13F-HR filed by HighTower Advisors, LLC
HighTower Advisors, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 2,297 holding rows worth $12,182,816,000.
- Accession
- 0001085146-18-000792
- Filer
- CIK 1462245
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 2,297 entries on the cover page, a total value of $12,182,816,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,182,816,000 with VALUE read as thousands by filing date, 13F file number 028-13510. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAFFINITY INVESTMENT ADVISORS, LLC028-14467
- reports for this filerALLIANCEBERNSTEIN L.P.028-10562
- reports for this filerAllianz Global Investors U.S. LLC028-13991
- reports for this filerALTA CAPITAL MANAGEMENT LLC/028-05119
- reports for this filerANCHOR CAPITAL ADVISORS LLC028-01880
- reports for this filerAperio Group, LLC028-11964
- reports for this filerAPPLETON PARTNERS INC/MA028-06694
- reports for this filerAristotle Capital Management, LLC028-02634
- reports for this filerAshfield Capital Partners, LLC028-12481
- reports for this filerATALANTA SOSNOFF CAPITAL, LLC028-01162
- reports for this filerATLANTA CAPITAL MANAGEMENT CO L L C028-05936
- reports for this filerBAHL & GAYNOR INC028-02825
- reports for this filerBELMONT ASSET MANAGEMENT 028-10518
- reports for this filerBlackRock Investment Management, LLC028-12016
- reports for this filerBRANDES INVESTMENT PARTNERS, LP028-05620
- reports for this filerBrookmont Capital Management028-14438
- reports for this filerBROWN ADVISORY INC028-13997
- reports for this filerCAMBIAR INVESTORS LLC028-01398
- reports for this filerCAMPBELL NEWMAN ASSET MANAGEMENT INC028-02903
- reports for this filerCAPITAL GROUP COMPANIES INC028-00218
- reports for this filerCapital Innovations LLC028-15733
- reports for this filerCapital Wealth Planning, LLC028-15439
- reports for this filerCOHEN & STEERS CAPITAL MANAGEMENT INC028-02405
- reports for this filerCOLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC028-10477
- reports for this filerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- reports for this filerCORBYN INVESTMENT MANAGEMENT INC/MD028-04242
- reports for this filerDana Investment Advisors, Inc.028-13023
- reports for this filerDAVIS SELECTED ADVISERS028-04121
- reports for this filerMACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST028-05267
- reports for this filerEAGLE ASSET MANAGEMENT INC028-01666
- reports for this filerEAGLE GLOBAL ADVISORS LLC028-06213
- reports for this filerEARNEST PARTNERS LLC028-05269
- reports for this filerEATON VANCE MANAGEMENT028-04139
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerJFB Holdings Corp028-10606
- reports for this filerFAYEZ SAROFIM & CO028-10991
- reports for this filerFEDERATED INVESTORS INC /PA/028-04375
- reports for this filerFRANKLIN RESOURCES INC028-00734
- reports for this filerGLENMEDE TRUST CO NA028-00126
- reports for this filerGlovista Investments LLC028-14929
- reports for this filerGranite Investment Partners, LLC028-14862
- reports for this filerGW&K Investment Management, LLC028-04145
- reports for this filerHARDING LOEVNER LP028-04434
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerHAYS ADVISORY LLC028-10649
- reports for this filerHORIZON ASSET MANAGEMENT LLC028-06986
- reports for this filerHorizon Investment Services, LLC028-12835
- reports for this filerInvesco Ltd.028-11246
- reports for this filerISTHMUS PARTNERS, LLC028-16855
- reports for this filerJPMORGAN CHASE & CO028-00694
- reports for this filerKarpus Management, Inc.028-11445
- reports for this filerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- reports for this filerKENNEDY CAPITAL MANAGEMENT, INC.028-03133
- reports for this filerLadenburg Thalmann Asset Management028-13809
- reports for this filerLaffer Investments028-10975
- reports for this filerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- reports for this filerLAZARD ASSET MANAGEMENT LLC028-10469
- reports for this filerCLEARBRIDGE, LLC028-01701
- reports for this filerLOGAN CAPITAL MANAGEMENT INC028-05837
- reports for this filerLOOMIS SAYLES & CO L P028-00398
- reports for this filerMD SASS INVESTORS SERVICES INC028-04057
- reports for this filerMADISON INVESTMENT HOLDINGS INC028-03477
- reports for this filerMASSACHUSETTS FINANCIAL SERVICES CO /MA/028-04968
- reports for this filerMILES CAPITAL, INC.028-10636
- reports for this filerMILLER HOWARD INVESTMENTS INC /NY028-03692
- reports for this filerMONTAG & CALDWELL, LLC028-00288
- reports for this filerNEUBERGER BERMAN LLC028-00454
- reports for this filerNEW AMSTERDAM PARTNERS LLC/NY028-05406
- reports for this filerNEWGATE CAPITAL MANAGEMENT LLC028-03871
- reports for this filerNORTHERN TRUST CORP028-00290
- reports for this filerNUANCE INVESTMENTS, LLC028-13833
- reports for this filerNuveen Asset Management, LLC028-14498
- reports for this filerNWQ INVESTMENT MANAGEMENT COMPANY, LLC028-01474
- reports for this filerOAK RIDGE INVESTMENTS LLC028-06668
- reports for this filerO'SHAUGHNESSY ASSET MANAGEMENT, LLC028-12966
- reports for this filerPACIFIC INVESTMENT MANAGEMENT CO LLC028-10952
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerPOLEN CAPITAL MANAGEMENT LLC028-03687
- reports for this filerPRINCIPAL GLOBAL INVESTORS028-01549
- reports for this filerREINHART PARTNERS, INC.028-04879
- reports for this filerRENAISSANCE GROUP LLC028-04884
- reports for this filerRichard Bernstein Advisors LLC028-14643
- reports for this filerRIVERBRIDGE PARTNERS LLC028-05655
- reports for this filerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
- reports for this filerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- reports for this filerSCHARF INVESTMENTS, LLC028-13511
- reports for this filerSelect Equity Group, L.P.028-16000
- reports for this filerSHELTON CAPITAL MANAGEMENT028-05709
- reports for this filerSOUTHERNSUN ASSET MANAGEMENT, LLC028-03489
- reports for this filerSTRATEGY ASSET MANAGERS LLC028-10030
- reports for this filerLONDON CO OF VIRGINIA028-10665
- reports for this filerTHOMAS WHITE INTERNATIONAL LTD028-05601
- reports for this filerTHORNBURG INVESTMENT MANAGEMENT INC028-06605
- reports for this filerTRILLIUM ASSET MANAGEMENT, LLC028-03125
- reports for this filerTURNER INVESTMENTS LLC028-02924
- reports for this filerVANGUARD GROUP INC028-06408
- reports for this filerVICTORY CAPITAL MANAGEMENT INC028-06354
- reports for this filerADDITIONAL MANAGERS DO NOT FIT TEMPLATE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OSHKOSH CORP COM | 688239201 | Stock | 4,868 | $443,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 71,197 | $442,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 10,372 | $442,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 90,079 | $441,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 18,572 | $439,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,646 | $438,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 8,135 | $435,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 9,854 | $434,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 4,778 | $433,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 8,370 | $433,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,283 | $432,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 27,907 | $432,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 9,489 | $431,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 16,243 | $430,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 7,816 | $430,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,947 | $429,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 20,380 | $429,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 15,813 | $429,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 29,801 | $429,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 19,570 | $429,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 58,432 | $428,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 2,947 | $426,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 13,699 | $426,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 18,278 | $425,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 11,467 | $425,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 8,365 | $424,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 10,990 | $423,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 23,325 | $423,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 7,272 | $422,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 3,676 | $422,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,179 | $421,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 28,296 | $420,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 7,030 | $419,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3,162 | $418,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 26,713 | $417,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 7,391 | $416,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 3,405 | $415,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 3,054 | $415,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 6,389 | $415,000 | thousands by filing date | |
