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Disclosery

Advisor Group, Inc.

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13F filer, CIK 1681115, PHOENIX, AZ

Advisor Group, Inc. reported $9,917,819,000 across 5,256 holdings for the quarter ended 2018-09-30, in a 13F-HR filed 2018-11-14. Its ten largest share positions make up 19.04% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001681115-18-000009

Period
2018-09-30
Reported value
$9.92B
Holdings
5,256
Top 10 weight
19.04%
New
420
Sold out
236

Largest buys vs the previous quarter

SecurityShares changeApprox. value
VOOadded+409,036$109M
IVVadded+316,290$92.6M
USMVadded+1,442,422$82.3M
IVWadded+387,612$68.7M
VEAadded+1,295,308$56.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
IWNreduced-370,616-$49.3M
SPSBreduced-615,803-$18.6M
DIAreduced-38,104-$10.1M
BWXreduced-336,447-$9.22M
HYDreduced-249,792-$7.78M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2018

Share positions as resolved from 13F-HR 0001681115-18-000009, largest first. % of portfolio is the value over $9,917,415,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
CNOBCONNECTONE BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12 shares; 2018Q2: 12 shares; 2018Q3: 12 shares 12$00%0Value filed as zero, left out of ratios.Timeline
RBBNRIBBON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20 shares; 2018Q2: 20 shares; 2018Q3: 20 shares 20$00%0Value filed as zero, left out of ratios.Timeline
BRFVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 59 shares; 2018Q2: 59 shares; 2018Q3: 25 shares 25$00%-34Value filed as zero, left out of ratios.Timeline
PERIPERION NETWORK LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 47 shares 47$00%newValue filed as zero, left out of ratios.Timeline
JOBGEE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12 shares; 2018Q2: 12 shares; 2018Q3: 12 shares 12$00%0Value filed as zero, left out of ratios.Timeline
RFLRAFAEL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 552 shares; 2018Q2: 52 shares; 2018Q3: 52 shares 52$00%0Value filed as zero, left out of ratios.Timeline
ZDGEZEDGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares 200$00%0Value filed as zero, left out of ratios.Timeline
CATOCATO CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,520 shares; 2018Q2: 1,520 shares; 2018Q3: 8 shares 8$00%-1,512Value filed as zero, left out of ratios.Timeline
NNBRNN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 12 shares 12$00%newValue filed as zero, left out of ratios.Timeline
LOMALOMA NEGRA C I A S A MTN 14Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 513 shares; 2018Q2: not reported; 2018Q3: 36 shares 36$00%newValue filed as zero, left out of ratios.Timeline
IDNINTELLICHECK MOBILISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 50 shares; 2018Q2: 50 shares; 2018Q3: 50 shares 50$00%0Value filed as zero, left out of ratios.Timeline
SUPVGRUPO SUPERVIELLE S.A.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,336 shares; 2018Q2: 423 shares; 2018Q3: 44 shares 44$00%-379Value filed as zero, left out of ratios.Timeline
YCSPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3 shares 3$00%newValue filed as zero, left out of ratios.Timeline
NHTCNATURAL HEALTH TRENDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 302 shares; 2018Q2: 2,753 shares; 2018Q3: 24 shares 24$00%-2,729Value filed as zero, left out of ratios.Timeline
RVPRETRACTABLE TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 130 shares; 2018Q2: 130 shares; 2018Q3: 130 shares 130$00%0Value filed as zero, left out of ratios.Timeline
KELLY SVCS INCKELLY SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7 shares; 2018Q2: 7 shares; 2018Q3: 7 shares 7$00%0Value filed as zero, left out of ratios.
BIO-BBIO RAD LABS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1 shares 1$00%newValue filed as zero, left out of ratios.Timeline
GIGMGIGAMEDIA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20 shares; 2018Q2: 20 shares; 2018Q3: 20 shares 20$00%0Value filed as zero, left out of ratios.Timeline
iShares MSCI Russia ETF Spe…iShares MSCI Russia ETF SpecialQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6 shares; 2018Q2: 6 shares; 2018Q3: 6 shares 6$00%0Value filed as zero, left out of ratios.
OWENS RLTY MTG INCOWENS RLTY MTG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 7 shares 7$00%newValue filed as zero, left out of ratios.
LEGACY TEX FINL GROUP INCLEGACY TEX FINL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 110 shares; 2018Q2: 110 shares; 2018Q3: 5 shares 5$00%-105Value filed as zero, left out of ratios.
REIS INCREIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: 4 shares; 2018Q3: 4 shares 4$00%0Value filed as zero, left out of ratios.
AAUAFALMADEN MINERALS LTD COM CLASSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 600 shares; 2018Q2: 600 shares; 2018Q3: 600 shares 600$00%0Value filed as zero, left out of ratios.Timeline
CEDAR REALTY TRUST INCCEDAR REALTY TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,329 shares; 2018Q2: 689 shares; 2018Q3: 29 shares 29$00%-660Value filed as zero, left out of ratios.
