889
DBAINVESCO DB MULTI-SECTOR COMM	12,721	$214K	<0.01%	+1,400	Timeline
MGEEMGE ENERGY INC	3,348	$214K	<0.01%	+623	Timeline
BSLBLACKSTONE SENI FLTN RAT 202	11,893	$214K	<0.01%	-130	Timeline
BKHBLACK HILLS CORP	3,664	$213K	<0.01%	-259	Timeline
TYTRI CONTL CORP	7,621	$213K	<0.01%	-1,000	Timeline
FPEIFIRST TR EXCH TRADED FD III	11,220	$213K	<0.01%	-54,442	Timeline
CENTERSTATE BK CORPCENTERSTATE BK CORP	7,546	$213K	<0.01%	+2,730
GLOBAL X FDSGLOBAL X FDS	14,030	$213K	<0.01%	+10,731
TLTDFLEXSHARES TR	3,262	$212K	<0.01%	+235	Timeline
UNITI GROUP INCUNITI GROUP INC	10,579	$212K	<0.01%	+1,054
CLEARBRIDGE ENERGY MIDSTRM OCLEARBRIDGE ENERGY MIDSTRM O	18,515	$211K	<0.01%	+3,100
FCAFIRST TR EXCH TRD ALPHDX FD	7,675	$211K	<0.01%	-118	Timeline
RESOLUTE FOREST PRODUCTSRESOLUTE FOREST PRODUCTS	16,218	$211K	<0.01%	-338
KGCKINROSS GOLD CORP	78,004	$210K	<0.01%	+10,928	Timeline
XHSSPDR SERIES TRUST	2,737	$210K	<0.01%	+1,902	Timeline
ETOEATON VANCE TAX-ADVANTAGED G	8,289	$209K	<0.01%	-2,599	Timeline
IIMINVESCO VALUE MUN INCOME TR	15,105	$209K	<0.01%	+1,002	Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME	18,817	$209K	<0.01%	-922
MEDLEY CAP CORPMEDLEY CAP CORP	54,708	$209K	<0.01%	-10,309
FORWARD AIR CORPFORWARD AIR CORP	2,898	$208K	<0.01%	+484
BANCBANC OF CALIFORNIA INC	11,007	$208K	<0.01%	+318	Timeline
POLYONE CORPPOLYONE CORP	4,769	$208K	<0.01%	+1,478
ELECTRO SCIENTIFIC INDSELECTRO SCIENTIFIC INDS	11,950	$208K	<0.01%	+6,892
MAAMID-AMER APT CMNTYS INC	2,056	$207K	<0.01%	-981	Timeline
FNDESCHWAB STRATEGIC TR	7,160	$207K	<0.01%	+2,467	Timeline
RLIRLI CORP	2,644	$207K	<0.01%	+1,483	Timeline
COKECOCA COLA CONS INC	1,136	$207K	<0.01%	new	Timeline
ENORISHARES TR	7,079	$207K	<0.01%	-625	Timeline
FDTSFIRST TR EXCH TRD ALPHDX FD	4,967	$207K	<0.01%	+1,672	Timeline
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED	5,565	$207K	<0.01%	+2,005
SXTSENSIENT TECHNOLOGIES CORP	2,704	$206K	<0.01%	+348	Timeline
PNFPPINNACLE FINANCIAL PARTNERS	3,415	$206K	<0.01%	-164	Timeline
PIONEER HIGH INCOME FUND INCPIONEER HIGH INCOME FUND INC	22,199	$206K	<0.01%	+4,592
FRELFIDELITY COVINGTON TRUST	8,506	$205K	<0.01%	+3,894	Timeline
RUTHS HOSPITALITY GROUP INCRUTHS HOSPITALITY GROUP INC	6,491	$205K	<0.01%	+5,192
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	9,691	$205K	<0.01%	-1,257
CXSEWISDOMTREE TR	2,845	$204K	<0.01%	-563	Timeline
CADENCE BANCORPCADENCE BANCORP	7,811	$204K	<0.01%	+6,259
BUIBLACKROCK UTILS INFRASTRUCTU	9,762	$203K	<0.01%	+435	Timeline
ADMEETF SER SOLUTIONS	5,486	$203K	<0.01%	-13,957	Timeline
LUMINEX CORPLUMINEX CORP	6,695	$203K	<0.01%	+4,963
HORIZON PHARMA PLCHORIZON PHARMA PLC	10,382	$203K	<0.01%	+7,054
PAASPAN AMERN SILVER CORP	13,654	$202K	<0.01%	-6,229	Timeline
IEXIDEX CORP	1,346	$202K	<0.01%	+287	Timeline
SK TELECOM LTDSK TELECOM LTD	7,246	$202K	<0.01%	-4
MMTMSPDR SERIES TRUST	1,574	$202K	<0.01%	-162	Timeline
VERSUM MATLS INCVERSUM MATLS INC	5,617	$202K	<0.01%	+2,389
ETFS Gold TrustETFS Gold Trust	1,755	$202K	<0.01%	-240
KNXKNIGHT-SWIFT TRANSN HLDGS IN	5,824	$201K	<0.01%	-1,398	Timeline
ALEALLETE INC	2,680	$201K	<0.01%	+104	Timeline
BMVPINVESCO EXCHANGE TRADED FD T	1,894	$201K	<0.01%	+1,189	Timeline
SODASTREAM INTERNATIONALSODASTREAM INTERNATIONAL	1,407	$201K	<0.01%	-4,727
ARWARROW ELECTRS INC	2,719	$200K	<0.01%	+817	Timeline
SYNASYNAPTICS INC	4,361	$199K	<0.01%	+2,254	Timeline
FLEXFLEX LTD	15,156	$199K	<0.01%	+4,171	Timeline
BWXTBWX TECHNOLOGIES INC	3,170	$199K	<0.01%	+637	Timeline
MTWMANITOWOC CO INC	8,289	$199K	<0.01%	+2,883	Timeline
CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATION	14,065	$199K	<0.01%	-936
SAMBOSTON BEER INC	688	$198K	<0.01%	+122	Timeline
ESRTEMPIRE ST RLTY TR INC	11,825	$196K	<0.01%	+4,072	Timeline
DKDELEK US HLDGS INC NEW	4,597	$196K	<0.01%	-6,866	Timeline
APAMARTISAN PARTNERS ASSET MGMT	6,048	$196K	<0.01%	+3,450	Timeline
MMSIMERIT MED SYS INC	3,193	$196K	<0.01%	+702	Timeline
NGVTINGEVITY CORP	1,919	$196K	<0.01%	+1,142	Timeline
XPHSPDR SERIES TRUST	4,030	$196K	<0.01%	+307	Timeline
TWINTWIN DISC INC	8,500	$196K	<0.01%	0	Timeline
FISKEMPIRE ST RLTY OP L P	12,030	$196K	<0.01%	0	Timeline
HIXWESTERN ASSET HIGH INCOM FD	30,932	$196K	<0.01%	+12,782	Timeline
SPXLDIREXION SHARES ETF TRUST	3,586	$195K	<0.01%	+1,069	Timeline
CCJCAMECO CORP	17,143	$195K	<0.01%	-14,032	Timeline
PCMPCM FD INC	17,285	$195K	<0.01%	+4,274	Timeline
FRFIRST INDL RLTY TR INC	6,161	$194K	<0.01%	+3,331	Timeline
USPHU S PHYSICAL THERAPY	1,634	$194K	<0.01%	+491	Timeline
MLCOMELCO RESORTS AND ENTMNT LTD	9,228	$194K	<0.01%	-16,189	Timeline
JLLJONES LANG LASALLE INC	1,341	$193K	<0.01%	+680	Timeline
SNVSYNOVUS FINANCIAL CORP	4,203	$193K	<0.01%	+1,857	Timeline
STPZPIMCO ETF TR	3,760	$193K	<0.01%	+2,900	Timeline
