13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 2,297 holding rows worth $12,182,816,000.
- Accession
- 0001085146-18-000792
- Filer
- CIK 1462245
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 2,297 entries on the cover page, a total value of $12,182,816,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,182,816,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerAperio Group, LLC028-11964
- reports for this filerAPPLETON PARTNERS INC/MA028-06694
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBELMONT ASSET MANAGEMENT 028-10518
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerCapital Innovations LLC028-15733
- reports for this filerCapital Wealth Planning, LLC028-15439
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCORBYN INVESTMENT MANAGEMENT INC/MD028-04242
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerMACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST028-05267
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEAGLE GLOBAL ADVISORS LLC028-06213
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerJFB Holdings Corp028-10606
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFRANKLIN RESOURCES INC028-00734
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerGranite Investment Partners, LLC028-14862
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHAYS ADVISORY LLC028-10649
- reports for this filerHORIZON ASSET MANAGEMENT LLC028-06986
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerInvesco Ltd.028-11246
- reports for this filerISTHMUS PARTNERS, LLC028-16855
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKarpus Management, Inc.028-11445
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT, INC.028-03133
- reports for this filerLadenburg Thalmann Asset Management028-13809
- reports for this filerLaffer Investments028-10975
- reports for this filerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerMD SASS INVESTORS SERVICES INC028-04057
- reports for this filerMADISON INVESTMENT HOLDINGS INC028-03477
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILES CAPITAL, INC.028-10636
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNEW AMSTERDAM PARTNERS LLC/NY028-05406
- reports for this filerNEWGATE CAPITAL MANAGEMENT LLC028-03871
- reports for this filerNORTHERN TRUST CORP028-00290
- reports for this filerNUANCE INVESTMENTS, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerO'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerREINHART PARTNERS, INC.028-04879
- reports for this filerRENAISSANCE GROUP LLC028-04884
- reports for this filerRichard Bernstein Advisors LLC028-14643
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSCHARF INVESTMENTS, LLC028-13511
- reports for this filerSelect Equity Group, L.P.028-16000
- reports for this filerSHELTON CAPITAL MANAGEMENT028-05709
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSTRATEGY ASSET MANAGERS LLC028-10030
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerTHOMAS WHITE INTERNATIONAL LTD028-05601
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTRILLIUM ASSET MANAGEMENT, LLC028-03125
- reports for this filerTURNER INVESTMENTS LLC028-02924
- reports for this filerVANGUARD GROUP INC028-06408
- reports for this filerVICTORY CAPITAL MANAGEMENT INC028-06354
- reports for this filerADDITIONAL MANAGERS DO NOT FIT TEMPLATE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DWS Mun Income Tr | 25160C106 | COM | 10,663 | $125,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,843 | $124,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 12,678 | $123,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 20,697 | $122,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 20,149 | $121,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 8,981 | $121,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 12,871 | $120,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 119,000 | $119,000 | thousands by filing date | principal |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 29,915 | $117,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 107,000 | $117,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 11,003 | $112,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 26,160 | $112,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 16,250 | $111,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 103,000 | $111,000 | thousands by filing date | principal |
| RIOT PLATFORMS INC | 767292105 | COM | 3,845 | $110,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 10,062 | $110,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 113,000 | $109,000 | thousands by filing date | principal |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 78,200 | $108,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 115,000 | $107,000 | thousands by filing date | principal |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 113,000 | $107,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 104,000 | $106,000 | thousands by filing date | principal |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 11,480 | $105,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 109,000 | $105,000 | thousands by filing date | principal |
| NIKE,Inc. Class B | 654106103 | COM | 58,200 | $104,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 108,000 | $104,000 | thousands by filing date | principal |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 103,000 | $103,000 | thousands by filing date | principal |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 97,000 | $103,000 | thousands by filing date | principal |
| TASEKO MINES LTD COM | 876511106 | Stock | 44,100 | $102,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 10,924 | $102,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 15,396 | $102,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 11,741 | $102,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 90,000 | $102,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 93,000 | $101,000 | thousands by filing date | principal |
| NEW GOLD INC CDA | 644535106 | COM | 30,340 | $100,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 40,200 | $98,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 13,615 | $97,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 40,200 | $97,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 10,000 | $97,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,652 | $97,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 171,000 | $97,000 | thousands by filing date | principal |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 53,701 | $95,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 93,000 | $95,000 | thousands by filing date | principal |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 11,400 | $93,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 85,000 | $93,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 21,900 | $92,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 700 | $91,000 | thousands by filing date | call |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 16,800 | $91,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 10,034 | $90,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,300 | $88,000 | thousands by filing date | call |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 12,674 | $88,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 23,500 | $88,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 72,806 | $87,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 34,246 | $86,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 83,000 | $85,000 | thousands by filing date | principal |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,197 | $84,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 15,890 | $84,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 80,000 | $82,000 | thousands by filing date | principal |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 82,000 | $80,000 | thousands by filing date | principal |