| COLUMBIA ETF TR II BEYOND BRICS ETF | 19762B103 | CEF | 22,586 | $415,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 4,504 | $413,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 20,546 | $412,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,820 | $407,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 14,290 | $407,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 12,221 | $406,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 97,929 | $406,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 32,215 | $405,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 10,095 | $404,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 9,166 | $404,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 4,700 | $402,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,383 | $401,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 28,662 | $400,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 5,212 | $399,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 10,967 | $399,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 15,440 | $399,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 9,813 | $398,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,923 | $396,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 7,168 | $396,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,796 | $395,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 17,204 | $395,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 10,946 | $393,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 11,105 | $392,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 12,806 | $391,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 91,270 | $391,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 6,671 | $390,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 24,998 | $389,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 11,731 | $387,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 123,200 | $385,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 37,286 | $385,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 7,802 | $385,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 33,225 | $384,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 15,264 | $383,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 10,523 | $383,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 27,180 | $382,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,597 | $381,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 15,000 | $380,000 | thousands by filing date | call |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 12,439 | $380,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 32,243 | $379,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 5,826 | $378,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 6,384 | $378,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 10,464 | $376,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 21,353 | $376,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 24,962 | $375,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 5,809 | $375,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 3,725 | $374,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 940 | $374,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 8,907 | $374,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 1,037,871 | $374,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,503 | $373,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 27,057 | $371,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,573 | $370,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 11,525 | $370,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 15,334 | $370,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 252,001 | $370,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 2,643 | $369,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 4,180 | $369,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 5,745 | $369,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 13,755 | $367,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,862 | $366,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 21,758 | $366,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F510 | PRE REFUNDED MUN | 15,082 | $366,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,884 | $365,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 12,975 | $365,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 96,869 | $364,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 24,425 | $364,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 10,731 | $364,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 17,859 | $362,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 3,802 | $361,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 14,133 | $361,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 32,846 | $359,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 5,647 | $359,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 8,242 | $358,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 44,806 | $358,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 7,212 | $357,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 78,952 | $356,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 17,548 | $356,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 16,201 | $355,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 26,052 | $355,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 9,464 | $355,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 6,638 | $352,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,213 | $351,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 10,374 | $351,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 32,502 | $351,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 680,700 | $351,000 | thousands by filing date | call |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 2,206 | $350,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 13,005 | $350,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 14,630 | $350,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 22,695 | $349,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 7,983 | $349,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 27,948 | $349,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 18,014 | $348,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 15,730 | $348,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,648 | $347,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 4,975 | $345,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 765 | $344,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 13,234 | $344,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 5,649 | $342,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 33,092 | $341,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 59,741 | $341,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 8,046 | $340,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,793 | $339,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 292,200 | $339,000 | thousands by filing date | put |
