Advisor Group, Inc.

13F filer, CIK 1681115, PHOENIX, AZ

Advisor Group, Inc. reported $9,917,819,000 across 5,256 holdings for the quarter ended 2018-09-30, in a 13F-HR filed 2018-11-14. Its ten largest share positions make up 19.04% of the portfolio.

Filed 2018-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:03:47 UTC13F-HR 0001681115-18-000009

Period: 2018-09-30
Reported value: $9.92B
Holdings: 5,256
Top 10 weight: 19.04%
New: 420
Sold out: 236

Largest buys vs the previous quarter

Security	Shares change	Approx. value
VOOadded	+409,036	$109M
IVVadded	+316,290	$92.6M
USMVadded	+1,442,422	$82.3M
IVWadded	+387,612	$68.7M
VEAadded	+1,295,308	$56.1M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
IWNreduced	-370,616	-$49.3M
SPSBreduced	-615,803	-$18.6M
DIAreduced	-38,104	-$10.1M
BWXreduced	-336,447	-$9.22M
HYDreduced	-249,792	-$7.78M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2018

Share positions as resolved from 13F-HR 0001681115-18-000009, largest first. % of portfolio is the value over $9,917,415,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
PLURISTEM THERAPEUTICS INCPLURISTEM THERAPEUTICS INC	12,500	$16K	<0.01%	-11,750
ADVISORSHARES TRADVISORSHARES TR	619	$16K	<0.01%	+21
CLEARBRIDGE ALL CAP GROWTH…CLEARBRIDGE ALL CAP GROWTH ESG	500	$16K	<0.01%	0
China Rapid Finance Ltd ADRChina Rapid Finance Ltd ADR	5,764	$16K	<0.01%	-3,000
SEVEN STARS CLOUD GROUP INCSEVEN STARS CLOUD GROUP INC	3,920	$16K	<0.01%	+1,400
WMKWEIS MKTS INC	355	$15K	<0.01%	new	Timeline
OSBCOLD SECOND BANCORP INC DEL	1,000	$15K	<0.01%	-166	Timeline
WTBAWEST BANCORPORATION INC	611	$15K	<0.01%	+500	Timeline
YORWYORK WTR CO	468	$15K	<0.01%	0	Timeline
ZUMZZUMIEZ INC	574	$15K	<0.01%	+474	Timeline
GALSSGA ACTIVE ETF TR	390	$15K	<0.01%	0	Timeline
ALTYGLOBAL X FDS	966	$15K	<0.01%	+11	Timeline
SLVPISHARES INC	1,795	$15K	<0.01%	0	Timeline
CHIQGLOBAL X FDS	942	$15K	<0.01%	-8,467	Timeline
GURUGLOBAL X FDS	453	$15K	<0.01%	0	Timeline
Enzo Biochem IncEnzo Biochem Inc	3,804	$15K	<0.01%	+2,728
SENSEONICS HLDGS INCSENSEONICS HLDGS INC	3,000	$15K	<0.01%	0
ENLINK MIDSTREAM PARTNERS LPENLINK MIDSTREAM PARTNERS LP	809	$15K	<0.01%	0
AGROFRESH SOLUTIONS INCAGROFRESH SOLUTIONS INC	2,400	$15K	<0.01%	+500
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH	192	$15K	<0.01%	new
EATON VANCE NY MUNI IIEATON VANCE NY MUNI II	1,400	$15K	<0.01%	0
SIENTRA INCSIENTRA INC	626	$15K	<0.01%	+31
PIVOTAL SOFTWARE INCPIVOTAL SOFTWARE INC	735	$15K	<0.01%	new
TRINSEO S ATRINSEO S A	199	$15K	<0.01%	+80
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	573	$15K	<0.01%	-78
VANECK VECTORS HIGH INCOME …VANECK VECTORS HIGH INCOME INFRAS…	1,175	$15K	<0.01%	0
FIRST TR EXCH TRADED FD IIIFIRST TR EXCH TRADED FD III	258	$15K	<0.01%	0
INVESCO BLDRS INDEX FDS TRINVESCO BLDRS INDEX FDS TR	680	$15K	<0.01%	0
RDYDR REDDYS LABS LTD	396	$14K	<0.01%	-75	Timeline
NBTBNBT BANCORP INC	346	$14K	<0.01%	+196	Timeline
ECCEAGLE POINT CR CO	810	$14K	<0.01%	new	Timeline
ARCOARCOS DORADOS HLDGS INC	2,194	$14K	<0.01%	+463	Timeline
KELYAKELLY SVCS INC	622	$14K	<0.01%	-676	Timeline
OSPNONESPAN INC	750	$14K	<0.01%	0	Timeline
JBSSSANFILIPPO JOHN B & SON INC	191	$14K	<0.01%	-554	Timeline
TANINVESCO EXCH TRADED FD TR II	737	$14K	<0.01%	-78	Timeline
HTLDHEARTLAND EXPRESS INC	695	$14K	<0.01%	+256	Timeline
SHOOMADDEN STEVEN LTD	256	$14K	<0.01%	+27	Timeline
GSIEGOLDMAN SACHS ETF TR	490	$14K	<0.01%	new	Timeline
ECFELLSWORTH GROWTH & INCOME FD	1,333	$14K	<0.01%	0	Timeline
FIBROGEN INCFIBROGEN INC	245	$14K	<0.01%	+126
LZBLA Z BOY INC	445	$14K	<0.01%	+400	Timeline
PIPRPIPER SANDLER COS	192	$14K	<0.01%	+107	Timeline
GCOGENESCO INC	280	$14K	<0.01%	-49	Timeline
PAMPAMPA ENERGIA SA	481	$14K	<0.01%	-236	Timeline
MSBIMIDLAND STATES BANCORP INC	450	$14K	<0.01%	+243	Timeline
CZNCCITIZENS & NORTHN CORP	542	$14K	<0.01%	+400	Timeline
PDNINVESCO EXCH TRADED FD TR II	414	$14K	<0.01%	+262	Timeline
IFGLISHARES TR	493	$14K	<0.01%	0	Timeline
EAGLE PHARMACEUTICALS INCEAGLE PHARMACEUTICALS INC	209	$14K	<0.01%	+41
GUANGSHEN RAILWAY CO LTD-ADRGUANGSHEN RAILWAY CO LTD-ADR	623	$14K	<0.01%	-2
KEANE GROUP INCKEANE GROUP INC	1,181	$14K	<0.01%	+936
CLOUDERA INCCLOUDERA INC	776	$14K	<0.01%	+76
VBFINVESCO BD FD	800	$14K	<0.01%	0	Timeline
DTREFIRST TR EXCHANGE-TRADED FD	311	$14K	<0.01%	-587	Timeline
VBNDETF SER SOLUTIONS	302	$14K	<0.01%	0	Timeline
BIBPROSHARES TR	200	$14K	<0.01%	0	Timeline
NMTNUVEEN MASS QUALITY MUN INC	1,200	$14K	<0.01%	new	Timeline
ALTAIR ENGINEERING INCALTAIR ENGINEERING INC	315	$14K	<0.01%	+250
ORCHIDS PAPER PRODUCTS COORCHIDS PAPER PRODUCTS CO	4,253	$14K	<0.01%	-180
TARO PHARMACEUTICAL INDS LTDTARO PHARMACEUTICAL INDS LTD	142	$14K	<0.01%	0
AZUL S AAZUL S A	805	$14K	<0.01%	+553
NUVEEN MTG OPPTY TERM FD 2NUVEEN MTG OPPTY TERM FD 2	623	$14K	<0.01%	new
ETF MANAGERS TRETF MANAGERS TR	366	$14K	<0.01%	+114
BLUE APRON HLDGS INCBLUE APRON HLDGS INC	8,515	$14K	<0.01%	-1,025
KADMON HLDGS INCKADMON HLDGS INC	4,200	$14K	<0.01%	0
ISHARES TRISHARES TR	576	$14K	<0.01%	+216
ETF SER SOLUTIONSETF SER SOLUTIONS	455	$14K	<0.01%	new
FANG HOLDING-ADRFANG HOLDING-ADR	5,400	$14K	<0.01%	+1,667
SPMBSPDR SERIES TRUST	526	$13K	<0.01%	0	Timeline
FCNCAFIRST CTZNS BANCSHARES INC D	27	$13K	<0.01%	+14	Timeline
SMTCSEMTECH CORP	228	$13K	<0.01%	+165	Timeline
AZZAZZ INC	255	$13K	<0.01%	-29	Timeline
FNDXSCHWAB STRATEGIC TR	335	$13K	<0.01%	+252	Timeline
CDXSCODEXIS INC	760	$13K	<0.01%	+260	Timeline
BBSIBARRETT BUSINESS SVCS INC	193	$13K	<0.01%	+16	Timeline
HLNEHAMILTON LANE INC	293	$13K	<0.01%	+254	Timeline