TEEKAY OFFSHORE PARTNERS LPTEEKAY OFFSHORE PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
WIDEOPENWEST INCWIDEOPENWEST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 20 shares; 2018Q3: 20 shares 20$00%0Value filed as zero, left out of ratios.
BARNES & NOBLE ED INCBARNES & NOBLE ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 183 shares; 2018Q2: 183 shares; 2018Q3: 57 shares 57$00%-126Value filed as zero, left out of ratios.
ICAD INCICAD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 23 shares; 2018Q2: 23 shares; 2018Q3: 23 shares 23$00%0Value filed as zero, left out of ratios.
VERTEX ENERGY INCVERTEX ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 8 shares 8$00%newValue filed as zero, left out of ratios.
PCSB FINL CORP COMPCSB FINL CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 5 shares 5$00%newValue filed as zero, left out of ratios.
REGIS CORPREGIS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 15 shares 15$00%newValue filed as zero, left out of ratios.
ELECTRAMECCANICA VEHSELECTRAMECCANICA VEHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 100 shares 100$00%newValue filed as zero, left out of ratios.
CIVITAS SOLUTIONS INCCIVITAS SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 7 shares 7$00%newValue filed as zero, left out of ratios.
IMPMQIMPAC MTG HLDGS INC COM STK NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 14 shares 14$00%newValue filed as zero, left out of ratios.Timeline
AMYRIS INCAMYRIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 21 shares; 2018Q2: 21 shares; 2018Q3: 21 shares 21$00%0Value filed as zero, left out of ratios.
MMA Capital Management LLCMMA Capital Management LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12 shares; 2018Q2: 12 shares; 2018Q3: 12 shares 12$00%0Value filed as zero, left out of ratios.
TIDEWATER INC NEWTIDEWATER INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 108 shares; 2018Q2: 108 shares; 2018Q3: 108 shares 108$00%0Value filed as zero, left out of ratios.
TIDEWATER INC NEWTIDEWATER INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 119 shares; 2018Q2: 119 shares; 2018Q3: 119 shares 119$00%0Value filed as zero, left out of ratios.
VISTRA CORPVISTRA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 1,060 shares; 2018Q3: 244 shares 244$00%-816Value filed as zero, left out of ratios.
QUANTUM CORPQUANTUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 187 shares 187$00%newValue filed as zero, left out of ratios.
APOLLO ENDOSURGERY INCAPOLLO ENDOSURGERY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5 shares; 2018Q2: 5 shares; 2018Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.
CTI BIOPHARMA CORPCTI BIOPHARMA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 550 shares; 2018Q2: 550 shares; 2018Q3: 83 shares 83$00%-467Value filed as zero, left out of ratios.
ALTISOURCE ASSET MGMT CORPALTISOURCE ASSET MGMT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5 shares; 2018Q2: 5 shares; 2018Q3: 5 shares 5$00%0Value filed as zero, left out of ratios.
FORTRESS BIOTECH INCFORTRESS BIOTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 16 shares; 2018Q3: 16 shares 16$00%0Value filed as zero, left out of ratios.
EMAGIN CORPEMAGIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
MECHEL PAOMECHEL PAOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 173 shares; 2018Q2: 173 shares; 2018Q3: 150 shares 150$00%-23Value filed as zero, left out of ratios.
ICONIX BRAND GROUP INCICONIX BRAND GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 648 shares; 2018Q2: 648 shares; 2018Q3: 600 shares 600$00%-48Value filed as zero, left out of ratios.
SERVICESOURCE INTL LLCSERVICESOURCE INTL LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 102 shares 102$00%newValue filed as zero, left out of ratios.
CHINA FIN ONLINE CO LTDCHINA FIN ONLINE CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
GOLDEN STAR RES LTD CDAGOLDEN STAR RES LTD CDAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 500 shares 500$00%0Value filed as zero, left out of ratios.
OVASCIENCE INCOVASCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 52 shares; 2018Q2: 52 shares; 2018Q3: 52 shares 52$00%0Value filed as zero, left out of ratios.
EXONE COEXONE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 220 shares; 2018Q2: 220 shares; 2018Q3: 70 shares 70$00%-150Value filed as zero, left out of ratios.
ACHILLION PHARMACEUTICALS INACHILLION PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 87 shares; 2018Q2: 87 shares; 2018Q3: 87 shares 87$00%0Value filed as zero, left out of ratios.
INTERMOLECULAR INCINTERMOLECULAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares 200$00%0Value filed as zero, left out of ratios.
ENBRIDGE ENERGY MANAGEMENT LENBRIDGE ENERGY MANAGEMENT LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 291 shares; 2018Q2: 74 shares; 2018Q3: 1 shares 1$00%-73Value filed as zero, left out of ratios.
SEMICONDUCTOR MFG INTL CORPSEMICONDUCTOR MFG INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 44 shares; 2018Q2: 44 shares; 2018Q3: 44 shares 44$00%0Value filed as zero, left out of ratios.
HUDSON GLOBAL INCHUDSON GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 26 shares 26$00%newValue filed as zero, left out of ratios.
TEEKAY TANKERS LTDTEEKAY TANKERS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 800 shares 800$00%+300Value filed as zero, left out of ratios.