| CASEYS GEN STORES INC | 147528103 | COM | 3,036 | $338,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 7,476 | $338,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 18,368 | $338,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 6,243 | $337,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 6,410 | $336,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 34,650 | $336,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 16,806 | $335,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 6,375 | $333,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 6,100 | $333,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,421 | $332,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 13,391 | $332,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 3,582 | $330,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 27,922 | $328,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 8,542 | $328,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 16,124 | $328,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 9,199 | $327,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 7,105 | $327,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 32,476 | $326,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 78,976 | $326,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 17,473 | $326,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,002 | $325,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,785 | $325,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 3,302 | $325,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 11,989 | $324,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 6,429 | $323,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 5,312 | $322,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 6,197 | $322,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 7,942 | $321,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,301 | $320,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 21,946 | $320,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 7,913 | $320,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 16,805 | $320,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 4,250 | $319,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 22,614 | $319,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 24,955 | $319,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 27,927 | $319,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 24,774 | $318,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 18,808 | $318,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 7,520 | $317,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 23,683 | $317,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 64,734 | $316,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 4,247 | $316,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 38,050 | $316,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 3,453 | $315,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 4,849 | $315,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 17,100 | $313,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 35,182 | $313,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 11,463 | $312,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 7,504 | $312,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 5,033 | $311,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 14,651 | $311,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 30,150 | $310,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 3,031 | $309,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 9,377 | $309,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 5,360 | $309,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 13,658 | $308,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 11,796 | $308,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 3,819 | $307,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 21,676 | $305,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 5,604 | $304,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,657 | $303,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 3,603 | $303,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 18,160 | $303,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 21,500 | $303,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 29,082 | $302,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 14,943 | $302,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 11,909 | $302,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 12,555 | $302,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 10,517 | $302,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 10,583 | $301,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 29,078 | $299,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 8,543 | $297,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,657 | $297,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 4,477 | $296,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 6,039 | $296,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 7,929 | $295,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 4,179 | $295,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 3,644 | $293,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 15,200 | $293,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 12,937 | $292,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,939 | $292,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 6,779 | $292,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 5,343 | $291,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 4,400 | $291,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 5,243 | $291,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,410 | $289,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,988 | $289,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 8,814 | $289,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 20,351 | $287,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 2,175 | $287,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 8,748 | $285,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,176 | $284,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 4,794 | $284,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 635 | $284,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 17,335 | $283,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 4,353 | $280,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 3,585 | $280,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 63,634 | $279,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 25,520 | $279,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 15,604 | $279,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 4,973 | $278,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 22,804 | $278,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 6,000 | $275,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 3,568 | $275,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 11,465 | $275,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 17,605 | $272,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 4,564 | $271,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 8,854 | $270,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 268,828 | $270,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,078 | $269,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 5,886 | $269,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 5,568 | $268,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 9,308 | $268,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 10,100 | $268,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 36,470 | $267,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 4,865 | $267,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 8,262 | $267,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 14,735 | $267,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 19,498 | $266,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 9,794 | $266,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 8,729 | $266,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 97,542 | $265,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 5,599 | $263,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 