MANAGED PORTFOLIO SERIESMANAGED PORTFOLIO SERIES	6,775	$193K	<0.01%	new
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	4,434	$193K	<0.01%	+1,082
PENNPENN ENTERTAINMENT INC	5,831	$192K	<0.01%	+1,568	Timeline
EMEEMCOR GROUP INC	2,553	$192K	<0.01%	+483	Timeline
CNKCINEMARK HLDGS INC	4,761	$192K	<0.01%	+735	Timeline
WSBCWESBANCO INC	4,293	$192K	<0.01%	+2,011	Timeline
PIZINVESCO EXCH TRADED FD TR II	7,006	$192K	<0.01%	+2,586	Timeline
VMRKVIVMARK RESIDENTIAL	2,890	$191K	<0.01%	+452	Timeline
VETVERMILION ENERGY INC	5,799	$191K	<0.01%	+70	Timeline
UNFIUNITED NAT FOODS INC	6,381	$190K	<0.01%	+891	Timeline
BOKFBOK FINL CORP	1,954	$190K	<0.01%	+1,092	Timeline
AMHAMERICAN HOMES 4 RENT	8,697	$190K	<0.01%	+6,711	Timeline
NEW AMERICA HIGH INCOME FUN…NEW AMERICA HIGH INCOME FUND I	22,036	$190K	<0.01%	-1,032
TDYTELEDYNE TECHNOLOGIES INC	767	$189K	<0.01%	+184	Timeline
AHRTAH RLTY TR INC	12,517	$189K	<0.01%	+2,589	Timeline
OLEDUNIVERSAL DISPLAY CORP	1,607	$189K	<0.01%	-16	Timeline
EMQQEXCHANGE TRADED CONCEPTS TRU	5,852	$188K	<0.01%	-1,527	Timeline
HEQJOHN HANCOCK DIVERSIFIED INC	11,932	$188K	<0.01%	-750	Timeline
NVRNVR INC	76	$187K	<0.01%	-45	Timeline
TRMBTRIMBLE INC	4,309	$187K	<0.01%	+80	Timeline
CWCURTISS WRIGHT CORP	1,360	$187K	<0.01%	+48	Timeline
RCIROGERS COMMUNICATIONS INC	3,617	$187K	<0.01%	+1,454	Timeline
HEI-AHEICO CORP NEW	2,477	$187K	<0.01%	+929	Timeline
ROGROGERS CORP	1,264	$186K	<0.01%	+35	Timeline
WINGWINGSTOP INC	2,739	$186K	<0.01%	+2,397	Timeline
STKCOLUMBIA SELIGM PREM TECH GR	8,676	$186K	<0.01%	+4,142	Timeline
OAKTREE SPECIALTY LENDING C…OAKTREE SPECIALTY LENDING CORP	37,430	$186K	<0.01%	+9,354
RANDGOLD RES LTDRANDGOLD RES LTD	2,627	$186K	<0.01%	+33
WENWENDYS CO	10,863	$185K	<0.01%	-2,019	Timeline
JBLJABIL INC	6,844	$185K	<0.01%	+1,529	Timeline
KFYKORN FERRY	3,750	$185K	<0.01%	+2,085	Timeline
CRSCARPENTER TECHNOLOGY CORP	3,135	$185K	<0.01%	+1,313	Timeline
ENSGENSIGN GROUP INC	4,872	$185K	<0.01%	+444	Timeline
AGZDWISDOMTREE TR	3,856	$185K	<0.01%	+3,577	Timeline
LOGMEIN INCLOGMEIN INC	2,069	$185K	<0.01%	-1,311
INTFISHARES TR	6,549	$184K	<0.01%	-109,737	Timeline
VSHVISHAY INTERTECHNOLOGY INC	9,057	$184K	<0.01%	+7,419	Timeline
TNETTRINET GROUP INC	3,287	$184K	<0.01%	+338	Timeline
UCBUNITED CMNTY BKS BLAIRSVLE G	6,579	$184K	<0.01%	+1,572	Timeline
NUVEEN TAX-ADVANTAGED DIVIDNUVEEN TAX-ADVANTAGED DIVID	10,317	$184K	<0.01%	+1,691
PROOFPOINT INCPROOFPOINT INC	1,726	$184K	<0.01%	+578
WISDOMTREE TRUSTWISDOMTREE TRUST	2,711	$184K	<0.01%	-212
CXCEMEX SAB DE CV	25,929	$183K	<0.01%	+1,180	Timeline
MUFGMITSUBISHI UFJ FINANCIAL GRO	29,678	$183K	<0.01%	+7,999	Timeline
HPSHANCOCK JOHN PFD INCOME FD I	9,784	$183K	<0.01%	-2,654	Timeline
GLUGABELLI GLOBAL UTIL & INCOME	9,222	$183K	<0.01%	+3,000	Timeline
XEVGXEATON VANCE SHORT DURATION D	14,216	$183K	<0.01%	+1,539	Timeline
TNADIREXION SHARES ETF TRUST	2,044	$183K	<0.01%	+584	Timeline
ROAMLATTICE STRATEGIES TR	7,930	$183K	<0.01%	+213	Timeline
DBEUDBX ETF TR	6,414	$183K	<0.01%	+4,484	Timeline
BARCLAYS BK PLCBARCLAYS BK PLC	6,858	$183K	<0.01%	-1,876
ZIONZIONS BANCORPORATION NATL AS	3,635	$182K	<0.01%	+285	Timeline
PATKPATRICK INDS INC	3,067	$182K	<0.01%	+1,430	Timeline
PBPROSPERITY BANCSHARES INC	2,616	$182K	<0.01%	+1,578	Timeline
INTERPUBLIC GROUP COSINTERPUBLIC GROUP COS	7,944	$182K	<0.01%	+36
CABOT MICROELECTRONICS CORPCABOT MICROELECTRONICS CORP	1,757	$182K	<0.01%	+113
PIMCO NY MUNICIPAL INCOME FDPIMCO NY MUNICIPAL INCOME FD	15,635	$182K	<0.01%	+6,500
AEISADVANCED ENERGY INDS	3,508	$181K	<0.01%	-47	Timeline
ALLEGHANY CORP DELALLEGHANY CORP DEL	278	$181K	<0.01%	+50
TBCHTURTLE BEACH CORP	9,082	$181K	<0.01%	+8,405	Timeline
BEACON ROOFING SUPPLY INCBEACON ROOFING SUPPLY INC	4,998	$181K	<0.01%	+1,262
TLHISHARES TR	1,393	$180K	<0.01%	+20	Timeline
CPKCHESAPEAKE UTILS CORP	2,140	$180K	<0.01%	+507	Timeline
USRTISHARES TR	3,743	$180K	<0.01%	+1,507	Timeline
FTFRANKLIN UNVL TR	27,206	$180K	<0.01%	-200	Timeline
RDWRRADWARE LTD	6,795	$180K	<0.01%	new	Timeline
TIPXSPDR SERIES TRUST	9,488	$180K	<0.01%	+3,495	Timeline
TELFYTELEFONICA SA-SPON ADR	22,704	$179K	<0.01%	+10,188	Timeline
PFLTPENNANTPARK FLOATING RATE CA	13,579	$179K	<0.01%	-3,687	Timeline
FMATFIDELITY COVINGTON TRUST	5,350	$179K	<0.01%	+1,202	Timeline
EIMEATON VANCE MUN BD FD	15,513	$179K	<0.01%	+6,093	Timeline
BGC PARTNERS INCBGC PARTNERS INC	15,087	$179K	<0.01%	+6,680
KNCTINVESCO EXCHANGE TRADED FD T	3,077	$179K	<0.01%	+207	Timeline
PZGPARAMOUNT GOLD NEV CORP	169,756	$179K	<0.01%	+25,454	Timeline
CNMDCONMED CORP	2,250	$178K	<0.01%	+1,620	Timeline
DCIDONALDSON INC	3,051	$178K	<0.01%	+163	Timeline
SCCOSOUTHERN COPPER CORP	4,112	$178K	<0.01%	+656	Timeline
IQIINVESCO QUALITY MUN INCOME T	15,357	$178K	<0.01%	0	Timeline