NAVIDEA BIOPHARMACEUTICALS INAVIDEA BIOPHARMACEUTICALS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,000 shares; 2018Q2: 2,000 shares; 2018Q3: 2,000 shares 2,000$00%0Value filed as zero, left out of ratios.
ASCENT CAPITAL GROUP INC-AASCENT CAPITAL GROUP INC-AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3 shares 3$00%newValue filed as zero, left out of ratios.
ATHERSYS INCATHERSYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
TRAVELCENTERS OF AMERICA LLCTRAVELCENTERS OF AMERICA LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 107 shares; 2018Q2: 67 shares; 2018Q3: 67 shares 67$00%0Value filed as zero, left out of ratios.
CRAFT BREW ALLIANCE INCCRAFT BREW ALLIANCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 78 shares; 2018Q2: 78 shares; 2018Q3: 24 shares 24$00%-54Value filed as zero, left out of ratios.
BIOLINERX LTD-SPONS ADRBIOLINERX LTD-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
BSQUARE CORPBSQUARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 31 shares; 2018Q2: 31 shares; 2018Q3: 31 shares 31$00%0Value filed as zero, left out of ratios.
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1 shares; 2018Q2: 1 shares; 2018Q3: 1 shares 1$00%0Value filed as zero, left out of ratios.
THE BANK OF PRINCETONTHE BANK OF PRINCETONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 4 shares 4$00%newValue filed as zero, left out of ratios.
MORGAN STANLEY EMER MKTS FDMORGAN STANLEY EMER MKTS FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3 shares; 2018Q2: 3 shares; 2018Q3: 3 shares 3$00%0Value filed as zero, left out of ratios.
QAD INC-BQAD INC-BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10 shares; 2018Q2: 1,699 shares; 2018Q3: 10 shares 10$00%-1,689Value filed as zero, left out of ratios.
ROYTLPACIFIC COAST OIL TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,100 shares; 2018Q2: 1,100 shares; 2018Q3: 100 shares 100$00%-1,000Value filed as zero, left out of ratios.Timeline
ON TRACK INNOVATION LTDON TRACK INNOVATION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
BIOANALYTICAL SYS INCBIOANALYTICAL SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
BROADVISION INCBROADVISION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8 shares; 2018Q2: 8 shares; 2018Q3: 8 shares 8$00%0Value filed as zero, left out of ratios.
OPTIBASE LTDOPTIBASE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 20 shares 20$00%newValue filed as zero, left out of ratios.
AETERNA ZENTARIS INCAETERNA ZENTARIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13 shares; 2018Q2: 13 shares; 2018Q3: 13 shares 13$00%0Value filed as zero, left out of ratios.
RICEBRAN TECHNOLOGIESRICEBRAN TECHNOLOGIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 30 shares; 2018Q2: 30 shares; 2018Q3: 30 shares 30$00%0Value filed as zero, left out of ratios.
HORIZON GLOBAL CORPHORIZON GLOBAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,217 shares; 2018Q2: 115 shares; 2018Q3: 70 shares 70$00%-45Value filed as zero, left out of ratios.
TENAX THERAPEUTICS INCTENAX THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 65 shares; 2018Q2: 65 shares; 2018Q3: 65 shares 65$00%0Value filed as zero, left out of ratios.
ION GEOPHYSICAL CORPION GEOPHYSICAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 410 shares; 2018Q2: 16 shares; 2018Q3: 16 shares 16$00%0Value filed as zero, left out of ratios.
HOUGHTON MIFFLIN HARCOURT COHOUGHTON MIFFLIN HARCOURT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 14 shares 14$00%newValue filed as zero, left out of ratios.
ONCOCYTE CORPONCOCYTE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12 shares; 2018Q2: 12 shares; 2018Q3: 12 shares 12$00%0Value filed as zero, left out of ratios.
BLUEROCK RESIDENTIAL GWT REIBLUEROCK RESIDENTIAL GWT REIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 807 shares; 2018Q2: 20 shares; 2018Q3: 20 shares 20$00%0Value filed as zero, left out of ratios.
FTD COS INCFTD COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 50 shares; 2018Q2: 50 shares; 2018Q3: 50 shares 50$00%0Value filed as zero, left out of ratios.
ENSYNC INC.ENSYNC INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 300 shares 300$00%newValue filed as zero, left out of ratios.
AILERON THERAPEUTICS INC CO…AILERON THERAPEUTICS INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 150 shares; 2018Q2: 150 shares; 2018Q3: 150 shares 150$00%0Value filed as zero, left out of ratios.
QUORUM HEALTH CORPQUORUM HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 88 shares; 2018Q2: 76 shares; 2018Q3: 76 shares 76$00%0Value filed as zero, left out of ratios.
APRICUS BIOSCIENCES INCAPRICUS BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 588 shares; 2018Q2: 588 shares; 2018Q3: 588 shares 588$00%0Value filed as zero, left out of ratios.
FUELCELL ENERGY INCFUELCELL ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11,500 shares; 2018Q2: 679 shares; 2018Q3: 679 shares 679$00%0Value filed as zero, left out of ratios.
