13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 2,197 holding rows worth $11,936,901,000.
- Accession
- 0001085146-18-001501
- Filer
- CIK 1462245
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 2,197 entries on the cover page, a total value of $11,936,901,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,936,901,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerACR Alpine Capital Research, LLC028-14059
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerAMI ASSET MANAGEMENT CORP028-11962
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerAperio Group, LLC028-11964
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBELMONT ASSET MANAGEMENT 028-10518
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCapital Innovations LLC028-15733
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCORBYN INVESTMENT MANAGEMENT INC/MD028-04242
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerMACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST028-05267
- reports for this filerDSM CAPITAL PARTNERS LLC028-10309
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerJFB Holdings Corp028-10606
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFRANKLIN RESOURCES INC028-00734
- reports for this filerFRED ALGER MANAGEMENT INC028-00869
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHAYS ADVISORY LLC028-10649
- reports for this filerHGK ASSET MANAGEMENT INC028-01321
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerInvesco Ltd.028-11246
- reports for this filerISTHMUS PARTNERS, LLC028-16855
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKarpus Management, Inc.028-11445
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT, INC.028-03133
- reports for this filerLaffer Investments028-10975
- reports for this filerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerLORD, ABBETT & CO. LLC028-00413
- reports for this filerMD SASS INVESTORS SERVICES INC028-04057
- reports for this filerMADISON INVESTMENT HOLDINGS INC028-03477
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNEW AMSTERDAM PARTNERS LLC/NY028-05406
- reports for this filerNEWGATE CAPITAL MANAGEMENT LLC028-03871
- reports for this filerNATIXIS ADVISORS, L.P.028-05788
- reports for this filerNORTHERN TRUST CORP028-00290
- reports for this filerNUANCE INVESTMENTS, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerO'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerPZENA INVESTMENT MANAGEMENT LLC028-03791
- reports for this filerREINHART PARTNERS, INC.028-04879
- reports for this filerRENAISSANCE GROUP LLC028-04884
- reports for this filerRichard Bernstein Advisors LLC028-14643
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerBoston Partners028-12484
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSelect Equity Group, L.P.028-16000
- reports for this filerSHELTON CAPITAL MANAGEMENT028-05709
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSTRATEGY ASSET MANAGERS LLC028-10030
- reports for this filerSYSTEMATIC FINANCIAL MANAGEMENT LP028-05015
- reports for this filerTCW INVESTMENT MANAGEMENT Co LLC028-06683
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerTHOMAS WHITE INTERNATIONAL LTD028-05601
- reports for this filerTHOMPSON SIEGEL & WALMSLEY LLC028-04041
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTODD ASSET MANAGEMENT LLC028-04171
- reports for this filerTRILLIUM ASSET MANAGEMENT, LLC028-03125
- reports for this filerADDITIONAL MANAGERS DO NOT FIT TEMPLATE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 17,797 | $427,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 108,576 | $427,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 17,774 | $426,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 21,890 | $424,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 184,468 | $424,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 8,035 | $423,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 9,519 | $421,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 2,076 | $420,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,058 | $418,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 6,744 | $416,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 11,152 | $416,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 5,440 | $415,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 10,729 | $415,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 23,059 | $415,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 31,633 | $414,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 5,201 | $413,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 29,700 | $413,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 6,705 | $412,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3,666 | $412,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 9,202 | $411,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 12,836 | $411,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 61,618 | $410,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 4,066 | $408,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 12,026 | $408,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,756 | $407,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 14,476 | $407,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 9,074 | $407,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 7,049 | $406,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 17,643 | $404,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 66,240 | $404,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 8,081 | $403,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 15,969 | $402,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 9,235 | $402,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 3,943 | $401,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 8,716 | $401,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 84,734 | $400,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 4,423 | $400,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 6,261 | $400,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 20,978 | $399,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 11,740 | $394,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,655 | $394,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 5,285 | $394,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 4,123 | $392,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 26,052 | $392,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 6,726 | $392,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 83,011 | $392,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 12,272 | $391,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 11,010 | $390,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 10,974 | $390,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,941 | $388,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 4,247 | $387,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,841 | $386,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 18,882 | $386,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 28,537 | $386,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 8,864 | $385,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 17,034 | $384,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 103,013 | $383,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 18,043 | $383,000 | thousands by filing date | |
| ETF SER SOLUTIONS APTUS FORTIFIED | 26922A610 | Stock | 14,373 | $383,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 10,812 | $382,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 7,224 | $381,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 33,246 | $379,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 12,806 | $377,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 68,200 | $375,000 | thousands by filing date | put |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 5,826 | $375,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,661 | $375,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 57,110 | $375,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 36,955 | $374,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 3,075 | $374,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 7,695 | $373,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,790 | $373,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 30,118 | $373,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 736 | $373,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 17,100 | $372,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 23,133 | $371,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 3,706 | $370,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 29,507 | $369,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 2,815 | $368,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 7,485 | $367,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 18,282 | $366,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 8,867 | $365,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 3,426 | $365,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 8,503 | $365,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 32,740 | $365,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 21,003 | $365,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 19,425 | $363,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 10,383 | $362,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 