| LIBBEY INC | 529898108 | COM | 10,456 | $79,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 75,000 | $79,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 4,100 | $78,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 14,000 | $78,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 33,900 | $77,000 | thousands by filing date | put |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 12,500 | $75,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 12,097 | $74,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,000 | $73,000 | thousands by filing date | call |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 10,000 | $73,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 30,000 | $72,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,500 | $70,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 12,460 | $70,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 70,000 | $70,000 | thousands by filing date | principal |
| CIVEO CORP CDA | 17878Y108 | COM | 25,720 | $70,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 62,000 | $70,000 | thousands by filing date | principal |
| GROUPON INC | 399473107 | COMMON STOCK | 13,641 | $69,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 245,000 | $68,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 66,000 | $68,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 64,000 | $68,000 | thousands by filing date | principal |
| DOWDUPONT INC | 26078J100 | COM | 89,600 | $67,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 37,200 | $67,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 16,706 | $66,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 37,600 | $65,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 20,100 | $64,000 | thousands by filing date | put |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 65,000 | $63,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 63,000 | $63,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 77,000 | $61,000 | thousands by filing date | principal |
| VITAL THERAPIES INC | 92847R104 | COM | 10,000 | $60,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 14,000 | $59,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 54,000 | $58,000 | thousands by filing date | principal |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 50,000 | $58,000 | thousands by filing date | principal |
| VERMILLION INC | 92407M206 | COM NEW | 30,000 | $58,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 16,246 | $56,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 62,000 | $56,000 | thousands by filing date | principal |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 203,100 | $55,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 57,000 | $55,000 | thousands by filing date | principal |
| GSV CAPITAL CORP | 36191J101 | COM | 10,050 | $55,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 24,225 | $55,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 18,200 | $54,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 4,331 | $54,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 46,000 | $54,000 | thousands by filing date | principal |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 27,000 | $52,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 15,025 | $51,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 49,000 | $51,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAA1 | BOND | 49,000 | $51,000 | thousands by filing date | principal |
| Visa Inc | 92826C839 | COM | 6,000 | $50,000 | thousands by filing date | call |
| NOBLE CORP PLC | G65431101 | SHS USD | 10,982 | $50,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 60,000 | $50,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 5,000 | $49,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 20,000 | $49,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 144,966 | $49,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 11,500 | $48,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 9,100 | $46,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 43,000 | $43,000 | thousands by filing date | principal |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 12,000 | $43,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 9,696 | $43,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 10,766 | $42,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 40,000 | $42,000 | thousands by filing date | principal |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 10,411 | $41,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 54,031 | $41,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 14,552 | $41,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 10,500 | $41,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 30,656 | $41,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 71,100 | $40,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 10,100 | $39,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 17,136 | $39,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 26,307 | $38,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 16,246 | $38,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 13,300 | $38,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 25,000 | $37,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 9,000 | $35,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 4,000 | $35,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 11,405 | $35,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 17,300 | $34,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 24,375 | $33,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 13,150 | $32,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,200 | $30,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 1,000 | $30,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 6,000 | $30,000 | thousands by filing date | call |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 150,000 | $30,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 9,214 | $30,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 24,400 | $29,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 7,100 | $28,000 | thousands by filing date | call |
| BROADCOM LTD | Y09827109 | SHS | 2,900 | $28,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 13,600 | $26,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 25,219 | $26,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 11,000 | $25,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,000 | $25,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 2,400 | $24,000 | thousands by filing date | call |
| IBIO INC | 451033104 | COM | 135,020 | $24,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 15,005 | $24,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 23,000 | $23,000 | thousands by filing date | principal |
| GOLD STD VENTURES CORP | 380738104 | COM | 13,221 | $23,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 16,556 | $23,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 10,200 | $22,000 | thousands by filing date | put |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 20,215 | $22,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 21,200 | $22,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 2,152 | $22,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,000 | $21,000 | thousands by filing date | call |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 25,000 | $21,000 | thousands by filing date | call |
| DOWDUPONT INC | 26078J100 | COM | 10,200 | $20,000 | thousands by filing date | call |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 20,000 | $20,000 | thousands by filing date | principal |
| CORMEDIX INC | 21900C100 | COM | 37,188 | $19,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 40,800 | $18,000 | thousands by filing date | put |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 15,666 | $18,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 15,172 | $18,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 19,000 | $18,000 | thousands by filing date | principal |