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1 shares 1$00%newValue filed as zero, left out of ratios.
REXAHN PHARMACEUTICALS INCREXAHN PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 280 shares 280$00%newValue filed as zero, left out of ratios.
PERNIX THERAPEUTICS HLDGS INPERNIX THERAPEUTICS HLDGS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 177 shares; 2018Q2: 177 shares; 2018Q3: 177 shares 177$00%0Value filed as zero, left out of ratios.
GRANA Y MONTERO S A AGRANA Y MONTERO S A AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 26 shares; 2018Q2: not reported; 2018Q3: 18 shares 18$00%newValue filed as zero, left out of ratios.
AVINGER INCAVINGER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4 shares; 2018Q2: 4 shares; 2018Q3: 4 shares 4$00%0Value filed as zero, left out of ratios.
CYTORI THERAPEUTICS INCCYTORI THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 16 shares; 2018Q3: 10 shares 10$00%-6Value filed as zero, left out of ratios.
CLEVELAND BIOLABS INCCLEVELAND BIOLABS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25 shares; 2018Q2: 25 shares; 2018Q3: 25 shares 25$00%0Value filed as zero, left out of ratios.
AETHLON MED INCAETHLON MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 388 shares; 2018Q2: 388 shares; 2018Q3: 388 shares 388$00%0Value filed as zero, left out of ratios.
CALADRIUS BIOSCIENCES INCCALADRIUS BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10 shares; 2018Q2: 10 shares; 2018Q3: 10 shares 10$00%0Value filed as zero, left out of ratios.
AYTU BIOSCIENCE INCAYTU BIOSCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2 shares 2$00%newValue filed as zero, left out of ratios.
AKARI THERAPEUTICS PLCAKARI THERAPEUTICS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25 shares; 2018Q2: 25 shares; 2018Q3: 25 shares 25$00%0Value filed as zero, left out of ratios.
RXI PHARMACEUTICALS CORP NEWRXI PHARMACEUTICALS CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 19 shares; 2018Q2: 19 shares; 2018Q3: 19 shares 19$00%0Value filed as zero, left out of ratios.
SUPERCONDUCTOR TECHNOLOGIESSUPERCONDUCTOR TECHNOLOGIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 4 shares 4$00%newValue filed as zero, left out of ratios.
FIBROCELL SCIENCE INCFIBROCELL SCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 54 shares; 2018Q3: 54 shares 54$00%0Value filed as zero, left out of ratios.
NEURALSTEM INCNEURALSTEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 133 shares; 2018Q2: 133 shares; 2018Q3: 133 shares 133$00%0Value filed as zero, left out of ratios.
CYTRX CORPCYTRX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 144 shares; 2018Q2: 144 shares; 2018Q3: 144 shares 144$00%0Value filed as zero, left out of ratios.
PDL CMNTY BANCORPPDL CMNTY BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 7 shares 7$00%newValue filed as zero, left out of ratios.
CASI PHARMACEUTICALS INCCASI PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 90 shares; 2018Q2: 90 shares; 2018Q3: 90 shares 90$00%0Value filed as zero, left out of ratios.
GREEN BANCORP INCGREEN BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 18 shares 18$00%newValue filed as zero, left out of ratios.
FIRST TR EXCHANGE-TRADED FDFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3 shares 3$00%newValue filed as zero, left out of ratios.
BIOLASE INCBIOLASE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 73 shares; 2018Q3: 73 shares 73$00%0Value filed as zero, left out of ratios.
TITAN PHARMACEUTICALS INC DETITAN PHARMACEUTICALS INC DEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,100 shares; 2018Q2: 2,100 shares; 2018Q3: 2,100 shares 2,100$00%0Value filed as zero, left out of ratios.
SELLAS LIFE SCIENCES GROUP ISELLAS LIFE SCIENCES GROUP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6 shares; 2018Q2: 1 shares; 2018Q3: 1 shares 1$00%0Value filed as zero, left out of ratios.
ASTERIAS BIOTHERAPEUTICS INCASTERIAS BIOTHERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 49 shares; 2018Q2: 49 shares; 2018Q3: 49 shares 49$00%0Value filed as zero, left out of ratios.
BASIC ENERGY SVCS INC NEWBASIC ENERGY SVCS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2 shares; 2018Q2: 2 shares; 2018Q3: 2 shares 2$00%0Value filed as zero, left out of ratios.
OcugenOcugenQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
WESTMORELAND RESOURCE PARTN…WESTMORELAND RESOURCE PARTNE COM …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 71 shares; 2018Q2: 71 shares; 2018Q3: 71 shares 71$00%0Value filed as zero, left out of ratios.
EP ENERGY CORPEP ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares 100$00%0Value filed as zero, left out of ratios.
KEY ENERGY SVCS INC DELKEY ENERGY SVCS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3 shares; 2018Q2: 3 shares; 2018Q3: 3 shares 3$00%0Value filed as zero, left out of ratios.
HEMISPHERX BIOPHARMA INCHEMISPHERX BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 250 shares; 2018Q2: 250 shares; 2018Q3: 250 shares 250$00%0Value filed as zero, left out of ratios.