HSTMHEALTHSTREAM INC	413	$13K	<0.01%	+365	Timeline
WRLDWORLD ACCEP CORPORATION	115	$13K	<0.01%	-60	Timeline
XMVTXBLACKROCK MUNIVEST FUND II	948	$13K	<0.01%	+13	Timeline
NUVEEN ENHANCED MUNICIPAL V…NUVEEN ENHANCED MUNICIPAL VALU	1,000	$13K	<0.01%	-700
ENABLE MIDSTREAM PARTNERS LPENABLE MIDSTREAM PARTNERS LP	815	$13K	<0.01%	+500
WESTPAC BANKING CORPWESTPAC BANKING CORP	646	$13K	<0.01%	-140
BLACKROCK MUN INCOME INVT TRBLACKROCK MUN INCOME INVT TR	984	$13K	<0.01%	0
BLACKROCK MUNI INCOME INV QLBLACKROCK MUNI INCOME INV QL	1,000	$13K	<0.01%	0
GOLDMAN SACHS MLP INC OPP FDGOLDMAN SACHS MLP INC OPP FD	1,420	$13K	<0.01%	+1,050
HEALTH INS INNOVATIONS INCHEALTH INS INNOVATIONS INC	212	$13K	<0.01%	new
COMPANHIA BRASILEIRA DE DISTCOMPANHIA BRASILEIRA DE DIST	584	$13K	<0.01%	+332
CLFDCLEARFIELD INC	1,000	$13K	<0.01%	new	Timeline
SRISTONERIDGE INC	422	$13K	<0.01%	-1,185	Timeline
ULHUNIVERSAL LOGISTICS HLDGS IN	375	$13K	<0.01%	+175	Timeline
NPKINPK INTERNATIONAL INC	1,256	$13K	<0.01%	+912	Timeline
AROWARROW FINL CORP	345	$13K	<0.01%	-158	Timeline
BSCQINVESCO EXCH TRD SLF IDX FD	674	$13K	<0.01%	+49	Timeline
POWAINVESCO EXCH TRD SLF IDX FD	260	$13K	<0.01%	0	Timeline
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC	425	$13K	<0.01%	-328
FTSDFRANKLIN ETF TR	133	$13K	<0.01%	0	Timeline
LSAKLESAKA TECHNOLOGIES INC	1,648	$13K	<0.01%	+665	Timeline
MXMAGNACHIP SEMICONDUCTOR CORP	1,300	$13K	<0.01%	+800	Timeline
GFNEW GERMANY FD INC	725	$13K	<0.01%	-691	Timeline
TRIUMPH GROUP INC NEWTRIUMPH GROUP INC NEW	580	$13K	<0.01%	+268
VOYA INTL HIGH DIVID EQTY INVOYA INTL HIGH DIVID EQTY IN	2,000	$13K	<0.01%	0
SUNCOKE ENERGY PARTNERS LPSUNCOKE ENERGY PARTNERS LP	836	$13K	<0.01%	0
BBUBROOKFIELD BUSINESS PARTNERS L	289	$13K	<0.01%	+199	Timeline
EATON VANCE NEW YORK MUN BDEATON VANCE NEW YORK MUN BD	1,200	$13K	<0.01%	-1,000
INTERSECT ENT INCINTERSECT ENT INC	461	$13K	<0.01%	+104
HESKA CORPHESKA CORP	116	$13K	<0.01%	-554
BRAINSTORM CELL THERAPEUTICSBRAINSTORM CELL THERAPEUTICS	3,600	$13K	<0.01%	+100
CVR Partners, LPCVR Partners, LP	3,555	$13K	<0.01%	0
PROSHARES ULTRASHORT SILVERPROSHARES ULTRASHORT SILVER	320	$13K	<0.01%	0
ETRACS CMCI TOTAL RETURN ETNETRACS CMCI TOTAL RETURN ETN	821	$13K	<0.01%	-1,092
EATON VANCE MICH MUN BD FDEATON VANCE MICH MUN BD FD	1,000	$13K	<0.01%	0
VERSO CORPVERSO CORP	400	$13K	<0.01%	new
INSIGHT SELECT INCOME FDINSIGHT SELECT INCOME FD	710	$13K	<0.01%	+210
ALPS ETF TRALPS ETF TR	820	$13K	<0.01%	0
BBX CAP CORP NEWBBX CAP CORP NEW	1,745	$13K	<0.01%	+500
HABIT RESTAURANTS INCHABIT RESTAURANTS INC	829	$13K	<0.01%	-96
NEXEO SOLUTIONS INCNEXEO SOLUTIONS INC	1,010	$13K	<0.01%	+417
J ALEXANDERS HLDGS INCJ ALEXANDERS HLDGS INC	1,069	$13K	<0.01%	+2
FORTIVE CORPFORTIVE CORP	12	$13K	<0.01%	new
VIPSVIPSHOP HLDGS LTD	1,870	$12K	<0.01%	+47	Timeline
ONCBEONE MEDICINES LTD	71	$12K	<0.01%	+63	Timeline
PGREPARAMOUNT GROUP INC	788	$12K	<0.01%	-2,933	Timeline
HNRGHALLADOR ENERGY COMPANY	1,916	$12K	<0.01%	+1,412	Timeline
NBHCNATIONAL BK HLDGS CORP	316	$12K	<0.01%	+32	Timeline
ALGALAMO GROUP INC	133	$12K	<0.01%	+62	Timeline
SBCFSEACOAST BKG CORP FLA	416	$12K	<0.01%	-116	Timeline
CVECENOVUS ENERGY INC	1,215	$12K	<0.01%	-1,541	Timeline
KLICKULICKE & SOFFA INDS INC	506	$12K	<0.01%	+366	Timeline
BBDCBARINGS BDC INC	1,179	$12K	<0.01%	new	Timeline
BLACKROCK MUNI INC TR IIBLACKROCK MUNI INC TR II	1,000	$12K	<0.01%	0
LOBLIVE OAK BANCSHARES INC	454	$12K	<0.01%	new	Timeline
RMR REAL ESTATE INCOME FDRMR REAL ESTATE INCOME FD	640	$12K	<0.01%	0
COMPANHIA PARANAENSE ENERG CCOMPANHIA PARANAENSE ENERG C	2,333	$12K	<0.01%	+1,769
DGTSPDR SERIES TRUST	140	$12K	<0.01%	0	Timeline
XWIAXWESTERN ASSET INFLT LNK INC	1,067	$12K	<0.01%	new	Timeline
MGMISTRAS GROUP INC	551	$12K	<0.01%	-7	Timeline
FCCOFIRST CMNTY CORP S C	500	$12K	<0.01%	0	Timeline
TCBKTRICO BANCSHARES	301	$12K	<0.01%	0	Timeline
CZWICITIZENS CMNTY BANCORP INC M	825	$12K	<0.01%	0	Timeline
DMLPDORCHESTER MINERALS L P	602	$12K	<0.01%	+350	Timeline
NATUS MEDICAL INCNATUS MEDICAL INC	351	$12K	<0.01%	-134
CRTCROSS TIMBERS RTY TR	824	$12K	<0.01%	0	Timeline
DEWWISDOMTREE TR	250	$12K	<0.01%	0	Timeline
IDHQINVESCO EXCH TRADED FD TR II	520	$12K	<0.01%	+200	Timeline
EMTLSSGA ACTIVE TR	250	$12K	<0.01%	-245	Timeline
EUOPROSHARES TR II	509	$12K	<0.01%	+109	Timeline
GDENGOLDEN ENTMT INC	469	$12K	<0.01%	-72	Timeline
PDLIPDL BIOPHARMA INC	4,458	$12K	<0.01%	+300	Timeline
LANDMARK INFRASTRUCTURE PAR…LANDMARK INFRASTRUCTURE PARTNERS	900	$12K	<0.01%	-72
NOVAVAX INCNOVAVAX INC	6,348	$12K	<0.01%	+2,075
LIONSGATE STUDIOS CORP FLIONSGATE STUDIOS CORP F	500	$12K	<0.01%	0
BEST INCBEST INC	2,025	$12K	<0.01%	+100
JERNIGAN CAP INCJERNIGAN CAP INC	605	$12K	<0.01%	+163
MYOKARDIA INCMYOKARDIA INC	189	$12K	<0.01%	new
EXPRO GROUP HOLDINGS NV COMEXPRO GROUP HOLDINGS NV COM	1,403	$12K	<0.01%	-60
AVEO PHARMACEUTICALS INCAVEO PHARMACEUTICALS INC	3,467	$12K	<0.01%	+100
PRECISION DRILLING CORPPRECISION DRILLING CORP	3,597	$12K	<0.01%	+1,852
NUVEEN MD PREM INC MUNI FUNDNUVEEN MD PREM INC MUNI FUND	1,000	$12K	<0.01%	0
CAMBIUM LEARNING GRP INC COMCAMBIUM LEARNING GRP INC COM	1,000	$12K	<0.01%	new
Attunity LtdAttunity Ltd	650	$12K	<0.01%	0
Adverum Biotechnologies, In…Adverum Biotechnologies, Inc.	2,000	$12K	<0.01%	0
INNOVATOR ETFS TR IIINNOVATOR ETFS TR II	529	$12K	<0.01%	+425
FRONT YD RESIDENTIAL CORPFRONT YD RESIDENTIAL CORP	1,100	$12K	<0.01%	-3,500
NEPTUNE WELLNESS SOLUTIONS INEPTUNE WELLNESS SOLUTIONS I	3,000	$12K	<0.01%	new
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	936	$12K	<0.01%	new