SPHBINVESCO EXCH TRADED FD TR II	3,948	$178K	<0.01%	-494	Timeline
WEIGHT WATCHERS INTL INCWEIGHT WATCHERS INTL INC	2,472	$178K	<0.01%	+672
GPRKGEOPARK LTD	8,686	$177K	<0.01%	+5,986	Timeline
PFMINVESCO EXCHANGE TRADED FD T	6,443	$177K	<0.01%	-500	Timeline
EPOLISHARES TR	7,337	$176K	<0.01%	+1,296	Timeline
GLOBAL X FDSGLOBAL X FDS	18,408	$176K	<0.01%	+7,362
RFVINVESCO EXCHANGE TRADED FD T	2,458	$176K	<0.01%	new	Timeline
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	6,727	$176K	<0.01%	+336
IMTMISHARES TR	5,733	$175K	<0.01%	-2,590	Timeline
APPFAPPFOLIO INC	2,225	$175K	<0.01%	-6,177	Timeline
MATXMATSON INC	4,432	$175K	<0.01%	+1,761	Timeline
MANHMANHATTAN ASSOCIATES INC	3,208	$175K	<0.01%	+9	Timeline
HMS HLDGS CORPHMS HLDGS CORP	5,335	$175K	<0.01%	+694
NIMNUVEEN SELECT MAT MUN FD	18,265	$175K	<0.01%	+1,500	Timeline
INKMSSGA ACTIVE ETF TR	5,353	$175K	<0.01%	+353	Timeline
SABRSABRE CORP	6,701	$174K	<0.01%	+2,815	Timeline
DSUBLACKROCK DEBT STRATEGIES FD	15,645	$174K	<0.01%	+6,865	Timeline
ALLIANZGI DIVIDEND INT & PRMALLIANZGI DIVIDEND INT & PRM	13,312	$174K	<0.01%	+1,295
DBEINVESCO DB MULTI-SECTOR COMM	9,598	$174K	<0.01%	+1,013	Timeline
ROWAN COMPANIES PLCROWAN COMPANIES PLC	9,237	$174K	<0.01%	+8,800
ISHARES TRISHARES TR	6,862	$174K	<0.01%	0
WATWATERS CORP	891	$173K	<0.01%	-21	Timeline
UEURBAN EDGE PPTYS	7,829	$173K	<0.01%	+3,192	Timeline
USACUSA COMPRESSION PARTNERS LP	10,461	$173K	<0.01%	+306	Timeline
VKTXVIKING THERAPEUTICS INC	9,919	$173K	<0.01%	+5,609	Timeline
DUKE REALTY CORPDUKE REALTY CORP	6,064	$173K	<0.01%	+447
VARIAN MED SYS INCVARIAN MED SYS INC	1,543	$173K	<0.01%	+381
GEMGOLDMAN SACHS ETF TR	5,278	$173K	<0.01%	+2,426	Timeline
QDEFFLEXSHARES TR	3,702	$173K	<0.01%	+2,312	Timeline
MCEWEN MNG INCMCEWEN MNG INC	89,128	$173K	<0.01%	-8,204
CORELOGIC INCCORELOGIC INC	3,519	$173K	<0.01%	+2,847
HOMBHOME BANCSHARES INC	7,860	$172K	<0.01%	+5,584	Timeline
PSLVSPROTT ASSET MANAGEMENT LP	32,495	$172K	<0.01%	+140	Timeline
BBNBLACKROCK TAX MUNICPAL BD TR	8,116	$172K	<0.01%	+25	Timeline
CENTCENTRAL GARDEN & PET CO	4,781	$172K	<0.01%	-519	Timeline
CARBON BLACK INCCARBON BLACK INC	8,150	$172K	<0.01%	new
RNRRENAISSANCERE HLDGS LTD	1,278	$171K	<0.01%	+199	Timeline
NTESNETEASE COM INC	750	$171K	<0.01%	-125	Timeline
THGHANOVER INS GROUP INC	1,395	$171K	<0.01%	+821	Timeline
NEW ORIENTAL EDUCATION & TE…NEW ORIENTAL EDUCATION & TECHN	2,308	$171K	<0.01%	-4,068
ITTITT INC	2,787	$170K	<0.01%	-95	Timeline
ENSENERSYS	1,952	$170K	<0.01%	+925	Timeline
GUNRFLEXSHARES TR	5,035	$170K	<0.01%	+3,401	Timeline
PEOADAM NAT RES FD INC	8,536	$170K	<0.01%	+3	Timeline
ALLIANZGI DIVERSIFIED INCOMEALLIANZGI DIVERSIFIED INCOME	6,860	$170K	<0.01%	0
BBBLACKBERRY LTD	14,881	$170K	<0.01%	+5,876	Timeline
FANFIRST TR EXCHANGE-TRADED FD	13,627	$170K	<0.01%	+7,300	Timeline
XNQPXNUVEEN PA INVT QUALITY MUN F	13,639	$170K	<0.01%	+2,400	Timeline
FIRST TR DYNAMIC EUROPE EQUIFIRST TR DYNAMIC EUROPE EQUI	10,800	$170K	<0.01%	-1,520
EATON VANCE HIGH INCOME 2021EATON VANCE HIGH INCOME 2021	17,512	$170K	<0.01%	new
POWIPOWER INTEGRATIONS INC	2,671	$169K	<0.01%	+654	Timeline
PIMCO MUN INCOME FDPIMCO MUN INCOME FD	13,067	$169K	<0.01%	+5,000
CQQQINVESCO EXCH TRADED FD TR II	3,506	$169K	<0.01%	-1,938	Timeline
CSDINVESCO EXCHANGE TRADED FD T	3,083	$169K	<0.01%	+459	Timeline
SITESITEONE LANDSCAPE SUPPLY INC	2,220	$168K	<0.01%	+460	Timeline
ANDEAVOR LOGISTICS LP NPVANDEAVOR LOGISTICS LP NPV	3,441	$168K	<0.01%	+1,019
GIISPDR INDEX SHS FDS	3,461	$168K	<0.01%	-182	Timeline
PXEINVESCO EXCHANGE TRADED FD T	6,128	$168K	<0.01%	+1,440	Timeline
MTS SYSTEMS CORPMTS SYSTEMS CORP	3,041	$168K	<0.01%	+129
58 COM INC58 COM INC	2,281	$167K	<0.01%	-1,908
AEOAMERICAN EAGLE OUTFITTERS IN	6,692	$166K	<0.01%	+4,917	Timeline
SBRASABRA HEALTH CARE REIT INC	7,208	$166K	<0.01%	+2,226	Timeline
WWAYFAIR INC	1,124	$166K	<0.01%	+452	Timeline
GIIIG III APPAREL GROUP LTD	3,431	$166K	<0.01%	+3,348	Timeline
HSCZISHARES TR	5,331	$166K	<0.01%	+4,903	Timeline
CMTLCOMTECH TELECOMMUNICATIONS C	4,585	$166K	<0.01%	+1,206	Timeline
SPBOSPDR SERIES TRUST	5,350	$165K	<0.01%	0	Timeline
ASHRDBX ETF TR	6,486	$165K	<0.01%	+525	Timeline
ARKQARK ETF TR	4,606	$165K	<0.01%	+1,232	Timeline
BBTBEACON FINANCIAL CORP.	4,034	$165K	<0.01%	+1,353	Timeline
BLESNORTHERN LTS FD TR IV	5,861	$165K	<0.01%	+1,951	Timeline
EWOISHARES INC	7,255	$165K	<0.01%	-113,668	Timeline
SMLFISHARES TR	3,770	$164K	<0.01%	+3,682	Timeline
RXIISHARES TR	1,370	$164K	<0.01%	-315	Timeline
VIRTVIRTU FINL INC	8,049	$164K	<0.01%	+3,694	Timeline
UISUNISYS CORP	8,010	$164K	<0.01%	+7,853	Timeline
VTWGVANGUARD SCOTTSDALE FDS	1,043	$163K	<0.01%	-3,248	Timeline
NAVINAVIENT CORPORATION	12,120	$163K	<0.01%	+8,265	Timeline