MARATHON PATENT GROUP INCMARATHON PATENT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 750 shares; 2018Q2: 750 shares; 2018Q3: 750 shares 750$00%0Value filed as zero, left out of ratios.
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1 shares 1$00%newValue filed as zero, left out of ratios.
TROVAGENE INC COM PARTROVAGENE INC COM PARQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 255 shares; 2018Q3: 118 shares 118$00%-137Value filed as zero, left out of ratios.
SEQUENTIAL BRNDS GROUP ISEQUENTIAL BRNDS GROUP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 196 shares; 2018Q2: 196 shares; 2018Q3: 296 shares 296$00%+100Value filed as zero, left out of ratios.
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1 shares 1$00%newValue filed as zero, left out of ratios.
PAIN THERAPEUTICS INCPAIN THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 337 shares; 2018Q2: 337 shares; 2018Q3: 37 shares 37$00%-300Value filed as zero, left out of ratios.
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2 shares 2$00%newValue filed as zero, left out of ratios.
U S ENERGY CORP WYOU S ENERGY CORP WYOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 83 shares; 2018Q2: 83 shares; 2018Q3: 83 shares 83$00%0Value filed as zero, left out of ratios.
U S GOLD CORPU S GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2 shares 2$00%newValue filed as zero, left out of ratios.
CONTRAVIR PHARMACEUTICALS INCONTRAVIR PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: 35 shares; 2018Q3: 35 shares 35$00%0Value filed as zero, left out of ratios.
WHEELER REAL ESTATE INVT TRWHEELER REAL ESTATE INVT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,100 shares; 2018Q2: 2,100 shares; 2018Q3: 2,100 shares 2,100$00%0Value filed as zero, left out of ratios.
PRECIPIO INCPRECIPIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 33 shares; 2018Q2: 33 shares; 2018Q3: 33 shares 33$00%0Value filed as zero, left out of ratios.
OHA INVT CORPOHA INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 700 shares; 2018Q2: 700 shares; 2018Q3: 300 shares 300$00%-400Value filed as zero, left out of ratios.
HANWHA Q CELL CO LTDHANWHA Q CELL CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 99 shares; 2018Q2: 99 shares; 2018Q3: 16 shares 16$00%-83Value filed as zero, left out of ratios.
ARCA BIOPHARMA INCARCA BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1 shares 1$00%newValue filed as zero, left out of ratios.
XPRESSPA GROUP INCXPRESSPA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 10 shares 10$00%newValue filed as zero, left out of ratios.
PARKER DRILLING CO.PARKER DRILLING CO.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 4 shares 4$00%newValue filed as zero, left out of ratios.
GULFMARK OFFSHORE INCGULFMARK OFFSHORE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 52 shares; 2018Q2: 52 shares; 2018Q3: 52 shares 52$00%0Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
APPLE INCAPPLE INC CALLcall15$146K0
NETFLIX INC.NETFLIX INC. CALLcall3$73K0
META PLATFORMS INCMETA PLATFORMS INC CALLcall35$51Knew
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUTput140$50K+16
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD CALLcall10$23Knew
INVESCO QQQ TRINVESCO QQQ TR PUTput30$12Knew
TWITTER INCTWITTER INC COMcall20$12Knew
STATE STR SPDR DOW JONES INDSTATE STR SPDR DOW JONES IND UT SER 1put30$11Knew
CITIGROUP INCCITIGROUP INC CALLcall3$7K0
TEVA PHARMACEUTICAL INDS LTDTEVA PHARMACEUTICAL INDS LTD CALLcall10$7Knew
MACYS INCMACYS INC CALLcall50$6K0
BANK OF AMER CORPBANK OF AMER CORP CALLcall13$2K0
BAUSCH HEALTH COS INCBAUSCH HEALTH COS INC COMcall2$2Knew
TESLA INCTESLA INC PUTput7$1K-2
FREEPORT MCMORAN INCFREEPORT MCMORAN INC CALLcall12$1Knew
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC CALLcall5$0new
SPDR GOLD TRSPDR GOLD TR CALLcall8$0new
NETFLIX INC.NETFLIX INC. PUTput50$0-50
BLOCK INCBLOCK INC PUTput1$0new
CERNER CORPCERNER CORP COMput60$00
WORLD WRESTLING ENTERTAINME…WORLD WRESTLING ENTERTAINMENT CMN… Cmnput1$0new