SYROS PHARMACEUTICALS INCSYROS PHARMACEUTICALS INC	1,000	$12K	<0.01%	0
NEW YORK MTG TR INCNEW YORK MTG TR INC	500	$12K	<0.01%	0
FRANKLIN LTD DURATION INCM TFRANKLIN LTD DURATION INCM T	139,510	$12K	<0.01%	new
INDEXIQ ETF TRINDEXIQ ETF TR	620	$12K	<0.01%	+562
DIREXION SHS ETF TR ZACKS M…DIREXION SHS ETF TR ZACKS MLP	800	$12K	<0.01%	+600
SUSBISHARES TR	437	$11K	<0.01%	new	Timeline
RMBSRAMBUS INC DEL	990	$11K	<0.01%	0	Timeline
WABCWESTAMERICA BANCORPORATION	190	$11K	<0.01%	-166	Timeline
ALGTALLEGIANT TRAVEL CO	86	$11K	<0.01%	+26	Timeline
CENTACENTRAL GARDEN & PET CO	333	$11K	<0.01%	+233	Timeline
RGNXREGENXBIO INC	149	$11K	<0.01%	new	Timeline
FOLDAMICUS THERAPEUTIC	931	$11K	<0.01%	-2,000	Timeline
SOLAR SENIOR CAPITAL LTDSOLAR SENIOR CAPITAL LTD	664	$11K	<0.01%	+545
BLUEPRINT MEDICINES CORPBLUEPRINT MEDICINES CORP	147	$11K	<0.01%	+133
IRWDIRONWOOD PHARMACEUTICALS INC	617	$11K	<0.01%	+446	Timeline
COUSINS PROPERTIES INCCOUSINS PROPERTIES INC	1,281	$11K	<0.01%	-4,664
YLDELEGG MASON ETF INVT	386	$11K	<0.01%	0	Timeline
VERIVERITONE INC	1,000	$11K	<0.01%	-750	Timeline
XMPTVANECK ETF TRUST	481	$11K	<0.01%	-340	Timeline
TESARO INCTESARO INC	270	$11K	<0.01%	+255
VITAL ENERGY INCVITAL ENERGY INC	1,355	$11K	<0.01%	+30
CARDTRONICS PLCCARDTRONICS PLC	349	$11K	<0.01%	+71
AVADEL PHARMACEUTICALS, PLCAVADEL PHARMACEUTICALS, PLC	2,477	$11K	<0.01%	-792
RADIUS HEALTH INCRADIUS HEALTH INC	602	$11K	<0.01%	0
WORKHORSE GROUP INCWORKHORSE GROUP INC	11,106	$11K	<0.01%	0
MOLECULAR TEMPLATES INCMOLECULAR TEMPLATES INC	2,000	$11K	<0.01%	0
Zagg, Inc.Zagg, Inc.	732	$11K	<0.01%	+283
ACELRX PHARMACEUTICALS INCACELRX PHARMACEUTICALS INC	2,644	$11K	<0.01%	+434
UBS AG JERSEY BRHUBS AG JERSEY BRH	757	$11K	<0.01%	-9,085
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	400	$11K	<0.01%	new
ARDAGH GROUP S AARDAGH GROUP S A	668	$11K	<0.01%	-61
ZOGENIX INC.ZOGENIX INC.	221	$11K	<0.01%	0
NEW AGE BEVERAGES CORPNEW AGE BEVERAGES CORP	2,000	$11K	<0.01%	new
SOUTH JERSEY INDS INCSOUTH JERSEY INDS INC	200	$11K	<0.01%	new
NET ELEMENT INCNET ELEMENT INC	2,000	$11K	<0.01%	0
CIVEO CORP CDACIVEO CORP CDA	2,577	$11K	<0.01%	new
EMPIRE RESORTS INCEMPIRE RESORTS INC	1,142	$11K	<0.01%	+542
GERNGERON CORP	5,900	$10K	<0.01%	+3,700	Timeline
CVUCPI AEROSTRUCTURES INC	1,183	$10K	<0.01%	new	Timeline
NMRNOMURA HLDGS INC	2,084	$10K	<0.01%	+1,731	Timeline
CMCCOMMERCIAL METALS CO	450	$10K	<0.01%	-460	Timeline
ODCOIL DRI CORP AMER	250	$10K	<0.01%	0	Timeline
TRTXTPG RE FIN TR INC	515	$10K	<0.01%	+205	Timeline
EYENATIONAL VISION HLDGS INC	225	$10K	<0.01%	+21	Timeline
STRASTRATEGIC ED INC	70	$10K	<0.01%	new	Timeline
AGXARGAN INC	233	$10K	<0.01%	-103	Timeline
CHMICHERRY HILL MTG INVT CORP	539	$10K	<0.01%	+139	Timeline
FBKFB FINL CORP	262	$10K	<0.01%	+208	Timeline
SPWRQSUNPOWER CORP	1,400	$10K	<0.01%	-400	Timeline
GNC HLDGS INCGNC HLDGS INC	2,376	$10K	<0.01%	-500
JMMNUVEEN MULTI-MKT INCOME FD I	1,400	$10K	<0.01%	new	Timeline
VEDANTA LTDVEDANTA LTD	805	$10K	<0.01%	+469
SSPSCRIPPS E W CO OHIO	626	$10K	<0.01%	+537	Timeline
FBIZFIRST BUSINESS FINL SVCS INC	450	$10K	<0.01%	0	Timeline
PGJINVESCO EXCHANGE TRADED FD T	251	$10K	<0.01%	-5,638	Timeline
CSBRCHAMPIONS ONCOLOGY INC	580	$10K	<0.01%	new	Timeline
RTHVANECK ETF TRUST	91	$10K	<0.01%	0	Timeline
TDTFFLEXSHARES TR	400	$10K	<0.01%	new	Timeline
GANNETT SPINCO INCGANNETT SPINCO INC	1,015	$10K	<0.01%	-87
LANNETT COMPANY INCORPORATEDLANNETT COMPANY INCORPORATED	2,000	$10K	<0.01%	new
SPEUSPDR INDEX SHS FDS	286	$10K	<0.01%	0	Timeline
XITKSPDR SERIES TRUST	100	$10K	<0.01%	new	Timeline
DVYAISHARES INC	219	$10K	<0.01%	0	Timeline
EATON VANCE CALIF MUN BD FDEATON VANCE CALIF MUN BD FD	1,000	$10K	<0.01%	new
CELESTICA INCCELESTICA INC	912	$10K	<0.01%	+299
CHKRCHESAPEAKE GRANITE WASH TR COM	5,789	$10K	<0.01%	-7,037	Timeline
STAGE STORES INCSTAGE STORES INC	5,340	$10K	<0.01%	+2,667
BRIGHTSPHERE INVESTMENT GRO…BRIGHTSPHERE INVESTMENT GROUP	797	$10K	<0.01%	+125
ZEUSOLYMPIC STEEL INC	472	$10K	<0.01%	new	Timeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	366	$10K	<0.01%	+115
DRIVE SHACK INCDRIVE SHACK INC	1,675	$10K	<0.01%	0
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T	1,026	$10K	<0.01%	-106
SP PLUS CORPSP PLUS CORP	269	$10K	<0.01%	new
PLANTRONICS INC NEWPLANTRONICS INC NEW	163	$10K	<0.01%	-534
BIG 5 SPORTING GOODS CORPBIG 5 SPORTING GOODS CORP	1,800	$10K	<0.01%	0
AVON PRODS INCAVON PRODS INC	4,772	$10K	<0.01%	+1,695
GOL LINHAS AEREAS INTELIGENTGOL LINHAS AEREAS INTELIGENT	1,818	$10K	<0.01%	-2,626
KANDI TECHNOLOGIES GROUP INCKANDI TECHNOLOGIES GROUP INC	2,000	$10K	<0.01%	0
TOWER INTL INCTOWER INTL INC	336	$10K	<0.01%	new
SPARTAN MTRS INCSPARTAN MTRS INC	705	$10K	<0.01%	+142
NAVIGATORS GROUP INCNAVIGATORS GROUP INC	143	$10K	<0.01%	+95
QAD INC-AQAD INC-A	178	$10K	<0.01%	+11
COLLECTORS UNIVERSECOLLECTORS UNIVERSE	645	$10K	<0.01%	-155
MORGAN STANLEYMORGAN STANLEY	1,500	$10K	<0.01%	0
SEVERN BANCORP ANNAPOLIS MDSEVERN BANCORP ANNAPOLIS MD	1,000	$10K	<0.01%	-800
FIRST TR EXCH TRD ALPHA FD IFIRST TR EXCH TRD ALPHA FD I	400	$10K	<0.01%	-3,496
ASHFORD INCASHFORD INC	125	$10K	<0.01%	+22
R1 RCM INCR1 RCM INC	1,021	$10K	<0.01%	+915
COLUMBIA ETF TR IICOLUMBIA ETF TR II	879	$10K	<0.01%	-41
ODONATE THERAPEUTICS INCODONATE THERAPEUTICS INC	500	$10K	<0.01%	-500
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	385	$10K	<0.01%	-267
INVESCO ACTIVELY MANAGED ETFINVESCO ACTIVELY MANAGED ETF	689	$10K	<0.01%	+87
HESS CORPHESS CORP	125	$10K	<0.01%	0
LIBERTY EXPEDIA HOLDINGSLIBERTY EXPEDIA HOLDINGS	252	$10K	<0.01%	0