AFBALLIANCEBERNSTEIN NATL MUN I	13,120	$163K	<0.01%	-450	Timeline
TILRAY INCTILRAY INC	1,131	$163K	<0.01%	new
PSCIINVESCO EXCH TRADED FD TR II	2,218	$163K	<0.01%	+687	Timeline
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP	24,963	$163K	<0.01%	+1,689
IMVPINVESCO INDIA EXCHANGE-TRADE	6,829	$163K	<0.01%	+5,686	Timeline
PORTOLA PHARMACEUTICALS INC…PORTOLA PHARMACEUTICALS INC COM	6,104	$163K	<0.01%	+1,246
FIRSTCASH HOLDINGS INC.FIRSTCASH HOLDINGS INC.	1,983	$163K	<0.01%	+324
IQDFFLEXSHARES TR	6,768	$162K	<0.01%	+675	Timeline
CENTENNIAL RESOURCE DEV INCCENTENNIAL RESOURCE DEV INC	7,441	$162K	<0.01%	+2,485
ARGXARGENX SE	2,128	$161K	<0.01%	+168	Timeline
BOOTBOOT BARN HLDGS INC	5,628	$161K	<0.01%	+2,517	Timeline
VIRTUSA CORPVIRTUSA CORP	2,987	$161K	<0.01%	+427
MSG NETWORK INCMSG NETWORK INC	6,260	$161K	<0.01%	+3,251
AUDCAUDIOCODES LTD	15,920	$160K	<0.01%	new	Timeline
FSZFIRST TR EXCH TRD ALPHDX FD	3,147	$160K	<0.01%	+579	Timeline
MONMOUTH REAL ESTATE INVT COMONMOUTH REAL ESTATE INVT CO	9,604	$160K	<0.01%	+2,377
FIRST TR BICK INDEX FDFIRST TR BICK INDEX FD	6,059	$160K	<0.01%	+1,265
MCBC HLDGS INCMCBC HLDGS INC	4,439	$160K	<0.01%	+246
SFMSPROUTS FMRS MKT INC	5,791	$159K	<0.01%	+3,069	Timeline
BROOKFIELD GLOBL LISTED INFRBROOKFIELD GLOBL LISTED INFR	13,205	$159K	<0.01%	+3,500
EFOREVERFORTH INC	2,001	$158K	<0.01%	+791	Timeline
CORTCORCEPT THERAPEUTICS INC	11,325	$158K	<0.01%	-143	Timeline
BLUEBIRD BIO INCBLUEBIRD BIO INC	1,087	$158K	<0.01%	-1,814
MLNVANECK ETF TRUST	8,168	$158K	<0.01%	+5,288	Timeline
TABULA RASA HEALTHCARE INCTABULA RASA HEALTHCARE INC	1,938	$158K	<0.01%	+68
BUNGE LTDBUNGE LTD	2,286	$157K	<0.01%	+608
NV5 HOLDINGS, INCNV5 HOLDINGS, INC	1,820	$157K	<0.01%	+130
TORTOISE ENERGY INFRA CORPTORTOISE ENERGY INFRA CORP	5,778	$157K	<0.01%	+328
22ND CENTY GROUP INC22ND CENTY GROUP INC	56,090	$157K	<0.01%	+300
AITAPPLIED INDL TECHNOLOGIES IN	1,982	$155K	<0.01%	+833	Timeline
CNDTCONDUENT INC	6,920	$155K	<0.01%	+309	Timeline
WSRWHITESTONE REIT	11,100	$155K	<0.01%	+3,634	Timeline
EZPWEZCORP INC	14,500	$155K	<0.01%	-200	Timeline
FULTFULTON FINL CORP PA	9,339	$155K	<0.01%	+1,821	Timeline
FMNBFARMERS NATIONAL BANC CORP	10,126	$155K	<0.01%	+7,376	Timeline
CHEMICAL FINANCIAL CORPCHEMICAL FINANCIAL CORP	2,908	$155K	<0.01%	+364
GNRSPDR INDEX SHS FDS	3,055	$154K	<0.01%	+698	Timeline
MATMATTEL INC	9,821	$154K	<0.01%	+1,104	Timeline
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INC	9,727	$154K	<0.01%	+868
BUSEFIRST BUSEY CORP	4,960	$154K	<0.01%	0	Timeline
DNOWDNOW INC	9,288	$154K	<0.01%	+916	Timeline
M B T FINANCIAL CORPM B T FINANCIAL CORP	13,645	$154K	<0.01%	+9,606
KBHKB HOME	6,425	$153K	<0.01%	+1,625	Timeline
FLOFLOWERS FOODS INC	8,224	$153K	<0.01%	+1,493	Timeline
FHIFEDERATED HERMES INC	6,370	$153K	<0.01%	+907	Timeline
PEBPEBBLEBROOK HOTEL TR	4,199	$153K	<0.01%	+1,996	Timeline
ASGLIBERTY ALL-STAR GROWTH FD I	24,104	$153K	<0.01%	+11,777	Timeline
WPX ENERGY INCWPX ENERGY INC	7,629	$153K	<0.01%	+5,670
UHTUNIVERSAL HEALTH RLTY INCOME	2,049	$152K	<0.01%	0	Timeline
EWDISHARES INC	4,608	$152K	<0.01%	+769	Timeline
EPUISHARES TR	4,119	$152K	<0.01%	+1,548	Timeline
ICLNISHARES TR	17,510	$151K	<0.01%	+10,385	Timeline
GMEDGLOBUS MED INC	2,657	$151K	<0.01%	+76	Timeline
DSGXDESCARTES SYS GROUP INC	4,453	$151K	<0.01%	-855	Timeline
PXHINVESCO EXCH TRADED FD TR II	7,203	$151K	<0.01%	-3,610	Timeline
IRDMIRIDIUM COMMUNICATIONS INC	6,725	$151K	<0.01%	-821	Timeline
HILL ROM HLDGS INCHILL ROM HLDGS INC	1,597	$151K	<0.01%	+125
MCSMARCUS CORP DEL	3,581	$151K	<0.01%	+1,223	Timeline
SMMUPIMCO ETF TR	3,030	$151K	<0.01%	+2,030	Timeline
RVNUDBX ETF TR	5,779	$151K	<0.01%	+1,619	Timeline
NMINUVEEN MUN INCOME FD INC	14,779	$151K	<0.01%	+7,050	Timeline
MAZOR ROBOTICS LTDMAZOR ROBOTICS LTD	2,588	$151K	<0.01%	-4,190
TEXAS PACIFIC LAND TRUSTTEXAS PACIFIC LAND TRUST	176	$151K	<0.01%	+44
ARGO GROUP INTERNATIONALARGO GROUP INTERNATIONAL	2,389	$151K	<0.01%	-1,075
SYKES ENTERPRISES INC COMSYKES ENTERPRISES INC COM	4,932	$151K	<0.01%	+1,049
ELLIE MAE INCELLIE MAE INC	1,590	$151K	<0.01%	+330
BMIBADGER METER INC	2,837	$150K	<0.01%	+870	Timeline
GVAGRANITE CONSTR INC	3,294	$150K	<0.01%	+1,035	Timeline
RRCRANGE RES CORP	8,835	$150K	<0.01%	-14,131	Timeline
BGXBLACKSTONE LONG SHORT CR INC	9,409	$150K	<0.01%	-2,479	Timeline
CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM	13,240	$150K	<0.01%	+13,000
VOYA NAT RES EQUITY INCOME FVOYA NAT RES EQUITY INCOME F	23,528	$150K	<0.01%	0
SBSISOUTHSIDE BANCSHARES INC	4,322	$150K	<0.01%	+962	Timeline
Ishares Ibonds DecIshares Ibonds Dec	6,005	$150K	<0.01%	+2,747
SPDR SER TRSPDR SER TR	2,253	$150K	<0.01%	+658
SIGSIGNET JEWELERS LTD	2,259	$149K	<0.01%	+1,331	Timeline
MAN TECH INTERNATIONAL CORPMAN TECH INTERNATIONAL CORP	2,359	$149K	<0.01%	+718