ENERGOUS CORPENERGOUS CORP CALLcall1$00

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1principal466$468K0
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1principal80$80K+20
PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0principal59$57K0
CALAMP CORPCALAMP CORP NOTE 1.625% 5/1principal52$55K0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0principal46$53K-4
FINISAR CORPFINISAR CORP NOTE 0.500%12/1principal57$52K0
APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC NOTE 4.750% 8/2principal52$52K0
PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0principal52$52K+7
KB HOME 1.375KB HOME 1.375 NOTE 1.375% 2/0principal50$51K0
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP NOTE 5.000% 6/1principal50$51Knew
TUTOR PERINI CORPTUTOR PERINI CORP NOTE 2.875% 6/1principal47$48K0
HCI GROUP INCHCI GROUP INC NOTE 4.250% 3/0principal48$48K0
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0principal48$48K0
VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0principal44$47K+28
PACIRA BIOSCIENCESPACIRA BIOSCIENCES NOTE 2.375% 4/0principal41$43Knew
HORIZON GLOBAL CORPHORIZON GLOBAL CORP NOTE 2.750% 7/0principal58$43K0
ROVI CORPROVI CORP NOTE 0.500% 3/0principal42$40K-5
NEW YORK MTG TRUSTNEW YORK MTG TRUST NOTE 6.250% 1/1principal39$39K-9
VEECO INSTRS INC DELVEECO INSTRS INC DEL NOTE 2.700% 1/1principal33$28K0
TTM TECHNOLOGIES INCTTM TECHNOLOGIES INC NOTE 1.750%12/1principal16$27K-11
ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1principal17$26K0
GREEN PLAINS INCGREEN PLAINS INC NOTE 4.125% 9/0principal26$25K0
INTEL CORPINTEL CORP CORPORATE OBLIGprincipal10$23K0
TWITTER INCTWITTER INC NOTE 1.000% 9/1principal25$23K0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1principal19$23K0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0principal19$22K0
INPHI CORPINPHI CORP NOTE 0.750% 9/0principal21$21K-5
YAHOO INCYAHOO INC NOTE 12/0principal16$21K0
WELLS FARGO & COWELLS FARGO & CO MTNF 6/0principal12$20K0
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BONDprincipal18$19K+7
CITRIX SYS INCCITRIX SYS INC NOTE 0.500% 4/1principal12$18K0
TESLA INCTESLA INC NOTE 1.250% 3/0principal18$17K-5
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1principal14$17K0
ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC COMprincipal4$16K0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1principal14$15K0
NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1principal12$15K0
ARES CAP CORPARES CAP CORP NOTE 4.375% 1/1principal15$15K0
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1principal15$14K0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3principal11$13Knew
GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 2/0principal11$13K0
CAESARS ENTMT CORPCAESARS ENTMT CORP NOTEprincipal7$13K0
ALLSCRIPTS HEALTHCARE SOLUTNALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0principal12$13K0
STARWOOD PROPERTY TRUSTSTARWOOD PROPERTY TRUST Convertible Debtprincipal12$12K0
HANNON ARMSTRONG SUST INFR CHANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0principal12$12K0
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC DBCV 2/1principal12$12K0
PDC ENERGY INCPDC ENERGY INC NOTE 1.125% 9/1principal12$12Knew
ENVESTNET INCENVESTNET INC NOTE 1.75012/1principal11$12K0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1principal9$11K0
REDWOOD TRUST INCREDWOOD TRUST INC BONDprincipal11$11K0
RED HAT INCRED HAT INC NOTE 0.250%10/0principal6$11K-2
STARWOOD WAYPOINT RESIDENTLSTARWOOD WAYPOINT RESIDENTL NOTE 3.000% 7/0principal9$11K0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1principal6$10K0
ARES CAPITAL CORPARES CAPITAL CORP NOTE 3.750% 2/0principal10$10K+8
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.350% 6/1principal6$10K0
GOLDMAN SACHS BDC INCGOLDMAN SACHS BDC INC NOTE 4.500% 4/0principal10$10Knew
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 7/0principal5$10K0
AIR LEASE CORPAIR LEASE CORP NOTE 3.875%12/0principal6$10K0
DYCOM INDS INCDYCOM INDS INC NOTE 0.750% 9/1principal8$9K0