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T	221	$10K	<0.01%	0
MSTRSTRATEGY INC	64	$9K	<0.01%	-10	Timeline
LXLEXINFINTECH HLDGS LTD	950	$9K	<0.01%	new	Timeline
ENPHENPHASE ENERGY INC	2,000	$9K	<0.01%	0	Timeline
BTEBAYTEX ENERGY CORP	3,006	$9K	<0.01%	-160	Timeline
HRIHERC HLDGS INC	173	$9K	<0.01%	0	Timeline
PIIMPINJ INC	372	$9K	<0.01%	+227	Timeline
DVAXDYNAVAX TECHNOLOGIES CORP	727	$9K	<0.01%	-7	Timeline
OAKTREE STRATEGIC INCOME COROAKTREE STRATEGIC INCOME COR	1,000	$9K	<0.01%	0
AMC ENTMT HLDGS INCAMC ENTMT HLDGS INC	434	$9K	<0.01%	-3,161
CUTERA INCCUTERA INC	276	$9K	<0.01%	+178
VGZVISTA GOLD CORP	17,630	$9K	<0.01%	+30	Timeline
REXREX AMERICAN RES CORP	113	$9K	<0.01%	-124	Timeline
CCUCOMPANIA CERVECERIAS UNIDAS	316	$9K	<0.01%	+44	Timeline
ESGGFLEXSHARES TR	88	$9K	<0.01%	0	Timeline
RDCMRADCOM LTD	800	$9K	<0.01%	-3,674	Timeline
SNDSMART SAND INC	2,100	$9K	<0.01%	+500	Timeline
ELDWISDOMTREE TR	268	$9K	<0.01%	-6,675	Timeline
SIMGRUPO SIMEC SAB DE C V	1,000	$9K	<0.01%	0	Timeline
DONNELLEY R R & SONS CODONNELLEY R R & SONS CO	1,742	$9K	<0.01%	+639
CARBO CERAMICS INCCARBO CERAMICS INC	1,300	$9K	<0.01%	0
EBEVENTBRITE INC-CLASS A	226	$9K	<0.01%	new	Timeline
VRAYQVIEWRAY INC	960	$9K	<0.01%	new	Timeline
LAKELAND BANCORP INCLAKELAND BANCORP INC	483	$9K	<0.01%	0
AVID TECHNOLOGY INCAVID TECHNOLOGY INC	1,600	$9K	<0.01%	+1,100
TRIVAGO N V SPON ADS A SHS NTRIVAGO N V SPON ADS A SHS N	1,500	$9K	<0.01%	0
HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INC	542	$9K	<0.01%	-9
INOVIO PHARMACEUTICALS INCINOVIO PHARMACEUTICALS INC	1,525	$9K	<0.01%	-11,733
SOGOU INC ADR REPSTG ASOGOU INC ADR REPSTG A	1,290	$9K	<0.01%	+375
IMPERVA INCIMPERVA INC	203	$9K	<0.01%	+14
TRONOX LTDTRONOX LTD	753	$9K	<0.01%	+322
TIM PARTICIPACOES S ATIM PARTICIPACOES S A	624	$9K	<0.01%	-9,775
WILLIAM LYON HOMES-CL AWILLIAM LYON HOMES-CL A	580	$9K	<0.01%	+38
CHEMBIO DIAGNOSTICSCHEMBIO DIAGNOSTICS	900	$9K	<0.01%	0
INDEXIQ ETF TRINDEXIQ ETF TR	319	$9K	<0.01%	0
ATHENEX INCATHENEX INC	600	$9K	<0.01%	0
ETF MANAGERS TRETF MANAGERS TR	195	$9K	<0.01%	0
OASIS MIDSTREAM PARTNERS LPOASIS MIDSTREAM PARTNERS LP	409	$9K	<0.01%	+209
ISHARES TRISHARES TR	333	$9K	<0.01%	-661
BARCLAYS BANK PLCBARCLAYS BANK PLC	114	$9K	<0.01%	0
MERIDIAN BANCORP INC MDMERIDIAN BANCORP INC MD	548	$9K	<0.01%	+334
VANECK ETF TRUSTVANECK ETF TRUST	226	$9K	<0.01%	new
MSB FINL CORP NEWMSB FINL CORP NEW	455	$9K	<0.01%	-1,843
JP MORGAN EXCHANGE TRADED FDJP MORGAN EXCHANGE TRADED FD	313	$9K	<0.01%	-89
WKWORKIVA INC	210	$8K	<0.01%	new	Timeline
SRCE1ST SOURCE CORP	143	$8K	<0.01%	+105	Timeline
JHGJANUS HENDERSON GROUP PLC	281	$8K	<0.01%	+4	Timeline
HCMHUTCHMED CHINA LTD	237	$8K	<0.01%	-56	Timeline
TDWTIDEWATER INC NEW	266	$8K	<0.01%	+200	Timeline
PRGOPERRIGO CO PLC	117	$8K	<0.01%	-3	Timeline
SDVYFIRST TR EXCHANGE TRADED FD	358	$8K	<0.01%	0	Timeline
HRTXHERON THERAPEUTICS INC	253	$8K	<0.01%	+7	Timeline
SBLKSTAR BULK CARRIERS CORP.	580	$8K	<0.01%	0	Timeline
NTCTNETSCOUT SYS INC	284	$8K	<0.01%	+72	Timeline
JELDJELD-WEN HLDG INC	317	$8K	<0.01%	+147	Timeline
BVNCOMPANIA DE MINAS BUENAVENTU	560	$8K	<0.01%	+342	Timeline
UGPULTRAPAR PARTICIPACOES SA	906	$8K	<0.01%	+736	Timeline
MITKMITEK SYS INC	1,149	$8K	<0.01%	-19,109	Timeline
XMQTXBLACKROCK MUNIYIELD QLTY II	658	$8K	<0.01%	0	Timeline
UGAUNITED STS GASOLINE FD LP	230	$8K	<0.01%	-67	Timeline
MYEMYERS INDS INC	330	$8K	<0.01%	0	Timeline
SGCSUPERIOR GROUP OF CO INC	431	$8K	<0.01%	+65	Timeline
URGNUROGEN PHARMA LTD	170	$8K	<0.01%	-37	Timeline
INTTINTEST CORP	1,000	$8K	<0.01%	new	Timeline
FNKOFUNKO INC	350	$8K	<0.01%	new	Timeline
RCMTRCM TECHNOLOGIES INC	1,833	$8K	<0.01%	new	Timeline
PEBKPEOPLES BANCORP N C INC	275	$8K	<0.01%	0	Timeline
CRMTAMERICAS CAR-MART INC	100	$8K	<0.01%	new	Timeline
CNYAISHARES TR	300	$8K	<0.01%	-4,483	Timeline
GBABGUGGENHEIM TAXABLE MUNICP BO	395	$8K	<0.01%	0	Timeline
REVGREV GROUP INC	514	$8K	<0.01%	new	Timeline
NATIONAL GEN HLDGS CORPNATIONAL GEN HLDGS CORP	299	$8K	<0.01%	+32
OMNOVA SOLUTIONS INCOMNOVA SOLUTIONS INC	798	$8K	<0.01%	0
CONTINENTAL BUILDING PRODUC…CONTINENTAL BUILDING PRODUCTS	205	$8K	<0.01%	-277
AGENUS INCAGENUS INC	3,900	$8K	<0.01%	0
GLOBALSTAR INCGLOBALSTAR INC	15,514	$8K	<0.01%	+454
Bowater IncBowater Inc	3,250	$8K	<0.01%	0
GREENHILL & CO INC COMGREENHILL & CO INC COM	300	$8K	<0.01%	0
NUVEEN EMERGING MKTS DEBT 20NUVEEN EMERGING MKTS DEBT 20	1,000	$8K	<0.01%	0
TIVITY HEALTH INCTIVITY HEALTH INC	246	$8K	<0.01%	0
MILACRON HLDGS CORPMILACRON HLDGS CORP	392	$8K	<0.01%	+310
ZYNERBA PHARMACEUTICALS INCZYNERBA PHARMACEUTICALS INC	1,031	$8K	<0.01%	0
Seadrill Partners, LLCSeadrill Partners, LLC	2,265	$8K	<0.01%	0
LATAM AIRLS GROUP S ALATAM AIRLS GROUP S A	813	$8K	<0.01%	+230
ARQULE INCARQULE INC	1,425	$8K	<0.01%	+125
CPFL ENERGIA SA SPONS ADRCPFL ENERGIA SA SPONS ADR	656	$8K	<0.01%	+340
NUVEEN CONNECTICUT PREM INCNUVEEN CONNECTICUT PREM INC	709	$8K	<0.01%	0
EMERGE ENERGY SVCS LPEMERGE ENERGY SVCS LP	2,280	$8K	<0.01%	+590
GLOBAL X FDS GLB XGLOBAL X FDS GLB X	709	$8K	<0.01%	+609
DEUTSCHE BANKDEUTSCHE BANK	236	$8K	<0.01%	0
FIRST TRUSTFIRST TRUST	300	$8K	<0.01%	0
DYNASIL CORP AMERDYNASIL CORP AMER	6,000	$8K	<0.01%	0
MESOBLAST LTD F SP…MESOBLAST LTD F SPONSORE…	950	$8K	<0.01%	-690
ENDO INTL PLCENDO INTL PLC	490	$8K	<0.01%	-375
CHINA BIOLOGIC PRODS HLDGS ICHINA BIOLOGIC PRODS HLDGS I	100	$8K	<0.01%	0
SOPHIRIS BIO INC FSOPHIRIS BIO INC F	3,000	$8K	<0.01%	+2,000
QUOTIENT LTDQUOTIENT LTD	1,000	$8K	<0.01%	0
ADESTO TECHNOLOGIES CORPADESTO TECHNOLOGIES CORP	1,300	$8K	<0.01%	+1,000
