13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 2,197 holding rows worth $11,936,901,000.
- Accession
- 0001085146-18-001501
- Filer
- CIK 1462245
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 2,197 entries on the cover page, a total value of $11,936,901,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,936,901,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerACR Alpine Capital Research, LLC028-14059
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerAperio Group, LLC028-11964
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBELMONT ASSET MANAGEMENT 028-10518
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Innovations LLC028-15733
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCORBYN INVESTMENT MANAGEMENT INC/MD028-04242
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerMACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST028-05267
- reports for this filerDSM CAPITAL PARTNERS LLC028-10309
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerJFB Holdings Corp028-10606
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFRANKLIN RESOURCES INC028-00734
- reports for this filerFRED ALGER MANAGEMENT INC028-00869
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHAYS ADVISORY LLC028-10649
- reports for this filerHGK ASSET MANAGEMENT INC028-01321
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerInvesco Ltd.028-11246
- reports for this filerISTHMUS PARTNERS, LLC028-16855
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKarpus Management, Inc.028-11445
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT, INC.028-03133
- reports for this filerLaffer Investments028-10975
- reports for this filerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMD SASS INVESTORS SERVICES INC028-04057
- reports for this filerMADISON INVESTMENT HOLDINGS INC028-03477
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNEW AMSTERDAM PARTNERS LLC/NY028-05406
- reports for this filerNEWGATE CAPITAL MANAGEMENT LLC028-03871
- reports for this filerNATIXIS ADVISORS, L.P.028-05788
- reports for this filerNORTHERN TRUST CORP028-00290
- reports for this filerNUANCE INVESTMENTS, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerO'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerPZENA INVESTMENT MANAGEMENT LLC028-03791
- reports for this filerREINHART PARTNERS, INC.028-04879
- reports for this filerRENAISSANCE GROUP LLC028-04884
- reports for this filerRichard Bernstein Advisors LLC028-14643
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerBoston Partners028-12484
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSelect Equity Group, L.P.028-16000
- reports for this filerSHELTON CAPITAL MANAGEMENT028-05709
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSTRATEGY ASSET MANAGERS LLC028-10030
- reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT LP028-05015
- reports for this filerTCW INVESTMENT MANAGEMENT Co LLC028-06683
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerTHOMAS WHITE INTERNATIONAL LTD028-05601
- reports for this filerTHOMPSON SIEGEL & WALMSLEY LLC028-04041
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTODD ASSET MANAGEMENT LLC028-04171
- reports for this filerTRILLIUM ASSET MANAGEMENT, LLC028-03125
- reports for this filerADDITIONAL MANAGERS DO NOT FIT TEMPLATE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 15,238 | $66,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 162,465 | $66,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,100 | $64,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 14,379 | $63,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 19,615 | $62,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,000 | $62,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 15,000 | $61,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 35,373 | $61,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,800 | $60,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 13,656 | $59,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 11,500 | $58,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,700 | $56,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 12,000 | $55,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 8,000 | $54,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 14,398 | $53,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 10,456 | $51,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 16,246 | $50,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 43,100 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 175,000 | $47,000 | thousands by filing date | put |
| KCAP FINANCIAL INC | 48668E101 | COM | 15,025 | $47,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 17,000 | $46,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 32,001 | $46,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 11,896 | $43,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 28,000 | $41,000 | thousands by filing date | call |
| VERMILLION INC | 92407M206 | COM NEW | 30,000 | $41,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 10,836 | $40,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 36,856 | $40,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,500 | $39,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 13,970 | $39,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 7,300 | $37,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 6,200 | $36,000 | thousands by filing date | call |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 12,000 | $36,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,000 | $35,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 10,766 | $35,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,800 | $34,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 14,555 | $34,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 10,500 | $34,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N201 | COM NEW | 17,000 | $34,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 16,234 | $33,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 9,500 | $32,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 20,000 | $32,000 | thousands by filing date | call |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 24,375 | $32,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 17,300 | $32,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C808 | COM PAR | 10,000 | $32,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 30,000 | $32,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $30,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 135,020 | $30,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 10,000 | $29,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 13,600 | $29,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 23,400 | $29,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 81,556 | $29,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 11,411 | $28,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 44,800 | $28,000 | thousands by filing date | put |
| TREVENA INC | 89532E109 | COM | 15,005 | $25,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 17,900 | $24,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 12,700 | $20,000 | thousands by filing date | call |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 19,750 | $19,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 21,149 | $19,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 20,000 | $19,000 | thousands by filing date | principal |