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTEprincipal9$9K0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0principal7$8K0
HCI GROUP INCHCI GROUP INC NOTE 3.875% 3/1principal8$8K-29
SM ENERGY COSM ENERGY CO NOTE 1.500% 7/0principal6$7Knew
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC CNVprincipal7$7K0
LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.500 5/1principal4$7K0
THERAVANCE INCTHERAVANCE INC CORPORATE OBLIGprincipal6$6K0
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 1.000% 1/1principal5$6Knew
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1principal5$6K0
HERCULES CAPITAL INCHERCULES CAPITAL INC DBCV 4.375% 2/0principal6$6K0
SYNAPTICS INCSYNAPTICS INC NOTE 0.500% 6/1principal6$6Knew
CTRIP COM INTL LTDCTRIP COM INTL LTD NOTE 1.000% 7/0principal6$6K0
ROYAL GOLD INCROYAL GOLD INC NOTEprincipal6$6K0
SUNPOWER CORPSUNPOWER CORP DBCV 4.000% 1/1principal6$6K0
RESTORATION HARDWARE HLDGS IRESTORATION HARDWARE HLDGS I DBCV 7/1principal5$6Knew
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC NOTE 3.000%11/1principal4$6K0
MACQUARIE INFRASTRUCTURE CORMACQUARIE INFRASTRUCTURE COR NOTE 2.875% 7/1principal6$6K0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1principal7$5K0
FIREEYE INCFIREEYE INC NOTE 1.000% 6/0principal5$5K0
REDFIN CORPREDFIN CORP NOTE 1.750% 7/1principal6$5Knew
RYLAND GROUP 0.250RYLAND GROUP 0.250 NOTE 0.250% 6/0principal3$3K0
HERBALIFE LTDHERBALIFE LTD NOTE 2.000% 8/1principal2$3K0
IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1principal2$3K0
OASIS PETE INC NEWOASIS PETE INC NEW NOTEprincipal2$3K0
SOLARCITY CORPSOLARCITY CORP NOTE 1.625%11/0principal3$3K0
WEATHERFORD INTL LTDWEATHERFORD INTL LTD NOTE 5.875% 7/0principal3$3K0
SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0principal3$3K0
INPHI CORPINPHI CORP NOTE 1.125%12/0principal3$3K0
EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 1.50010/0principal2$3K0
TESLA INCTESLA INC NOTE 0.250 3/0principal3$3K0
NAVISTAR INTL CORP NEWNAVISTAR INTL CORP NEW NOTE 4.750 4/1principal3$3K0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1principal3$2K0
ALZA CORP 7/2ALZA CORP 7/2 SDCVprincipal1$2K0
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC NOTE 2.500% 9/1principal2$2K0
INSULET CORPINSULET CORP NOTE 1.250% 9/1principal1$2K-3
VIPSHOP HLDGS LTDVIPSHOP HLDGS LTD NOTE 1.500% 3/1principal2$2K0
TERADYNE INCTERADYNE INC NOTEprincipal1$1K0
AEROJET ROCKETDYNE HLDGS INCAEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1principal1$1K0
ENSCO JERSEY FIN LTDENSCO JERSEY FIN LTD NOTE 3.000% 1/3principal1$1K0
INCYTE CORPINCYTE CORP NOTE 0.375%11/1principal1$1Knew

Sold out in Q3 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 236. All 236

SecurityShares beforeValue beforeType
KKR & CO LPKKR & CO LP55,890$1.39Mshares
KAYNE ANDERSON ENERGY DEV COKAYNE ANDERSON ENERGY DEV CO72,830$1.27Mshares
DCT INDUSTRIAL TRUST INCDCT INDUSTRIAL TRUST INC14,915$995Kshares
TECHTARGET INCTECHTARGET INC33,167$942Kshares
DWS Mun Income TrDWS Mun Income Tr78,808$868Kshares
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INC6,823$833Kshares
BOFI HOLDING INCBOFI HOLDING INC16,573$679Kshares
ADVENT CLAYMORE ENH GRW & INADVENT CLAYMORE ENH GRW & IN86,310$668Kshares
NANTHEALTH INCNANTHEALTH INC175,490$581Kshares
CYS INVTS INCCYS INVTS INC68,015$511Kshares
BANK OF THE OZARKSBANK OF THE OZARKS9,492$429Kshares
ADVENT CLAY CONV SEC INC FDADVENT CLAY CONV SEC INC FD72,105$402Kshares
VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTL17,149$398Kshares
DQDAQO NEW ENERGY CORP10,363$368Kshares
KAYNE ANDERSON ENRGY TTL RTKAYNE ANDERSON ENRGY TTL RT34,885$330Kshares
JPMORGAN CHASE + CO-CW18JPMORGAN CHASE + CO-CW185,020$318Kshares
MERIDIAN BIOSCIENCE INCMERIDIAN BIOSCIENCE INC17,195$273Kshares
iShares S&P AMT-Free Munici…iShares S&P AMT-Free Municipal10,701$272Kshares
KRANESHARES TRKRANESHARES TR7,414$262Kshares
WILLIAMS PARTNERS L P NEWWILLIAMS PARTNERS L P NEW6,299$256Kshares
FIRST TR EXCHANGE TRADED FDFIRST TR EXCHANGE TRADED FD9,922$243Kshares