SMLVSPDR SERIES TRUST	1,536	$149K	<0.01%	+1,284	Timeline
FCOABRDN GLOBAL INCOME FUND INC	17,657	$149K	<0.01%	+6,429	Timeline
TALTAL ED GROUP	5,736	$148K	<0.01%	-31,282	Timeline
WWWWOLVERINE WORLD WIDE INC	3,784	$148K	<0.01%	+749	Timeline
MACMACERICH CO	2,682	$148K	<0.01%	+1,263	Timeline
CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM	10,158	$148K	<0.01%	+1,573
BFORALPS ETF TR	3,296	$148K	<0.01%	+540	Timeline
SKYWSKYWEST INC	2,497	$147K	<0.01%	+805	Timeline
IRTINDEPENDENCE RLTY TR INC	13,967	$147K	<0.01%	+7,137	Timeline
WAFDWAFD INC	4,610	$147K	<0.01%	-506	Timeline
CBTCABOT CORP	2,349	$147K	<0.01%	+1,000	Timeline
CRH PLC ADSCRH PLC ADS	4,488	$147K	<0.01%	+751
Concho Resources Inc.Concho Resources Inc.	968	$147K	<0.01%	+659
MMIMARCUS & MILLICHAP INC	4,231	$147K	<0.01%	+902	Timeline
MEDIDATE SOLUTIONS INCMEDIDATE SOLUTIONS INC	2,008	$147K	<0.01%	+122
APARTMENT INVT & MGMT COAPARTMENT INVT & MGMT CO	3,334	$147K	<0.01%	+650
MTSIMACOM TECH SOLUTIONS HLDGS I	7,105	$146K	<0.01%	+5,167	Timeline
FRMEFIRST MERCHANTS CORP	3,239	$146K	<0.01%	+1,133	Timeline
MWAMUELLER WTR PRODS INC	12,665	$146K	<0.01%	+2,859	Timeline
EEFTEURONET WORLDWIDE INC	1,468	$146K	<0.01%	+153	Timeline
VLYVALLEY NATL BANCORP	13,001	$146K	<0.01%	-20	Timeline
BSACBANCO SANTANDER CHILE NEW	4,580	$146K	<0.01%	+1,332	Timeline
GTNGRAY MEDIA INC	8,296	$146K	<0.01%	+2,684	Timeline
EUDGWISDOMTREE TR	5,657	$146K	<0.01%	+1,426	Timeline
EWMISHARES INC	4,531	$146K	<0.01%	-1,774	Timeline
HUBSHUBSPOT INC	961	$145K	<0.01%	+365	Timeline
BAKBRASKEM SA	5,047	$145K	<0.01%	+4,082	Timeline
PIONEER DIVERSIFIED HIGH IN…PIONEER DIVERSIFIED HIGH INCOM	9,951	$145K	<0.01%	new
NUSTAR ENERGY LPNUSTAR ENERGY LP	5,230	$145K	<0.01%	+1,955
PGHYINVESCO EXCH TRADED FD TR II	6,190	$145K	<0.01%	+726	Timeline
PXIINVESCO EXCHANGE TRADED FD T	3,294	$145K	<0.01%	-10,914	Timeline
CATCHMARK TIMBER TR INC CL ACATCHMARK TIMBER TR INC CL A	12,659	$145K	<0.01%	-1,373
XMESPDR SERIES TRUST	4,190	$144K	<0.01%	-7,613	Timeline
TREXTREX INC	1,875	$144K	<0.01%	+889	Timeline
BFAMBRIGHT HORIZONS FAM SOL IN D	1,221	$144K	<0.01%	+379	Timeline
BBHVANECK ETF TRUST	1,061	$144K	<0.01%	-10	Timeline
JBTMJBT MAREL CORPORATION	1,202	$144K	<0.01%	+311	Timeline
LADLITHIA MTRS INC	1,757	$143K	<0.01%	-801	Timeline
TRUTRANSUNION	1,942	$143K	<0.01%	+331	Timeline
CFFNCAPITOL FED FINL INC	11,234	$143K	<0.01%	+5,244	Timeline
BZUNBAOZUN INC	2,951	$143K	<0.01%	+2,064	Timeline
XBGYXBLACKROCK ENHANCED INTL DIV	24,792	$143K	<0.01%	+7,321	Timeline
QUADQUAD / GRAPHICS INC	6,868	$143K	<0.01%	-47	Timeline
EOTEATON VANCE NATL MUN OPPORT	6,622	$143K	<0.01%	-3,311	Timeline
FGMFIRST TR EXCH TRD ALPHDX FD	3,098	$143K	<0.01%	+626	Timeline
HD SUPPLY HLDGS INCHD SUPPLY HLDGS INC	3,330	$143K	<0.01%	+1,579
CIT GROUP INC COM NEWCIT GROUP INC COM NEW	2,759	$143K	<0.01%	-50
OPRXOPTIMIZERX CORP	7,897	$142K	<0.01%	0	Timeline
PLAYDAVE & BUSTERS ENTMT INC	2,150	$142K	<0.01%	+804	Timeline
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC	4,571	$142K	<0.01%	+4,522
CALAMP CORPCALAMP CORP	5,952	$142K	<0.01%	+1,053
SHUTTERFLY INCSHUTTERFLY INC	2,154	$142K	<0.01%	-2,903
MANAGED PORTFOLIO SERIESMANAGED PORTFOLIO SERIES	6,100	$142K	<0.01%	new
TECKTECK RESOURCES LTD	5,876	$141K	<0.01%	-4,545	Timeline
LITELUMENTUM HLDGS INC	2,354	$141K	<0.01%	+646	Timeline
NUSCNUSHARES ETF TR	4,461	$141K	<0.01%	+153	Timeline
TDCTERADATA CORP DEL	3,746	$141K	<0.01%	+1,147	Timeline
INNSUMMIT HOTEL PPTYS	10,442	$141K	<0.01%	+1,178	Timeline
SLRCSLR INVESTMENT CORP	6,590	$141K	<0.01%	-3,821	Timeline
PARSLEY ENERGY INCPARSLEY ENERGY INC	4,807	$141K	<0.01%	-73
BARCLAYS BK PLCBARCLAYS BK PLC	4,754	$141K	<0.01%	+331
QUANTENNA COMMUNICATIONS INCQUANTENNA COMMUNICATIONS INC	7,633	$141K	<0.01%	+2,464
CNNECANNAE HLDGS INC	6,665	$140K	<0.01%	-284	Timeline
HMNHORACE MANN EDUCATORS CORP N	3,105	$140K	<0.01%	+162	Timeline
AXTAAXALTA COATING SYS LTD	4,823	$140K	<0.01%	+984	Timeline
MTXMINERALS TECHNOLOGIES INC	2,075	$140K	<0.01%	+863	Timeline
GREAT WESTN BANCORP INCGREAT WESTN BANCORP INC	3,328	$140K	<0.01%	+429
NUVEEN SELECT TAX FREE INCOMNUVEEN SELECT TAX FREE INCOM	10,000	$140K	<0.01%	0
STAMPS COM INCSTAMPS COM INC	621	$140K	<0.01%	+322
ALVAUTOLIV INC	1,622	$140K	<0.01%	+357	Timeline
VANECK VECTORS ETF TRVANECK VECTORS ETF TR	9,031	$140K	<0.01%	+364
TSTENARIS S A	4,173	$139K	<0.01%	+613	Timeline
ARMKARAMARK	3,245	$139K	<0.01%	-193	Timeline
EPCEDGEWELL PERSONAL CARE CO	3,018	$139K	<0.01%	+34	Timeline
IEZISHARES TR	3,881	$139K	<0.01%	+371	Timeline
TDFTEMPLETON DRAGON FD INC	7,000	$139K	<0.01%	+6,950	Timeline
GABCGERMAN AMERN BANCORP INC	3,930	$139K	<0.01%	0	Timeline
Lincoln National CorporatLincoln National Corporat	4,459	$139K	<0.01%	+805