49,653 | $263,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,771 | $262,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 19,614 | $262,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 5,972 | $262,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 6,838 | $262,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 8,392 | $262,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 11,889 | $261,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 6,162 | $261,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,410 | $260,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 32,888 | $260,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 7,957 | $260,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,985 | $259,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 7,390 | $259,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 6,396 | $258,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 8,930 | $257,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 3,653 | $257,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 8,911 | $256,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 25,027 | $256,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 18,099 | $254,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,914 | $253,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 3,132 | $253,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 21,532 | $253,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 1,884 | $253,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 7,913 | $252,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 34,271 | $252,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 8,781 | $252,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 2,600 | $251,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 14,432 | $251,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 15,000 | $251,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 5,521 | $251,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,692 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,972 | $249,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,326 | $249,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,780 | $249,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 9,305 | $248,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 6,251 | $247,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 4,596 | $247,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 4,765 | $246,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 9,357 | $246,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 4,990 | $245,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 18,377 | $245,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 187,584 | $245,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 22,900 | $243,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 2,719 | $243,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 18,441 | $243,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,977 | $243,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 4,757 | $242,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 12,743 | $242,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 9,105 | $241,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 7,546 | $241,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 35,400 | $241,000 | thousands by filing date | call |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 7,433 | $240,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 4,466 | $240,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,107 | $239,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 20,157 | $238,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 3,643 | $237,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 15,946 | $237,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,938 | $236,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 6,850 | $236,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 11,314 | $236,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 7,167 | $236,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 2,256 | $235,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 10,124 | $235,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 5,649 | $234,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 15,513 | $234,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 38,455 | $234,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 4,626 | $233,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 24,427 | $233,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 5,877 | $232,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 29,830 | $232,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 6,052 | $231,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 8,752 | $231,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 6,960 | $231,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 197,323 | $231,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 9,574 | $231,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,283 | $229,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 4,094 | $229,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 13,030 | $229,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 16,018 | $228,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,555 | $228,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 13,196 | $228,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,795 | $228,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 16,540 | $226,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 7,701 | $226,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 10,690 | $225,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,869 | $225,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 5,638 | $225,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 13,700 | $225,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,115 | $223,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,416 | $223,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 8,539 | $222,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,965 | $221,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 6,371 | $221,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 4,565 | $221,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 5,389 | $220,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 6,803 | $220,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 2,304 | $220,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 13,485 | $220,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 2,841 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 3,013 | $218,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,806 | $218,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 4,274 | $218,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 119,937 | $218,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 9,174 | $218,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,242 | $217,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 4,579 | $217,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 4,146 | $216,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,608 | $216,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,046 | $216,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 2,988 | $216,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 11,832 | $215,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 9,898 | $215,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 22,378 | $215,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 16,151 | $215,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 7,413 | $214,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 10,490 | $214,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 10,472 | $214,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 11,193 | $213,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 6,544 | $213,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 820 | $212,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 11,313 | $212,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,650 | $212,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 