EFZPROSHARES TR9,078$237Kshares
ISHARES TRISHARES TR5,180$215Kshares
BWZSPDR SERIES TRUST6,435$201Kshares
WGL HLDGS INCWGL HLDGS INC2,077$184Kshares
EDUCATION RLTY TR INCEDUCATION RLTY TR INC4,125$171Kshares
ISHARES TRISHARES TR5,530$159Kshares
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T29$152Kcall
TCP CAP CORPTCP CAP CORP10,416$151Kshares
SCHULMAN (A.) INCSCHULMAN (A.) INC3,143$140Kshares
KRANESHARES TRKRANESHARES TR3,683$124Kshares
RRGBRED ROBIN GOURMET BURGERS IN2,500$117Kshares
COTIVITI HLDGS INCCOTIVITI HLDGS INC2,588$114Kshares
NVMINOVA LTD3,775$103Kshares
XL GROUP LTDXL GROUP LTD1,837$102Kshares
DEEPETF SER SOLUTIONS2,634$92Kshares
QVALEA SERIES TRUST2,975$92Kshares
CIVBCIVISTA BANCSHARES INC3,653$88Kshares
ILG INCILG INC2,539$84Kshares
ORTHOFIX INTL N VORTHOFIX INTL N V1,441$82Kshares
NRG YIELD INCNRG YIELD INC4,739$82Kshares
RELX NVRELX NV3,703$79Kshares
SPECTRUM BRANDS HLDGS INCSPECTRUM BRANDS HLDGS INC877$71Kshares
RELIANT BANCORP INCRELIANT BANCORP INC2,521$71Kshares
MTGE INVT CORP COMMTGE INVT CORP COM3,549$69Kshares
QUALITY SYS INCQUALITY SYS INC3,474$68Kshares
HALYARD HEALTH INCHALYARD HEALTH INC1,153$66Kshares
STEWARDSHIP FINL CORPSTEWARDSHIP FINL CORP5,376$63Kshares
GGP INCGGP INC3,000$61Kshares
NUVEEN TEXAS QUAL MUN INNUVEEN TEXAS QUAL MUN IN4,781$61Kshares
UDIVFRANKLIN TEMPLETON ETF TR2,125$58Kshares
TSBKTIMBERLAND BANCORP INC1,479$55Kshares
Foundation Medicine IncFoundation Medicine Inc402$55Kshares
NRG YIELD INCNRG YIELD INC3,153$54Kshares
QUALITY CARE PPTYS INCQUALITY CARE PPTYS INC2,367$51Kshares
SBFGSB FINL GROUP INC2,451$50Kshares
OPPRIVERNORTH DOUBLELINE STRATE2,795$49Kshares
TALLGRASS ENERGY PARTNERS LPTALLGRASS ENERGY PARTNERS LP1,141$49Kshares
BOARDWALK PIPELINE PARTNERSBOARDWALK PIPELINE PARTNERS4,203$48Kshares
JHIHANCOCK JOHN INVS TR2,713$43Kshares
ENCORE CAP GROUP INCENCORE CAP GROUP INC47$43Kprincipal
INFINITY PROPERTY & CAS…INFINITY PROPERTY & CASUALTY295$42Kshares
RSP PERMIAN INCRSP PERMIAN INC887$39Kshares
TRIANGLE CAP CORPTRIANGLE CAP CORP3,279$37Kshares
LEGACY RESERVES LPLEGACY RESERVES LP4,418$31Kshares
ISHARES TRISHARES TR1,075$30Kshares
GASTAR EXPLORATION LTDGASTAR EXPLORATION LTD52,550$29Kshares
INTERNATIONAL MULTI-ASSET D…INTERNATIONAL MULTI-ASSET DIVERSI…1,698$29Kshares
PUTMAN HIGH INCOME SEC FUNDPUTMAN HIGH INCOME SEC FUND2,964$28Kshares
VEGIISHARES INC900$26Kshares
AVALGRUPO AVAL ACCIONES Y VALORE3,094$26Kshares
ABAXIS INCABAXIS INC258$21Kshares
BLACKROCK MUNIYIELD INVT FBLACKROCK MUNIYIELD INVT F1,537$21Kshares
THL CREDIT INCTHL CREDIT INC2,500$20Kshares
NEUBERGER BERMAN NY INT MUNNEUBERGER BERMAN NY INT MUN1,730$20Kshares
MVC CAPITAL INCMVC CAPITAL INC1,980$19Kshares
SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC806$19Kshares
VIVINT SOLAR INC.VIVINT SOLAR INC.3,800$19Kshares
EGALET CORPEGALET CORP45,650$19Kshares
SAFTSAFETY INS GROUP INC207$18Kshares
Blackrock 2022 Global InBlackrock 2022 Global In2,000$18Kshares
Dws Strategic Muni IncmDws Strategic Muni Incm1,634$18Kshares
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR806$18Kshares
WORKDAY INCWORKDAY INC12$18Kprincipal
ISHARES EDGE MSCI MIN VOL E…ISHARES EDGE MSCI MIN VOL EAFE CU…633$18Kshares
ANGI INC CLASS AANGI INC CLASS A1,130$17Kshares
VERIFONE SYS INCVERIFONE SYS INC693$16Kshares
EXCHANGE LISTED FDS TR REX …EXCHANGE LISTED FDS TR REX BKCM E…600$15Kshares
ISHARES TRISHARES TR670$15Kshares
ETDETHAN ALLEN INTERIORS INC568$14Kshares
GALMED PHARMACEUTICALS LTDGALMED PHARMACEUTICALS LTD1,200$14Kshares
KSAISHARES TR400$13Kshares
CHARTER FINANCIAL CORPCHARTER FINANCIAL CORP544$13Kshares
ISHARES TRISHARES TR532$13Kshares
INTELLIPHARMACEUTICS INTERNAINTELLIPHARMACEUTICS INTERNA29,462$13Kshares
AXTIAXT INC1,685$12Kshares
ISHARES TRISHARES TR200$12Kshares
NEVRO CORPNEVRO CORP11$12Kprincipal
BCVBANCROFT FD LTD521$11Kshares
AKERS BIOSCIENCES INCAKERS BIOSCIENCES INC29,000$11Kshares

How Q3 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001681115-18-000009 base2018-11-14acceptance time not in the bulk data set