QSRRESTAURANT BRANDS INTL INC	2,315	$138K	<0.01%	+1,589	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
APPLE INCAPPLE INC CALL	call	15	$146K	0
NETFLIX INC.NETFLIX INC. CALL	call	3	$73K	0
META PLATFORMS INCMETA PLATFORMS INC CALL	call	35	$51K	new
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUT	put	140	$50K	+16
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD CALL	call	10	$23K	new
INVESCO QQQ TRINVESCO QQQ TR PUT	put	30	$12K	new
TWITTER INCTWITTER INC COM	call	20	$12K	new
STATE STR SPDR DOW JONES INDSTATE STR SPDR DOW JONES IND UT SER 1	put	30	$11K	new
CITIGROUP INCCITIGROUP INC CALL	call	3	$7K	0
TEVA PHARMACEUTICAL INDS LTDTEVA PHARMACEUTICAL INDS LTD CALL	call	10	$7K	new
MACYS INCMACYS INC CALL	call	50	$6K	0
BANK OF AMER CORPBANK OF AMER CORP CALL	call	13	$2K	0
BAUSCH HEALTH COS INCBAUSCH HEALTH COS INC COM	call	2	$2K	new
TESLA INCTESLA INC PUT	put	7	$1K	-2
FREEPORT MCMORAN INCFREEPORT MCMORAN INC CALL	call	12	$1K	new
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC CALL	call	5	$0	new
SPDR GOLD TRSPDR GOLD TR CALL	call	8	$0	new
NETFLIX INC.NETFLIX INC. PUT	put	50	$0	-50
BLOCK INCBLOCK INC PUT	put	1	$0	new
CERNER CORPCERNER CORP COM	put	60	$0	0
WORLD WRESTLING ENTERTAINME…WORLD WRESTLING ENTERTAINMENT CMN… Cmn	put	1	$0	new
ENERGOUS CORPENERGOUS CORP CALL	call	1	$0	0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1	principal	466	$468K	0
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1	principal	80	$80K	+20
PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0	principal	59	$57K	0
CALAMP CORPCALAMP CORP NOTE 1.625% 5/1	principal	52	$55K	0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0	principal	46	$53K	-4
FINISAR CORPFINISAR CORP NOTE 0.500%12/1	principal	57	$52K	0
APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC NOTE 4.750% 8/2	principal	52	$52K	0
PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0	principal	52	$52K	+7
KB HOME 1.375KB HOME 1.375 NOTE 1.375% 2/0	principal	50	$51K	0
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP NOTE 5.000% 6/1	principal	50	$51K	new
TUTOR PERINI CORPTUTOR PERINI CORP NOTE 2.875% 6/1	principal	47	$48K	0
HCI GROUP INCHCI GROUP INC NOTE 4.250% 3/0	principal	48	$48K	0
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0	principal	48	$48K	0
VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0	principal	44	$47K	+28
PACIRA BIOSCIENCESPACIRA BIOSCIENCES NOTE 2.375% 4/0	principal	41	$43K	new
HORIZON GLOBAL CORPHORIZON GLOBAL CORP NOTE 2.750% 7/0	principal	58	$43K	0
ROVI CORPROVI CORP NOTE 0.500% 3/0	principal	42	$40K	-5
NEW YORK MTG TRUSTNEW YORK MTG TRUST NOTE 6.250% 1/1	principal	39	$39K	-9
VEECO INSTRS INC DELVEECO INSTRS INC DEL NOTE 2.700% 1/1	principal	33	$28K	0
TTM TECHNOLOGIES INCTTM TECHNOLOGIES INC NOTE 1.750%12/1	principal	16	$27K	-11
ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1	principal	17	$26K	0
GREEN PLAINS INCGREEN PLAINS INC NOTE 4.125% 9/0	principal	26	$25K	0
INTEL CORPINTEL CORP CORPORATE OBLIG	principal	10	$23K	0
TWITTER INCTWITTER INC NOTE 1.000% 9/1	principal	25	$23K	0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1	principal	19	$23K	0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0	principal	19	$22K	0
INPHI CORPINPHI CORP NOTE 0.750% 9/0	principal	21	$21K	-5
YAHOO INCYAHOO INC NOTE 12/0	principal	16	$21K	0
WELLS FARGO & COWELLS FARGO & CO MTNF 6/0	principal	12	$20K	0
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND	principal	18	$19K	+7
CITRIX SYS INCCITRIX SYS INC NOTE 0.500% 4/1	principal	12	$18K	0
TESLA INCTESLA INC NOTE 1.250% 3/0	principal	18	$17K	-5
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1	principal	14	$17K	0
ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC COM	principal	4	$16K	0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	14	$15K	0
NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1	principal	12	$15K	0
ARES CAP CORPARES CAP CORP NOTE 4.375% 1/1	principal	15	$15K	0
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1	principal	15	$14K	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3	principal	11	$13K	new
GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 2/0	principal	11	$13K	0
CAESARS ENTMT CORPCAESARS ENTMT CORP NOTE	principal	7	$13K	0
ALLSCRIPTS HEALTHCARE SOLUTNALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0	principal	12	$13K	0
STARWOOD PROPERTY TRUSTSTARWOOD PROPERTY TRUST Convertible Debt	principal	12	$12K	0
HANNON ARMSTRONG SUST INFR CHANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0	principal	12	$12K	0
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC DBCV 2/1	principal	12	$12K	0
PDC ENERGY INCPDC ENERGY INC NOTE 1.125% 9/1	principal	12	$12K	new