14,827 | $361,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 16,543 | $360,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 15,569 | $360,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 28,584 | $359,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 13,651 | $358,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 2,296 | $357,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 22,818 | $355,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 5,663 | $354,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 4,180 | $354,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 8,923 | $353,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 62,678 | $353,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 9,952 | $353,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 5,485 | $350,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,935 | $350,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 34,959 | $350,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 15,695 | $349,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 6,220 | $347,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 10,612 | $346,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,917 | $345,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 34,000 | $345,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 13,005 | $344,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 59,000 | $344,000 | thousands by filing date | put |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 29,086 | $344,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 9,061 | $343,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 4,113 | $342,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 33,316 | $342,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 20,200 | $340,000 | thousands by filing date | put |
| POWERSHARES | 73935X286 | COMMON STOCK | 5,980 | $340,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 4,677 | $339,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,421 | $337,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 22,663 | $337,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 6,375 | $337,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 47,954 | $337,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 15,376 | $337,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 6,273 | $336,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 24,425 | $336,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,762 | $335,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 6,079 | $335,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 11,185 | $335,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 5,595 | $335,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 47,200 | $335,000 | thousands by filing date | put |
| Spectra Energy Partners | 84756N109 | COM | 9,970 | $335,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 2,500 | $334,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 14,130 | $333,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 44,806 | $332,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 13,649 | $330,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 5,560 | $330,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 8,630 | $329,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 4,578 | $327,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 6,095 | $326,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 5,217 | $325,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 53,012 | $324,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 5,183 | $324,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 13,535 | $324,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 3,904 | $323,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 12,151 | $322,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 17,201 | $322,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 8,204 | $321,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 7,963 | $318,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 14,683 | $317,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,253 | $317,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 8,399 | $314,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 24,214 | $314,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 8,120 | $311,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 29,471 | $311,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 15,744 | $311,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 6,768 | $310,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 23,824 | $310,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 8,555 | $310,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,794 | $308,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 7,486 | $308,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,969 | $308,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 24,955 | $308,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 16,093 | $307,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 7,085 | $306,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 12,362 | $305,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 3,185 | $304,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 240,889 | $304,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 7,099 | $303,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 18,600 | $303,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 5,991 | $302,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 6,106 | $302,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 5,715 | $301,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 11,922 | $301,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,567 | $301,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 9,173 | $301,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 4,400 | $300,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 3,194 | $298,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 16,089 | $298,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,060 | $297,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 5,218 | $297,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 30,058 | $297,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 12,600 | $297,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 4,788 | $295,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 9,814 | $294,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 7,524 | $292,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,801 | $291,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 6,439 | $291,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 13,615 | $290,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 12,197 | $289,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 9,995 | $288,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 3,969 | $288,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,435 | $288,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 9,233 | $287,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 3,588 | $287,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 22,737 | $287,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 18,008 | $287,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 10,072 | $287,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 18,535 | $287,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,572 | $286,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,118 | $285,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 10,004 | $285,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 17,685 | $284,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 3,684 | $284,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 17,707 | $284,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 15,811 | $283,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 24,095 | $282,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 8,750 | $281,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 63,634 | $280,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 11,944 | $280,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 5,660 | $279,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 11,046 | $279,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 9,432 | $279,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 25,995 | $279,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 7,364 | $278,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 7,086 | $278,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,646 | $277,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 387,200 | $277,000 | thousands by filing date | call |