REALITY SHS ETF TRREALITY SHS ETF TR	225	$8K	<0.01%	new
CAROLINA TR BANCSHARES INCCAROLINA TR BANCSHARES INC	1,000	$8K	<0.01%	0
CIM COML TR CORPCIM COML TR CORP	537	$8K	<0.01%	0
NORTHERN LTS FD TR IVNORTHERN LTS FD TR IV	174	$8K	<0.01%	new
KROKRONOS WORLDWIDE INC	462	$7K	<0.01%	-1,988	Timeline
IMKTAINGLES MKTS INC	200	$7K	<0.01%	-520	Timeline
SMPLSIMPLY GOOD FOODS CO	336	$7K	<0.01%	+239	Timeline
GFIGOLD FIELDS LTD	3,033	$7K	<0.01%	new	Timeline
CGBDCARLYLE SECURED LENDING INC	440	$7K	<0.01%	new	Timeline
CIGCIA ENERGETICA DE MINAS GERA	4,083	$7K	<0.01%	-29	Timeline
SHOESHOE STA GROUP INC	183	$7K	<0.01%	+178	Timeline
SAHSONIC AUTOMOTIVE INC	350	$7K	<0.01%	0	Timeline
KODKEASTMAN KODAK CO	2,100	$7K	<0.01%	+1,904	Timeline
PBWINVESCO EXCHANGE TRADED FD T	280	$7K	<0.01%	0	Timeline
TRUPTRUPANION INC	200	$7K	<0.01%	-165	Timeline
ENEL AMERICAS S.A. (ADR)ENEL AMERICAS S.A. (ADR)	866	$7K	<0.01%	-3,136
MAGELLAN HEALTH SERVICES INCMAGELLAN HEALTH SERVICES INC	100	$7K	<0.01%	new
ASNDASCENDIS PHARMA A/S	100	$7K	<0.01%	new	Timeline
INVAINNOVIVA INC	493	$7K	<0.01%	+28	Timeline
XPERI CORPXPERI CORP	517	$7K	<0.01%	+355
NXRTNEXPOINT RESIDENTIAL TR INC	207	$7K	<0.01%	-306	Timeline
CDLXCARDLYTICS INC	275	$7K	<0.01%	new	Timeline
UTMDUTAH MED PRODS INC	76	$7K	<0.01%	0	Timeline
FMBHFIRST MID BANCSHARES INC	172	$7K	<0.01%	0	Timeline
MBUUMALIBU BOATS INC	119	$7K	<0.01%	-11	Timeline
HSIIHEIDRICK & STRUGGLES INTL IN	206	$7K	<0.01%	0	Timeline
EPR PPTYSEPR PPTYS	250	$7K	<0.01%	0
EARNELLINGTON CREDIT COMPANY	600	$7K	<0.01%	new	Timeline
SNBRQSLEEP NUMBER CORP	200	$7K	<0.01%	new	Timeline
NTICNORTHERN TECHNOLOGIES INTL C	200	$7K	<0.01%	new	Timeline
JHSHANCOCK JOHN INCOME SECS TR	500	$7K	<0.01%	0	Timeline
KARYOPHARM THERAPEUTICS INCKARYOPHARM THERAPEUTICS INC	375	$7K	<0.01%	0
AKO-BEMBOTELLADORA ANDINA S A	320	$7K	<0.01%	+4	Timeline
PROPROS Holdings Inc	186	$7K	<0.01%	+6	Timeline
FLAGSTAR BANCORP INCFLAGSTAR BANCORP INC	226	$7K	<0.01%	+80
SANDRIDGE MISSISSIPPIAN TRU…SANDRIDGE MISSISSIPPIAN TRUST I	5,541	$7K	<0.01%	+138
ECTMECA MARCELLUS TRUST I COM UNIT	4,217	$7K	<0.01%	0	Timeline
TELLURIAN INC NEWTELLURIAN INC NEW	800	$7K	<0.01%	-1,794
ELEMENTS ROGERS INTL CMDTY …ELEMENTS ROGERS INTL CMDTY AGRI T…	1,200	$7K	<0.01%	0
SPECTRUM PHARMACEUTICALS INCSPECTRUM PHARMACEUTICALS INC	438	$7K	<0.01%	new
LIFEPOINT HEALTH INCLIFEPOINT HEALTH INC	118	$7K	<0.01%	-34
AEGLEA BIOTHERAPEUTICS INCAEGLEA BIOTHERAPEUTICS INC	706	$7K	<0.01%	new
ELECTRONICS FOR IMAGING INCELECTRONICS FOR IMAGING INC	190	$7K	<0.01%	-379
CELLDEX THERAPEUTICS INC NEWCELLDEX THERAPEUTICS INC NEW	15,620	$7K	<0.01%	0
SIBANYE GOLD LTDSIBANYE GOLD LTD	2,961	$7K	<0.01%	+2,431
BOVIE MEDICAL CORPBOVIE MEDICAL CORP	1,000	$7K	<0.01%	0
INSIGNIA SYSTEMS INCINSIGNIA SYSTEMS INC	3,900	$7K	<0.01%	new
SYSTEMAX INCSYSTEMAX INC	200	$7K	<0.01%	new
SIFY TECHNOLOGIES LTDSIFY TECHNOLOGIES LTD	4,640	$7K	<0.01%	-8,124
INDEXIQ ETF TRINDEXIQ ETF TR	296	$7K	<0.01%	new
DEAN FOODS CO NEWDEAN FOODS CO NEW	949	$7K	<0.01%	+553
AVIANCA HLDGS SAAVIANCA HLDGS SA	1,387	$7K	<0.01%	+76
BENEFICIAL BANCORP INCBENEFICIAL BANCORP INC	422	$7K	<0.01%	+29
CISION LTDCISION LTD	391	$7K	<0.01%	+291
EXANTAS CAP CORPEXANTAS CAP CORP	673	$7K	<0.01%	+173
RESONANT INCRESONANT INC	1,837	$7K	<0.01%	+987
AGILE THERAPEUTICS INCAGILE THERAPEUTICS INC	18,000	$7K	<0.01%	new
INSTRUCTURE INCINSTRUCTURE INC	192	$7K	<0.01%	+104
MEDLEY MANAGEMENT INCMEDLEY MANAGEMENT INC	1,270	$7K	<0.01%	0
ETF SER SOLUTIONSETF SER SOLUTIONS	272	$7K	<0.01%	0
DTE ENERGY CODTE ENERGY CO	141	$7K	<0.01%	+100
GABELLI CONV&INCOM SECS FD IGABELLI CONV&INCOM SECS FD I	73,296	$7K	<0.01%	new
USHYISHARES TR	129	$6K	<0.01%	new	Timeline
ANAUTONATION INC	150	$6K	<0.01%	-436	Timeline
RGENREPLIGEN CORP	110	$6K	<0.01%	+97	Timeline
UECURANIUM ENERGY CORP	3,503	$6K	<0.01%	-22,169	Timeline
TGNATEGNA INC	544	$6K	<0.01%	+5	Timeline
DDWMWISDOMTREE TR	197	$6K	<0.01%	0	Timeline
CMRECOSTAMARE INC	882	$6K	<0.01%	new	Timeline
STCSTEWART INFORMATION SVCS COR	140	$6K	<0.01%	0	Timeline
EISISHARES INC	122	$6K	<0.01%	+40	Timeline
HTHHILLTOP HLDGS INC	315	$6K	<0.01%	+106	Timeline
HRZNHORIZON TECHNOLOGY FIN CORP	525	$6K	<0.01%	0	Timeline
HURNHURON CONSULTING GROUP INC	115	$6K	<0.01%	+34	Timeline
BIOHAVEN PHARMACEUTICAL HOLDBIOHAVEN PHARMACEUTICAL HOLD	172	$6K	<0.01%	-1
ENVIVA PARTNERS LPENVIVA PARTNERS LP	200	$6K	<0.01%	-282
FCTFIRST TR SR FLTG RATE INCOME	500	$6K	<0.01%	new	Timeline
PIMCO CALIFORNIA MUNICIPAL …PIMCO CALIFORNIA MUNICIPAL INC	731	$6K	<0.01%	0
SMARTSHEET INC. (CLASS A)SMARTSHEET INC. (CLASS A)	190	$6K	<0.01%	new
DAYDAYFORCE INC	144	$6K	<0.01%	new	Timeline
KOPKOPPERS HOLDINGS INC	200	$6K	<0.01%	-5	Timeline
GLINVANECK ETF TRUST	157	$6K	<0.01%	0	Timeline
KBRKBR INC	300	$6K	<0.01%	0	Timeline
LINDLINDBLAD EXPEDITIONS HLDGS I	421	$6K	<0.01%	new	Timeline
LXRXLEXICON PHARMACEUTICALS INC	494	$6K	<0.01%	+281	Timeline
MPAAMOTORCAR PTS AMER INC	250	$6K	<0.01%	new	Timeline
TCMDTACTILE SYS TECHNOLOGY INC	85	$6K	<0.01%	+68	Timeline
CACCAMDEN NATL CORP	143	$6K	<0.01%	+66	Timeline
INVEINVE TECHNOLOGIES INC	1,000	$6K	<0.01%	0	Timeline
EQWLINVESCO EXCHANGE TRADED FD T	100	$6K	<0.01%	0	Timeline
KCAP FINANCIAL INCKCAP FINANCIAL INC	1,975	$6K	<0.01%	-375
ATMPBARCLAYS BANK PLC	301	$6K	<0.01%	0	Timeline
TLYSTILLYS INC	330	$6K	<0.01%	new	Timeline
SPUUDIREXION SHARES ETF TRUST	100	$6K	<0.01%	0	Timeline
PEXPROSHARES TR	178	$6K	<0.01%	0	Timeline
James Hardie Industries PLCJames Hardie Industries PLC	407	$6K	<0.01%	-23
BARNES & NOBLE INCBARNES & NOBLE INC	1,145	$6K	<0.01%	-150
INVACARE CORPINVACARE CORP	400	$6K	<0.01%	-300