| NANOVIRICIDES INC | 630087203 | COM NEW | 21,429 | $18,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,200 | $17,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 7,600 | $17,000 | thousands by filing date | put |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,000 | $15,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 11,500 | $15,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3,300 | $15,000 | thousands by filing date | call |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 10,000 | $14,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 9,700 | $14,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F676 | COM | 10,500 | $14,000 | thousands by filing date | call |
| EVOLENT HEALTH INC | 30050BAB7 | NOTE 2.000%12/0 | 16,000 | $14,000 | thousands by filing date | principal |
| HANESBRANDS INC | 410345102 | COM | 16,500 | $13,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 300 | $12,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 3,500 | $12,000 | thousands by filing date | call |
| SENESTECH INC | 81720R109 | COM | 17,000 | $12,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 60,000 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,000 | $11,000 | thousands by filing date | call |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 11,200 | $11,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 3,000 | $10,000 | thousands by filing date | call |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,100 | $10,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,000 | $9,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 132 | $9,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 23,900 | $9,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 10,000 | $9,000 | thousands by filing date | call |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 17,033 | $9,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 27,700 | $8,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 2,000 | $8,000 | thousands by filing date | call |
| CLOROX CO DEL | 189054109 | COM | 1,000 | $8,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 2,000 | $8,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 15,350 | $8,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 5,000 | $7,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 2,000 | $7,000 | thousands by filing date | call |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,500 | $7,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 13,500 | $7,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 2,000 | $6,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 11,600 | $6,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 10,500 | $6,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 5,000 | $6,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,000 | $5,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 4,700 | $5,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 1,000 | $5,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 1,000 | $5,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 1,500 | $5,000 | thousands by filing date | call |
| DEPOMED INC | 249908104 | COM | 10,000 | $5,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 5,000 | $5,000 | thousands by filing date | call |
| AMERICAN LORAIN CORP | 027297100 | COM | 27,540 | $5,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 15,800 | $5,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 72,500 | $4,000 | thousands by filing date | put |
| CSX Corporation | 126408103 | COM | 1,200 | $4,000 | thousands by filing date | call |
| SYSCOCORP | 871829107 | COM | 2,000 | $4,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 2,000 | $4,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 500 | $4,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 22,500 | $4,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 900 | $4,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 500 | $4,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 40,000 | $3,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 20,700 | $3,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 3,300 | $3,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 50,100 | $3,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 200 | $3,000 | thousands by filing date | call |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,200 | $3,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 1,200 | $3,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 3,100 | $3,000 | thousands by filing date | call |
| EAGLE BANCORPORATION INC | 268948106 | COM | 1,400 | $3,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,900 | $3,000 | thousands by filing date | call |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 10,000 | $3,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 15,000 | $2,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 8,500 | $2,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 1,000 | $2,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,000 | $2,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,100 | $2,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 1,500 | $2,000 | thousands by filing date | call |
| EQUIFAX INC COM | 294429105 | Stock | 1,400 | $2,000 | thousands by filing date | put |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 3,900 | $2,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 47,400 | $2,000 | thousands by filing date | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,600 | $2,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,000 | $2,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,200 | $2,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 500 | $2,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 4,400 | $2,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 1,300 | $2,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 11,943 | $2,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 6,000 | $2,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 500 | $1,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 1,000 | $1,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 300 | $1,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 2,000 | $1,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 18,000 | $1,000 | thousands by filing date | put |
| IDEX CORP COM | 45167R104 | Stock | 14,100 | $1,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 200 | $1,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 700 | $1,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,200 | $1,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,500 | $1,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 72,000 | $1,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 595 | $1,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 7,000 | $1,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,000 | $1,000 | thousands by filing date | put |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,000 | $1,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 4,000 | $1,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 7,000 | $1,000 | thousands by filing date | call |
| SEACOR HOLDINGS INC | 811904101 | COM | 10,000 | $1,000 | thousands by filing date | put |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 10,000 | $1,000 | thousands by filing date | call |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 5,500 | $1,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Bristol-Myers Squibb Company | 110122108 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Oracle Corporation | 68389X105 | COM | 3,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Schlumberger Limited | 806857108 | COM | 1,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Union Pacific Corporation | 907818108 | COM | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WW GRAINGER INC COM | 384802104 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FORTINET INC COM | 34959E109 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OMEROS CORP | 682143102 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALBEMARLE CORP | 012653101 | COM | 3,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375N103 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLUEBIRD BIO INC | 09609G100 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| APACHE CORP | 037411105 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-000792 | this filing | 2018-02-14 | acceptance time not in the bulk data set |