11,768 | $211,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 9,840 | $211,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 6,536 | $211,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 11,700 | $211,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 12,400 | $211,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 3,517 | $211,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 16,064 | $210,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 55,000 | $209,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 18,849 | $209,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 3,555 | $209,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,383 | $208,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 2,160 | $208,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 19,940 | $208,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 9,476 | $207,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 2,525 | $207,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 9,087 | $206,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 3,417 | $206,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 11,062 | $206,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 3,877 | $206,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 8,783 | $206,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 7,490 | $206,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 22,915 | $206,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 7,609 | $206,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 7,911 | $206,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 3,265 | $204,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 6,558 | $204,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 3,576 | $204,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 13,450 | $204,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 16,192 | $204,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 4,032 | $204,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,333 | $203,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 2,378 | $203,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 2,372 | $203,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 2,800 | $202,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 9,676 | $202,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 9,533 | $202,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 8,023 | $201,000 | thousands by filing date | principal |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 12,305 | $201,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 8,879 | $200,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 3,651 | $200,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 10,730 | $199,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 15,427 | $196,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 162,465 | $196,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 13,528 | $195,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 12,179 | $195,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q260 | IPATH S&P MT ETN | 11,160 | $195,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 62,435 | $194,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 10,403 | $192,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 22,384 | $192,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 11,652 | $191,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 245,489 | $191,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 10,200 | $184,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 35,103 | $183,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 12,994 | $182,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 14,400 | $181,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 15,555 | $180,000 | thousands by filing date | |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 35,000 | $177,000 | thousands by filing date | put |
| Viewra, Inc | 92672L107 | COM | 18,964 | $176,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 24,707 | $175,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 10,861 | $175,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 185,000 | $173,000 | thousands by filing date | principal |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,000 | $172,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 16,628 | $172,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 10,393 | $172,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 11,228 | $172,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 88,368 | $171,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 18,175 | $170,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 13,486 | $169,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 10,227 | $169,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 13,065 | $168,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 18,285 | $167,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 12,453 | $166,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 10,741 | $164,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 10,197 | $163,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 4,500 | $158,000 | thousands by filing date | call |
| FORMFACTOR INC COM | 346375108 | Stock | 10,013 | $157,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 11,822 | $157,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 31,800 | $156,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 21,975 | $154,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 14,509 | $153,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,245 | $152,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 30,173 | $152,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 10,816 | $151,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 18,869 | $150,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 162,000 | $149,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 145,000 | $149,000 | thousands by filing date | principal |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 17,600 | $148,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 11,008 | $147,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 13,765 | $147,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 9,300 | $146,000 | thousands by filing date | call |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 11,145 | $145,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 142,000 | $144,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 107,000 | $144,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 137,000 | $143,000 | thousands by filing date | principal |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 13,595 | $141,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 19,000 | $141,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 18,504 | $141,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 13,669 | $138,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,900 | $137,000 | thousands by filing date | call |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 63,250 | $137,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 15,833 | $137,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 19,600 | $136,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 13,956 | $135,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 10,351 | $133,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 15,522 | $133,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 125,000 | $133,000 | thousands by filing date | principal |
| POTBELLY CORP | 73754Y100 | COM | 10,785 | $132,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 33,281 | $131,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 109,800 | $129,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 13,062 | $128,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 145,000 | $125,000 | thousands by filing date | principal |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 129,000 | $125,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 141,000 | $125,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-000792 | this filing | 2018-02-14 | acceptance time not in the bulk data set |