MOFGMIDWESTONE FINANCIAL GROUP I	192	$6K	<0.01%	-35	Timeline
UNIVERSAL STAINLESS & ALLOYUNIVERSAL STAINLESS & ALLOY	246	$6K	<0.01%	-48
ITERIS INC NEWITERIS INC NEW	1,162	$6K	<0.01%	0
CONNQCONNS INC	174	$6K	<0.01%	new	Timeline
NINE ENERGY SERVICE INCNINE ENERGY SERVICE INC	200	$6K	<0.01%	new
SOURCE CAPITAL COM SHS OF B…SOURCE CAPITAL COM SHS OF BEN I	130	$6K	<0.01%	+70
MORPHOSYS AGMORPHOSYS AG	225	$6K	<0.01%	+41
GREEN PLAINS PARTNERS LPGREEN PLAINS PARTNERS LP	414	$6K	<0.01%	0
ASSEMBLY BIOSCIENCES INCASSEMBLY BIOSCIENCES INC	175	$6K	<0.01%	new
PSYCHEMEDICS CORPPSYCHEMEDICS CORP	300	$6K	<0.01%	0
BRISTOW GROUP INCBRISTOW GROUP INC	536	$6K	<0.01%	+209
NORTHEAST BANCORPNORTHEAST BANCORP	280	$6K	<0.01%	new
HOPFED BANCORP INCHOPFED BANCORP INC	350	$6K	<0.01%	0
GLOBAL X FDSGLOBAL X FDS	475	$6K	<0.01%	0
LATIN AMERN DISCOVERY FD INCLATIN AMERN DISCOVERY FD INC	531	$6K	<0.01%	+3
ETF SER SOLUTIONSETF SER SOLUTIONS	243	$6K	<0.01%	-267
INVESCO DB MLTI SECTR CMMTYINVESCO DB MLTI SECTR CMMTY	260	$6K	<0.01%	0
VALERO ENERGY PARTNERS LPVALERO ENERGY PARTNERS LP	183	$6K	<0.01%	+7
CONATUS PHARMACEUTICALS INCCONATUS PHARMACEUTICALS INC	1,000	$6K	<0.01%	new
VACCINEX INCVACCINEX INC	800	$6K	<0.01%	new
NORTHERN LTS FD TR IVNORTHERN LTS FD TR IV	187	$6K	<0.01%	new
TELIGENT INC NEWTELIGENT INC NEW	1,578	$6K	<0.01%	+688
SEMPRA ENERGYSEMPRA ENERGY	60	$6K	<0.01%	0
HORIZONS ETF TR IHORIZONS ETF TR I	200	$6K	<0.01%	0
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	841	$6K	<0.01%	-800
IFRAISHARES TR	190	$5K	<0.01%	0	Timeline
FLWS1 800 FLOWERS COM INC	438	$5K	<0.01%	-318	Timeline
HBMHUDBAY MINERALS INC	945	$5K	<0.01%	-3,992	Timeline
EUFNISHARES TR	251	$5K	<0.01%	+75	Timeline
NLRVANECK ETF TRUST	82	$5K	<0.01%	+32	Timeline
IZRLARK ETF TR	250	$5K	<0.01%	0	Timeline
NULVNUSHARES ETF TR	165	$5K	<0.01%	new	Timeline
OSGOCTAVE SPECIALTY GROUP INC	216	$5K	<0.01%	0	Timeline
ROCKGIBRALTAR INDS INC	107	$5K	<0.01%	-170	Timeline
LBRTLIBERTY ENERGY INC	225	$5K	<0.01%	new	Timeline
ARAYACCURAY INC DEL	1,008	$5K	<0.01%	0	Timeline
SKYCHAMPION HOMES INC	179	$5K	<0.01%	-1,297	Timeline
CVSACOVISTA INC	106	$5K	<0.01%	-981	Timeline
EVTCEVERTEC INC	188	$5K	<0.01%	-588	Timeline
MVISMICROVISION INC DEL	4,277	$5K	<0.01%	0	Timeline
BVBRIGHTVIEW HLDGS INC	281	$5K	<0.01%	new	Timeline
ADVANCED DISP SVCS INC DELADVANCED DISP SVCS INC DEL	187	$5K	<0.01%	+84
CCRNCROSS CTRY HEALTHCARE INC	535	$5K	<0.01%	-90	Timeline
ADARRAY DIGITAL INFRASTRUCTURE	123	$5K	<0.01%	+45	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
APPLE INCAPPLE INC CALL	call	15	$146K	0
NETFLIX INC.NETFLIX INC. CALL	call	3	$73K	0
META PLATFORMS INCMETA PLATFORMS INC CALL	call	35	$51K	new
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUT	put	140	$50K	+16
ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD CALL	call	10	$23K	new
INVESCO QQQ TRINVESCO QQQ TR PUT	put	30	$12K	new
TWITTER INCTWITTER INC COM	call	20	$12K	new
STATE STR SPDR DOW JONES INDSTATE STR SPDR DOW JONES IND UT SER 1	put	30	$11K	new
CITIGROUP INCCITIGROUP INC CALL	call	3	$7K	0
TEVA PHARMACEUTICAL INDS LTDTEVA PHARMACEUTICAL INDS LTD CALL	call	10	$7K	new
MACYS INCMACYS INC CALL	call	50	$6K	0
BANK OF AMER CORPBANK OF AMER CORP CALL	call	13	$2K	0
BAUSCH HEALTH COS INCBAUSCH HEALTH COS INC COM	call	2	$2K	new
TESLA INCTESLA INC PUT	put	7	$1K	-2
FREEPORT MCMORAN INCFREEPORT MCMORAN INC CALL	call	12	$1K	new
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC CALL	call	5	$0	new
SPDR GOLD TRSPDR GOLD TR CALL	call	8	$0	new
NETFLIX INC.NETFLIX INC. PUT	put	50	$0	-50
BLOCK INCBLOCK INC PUT	put	1	$0	new
CERNER CORPCERNER CORP COM	put	60	$0	0
WORLD WRESTLING ENTERTAINME…WORLD WRESTLING ENTERTAINMENT CMN… Cmn	put	1	$0	new
ENERGOUS CORPENERGOUS CORP CALL	call	1	$0	0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1	principal	466	$468K	0
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1	principal	80	$80K	+20
PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0	principal	59	$57K	0
CALAMP CORPCALAMP CORP NOTE 1.625% 5/1	principal	52	$55K	0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0	principal	46	$53K	-4
FINISAR CORPFINISAR CORP NOTE 0.500%12/1	principal	57	$52K	0
APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC NOTE 4.750% 8/2	principal	52	$52K	0
PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0	principal	52	$52K	+7
KB HOME 1.375KB HOME 1.375 NOTE 1.375% 2/0	principal	50	$51K	0
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP NOTE 5.000% 6/1	principal	50	$51K	new
TUTOR PERINI CORPTUTOR PERINI CORP NOTE 2.875% 6/1	principal	47	$48K	0
HCI GROUP INCHCI GROUP INC NOTE 4.250% 3/0	principal	48	$48K	0
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0	principal	48	$48K	0
VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0	principal	44	$47K	+28
PACIRA BIOSCIENCESPACIRA BIOSCIENCES NOTE 2.375% 4/0	principal	41	$43K	new
HORIZON GLOBAL CORPHORIZON GLOBAL CORP NOTE 2.750% 7/0	principal	58	$43K	0
ROVI CORPROVI CORP NOTE 0.500% 3/0	principal	42	$40K	-5
NEW YORK MTG TRUSTNEW YORK MTG TRUST NOTE 6.250% 1/1	principal	39	$39K	-9
VEECO INSTRS INC DELVEECO INSTRS INC DEL NOTE 2.700% 1/1	principal	33	$28K	0
TTM TECHNOLOGIES INCTTM TECHNOLOGIES INC NOTE 1.750%12/1	principal	16	$27K	-11
ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1	principal	17	$26K	0
GREEN PLAINS INCGREEN PLAINS INC NOTE 4.125% 9/0	principal	26	$25K	0
INTEL CORPINTEL CORP CORPORATE OBLIG	principal	10	$23K	0
TWITTER INCTWITTER INC NOTE 1.000% 9/1	principal	25	$23K	0