| PICO HLDGS INC | 693366205 | COM NEW | 24,439 | $277,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,774 | $276,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 5,626 | $276,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 19,407 | $273,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 4,247 | $273,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 2,048 | $273,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 17,660 | $272,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 7,102 | $272,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 2,383 | $271,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 3,238 | $271,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 7,991 | $271,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 2,500 | $268,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 6,283 | $268,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 7,567 | $268,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 3,866 | $267,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 10,315 | $267,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,488 | $266,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 30,892 | $266,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 11,321 | $266,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 7,277 | $266,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 10,100 | $266,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 5,012 | $265,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 4,499 | $265,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 24,089 | $265,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,260 | $264,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 3,935 | $262,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 26,516 | $262,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 8,729 | $261,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,967 | $260,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 2,612 | $260,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 9,394 | $260,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,870 | $258,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 15,098 | $257,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,874 | $257,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 4,647 | $256,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 8,843 | $256,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 4,965 | $256,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 13,386 | $256,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,941 | $255,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 5,374 | $254,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 8,421 | $254,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 48,874 | $254,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 12,927 | $253,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 4,245 | $251,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 18,498 | $251,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,688 | $250,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,470 | $250,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 34,565 | $250,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 6,504 | $249,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 14,428 | $249,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 2,720 | $249,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 9,005 | $248,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,891 | $247,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 18,202 | $246,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 6,142 | $246,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 19,575 | $245,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 7,877 | $245,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 58,800 | $244,000 | thousands by filing date | put |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 1,037,871 | $244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 4,905 | $243,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 27,443 | $243,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 30,150 | $243,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,622 | $242,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 2,314 | $242,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20,846 | $242,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 10,826 | $242,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 12,413 | $242,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 19,409 | $241,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 6,196 | $241,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 731 | $241,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 33,550 | $241,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 10,557 | $241,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,357 | $240,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 675 | $240,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 24,076 | $240,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 12,089 | $240,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,037 | $239,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 2,644 | $239,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 5,435 | $239,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 9,194 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 129,400 | $238,000 | thousands by filing date | put |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 5,506 | $238,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 11,180 | $238,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 10,024 | $237,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 14,487 | $237,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 12,405 | $237,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 5,971 | $236,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 5,463 | $236,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 18,050 | $236,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 14,735 | $236,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 7,458 | $235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 8,299 | $234,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 4,892 | $234,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 6,495 | $234,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,959 | $233,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 11,290 | $232,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 15,141 | $232,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 3,708 | $231,000 | thousands by filing date | |
| COLONY NORTHSTAR CR REAL EST | 19626A101 | COM CL A | 12,267 | $231,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 13,055 | $230,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 8,144 | $230,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 4,658 | $229,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 3,683 | $229,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 15,722 | $229,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 20,259 | $228,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,479 | $227,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 4,327 | $227,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 25,027 | $227,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 8,190 | $225,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 2,799 | $223,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 13,391 | $222,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 4,197 | $222,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 6,045 | $221,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 1,413 | $221,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 4,246 | $221,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 6,071 | $220,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 3,721 | $220,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 6,283 | $219,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 14,900 | $219,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 3,249 | $216,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 8,000 | $216,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 99,042 | $216,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 15,000 | $215,000 | thousands by filing date | call |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 13,586 | $215,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 11,903 | $215,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 13,100 | $215,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 44,026 | $214,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 5,521 | $214,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 4,172 | $214,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,119 | $213,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 8,381 | $212,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 17,177 | $212,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 2,009 | $211,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 5,388 | $211,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 4,800 | $211,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 4,602 | $211,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,069 | $210,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,445 | $210,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 7,274 | $210,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 4,973 | $209,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 13,472 | $209,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 21,676 | $209,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 9,737 | $208,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 6,697 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 2,253 | $207,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 7,140 | $207,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 7,911 | $206,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 3,902 | $205,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 13,401 | $205,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 14,400 | $204,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,832 | $204,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,667 | $204,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 5,062 | $203,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 17,315 | $203,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 13,350 | $203,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,325 | $201,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 6,183 | $201,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 15,515 | $201,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,690 | $200,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 6,435 | $200,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 17,864 | $200,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 9,840 | $200,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 6,530 | $200,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 4,375 | $200,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 13,950 | $200,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 2,378 | $200,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 132,410 | $199,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 15,053 | $197,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 23,917 | $197,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 19,000 | $195,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 62,071 | $193,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 17,799 | $190,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 14,018 | $190,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 10,200 | $189,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 22,400 | $188,000 | thousands by filing date | put |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 17,420 | $186,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 11,972 | $184,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 39,100 | $183,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 15,481 | $183,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 61,200 | $181,000 | thousands by filing date | put |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 27,381 | $181,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 14,741 | $181,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 16,530 | $181,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 15,009 | $180,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 44,210 | $180,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 25,590 | $175,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 277,025 | $175,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 12,141 | $174,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 11,589 | $173,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 12,994 | $171,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 81,700 | $171,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 25,427 | $170,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 12,459 | $168,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 14,400 | $168,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 25,355 | $167,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 13,291 | $166,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 12,224 | $165,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 10,659 | $161,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 10,940 | $161,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 10,197 | $161,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 10,885 | $159,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 23,626 | $159,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 11,842 | $158,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 33,668 | $158,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 20,087 | $157,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 13,745 | $157,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 39,708 | $156,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 29,915 | $152,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 13,688 | $148,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 18,869 | $147,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 11,578 | $146,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 13,753 | $146,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 19,250 | $145,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 14,330 | $142,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 10,703 | $142,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 11,928 | $140,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 17,600 | $139,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 18,789 | $139,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 32,692 | $138,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,871 | $138,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 45,492 | $137,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 19,434 | $137,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 57,515 | $135,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 11,577 | $135,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 10,816 | $134,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 51,400 | $131,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 10,785 | $130,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,661 | $129,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 187,584 | $128,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 13,950 | $127,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 20,149 | $125,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 16,628 | $124,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 10,377 | $123,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 18,964 | $122,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 17,890 | $120,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 11,008 | $120,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 15,890 | $120,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 11,334 | $119,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 10,663 | $119,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 40,000 | $118,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 10,062 | $116,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 10,980 | $115,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 10,000 | $114,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 10,350 | $114,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 34,000 | $109,000 | thousands by filing date | put |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 13,281 | $109,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 22,493 | $109,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,109 | $106,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 78,200 | $106,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 26,691 | $105,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 12,674 | $105,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 26,032 | $103,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 16,600 | $103,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 21,089 | $102,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 10,145 | $102,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 14,636 | $101,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 12,584 | $100,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 11,114 | $100,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 19,398 | $100,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 10,900 | $96,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 55,000 | $95,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 245,000 | $95,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 13,459 | $94,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 23,615 | $94,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 23,500 | $93,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 41,650 | $92,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 12,678 | $91,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 34,470 | $91,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 11,780 | $91,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 16,800 | $91,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 28,200 | $90,000 | thousands by filing date | put |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 10,415 | $89,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 14,757 | $89,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 35,200 | $85,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 31,340 | $81,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 46,000 | $79,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 58,307 | $77,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 37,600 | $76,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 10,050 | $75,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 20,000 | $72,000 | thousands by filing date | call |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 10,000 | $72,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 24,708 | $68,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 76,259 | $68,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 10,000 | $68,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 37,200 | $67,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-001501 | this filing | 2018-05-15 | acceptance time not in the bulk data set |