ENVESTNET INCENVESTNET INC NOTE 1.75012/1	principal	11	$12K	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1	principal	9	$11K	0
REDWOOD TRUST INCREDWOOD TRUST INC BOND	principal	11	$11K	0
RED HAT INCRED HAT INC NOTE 0.250%10/0	principal	6	$11K	-2
STARWOOD WAYPOINT RESIDENTLSTARWOOD WAYPOINT RESIDENTL NOTE 3.000% 7/0	principal	9	$11K	0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	6	$10K	0
ARES CAPITAL CORPARES CAPITAL CORP NOTE 3.750% 2/0	principal	10	$10K	+8
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.350% 6/1	principal	6	$10K	0
GOLDMAN SACHS BDC INCGOLDMAN SACHS BDC INC NOTE 4.500% 4/0	principal	10	$10K	new
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 7/0	principal	5	$10K	0
AIR LEASE CORPAIR LEASE CORP NOTE 3.875%12/0	principal	6	$10K	0
DYCOM INDS INCDYCOM INDS INC NOTE 0.750% 9/1	principal	8	$9K	0
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTE	principal	9	$9K	0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0	principal	7	$8K	0
HCI GROUP INCHCI GROUP INC NOTE 3.875% 3/1	principal	8	$8K	-29
SM ENERGY COSM ENERGY CO NOTE 1.500% 7/0	principal	6	$7K	new
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC CNV	principal	7	$7K	0
LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.500 5/1	principal	4	$7K	0
THERAVANCE INCTHERAVANCE INC CORPORATE OBLIG	principal	6	$6K	0
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 1.000% 1/1	principal	5	$6K	new
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1	principal	5	$6K	0
HERCULES CAPITAL INCHERCULES CAPITAL INC DBCV 4.375% 2/0	principal	6	$6K	0
SYNAPTICS INCSYNAPTICS INC NOTE 0.500% 6/1	principal	6	$6K	new
CTRIP COM INTL LTDCTRIP COM INTL LTD NOTE 1.000% 7/0	principal	6	$6K	0
ROYAL GOLD INCROYAL GOLD INC NOTE	principal	6	$6K	0
SUNPOWER CORPSUNPOWER CORP DBCV 4.000% 1/1	principal	6	$6K	0
RESTORATION HARDWARE HLDGS IRESTORATION HARDWARE HLDGS I DBCV 7/1	principal	5	$6K	new
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC NOTE 3.000%11/1	principal	4	$6K	0
MACQUARIE INFRASTRUCTURE CORMACQUARIE INFRASTRUCTURE COR NOTE 2.875% 7/1	principal	6	$6K	0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1	principal	7	$5K	0
FIREEYE INCFIREEYE INC NOTE 1.000% 6/0	principal	5	$5K	0
REDFIN CORPREDFIN CORP NOTE 1.750% 7/1	principal	6	$5K	new
RYLAND GROUP 0.250RYLAND GROUP 0.250 NOTE 0.250% 6/0	principal	3	$3K	0
HERBALIFE LTDHERBALIFE LTD NOTE 2.000% 8/1	principal	2	$3K	0
IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1	principal	2	$3K	0
OASIS PETE INC NEWOASIS PETE INC NEW NOTE	principal	2	$3K	0
SOLARCITY CORPSOLARCITY CORP NOTE 1.625%11/0	principal	3	$3K	0
WEATHERFORD INTL LTDWEATHERFORD INTL LTD NOTE 5.875% 7/0	principal	3	$3K	0
SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0	principal	3	$3K	0
INPHI CORPINPHI CORP NOTE 1.125%12/0	principal	3	$3K	0
EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 1.50010/0	principal	2	$3K	0
TESLA INCTESLA INC NOTE 0.250 3/0	principal	3	$3K	0
NAVISTAR INTL CORP NEWNAVISTAR INTL CORP NEW NOTE 4.750 4/1	principal	3	$3K	0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1	principal	3	$2K	0
ALZA CORP 7/2ALZA CORP 7/2 SDCV	principal	1	$2K	0
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC NOTE 2.500% 9/1	principal	2	$2K	0
INSULET CORPINSULET CORP NOTE 1.250% 9/1	principal	1	$2K	-3
VIPSHOP HLDGS LTDVIPSHOP HLDGS LTD NOTE 1.500% 3/1	principal	2	$2K	0
TERADYNE INCTERADYNE INC NOTE	principal	1	$1K	0
AEROJET ROCKETDYNE HLDGS INCAEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1	principal	1	$1K	0
ENSCO JERSEY FIN LTDENSCO JERSEY FIN LTD NOTE 3.000% 1/3	principal	1	$1K	0
INCYTE CORPINCYTE CORP NOTE 0.375%11/1	principal	1	$1K	new

Sold out in Q3 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 236. All 236

Security	Shares before	Value before	Type
KKR & CO LPKKR & CO LP	55,890	$1.39M	shares
KAYNE ANDERSON ENERGY DEV COKAYNE ANDERSON ENERGY DEV CO	72,830	$1.27M	shares
DCT INDUSTRIAL TRUST INCDCT INDUSTRIAL TRUST INC	14,915	$995K	shares
TECHTARGET INCTECHTARGET INC	33,167	$942K	shares
DWS Mun Income TrDWS Mun Income Tr	78,808	$868K	shares
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INC	6,823	$833K	shares
BOFI HOLDING INCBOFI HOLDING INC	16,573	$679K	shares
ADVENT CLAYMORE ENH GRW & INADVENT CLAYMORE ENH GRW & IN	86,310	$668K	shares
NANTHEALTH INCNANTHEALTH INC	175,490	$581K	shares
CYS INVTS INCCYS INVTS INC	68,015	$511K	shares
BANK OF THE OZARKSBANK OF THE OZARKS	9,492	$429K	shares
ADVENT CLAY CONV SEC INC FDADVENT CLAY CONV SEC INC FD	72,105	$402K	shares
VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTL	17,149	$398K	shares
DQDAQO NEW ENERGY CORP	10,363	$368K	shares
KAYNE ANDERSON ENRGY TTL RTKAYNE ANDERSON ENRGY TTL RT	34,885	$330K	shares