| Boeing Company | 097023105 | COM | 800 | $18,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 40,000 | $18,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 19,000 | $18,000 | thousands by filing date | principal |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 15,100 | $17,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 11,987 | $17,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 22,475 | $16,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 21,429 | $16,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,000 | $15,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 4,700 | $15,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 34,000 | $15,000 | thousands by filing date | call |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 16,556 | $15,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,084 | $14,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 6,000 | $14,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,000 | $14,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 500 | $13,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 4,200 | $13,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 6,000 | $13,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 11,500 | $12,000 | thousands by filing date | put |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 150,000 | $12,000 | thousands by filing date | call |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 37,033 | $12,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,400 | $11,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 11,800 | $11,000 | thousands by filing date | call |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 18,500 | $11,000 | thousands by filing date | put |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 15,666 | $11,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 10,000 | $11,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 27,800 | $10,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,000 | $10,000 | thousands by filing date | put |
| SENESTECH INC | 81720R109 | COM | 17,000 | $10,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,500 | $9,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 4,700 | $9,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 300 | $9,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 2,000 | $9,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 2,500 | $9,000 | thousands by filing date | call |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 11,500 | $9,000 | thousands by filing date | put |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 10,000 | $9,000 | thousands by filing date | principal |
| CORMEDIX INC | 21900C100 | COM | 47,188 | $9,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 16,300 | $8,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,200 | $8,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 15,000 | $8,000 | thousands by filing date | call |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 2,200 | $8,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 426 | $8,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 500 | $7,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 1,500 | $7,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 18,000 | $7,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 2,000 | $7,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,200 | $7,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,000 | $7,000 | thousands by filing date | call |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 11,200 | $7,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 13,924 | $7,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 800 | $6,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,000 | $6,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 20,400 | $6,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,500 | $6,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 11,300 | $6,000 | thousands by filing date | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,000 | $6,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 10,000 | $6,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 800 | $5,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 40,000 | $5,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 600 | $5,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 1,000 | $5,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 1,700 | $5,000 | thousands by filing date | call |
| AMERICAN LORAIN CORP | 027297100 | COM | 27,540 | $5,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 15,934 | $5,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,000 | $4,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 400 | $4,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 9,000 | $4,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 500 | $4,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 13,500 | $4,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 21,943 | $4,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 10,000 | $4,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 5,000 | $4,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 2,500 | $3,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 2,500 | $3,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 400 | $3,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 5,000 | $3,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 2,500 | $3,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,500 | $3,000 | thousands by filing date | call |
| WABTEC COM | 929740108 | Stock | 2,500 | $3,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 3,300 | $3,000 | thousands by filing date | call |
| EAGLE BANCORPORATION INC | 268948106 | COM | 1,400 | $3,000 | thousands by filing date | put |
| ARCONIC INC | 03965L100 | COM | 5,000 | $3,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 900 | $3,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,000 | $3,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 8,000 | $3,000 | thousands by filing date | call |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 17,000 | $3,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 15,350 | $3,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 13,000 | $2,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 1,000 | $2,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,000 | $2,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 500 | $2,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,000 | $2,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 600 | $2,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 2,000 | $2,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 2,500 | $2,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 8,000 | $2,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,000 | $2,000 | thousands by filing date | call |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 9,000 | $2,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 300 | $2,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,000 | $2,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 3,700 | $2,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 10,000 | $2,000 | thousands by filing date | call |
| JAGUAR HEALTH INC | 47010C201 | COM | 10,000 | $2,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 200 | $1,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 2,000 | $1,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 600 | $1,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,500 | $1,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 300 | $1,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 8,500 | $1,000 | thousands by filing date | call |
| EQUIFAX INC COM | 294429105 | Stock | 200 | $1,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 17,500 | $1,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 500 | $1,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,000 | $1,000 | thousands by filing date | call |
| NOVOCURE LTD | G6674U108 | ORD SHS | 900 | $1,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 3,000 | $1,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 3,000 | $1,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 559 | $1,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 2,000 | $1,000 | thousands by filing date | call |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 25,000 | $1,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Costco Wholesale Corporation | 22160K105 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 5,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Starbucks Corporation | 855244109 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Walmart Inc. | 931142103 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CLOROX CO DEL | 189054109 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| USBANCORPDEL | 902973304 | COM NEW | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 3,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MASCO CORP | 574599106 | COM | 3,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OMEROS CORP | 682143102 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375N103 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001501 | this filing | 2018-05-15 | acceptance time not in the bulk data set |