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1	principal	19	$23K	0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0	principal	19	$22K	0
INPHI CORPINPHI CORP NOTE 0.750% 9/0	principal	21	$21K	-5
YAHOO INCYAHOO INC NOTE 12/0	principal	16	$21K	0
WELLS FARGO & COWELLS FARGO & CO MTNF 6/0	principal	12	$20K	0
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND	principal	18	$19K	+7
CITRIX SYS INCCITRIX SYS INC NOTE 0.500% 4/1	principal	12	$18K	0
TESLA INCTESLA INC NOTE 1.250% 3/0	principal	18	$17K	-5
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1	principal	14	$17K	0
ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC COM	principal	4	$16K	0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	14	$15K	0
NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1	principal	12	$15K	0
ARES CAP CORPARES CAP CORP NOTE 4.375% 1/1	principal	15	$15K	0
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1	principal	15	$14K	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3	principal	11	$13K	new
GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 2/0	principal	11	$13K	0
CAESARS ENTMT CORPCAESARS ENTMT CORP NOTE	principal	7	$13K	0
ALLSCRIPTS HEALTHCARE SOLUTNALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0	principal	12	$13K	0
STARWOOD PROPERTY TRUSTSTARWOOD PROPERTY TRUST Convertible Debt	principal	12	$12K	0
HANNON ARMSTRONG SUST INFR CHANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0	principal	12	$12K	0
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC DBCV 2/1	principal	12	$12K	0
PDC ENERGY INCPDC ENERGY INC NOTE 1.125% 9/1	principal	12	$12K	new
ENVESTNET INCENVESTNET INC NOTE 1.75012/1	principal	11	$12K	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1	principal	9	$11K	0
REDWOOD TRUST INCREDWOOD TRUST INC BOND	principal	11	$11K	0
RED HAT INCRED HAT INC NOTE 0.250%10/0	principal	6	$11K	-2
STARWOOD WAYPOINT RESIDENTLSTARWOOD WAYPOINT RESIDENTL NOTE 3.000% 7/0	principal	9	$11K	0
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	6	$10K	0
ARES CAPITAL CORPARES CAPITAL CORP NOTE 3.750% 2/0	principal	10	$10K	+8
PRICELINE GRP INCPRICELINE GRP INC NOTE 0.350% 6/1	principal	6	$10K	0
GOLDMAN SACHS BDC INCGOLDMAN SACHS BDC INC NOTE 4.500% 4/0	principal	10	$10K	new
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 7/0	principal	5	$10K	0
AIR LEASE CORPAIR LEASE CORP NOTE 3.875%12/0	principal	6	$10K	0
DYCOM INDS INCDYCOM INDS INC NOTE 0.750% 9/1	principal	8	$9K	0
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTE	principal	9	$9K	0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0	principal	7	$8K	0
HCI GROUP INCHCI GROUP INC NOTE 3.875% 3/1	principal	8	$8K	-29
SM ENERGY COSM ENERGY CO NOTE 1.500% 7/0	principal	6	$7K	new
GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC CNV	principal	7	$7K	0
LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.500 5/1	principal	4	$7K	0
THERAVANCE INCTHERAVANCE INC CORPORATE OBLIG	principal	6	$6K	0
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 1.000% 1/1	principal	5	$6K	new
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1	principal	5	$6K	0
HERCULES CAPITAL INCHERCULES CAPITAL INC DBCV 4.375% 2/0	principal	6	$6K	0
SYNAPTICS INCSYNAPTICS INC NOTE 0.500% 6/1	principal	6	$6K	new
CTRIP COM INTL LTDCTRIP COM INTL LTD NOTE 1.000% 7/0	principal	6	$6K	0
ROYAL GOLD INCROYAL GOLD INC NOTE	principal	6	$6K	0
SUNPOWER CORPSUNPOWER CORP DBCV 4.000% 1/1	principal	6	$6K	0
RESTORATION HARDWARE HLDGS IRESTORATION HARDWARE HLDGS I DBCV 7/1	principal	5	$6K	new
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC NOTE 3.000%11/1	principal	4	$6K	0
MACQUARIE INFRASTRUCTURE CORMACQUARIE INFRASTRUCTURE COR NOTE 2.875% 7/1	principal	6	$6K	0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1	principal	7	$5K	0
FIREEYE INCFIREEYE INC NOTE 1.000% 6/0	principal	5	$5K	0
REDFIN CORPREDFIN CORP NOTE 1.750% 7/1	principal	6	$5K	new
RYLAND GROUP 0.250RYLAND GROUP 0.250 NOTE 0.250% 6/0	principal	3	$3K	0
HERBALIFE LTDHERBALIFE LTD NOTE 2.000% 8/1	principal	2	$3K	0
IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1	principal	2	$3K	0
OASIS PETE INC NEWOASIS PETE INC NEW NOTE	principal	2	$3K	0
SOLARCITY CORPSOLARCITY CORP NOTE 1.625%11/0	principal	3	$3K	0
WEATHERFORD INTL LTDWEATHERFORD INTL LTD NOTE 5.875% 7/0	principal	3	$3K	0
SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0	principal	3	$3K	0
INPHI CORPINPHI CORP NOTE 1.125%12/0	principal	3	$3K	0
EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 1.50010/0	principal	2	$3K	0
TESLA INCTESLA INC NOTE 0.250 3/0	principal	3	$3K	0
NAVISTAR INTL CORP NEWNAVISTAR INTL CORP NEW NOTE 4.750 4/1	principal	3	$3K	0
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1	principal	3	$2K	0
ALZA CORP 7/2ALZA CORP 7/2 SDCV	principal	1	$2K	0
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC NOTE 2.500% 9/1	principal	2	$2K	0
INSULET CORPINSULET CORP NOTE 1.250% 9/1	principal	1	$2K	-3
VIPSHOP HLDGS LTDVIPSHOP HLDGS LTD NOTE 1.500% 3/1	principal	2	$2K	0
TERADYNE INCTERADYNE INC NOTE	principal	1	$1K	0
AEROJET ROCKETDYNE HLDGS INCAEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1	principal	1	$1K	0
ENSCO JERSEY FIN LTDENSCO JERSEY FIN LTD NOTE 3.000% 1/3	principal	1	$1K	0
INCYTE CORPINCYTE CORP NOTE 0.375%11/1	principal	1	$1K	new

Sold out in Q3 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 236. All 236

Security	Shares before	Value before	Type
KKR & CO LPKKR & CO LP	55,890	$1.39M	shares
KAYNE ANDERSON ENERGY DEV COKAYNE ANDERSON ENERGY DEV CO	72,830	$1.27M	shares