JPMORGAN CHASE + CO-CW18JPMORGAN CHASE + CO-CW18	5,020	$318K	shares
MERIDIAN BIOSCIENCE INCMERIDIAN BIOSCIENCE INC	17,195	$273K	shares
iShares S&P AMT-Free Munici…iShares S&P AMT-Free Municipal	10,701	$272K	shares
KRANESHARES TRKRANESHARES TR	7,414	$262K	shares
WILLIAMS PARTNERS L P NEWWILLIAMS PARTNERS L P NEW	6,299	$256K	shares
FIRST TR EXCHANGE TRADED FDFIRST TR EXCHANGE TRADED FD	9,922	$243K	shares
EFZPROSHARES TR	9,078	$237K	shares
ISHARES TRISHARES TR	5,180	$215K	shares
BWZSPDR SERIES TRUST	6,435	$201K	shares
WGL HLDGS INCWGL HLDGS INC	2,077	$184K	shares
EDUCATION RLTY TR INCEDUCATION RLTY TR INC	4,125	$171K	shares
ISHARES TRISHARES TR	5,530	$159K	shares
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T	29	$152K	call
TCP CAP CORPTCP CAP CORP	10,416	$151K	shares
SCHULMAN (A.) INCSCHULMAN (A.) INC	3,143	$140K	shares
KRANESHARES TRKRANESHARES TR	3,683	$124K	shares
RRGBRED ROBIN GOURMET BURGERS IN	2,500	$117K	shares
COTIVITI HLDGS INCCOTIVITI HLDGS INC	2,588	$114K	shares
NVMINOVA LTD	3,775	$103K	shares
XL GROUP LTDXL GROUP LTD	1,837	$102K	shares
DEEPETF SER SOLUTIONS	2,634	$92K	shares
QVALEA SERIES TRUST	2,975	$92K	shares
CIVBCIVISTA BANCSHARES INC	3,653	$88K	shares
ILG INCILG INC	2,539	$84K	shares
ORTHOFIX INTL N VORTHOFIX INTL N V	1,441	$82K	shares
NRG YIELD INCNRG YIELD INC	4,739	$82K	shares
RELX NVRELX NV	3,703	$79K	shares
SPECTRUM BRANDS HLDGS INCSPECTRUM BRANDS HLDGS INC	877	$71K	shares
RELIANT BANCORP INCRELIANT BANCORP INC	2,521	$71K	shares
MTGE INVT CORP COMMTGE INVT CORP COM	3,549	$69K	shares
QUALITY SYS INCQUALITY SYS INC	3,474	$68K	shares
HALYARD HEALTH INCHALYARD HEALTH INC	1,153	$66K	shares
STEWARDSHIP FINL CORPSTEWARDSHIP FINL CORP	5,376	$63K	shares
GGP INCGGP INC	3,000	$61K	shares
NUVEEN TEXAS QUAL MUN INNUVEEN TEXAS QUAL MUN IN	4,781	$61K	shares
UDIVFRANKLIN TEMPLETON ETF TR	2,125	$58K	shares
TSBKTIMBERLAND BANCORP INC	1,479	$55K	shares
Foundation Medicine IncFoundation Medicine Inc	402	$55K	shares
NRG YIELD INCNRG YIELD INC	3,153	$54K	shares
QUALITY CARE PPTYS INCQUALITY CARE PPTYS INC	2,367	$51K	shares
SBFGSB FINL GROUP INC	2,451	$50K	shares
OPPRIVERNORTH DOUBLELINE STRATE	2,795	$49K	shares
TALLGRASS ENERGY PARTNERS LPTALLGRASS ENERGY PARTNERS LP	1,141	$49K	shares
BOARDWALK PIPELINE PARTNERSBOARDWALK PIPELINE PARTNERS	4,203	$48K	shares
JHIHANCOCK JOHN INVS TR	2,713	$43K	shares
ENCORE CAP GROUP INCENCORE CAP GROUP INC	47	$43K	principal
INFINITY PROPERTY & CAS…INFINITY PROPERTY & CASUALTY	295	$42K	shares
RSP PERMIAN INCRSP PERMIAN INC	887	$39K	shares
TRIANGLE CAP CORPTRIANGLE CAP CORP	3,279	$37K	shares
LEGACY RESERVES LPLEGACY RESERVES LP	4,418	$31K	shares
ISHARES TRISHARES TR	1,075	$30K	shares
GASTAR EXPLORATION LTDGASTAR EXPLORATION LTD	52,550	$29K	shares
INTERNATIONAL MULTI-ASSET D…INTERNATIONAL MULTI-ASSET DIVERSI…	1,698	$29K	shares
PUTMAN HIGH INCOME SEC FUNDPUTMAN HIGH INCOME SEC FUND	2,964	$28K	shares
VEGIISHARES INC	900	$26K	shares
AVALGRUPO AVAL ACCIONES Y VALORE	3,094	$26K	shares
ABAXIS INCABAXIS INC	258	$21K	shares
BLACKROCK MUNIYIELD INVT FBLACKROCK MUNIYIELD INVT F	1,537	$21K	shares
THL CREDIT INCTHL CREDIT INC	2,500	$20K	shares
NEUBERGER BERMAN NY INT MUNNEUBERGER BERMAN NY INT MUN	1,730	$20K	shares
MVC CAPITAL INCMVC CAPITAL INC	1,980	$19K	shares
SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC	806	$19K	shares
VIVINT SOLAR INC.VIVINT SOLAR INC.	3,800	$19K	shares
EGALET CORPEGALET CORP	45,650	$19K	shares
SAFTSAFETY INS GROUP INC	207	$18K	shares
Blackrock 2022 Global InBlackrock 2022 Global In	2,000	$18K	shares
Dws Strategic Muni IncmDws Strategic Muni Incm	1,634	$18K	shares
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	806	$18K	shares
WORKDAY INCWORKDAY INC	12	$18K	principal
ISHARES EDGE MSCI MIN VOL E…ISHARES EDGE MSCI MIN VOL EAFE CU…	633	$18K	shares
ANGI INC CLASS AANGI INC CLASS A	1,130	$17K	shares
VERIFONE SYS INCVERIFONE SYS INC	693	$16K	shares
EXCHANGE LISTED FDS TR REX …EXCHANGE LISTED FDS TR REX BKCM E…	600	$15K	shares
ISHARES TRISHARES TR	670	$15K	shares
ETDETHAN ALLEN INTERIORS INC	568	$14K	shares
GALMED PHARMACEUTICALS LTDGALMED PHARMACEUTICALS LTD	1,200	$14K	shares
KSAISHARES TR	400	$13K	shares
CHARTER FINANCIAL CORPCHARTER FINANCIAL CORP	544	$13K	shares
ISHARES TRISHARES TR	532	$13K	shares
INTELLIPHARMACEUTICS INTERNAINTELLIPHARMACEUTICS INTERNA	29,462	$13K	shares
AXTIAXT INC	1,685	$12K	shares
ISHARES TRISHARES TR	200	$12K	shares
NEVRO CORPNEVRO CORP	11	$12K	principal
BCVBANCROFT FD LTD	521	$11K	shares
AKERS BIOSCIENCES INCAKERS BIOSCIENCES INC	29,000	$11K	shares

How Q3 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001681115-18-000009	base		2018-11-14	acceptance time not in the bulk data set	2026-10-07 19:03:47 UTC