DCT INDUSTRIAL TRUST INCDCT INDUSTRIAL TRUST INC	14,915	$995K	shares
TECHTARGET INCTECHTARGET INC	33,167	$942K	shares
DWS Mun Income TrDWS Mun Income Tr	78,808	$868K	shares
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INC	6,823	$833K	shares
BOFI HOLDING INCBOFI HOLDING INC	16,573	$679K	shares
ADVENT CLAYMORE ENH GRW & INADVENT CLAYMORE ENH GRW & IN	86,310	$668K	shares
NANTHEALTH INCNANTHEALTH INC	175,490	$581K	shares
CYS INVTS INCCYS INVTS INC	68,015	$511K	shares
BANK OF THE OZARKSBANK OF THE OZARKS	9,492	$429K	shares
ADVENT CLAY CONV SEC INC FDADVENT CLAY CONV SEC INC FD	72,105	$402K	shares
VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTL	17,149	$398K	shares
DQDAQO NEW ENERGY CORP	10,363	$368K	shares
KAYNE ANDERSON ENRGY TTL RTKAYNE ANDERSON ENRGY TTL RT	34,885	$330K	shares
JPMORGAN CHASE + CO-CW18JPMORGAN CHASE + CO-CW18	5,020	$318K	shares
MERIDIAN BIOSCIENCE INCMERIDIAN BIOSCIENCE INC	17,195	$273K	shares
iShares S&P AMT-Free Munici…iShares S&P AMT-Free Municipal	10,701	$272K	shares
KRANESHARES TRKRANESHARES TR	7,414	$262K	shares
WILLIAMS PARTNERS L P NEWWILLIAMS PARTNERS L P NEW	6,299	$256K	shares
FIRST TR EXCHANGE TRADED FDFIRST TR EXCHANGE TRADED FD	9,922	$243K	shares
EFZPROSHARES TR	9,078	$237K	shares
ISHARES TRISHARES TR	5,180	$215K	shares
BWZSPDR SERIES TRUST	6,435	$201K	shares
WGL HLDGS INCWGL HLDGS INC	2,077	$184K	shares
EDUCATION RLTY TR INCEDUCATION RLTY TR INC	4,125	$171K	shares
ISHARES TRISHARES TR	5,530	$159K	shares
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T	29	$152K	call
TCP CAP CORPTCP CAP CORP	10,416	$151K	shares
SCHULMAN (A.) INCSCHULMAN (A.) INC	3,143	$140K	shares
KRANESHARES TRKRANESHARES TR	3,683	$124K	shares
RRGBRED ROBIN GOURMET BURGERS IN	2,500	$117K	shares
COTIVITI HLDGS INCCOTIVITI HLDGS INC	2,588	$114K	shares
NVMINOVA LTD	3,775	$103K	shares
XL GROUP LTDXL GROUP LTD	1,837	$102K	shares
DEEPETF SER SOLUTIONS	2,634	$92K	shares
QVALEA SERIES TRUST	2,975	$92K	shares
CIVBCIVISTA BANCSHARES INC	3,653	$88K	shares
ILG INCILG INC	2,539	$84K	shares
ORTHOFIX INTL N VORTHOFIX INTL N V	1,441	$82K	shares
NRG YIELD INCNRG YIELD INC	4,739	$82K	shares
RELX NVRELX NV	3,703	$79K	shares
SPECTRUM BRANDS HLDGS INCSPECTRUM BRANDS HLDGS INC	877	$71K	shares
RELIANT BANCORP INCRELIANT BANCORP INC	2,521	$71K	shares
MTGE INVT CORP COMMTGE INVT CORP COM	3,549	$69K	shares
QUALITY SYS INCQUALITY SYS INC	3,474	$68K	shares
HALYARD HEALTH INCHALYARD HEALTH INC	1,153	$66K	shares
STEWARDSHIP FINL CORPSTEWARDSHIP FINL CORP	5,376	$63K	shares
GGP INCGGP INC	3,000	$61K	shares
NUVEEN TEXAS QUAL MUN INNUVEEN TEXAS QUAL MUN IN	4,781	$61K	shares
UDIVFRANKLIN TEMPLETON ETF TR	2,125	$58K	shares
TSBKTIMBERLAND BANCORP INC	1,479	$55K	shares
Foundation Medicine IncFoundation Medicine Inc	402	$55K	shares
NRG YIELD INCNRG YIELD INC	3,153	$54K	shares
QUALITY CARE PPTYS INCQUALITY CARE PPTYS INC	2,367	$51K	shares
SBFGSB FINL GROUP INC	2,451	$50K	shares
OPPRIVERNORTH DOUBLELINE STRATE	2,795	$49K	shares
TALLGRASS ENERGY PARTNERS LPTALLGRASS ENERGY PARTNERS LP	1,141	$49K	shares
BOARDWALK PIPELINE PARTNERSBOARDWALK PIPELINE PARTNERS	4,203	$48K	shares
JHIHANCOCK JOHN INVS TR	2,713	$43K	shares
ENCORE CAP GROUP INCENCORE CAP GROUP INC	47	$43K	principal
INFINITY PROPERTY & CAS…INFINITY PROPERTY & CASUALTY	295	$42K	shares
RSP PERMIAN INCRSP PERMIAN INC	887	$39K	shares
TRIANGLE CAP CORPTRIANGLE CAP CORP	3,279	$37K	shares
LEGACY RESERVES LPLEGACY RESERVES LP	4,418	$31K	shares
ISHARES TRISHARES TR	1,075	$30K	shares
GASTAR EXPLORATION LTDGASTAR EXPLORATION LTD	52,550	$29K	shares
INTERNATIONAL MULTI-ASSET D…INTERNATIONAL MULTI-ASSET DIVERSI…	1,698	$29K	shares
PUTMAN HIGH INCOME SEC FUNDPUTMAN HIGH INCOME SEC FUND	2,964	$28K	shares
VEGIISHARES INC	900	$26K	shares
AVALGRUPO AVAL ACCIONES Y VALORE	3,094	$26K	shares
ABAXIS INCABAXIS INC	258	$21K	shares
BLACKROCK MUNIYIELD INVT FBLACKROCK MUNIYIELD INVT F	1,537	$21K	shares
THL CREDIT INCTHL CREDIT INC	2,500	$20K	shares
NEUBERGER BERMAN NY INT MUNNEUBERGER BERMAN NY INT MUN	1,730	$20K	shares
MVC CAPITAL INCMVC CAPITAL INC	1,980	$19K	shares
SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC	806	$19K	shares
VIVINT SOLAR INC.VIVINT SOLAR INC.	3,800	$19K	shares
EGALET CORPEGALET CORP	45,650	$19K	shares
SAFTSAFETY INS GROUP INC	207	$18K	shares
Blackrock 2022 Global InBlackrock 2022 Global In	2,000	$18K	shares
Dws Strategic Muni IncmDws Strategic Muni Incm	1,634	$18K	shares
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	806	$18K	shares
WORKDAY INCWORKDAY INC	12	$18K	principal
ISHARES EDGE MSCI MIN VOL E…ISHARES EDGE MSCI MIN VOL EAFE CU…	633	$18K	shares
ANGI INC CLASS AANGI INC CLASS A	1,130	$17K	shares
VERIFONE SYS INCVERIFONE SYS INC	693	$16K	shares
EXCHANGE LISTED FDS TR REX …EXCHANGE LISTED FDS TR REX BKCM E…	600	$15K	shares
ISHARES TRISHARES TR	670	$15K	shares
ETDETHAN ALLEN INTERIORS INC	568	$14K	shares
GALMED PHARMACEUTICALS LTDGALMED PHARMACEUTICALS LTD	1,200	$14K	shares
KSAISHARES TR	400	$13K	shares
CHARTER FINANCIAL CORPCHARTER FINANCIAL CORP	544	$13K	shares
ISHARES TRISHARES TR	532	$13K	shares
INTELLIPHARMACEUTICS INTERNAINTELLIPHARMACEUTICS INTERNA	29,462	$13K	shares
AXTIAXT INC	1,685	$12K	shares
ISHARES TRISHARES TR	200	$12K	shares
NEVRO CORPNEVRO CORP	11	$12K	principal
BCVBANCROFT FD LTD	521	$11K	shares
AKERS BIOSCIENCES INCAKERS BIOSCIENCES INC	29,000	$11K	shares

How Q3 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001681115-18-000009	base		2018-11-14	acceptance time not in the bulk data set	2026-10-07 19:03:47 UTC